Systematic Review of Privacy Preservation in Federated Learning for Secured Healthcare Applications
Abstract
1. Introduction
1.1. Objectives of This Study
- The basic goal of federated learning is to save unprocessed patient data locally on devices without ever disclosing it to a central server or other participants.
- To defend against sophisticated attacks, which aim to reconstruct private information from changes made to the model, using secure multi-party computing, homomorphic encryption, or noise injection approaches.
- To take into account the healthcare data storage and privacy laws in each of your clients’ jurisdictions (e.g., HIPAA, GDPR; or similar) to ensure that patient data is used in your solutions in an ethical and legal manner.
- Trade-offs between data privacy and model performance accuracy are also required since data security strategies may negatively impact the performance accuracy of the final machine learning model, which is essential in the healthcare sector.
- The capacity to work together across several healthcare facilities to train a single, more reliable model without jeopardizing the confidentiality of each patient’s data.
1.2. Problem Statement
1.3. Previous Reviews
1.4. Rationale for the Study
1.5. Research Questions
2. Literature Review
2.1. Privacy-Preserving Techniques in Federated Learning
2.2. Blockchain and Decentralized Architectures for Privacy and Trust
2.3. Applications of Privacy-Preserving Federated Learning in Sensitive Domains
2.4. Comparative Analysis and Trade-Off of Privacy-Preserving Technologies in Healthcare Federated Learning
3. Review Methodology
3.1. Search Strategy
3.2. Inclusion and Exclusion Criteria
3.3. Screening and Selection
3.4. Data Extraction
4. Result and Discussion
4.1. Key Insights
4.2. Research Gaps and Limitations
4.3. Future Research Directions
4.4. SWOT Analysis of Privacy-Preserving Federated Learning in Healthcare
4.5. Technical and Conceptual Challenges with Possible Solutions
5. Synthesis of Results
5.1. Complaince Mapping
| Privacy-Preserving Technique | Technical Contribution | Governance and Institutional Requirement | Key Regulatory Gap | Suggested Mitigation |
|---|---|---|---|---|
| Differential Privacy | Protects against inference attacks by adding statistical noise | Consent management, privacy governance, and data subject rights administration | Does not inherently support GDPR right to erasure or access requests | Integrate consent management systems and data deletion workflows |
| Homomorphic Encryption | Enables computation on encrypted healthcare data | Secure key lifecycle management, audit policies, and operational governance | Limited auditability of encrypted operations | Combine with secure logging and institutional auditing mechanisms |
| Secure Multi-Party Computation (SMPC) | Enables collaborative computation without exposing local datasets | Cross-institutional agreements, governance policies, and trusted collaboration procedures | Complex coordination among multiple healthcare organizations | Standardize governance frameworks and collaboration protocols |
| Secure Aggregation | Protects individual model updates during aggregation | Participant authentication, access control, and continuous monitoring | Malicious participants may still compromise collaborative learning | Implement role-based access control and participant verification mechanisms |
| Blockchain-based Federated Learning | Provides auditability, integrity, accountability, and decentralized trust | Data governance policies, legal agreements, compliance oversight, and audit management | Blockchain immutability may conflict with GDPR right to erasure | Store sensitive healthcare data off-chain while maintaining hashed references on-chain |
| Quantum Key Distribution (QKD) | Provides information-theoretically secure cryptographic key exchange | Security policy integration, specialized infrastructure management, and interoperability planning | Limited deployment maturity in healthcare environments | Hybrid deployment supported by institutional security policies |
| Post-Quantum Cryptography (PQC) | Provides quantum-resistant encryption and authentication | Cryptographic migration planning, compliance audits, policy updates, and long-term governance | Ongoing algorithm standardization and migration challenges | Gradually adopt standardized PQC algorithms with backward-compatible migration strategies |
| Overall Regulatory Compliance | Technical mechanisms strengthen privacy and security | Institutional governance, legal compliance, ethical oversight, consent management, access control, audit procedures, incident response planning, staff training, and continuous regulatory monitoring | Technical safeguards alone cannot satisfy all GDPR and HIPAA obligations | Integrate technical privacy mechanisms with comprehensive governance and regulatory compliance frameworks |
| Criteria | Ali et al. [2] (2022) | Nguyen et al. [21] (2022) | Gu et al. [18] (2023) | Myrzashova et al. [50] (2024) | Rauniyar et al. [55] | Bashir et al. [37] | Pati et al. [3] | Proposed Review |
|---|---|---|---|---|---|---|---|---|
| Healthcare FL Survey | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ |
| Differential Privacy | ✓ | Partial | ✓ | Partial | Partial | ✓ | ✓ | ✓ |
| Homomorphic Encryption | ✓ | Partial | ✓ | Partial | No | Partial | ✓ | ✓ |
| Secure Multi-Party Computation | Partial | Partial | ✓ | No | No | Partial | ✓ | ✓ |
| Secure Aggregation | Partial | No | Partial | No | No | Partial | ✓ | ✓ |
| Blockchain Integration | Limited | No | Partial | ✓ | No | No | Limited | ✓ (Auditability, Integrity, Decentralization) |
| Quantum Key Distribution (QKD) | No | No | No | No | No | No | No | Discussed as Emerging Secure Key Exchange Technology |
| Post-Quantum Cryptography (PQC) | No | No | No | No | No | No | No | Included with Future Deployment Challenges |
| GDPR/HIPAA Compliance | Comprehensive | Limited | No | No | No | Limited | No | Comprehensive |
| Regulatory Mapping | Partial | No | No | No | No | No | No | Comprehensive |
5.2. Limitations of the Review
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Technique | Primary Contribution | Privacy Guarantee | Additional Benefit |
|---|---|---|---|
| Differential Privacy | Statistical privacy | Yes | Protects against inference attacks |
| Homomorphic Encryption | Computation on encrypted data | Yes | Confidential model aggregation |
| SMPC | Secret-shared computation | Yes | Secure collaborative computation |
| Blockchain | Auditability, integrity, decentralization | No (indirectly) | Traceability, accountability, tamper resistance |
| Hybrid Architectures | Combined mechanisms | Strong | Balanced privacy and trust |
| Criteria Category | Inclusion | Exclusion |
|---|---|---|
| Topical Focus | Studies specifically addressing FL, privacy, and security within the context of healthcare applications. This includes research focusing on techniques such as differential privacy, homomorphic encryption, Secure Multi-Party Computation, or blockchain to protect data in FL for healthcare. | Studies on FL applications not related to healthcare. Studies on privacy-preservation techniques that are not integrated with FL or not applied to healthcare data. Studies that focus solely on traditional, centralized machine learning approaches. |
| Decision Component | Studies that propose or evaluate specific privacy-preserving techniques, models, or comparative analyses. | Studies that did not propose or evaluate a specific privacy-preserving technique. |
| Language | English. | Non-English publication. |
| Publication Date | Published between 2015 and 2025. | Published before 2015. |
| Publication Type | Peer-reviewed journal articles and peer-reviewed conference proceedings. | Technical reports, theses, dissertations, white papers, preprints, and other gray literature. |
| Methodological Rigor | Studies with a clearly described methodology, reproducible empirical/experimental evaluation, and well-defined privacy or security mechanisms. | Opinion articles, superficial evaluations, or anecdotal discussions. |
| Years | Reference Papers |
|---|---|
| 2025 | [17,20,30,31,32,33,36,42,44,45,47,52,53]. |
| 2024 | [3,22,23,25,26,35,38,44,45,47,48,55,75,83,94,106,115,116]. |
| 2023 | [1,5,18,19,27,28,37,41,50]. |
| 2022 | [2,6,7,8,9,10,12,14,15,16,21,40,49,51,54]. |
| 2021 | [11,29,43,46,57,71,79,96]. |
| 2020 | [24,34,39,59,80,100]. |
| 2019 | [57,60,61,62,68,69,70,72,73,74,82,84,85,86,87,88,89,90,91,93,95,96,101,102,103,104,105,106,107,108,109,114,116,117,118,119,120]. |
| 2018 | [58,69,75,80,83,92,98]. |
| 2017 | [56,64,66,67,79,121]. |
| 2016 | [78,122]. |
| 2015 | [59,76]. |
| Aspect | Description |
|---|---|
| Strengths | Enables collaborative model training without data sharing; aligns with privacy regulations (HIPAA, GDPR); improves model generalization and trust through decentralized training. |
| Weaknesses | High computational and communication overhead; poor handling of non-IID and heterogeneous data; limited real-world validation and lack of standardized benchmarks. |
| Opportunities | Expansion to global healthcare consortia; development of privacy-preserving multi-modal diagnostics; new opportunities for AI-driven personalized medicine and telehealth. |
| Threats | Potential for model poisoning and adversarial attacks; evolving cyber threats; legal fragmentation across jurisdictions; emerging quantum computing risks that may compromise current cryptography. |
| Category | Metrics |
|---|---|
| Privacy guarantees | ε, δ (DP)—limited reporting |
| Model performance | Accuracy, AUC, F1-score |
| Communication cost | Number of rounds, message size |
| Runtime/compute | Training time, CPU/GPU cost |
| Bandwidth | Data transmitted per round |
| Applications/Themes | Occurrences | References |
|---|---|---|
| Federated Learning Frameworks for Healthcare | 15 | [1,2,3,6,12,20,21,25,26,32,33,35,41,43,49] |
| Blockchain-Enabled Privacy Preservation | 12 | [6,8,9,19,22,23,25,28,41,43,47,52] |
| Differential Privacy and Homomorphic Encryption | 10 | [15,16,45,48,51,56,58,59,64,74] |
| Secure Multi-Party Computation (SMPC) | 7 | [41,56,59,68,77,101,106] |
| IoMTs (Internet of Medical Things) Integration | 11 | [6,8,9,12,16,19,22,23,25,35,43] |
| Edge and Cloud Computing-Based FL | 9 | [12,20,21,40,46,49,61,71,86] |
| Privacy-Preserving Data Mining and Analytics | 8 | [27,29,45,47,53,54,55,92] |
| Security Threats and Adversarial Attacks in FL | 10 | [35,36,37,41,51,57,70,81,109,116] |
| Quantum Cryptography and Hybrid Security Models | 5 | [47,50,56,58,59] |
| Model Aggregation and Optimization Techniques | 6 | [24,31,35,48,61,106] |
| Cross-Institutional Data Sharing and Collaboration | 8 | [17,19,20,23,28,47,52,54] |
| Patient Data Protection and Anonymization | 7 | [1,3,7,15,16,42,54] |
| Healthcare AI Applications (Diagnostics and Prediction) | 9 | [10,14,16,17,20,30,43,49,55] |
| Regulatory Compliance (GDPR, HIPAA) | 4 | [21,27,45,53] |
| Decentralized and Collaborative Learning Networks | 6 | [25,28,31,33,49,82] |
| Focus Area | Key Actions | Relevant Studies to Build Upon |
|---|---|---|
| Advanced Federated Learning Models | Create cross-silo federated learning architectures that are flexible and capable of handling non-IID medical data, multi-modal features, and dynamic participation of healthcare nodes. | [1,3,20,21,25,35,41,49,55,71] |
| Blockchain-FL Integration | Design hybrid blockchain frameworks for transparent aggregation, secure authentication, and decentralized trust management in healthcare data sharing. | [6,8,19,22,23,25,28,41,43,52] |
| Differential Privacy and Encryption Synergy | Reduce gradient leaking without compromising model utility by using safe aggregation, homomorphic encryption, and differential privacy. | [15,16,45,48,51,56,58,59,64,74] |
| Secure Multi-Party Computation (SMPC) in Healthcare FL | Implement lightweight SMPC protocols optimized for low-latency edge devices to enhance privacy guarantees in collaborative healthcare networks. | [41,56,59,68,77,101,106] |
| Internet of Medical Things (IoMTs) and Edge Integration | Integrate IoMTs sensor networks with edge-cloud federated learning to support real-time patient monitoring and anomaly detection. | [6,8,9,12,16,19,22,23,25,35] |
| AI-Driven Privacy Preservation | Apply reinforcement learning and deep anomaly detection to identify, predict, and mitigate data poisoning or model inversion attacks. | [35,36,37,51,57,70,81,109,116] |
| Cross-Institutional Data Collaboration Frameworks | Develop standardized APIs and interoperability protocols for multi-hospital collaboration under privacy-preserving federated systems. | [17,19,20,23,28,47,52,54] |
| Quantum-Resistant and Post-Quantum Security Models | Explore quantum cryptography and lattice-based techniques to secure future medical data exchanges in federated ecosystems. | [47,50,56,58,59] |
| Ethical and Regulatory Compliance | Map federated architectures to privacy regulations (GDPR, HIPAA) and develop explainable AI models ensuring ethical transparency. | [21,27,45,53] |
| Decentralized Healthcare Ecosystem Design | Construct fully decentralized frameworks combining blockchain, FL, and IoMTs to eliminate single points of failure and central authority. | [25,28,31,33,49,82] |
| Model Optimization and Energy Efficiency | Develop lightweight federated aggregation algorithms that reduce computational overhead for wearable and mobile devices. | [12,20,40,46,49,61,71,86] |
| Privacy-Preserving Data Analytics and Knowledge Sharing | Build scalable AI models that allow secure analytics and pattern discovery from distributed EHRs without raw data exposure. | [27,29,45,47,53,54,55,92] |
| Method | Number of Studies |
|---|---|
| Differential Privacy | 18 |
| Blockchain-based FL | 15 |
| Secure Multi-Party Computation | 10 |
| Homomorphic Encryption | 9 |
| Secure Aggregation | 12 |
| Byzantine-robust Methods | 7 |
| Threat Model | Privacy Mechanism | Dataset Type | Evaluation Metrics | Compliance Consideration |
|---|---|---|---|---|
| Poisoning, inference, gradient leakage | Differential Privacy, HE, SMPC | Public medical datasets, private hospital data | Accuracy, Precision, Recall, AUC | GDPR, HIPAA (conceptual) |
| Byzantine and malicious clients | Secure aggregation, blockchain-based FL | IoMTs and EHR datasets | Communication overhead, latency | Regulatory awareness |
| Honest-but-curious server | DP-based perturbation | Simulated healthcare data | Model convergence, loss | Not explicitly addressed |
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Alankamony, A.; Nels, N. Systematic Review of Privacy Preservation in Federated Learning for Secured Healthcare Applications. Information 2026, 17, 647. https://doi.org/10.3390/info17070647
Alankamony A, Nels N. Systematic Review of Privacy Preservation in Federated Learning for Secured Healthcare Applications. Information. 2026; 17(7):647. https://doi.org/10.3390/info17070647
Chicago/Turabian StyleAlankamony, Anu, and Ninisha Nels. 2026. "Systematic Review of Privacy Preservation in Federated Learning for Secured Healthcare Applications" Information 17, no. 7: 647. https://doi.org/10.3390/info17070647
APA StyleAlankamony, A., & Nels, N. (2026). Systematic Review of Privacy Preservation in Federated Learning for Secured Healthcare Applications. Information, 17(7), 647. https://doi.org/10.3390/info17070647
