Spatiotemporal Particle Swarm Optimization for Future Cost Allocation in Large-Scale Transportation Infrastructure Maintenance
Abstract
1. Introduction
2. Methodology and Framework
2.1. Problem Description and Data Representation
2.2. Model Formulation
2.3. Spatiotemporal Particle Swarm Optimization for Cost Allocation (SPOCA) Model
2.3.1. Fitness Evaluation
2.3.2. Age-Filtered Spatial Clustering
2.3.3. Spatiotemporal Optimization Procedure
2.3.4. Constraint Feasibility
2.3.5. Algorithm Execution and Convergence
2.4. Model Sensitivity Analysis and Comparison
2.4.1. Sensitivity Analysis
2.4.2. Model Comparison
2.5. Study Area and Data
3. Results
3.1. Model Settings
3.2. Sensitivity Analysis Results
3.3. Model Comparison Results
3.3.1. Clustering Strategy Comparison
3.3.2. Optimization Algorithms Comparison
3.4. Total Maintenance Costs and Road Deterioration Analysis
3.5. Maintenance Strategies Analysis
3.6. Regional Maintenance Cost and Road Deterioration Analysis
4. Discussion
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Variables | Description |
|---|---|
| a binary variable indicating whether maintenance is performed on road in year (1 if yes, 0 if no), , | |
| a binary variable representing the choice of maintenance strategy for road in year (1 if chosen, 0 otherwise), , , | |
| the IRI of road at the beginning of year , prior to maintenance (unit: m/km), , | |
| the IRI of road at the beginning of year , after maintenance. If no maintenance is performed, (unit: m/km), , |
| Variables | Description |
|---|---|
| the initial IRI of road at the beginning of the first year (unit: m/km) | |
| Number of road segments | |
| Number of maintenance strategies | |
| the planning horizon (unit: year) | |
| the material cost per square meter associated with maintenance strategy (unit: $) | |
| the environmental cost per square meter associated with maintenance strategy (unit: $) | |
| the labor cost per square meter associated with maintenance strategy (unit: $) | |
| the upper limit of the budget for year (unit: $) | |
| the width of road (unit: m) | |
| the length of road (unit: m) | |
| the minimum allowable IRI values for the roads (unit: m/km) | |
| the maximum allowable IRI values for the roads (unit: m/km) | |
| the threshold for the overall weighted average IRI of the entire road network (unit: m/km) | |
| the year of construction for road (assuming all roads were built within the last 50 years) | |
| the age of road at the beginning of year (i.e.,) |
| Algorithm | Main Purpose in This Study | Iteration Budget/Stopping | Population/Swarm Size | Key Hyperparameters |
|---|---|---|---|---|
| SPOCA (spatial PSO) | Proposed method | 100 iterations; 1% convergence tolerance | 50 particles | inertia weight schedule ω: 0.9 → 0.4; c1 = c2 = 2.0; spatial strength c3 = 0.6 |
| PSO (non-spatial) | Baseline (no spatial term) | 100 iterations; 1% convergence tolerance | 50 particles | ω: 0.9 → 0.4; c1 = c2 = 2.0; |
| GA | Baseline metaheuristic | 100 iterations; 1% convergence tolerance | 50 population | crossover = 0.8; mutation = 0.1 |
| SA | Baseline metaheuristic | 100 iterations; 1% convergence tolerance | - | initial temperature = 100; cooling rate = 0.95 |
| DE | Baseline metaheuristic | 100 iterations; 1% convergence tolerance | 50 population | mutation = 0.6; crossover = 0.8 |
| Data | Description | Data Source |
|---|---|---|
| Road condition data | International Roughness Index, road length and width in Western Australia | Main roads, predicted by dTIMS V9 of Deighton [14] |
| Road maintenance records | Pavement maintenance strategies, performance improvements and maintenance year | Main roads |
| Economic performance | Unit cost for maintenance strategy | [43] |
| Road network | Road network in Western Australia | Main roads |
| Maintenance Method | Description | Performance Improvement (IRI Value) |
|---|---|---|
| ASDG | Dense Graded Asphalt Overlay/Replacement | Min (Pre-value, 2.88) |
| ASIM | Intersection Mix Asphalt Overlay/Replacement | Min (Pre-value, 2.5) |
| ASOG | Open Graded Asphalt Replacement | Min (Pre-value, 2.8) |
| ASRS | Structural Asphalt Work | Min (Pre-value, 2.88) |
| GrOL | Heavy Rehabilitation—Gravel Overlay/Stabilisation | Min (Pre-value, 2.5) |
| RipSeal | Light rehabilitation treatment for strong pavement, mainly for roughness reduction | Min (Pre-value, 2.69) |
| Slurry | Slurry/micro surfacing | 0.8 × Pre-value |
| CS | Surface dressing | 0.8 × Pre-value |
| Maintenance Method | Material Cost (AUD $/m2) | Environmental Cost (AUD $/m2) |
|---|---|---|
| ASDG | 52.07 | 0.08 |
| ASIM | 60.00 | 0.11 |
| ASOG | 48.00 | 0.08 |
| ASRS | 138.00 | 0.26 |
| GrOL | 70.00 | 0.16 |
| RipSeal | 47.00 | 0.14 |
| Slurry | 12.00 | 0.11 |
| CS | 5.99 | 0.06 |
| Scenario | Parameter Change (Relative to Baseline) | Total Cost (Billion AUD) | Avg. IRI (m/km) | Runtime (min) |
|---|---|---|---|---|
| Baseline | N = 50, Iter = 100, ω:0.9 → 0.4, c1 = c2 = 2.0, c3 = 0.6 | 13.28 | 2.53 | 9.8 |
| N-30 | Swarm size N = 30 | 13.34 | 2.55 | 8.1 |
| N-80 | Swarm size N = 80 | 13.28 | 2.53 | 10.9 |
| I-60 | Iterations = 60 | 13.36 | 2.56 | 7.4 |
| I-150 | Iterations = 150 | 13.28 | 2.53 | 11.9 |
| W-(0.95 → 0.60) | Inertia schedule ω:0.95 → 0.60 (more exploration) | 13.30 | 2.54 | 9.9 |
| W-(0.70 → 0.30) | Inertia schedule ω:0.70 → 0.30 (more exploitation) | 13.31 | 2.54 | 9.6 |
| C-1.5 | c1 = c2 = 1.5 (weaker pull to bests) | 13.33 | 2.55 | 9.7 |
| C-2.5 | c1 = c2 = 2.5 (stronger pull to bests) | 13.29 | 2.53 | 10.0 |
| S-0.3 | Spatial relationship strength c3 = 0.3 (weaker spatial guidance) | 13.30 | 2.54 | 9.8 |
| S-0.9 | Spatial relationship strength c3 = 0.9 (stronger spatial guidance) | 13.28 | 2.53 | 10.2 |
| Scenario | Parameter Change | Total Cost (Billion AUD) | Avg. IRI (m/km) |
|---|---|---|---|
| Baseline | — | 13.28 | 2.53 |
| + 10% | Faster deterioration | 13.84 | 2.61 |
| − 10% | Slower deterioration | 12.73 | 2.46 |
| + 20% | Higher budget | 13.42 | 2.32 |
| − 20% | Lower budget | 12.78 | 2.83 |
| Relaxed threshold | 13.17 | 2.56 | |
| Tight threshold | 13.48 | 2.47 |
| Clustering Method | Features Used for Clustering | Within-Cluster Age Heterogeneity (CV) | Within-Cluster IRI Heterogeneity (CV) | Total Cost (Billion AUD) | Avg. IRI (m/km) | Runtime |
|---|---|---|---|---|---|---|
| Age-filtered spatial clustering (Proposed) | Age and within-age proximity | 0.06 | 0.12 | 13.28 | 2.67 | 9.8 |
| K-means (attribute-only) | IRI | 0.19 | 0.10 | 13.33 | 2.68 | 10.8 |
| Age-only clustering | Age | 0.04 | 0.15 | 13.37 | 2.69 | 11.1 |
| Spatial-only clustering | Proximity | 0.22 | 0.16 | 13.31 | 2.67 | 11.7 |
| Algorithm | Spatial Term | Total Cost (Billion AUD) | Avg. IRI (m/km) | IRI Std. Dev. (m/km) | Runtime (min) |
|---|---|---|---|---|---|
| SPOCA (Proposed) | √ | 13.28 | 2.53 | 0.59 | 9.8 |
| PSO (Non-Spatial) | × | 13.26 | 2.64 | 0.71 | 15.9 |
| GA | × | 13.40 | 2.66 | 0.71 | 22.6 |
| SA | × | 13.38 | 2.73 | 0.76 | 20.2 |
| DE | × | 13.35 | 2.61 | 0.67 | 17.0 |
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Zhang, P.; Yi, W.; Song, Y.; Wu, P.; Chan, A.P.C.; Gao, Y. Spatiotemporal Particle Swarm Optimization for Future Cost Allocation in Large-Scale Transportation Infrastructure Maintenance. ISPRS Int. J. Geo-Inf. 2026, 15, 70. https://doi.org/10.3390/ijgi15020070
Zhang P, Yi W, Song Y, Wu P, Chan APC, Gao Y. Spatiotemporal Particle Swarm Optimization for Future Cost Allocation in Large-Scale Transportation Infrastructure Maintenance. ISPRS International Journal of Geo-Information. 2026; 15(2):70. https://doi.org/10.3390/ijgi15020070
Chicago/Turabian StyleZhang, Pengcheng, Wen Yi, Yongze Song, Peng Wu, Albert P. C. Chan, and Yali Gao. 2026. "Spatiotemporal Particle Swarm Optimization for Future Cost Allocation in Large-Scale Transportation Infrastructure Maintenance" ISPRS International Journal of Geo-Information 15, no. 2: 70. https://doi.org/10.3390/ijgi15020070
APA StyleZhang, P., Yi, W., Song, Y., Wu, P., Chan, A. P. C., & Gao, Y. (2026). Spatiotemporal Particle Swarm Optimization for Future Cost Allocation in Large-Scale Transportation Infrastructure Maintenance. ISPRS International Journal of Geo-Information, 15(2), 70. https://doi.org/10.3390/ijgi15020070

