Analyzing Port State Control Data to Explore Future Improvements to GMDSS Training
Abstract
:1. Introduction
- International Convention on STCW Chapter IV Section IV/2;
- SOLAS 2014, chapter IV, article 16, personal radio;
- European Radiocommunication Committee articles 9 and 10.
2. Materials and Methods
2.1. Description of the Database
- In 2005, there was a concentrated inspection campaign (CIC) focused on the Global Maritime Distress Safety System (GMDSS). Some part of the number of deficiencies encountered may be due to this fact.
- During 2020–2021, the effects of the COVID-19 pandemic were felt in global maritime traffic.
- In 2022, there was a concentrated inspection campaign (CIC) focused on Standards of Training, Certification, and Watchkeeping for Seafarers (STCW).
- In 2022, the Russian Federation was temporarily excluded from the Paris MoU.
- IMO number
- Ship type description
- Ship age
- Ship flag description
- Inspection date
- Port name
- Country code of the port
- Outcomes of inspection
- Type of deficiency (Defective Item Code)
- Detention, whether the deficiency causes the detention of the ship or not
2.2. Data Management
- The 133 different flags of the vessels were finally codified in four categories, a white, grey, black list, and a four-category “out-of-the-list”. This categorization has been made taking into consideration the year of the inspection, as the WGB list is updated according to the information released by the MoU of Paris about the risk performance of flags.
- The 27 different types of ships were grouped into four categories: passenger ships, cargo ships, tankers, and other purposes ships.
- The age of the ship at the moment of inspection ranges from 0 to 112 years.
- The 27 country’s ports were reduced to only two categories: Mediterranean ports (Black Sea ports included) and Atlantic ports (Baltic Sea ports included).
2.3. The Treatment of the Deficiencies Linked to Poor Training of OOW on Board
2.4. Statistical Tools and Data Analysis
2.4.1. A Chi-Square (χ2) Goodness of Fit Test Using SPSS
2.4.2. t-Test and Wilcoxon–Mann–Whitney Test Using SPSS
2.4.3. Binary Logistic Regression Analysis Using SPSS
3. Results
3.1. Checking the Hypothesis-1: HRSC1 vs. HRSC4
3.2. Examining the Independence of Subset HRSC2 and HRSC3
3.3. Binary Regression Analysis Results Were Applied to Databases of Table 4
- For HRSC2 and HRSC2-expanded, the explanatory variables are Ship Flag, Ship Type, Ship Age, and Port situation.
- For HRSC3 the explanatory variables are Ship Flag, Ship Type, Ship Age, Port situation, and Year.
- 2.54 times higher if the ship is black-listed than white-listed.
- 2.38 times higher if the ship is grey-listed than white-listed.
- 1.72 times higher if the ship is “out-of-list” than white-listed.
- 3.02 times higher if the ship is a cargo ship than it is a passenger ship.
- 1.85 times higher if the ship is a special-purpose ship than it is a passenger ship.
- 1.81 times higher if the ship is a tanker than it is a passenger ship.
- 2.09 times higher if the ship is inspected at a Mediterranean port than at Atlantic ports.
- 1.041 times greater for each year of increase in the ship’s age.
- 1.895 times higher if the ship is black-listed than white-listed.
- 1.302 times higher if the ship is grey-listed than white-listed.
- 1.243 higher if the ship is not included in any list than white-listed (with a lack of significance of p = 0.062)
- 1.211 times higher if the ship is a cargo ship than it is a passenger ship (with a significance of p = 0.026).
- 0.596 times lower if the ship is a tanker than it is a passenger ship.
- 0.660 times lower if the ship is a special-purpose ship than it is a passenger ship.
- 1.339 times higher if the ship is inspected at a Mediterranean port than at Atlantic ports.
- 1.024 times greater for each year of increase in the ship’s age.
- 1.026 times greater for each year that passes on the calendar compared to 2015.
3.4. The Distribution of Independent Variables Ship-Flag, Ship-Type, Port Situation, and Ship-Age in the Subsets HRSC2 and HRSC3
4. Discussion
4.1. Which Criterion Best Highlights the Worst Performance in Communications Safety of Inspected Ships?
4.2. Relationship between Explanatory Variables and Radio Inspections That Lead to the Detention of the Vessel
4.3. Radio Deficiencies Linked to a Lack of Competencies in Maritime Communications of OOWs
GMDSS Education and Training
4.4. Limitations of the Study
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Paris MoU. Total Figures | Paris MoU. Total Dataset of GMDSS | |||||
---|---|---|---|---|---|---|
Inspections | Ships | Inspections | Ship Age | Ships | Deficiencies | |
Years | Total Evaluated per Year | Total Number of Different Ships Involved per Year | Total Evaluated per Year | Mean Age | Total Number of Different Ships Involved per Year | Total Number of Radio Deficiencies per Year |
2005 | 21,302 | 13,024 | 2297 | 20.5 | 2003 | 3511 |
2006 | 21,566 | 13,417 | 2304 | 21.9 | 2001 | 3255 |
2007 | 22,877 | 14,182 | 2467 | 22.2 | 2128 | 3457 |
2008 | 24,647 | 15,237 | 2347 | 22.0 | 2093 | 3238 |
2009 | 24,186 | 14,753 | 1903 | 21.5 | 1718 | 2494 |
2010 | 24,058 | 14,762 | 1735 | 21.3 | 1561 | 2267 |
2011 | 19,058 | 15,268 | 1369 | 21.9 | 1289 | 1718 |
2012 | 18,308 | 14,646 | 1228 | 22.2 | 1158 | 1505 |
2013 | 17,687 | 14,108 | 1100 | 20.9 | 1043 | 1326 |
2014 | 18,447 | 15,386 | 1021 | 20.8 | 972 | 1255 |
2015 | 17,878 | 15,255 | 870 | 21.9 | 849 | 1024 |
2016 | 17,845 | 15,237 | 813 | 21.8 | 779 | 985 |
2017 | 17,925 | 15,358 | 799 | 22.1 | 762 | 927 |
2018 | 17,957 | 15,304 | 802 | 23.4 | 771 | 937 |
2019 | 17,916 | 15,447 | 768 | 22.3 | 744 | 874 |
2020 | 13,168 | 12,092 | 491 | 24.9 | 480 | 562 |
2021 | 15,401 | 13,800 | 642 | 23.7 | 631 | 724 |
2022 | 17,289 | 15,433 | 769 | 23.1 | 749 | 852 |
Detention Data | ||||
---|---|---|---|---|
Inspections | Ship Age | Ships | Deficiencies | |
Years | Number of Inspections Involved in Detentions per Year | Averaged Age | Total Number of Different Ships Involved per Year | Total Number of Radio Deficiencies that Cause Detention per Year |
2005 | 242 | 27.3 | 226 | 409 |
2006 | 205 | 29 | 196 | 295 |
2007 | 244 | 28.1 | 233 | 329 |
2008 | 175 | 29.8 | 171 | 228 |
2009 | 167 | 28.2 | 160 | 235 |
2010 | 103 | 29.1 | 102 | 136 |
2011 | 92 | 27.8 | 92 | 133 |
2012 | 79 | 28.6 | 79 | 100 |
2013 | 79 | 25.2 | 79 | 100 |
2014 | 84 | 28 | 81 | 99 |
2015 | 66 | 29.8 | 65 | 85 |
2016 | 95 | 27.1 | 95 | 121 |
2017 | 78 | 29.3 | 77 | 95 |
2018 | 67 | 29.2 | 65 | 86 |
2019 | 59 | 31.3 | 58 | 86 |
2020 | 39 | 31 | 38 | 53 |
2021 | 45 | 27.1 | 44 | 55 |
2022 | 60 | 28.4 | 60 | 71 |
Data Related to Possible Deficiencies in the Training of OOWs | ||||
---|---|---|---|---|
Inspections | Ship Age | Ships | Deficiencies | |
Years | Number of Inspections Involved Training Deficiencies per Year | Averaged Age | Total Number of Different Ships Involved per Year | Total Number of Radio Deficiencies Identified with Training per Year |
2005 | 646 | 21 | 625 | 728 |
2006 | 711 | 23.4 | 664 | 802 |
2007 | 881 | 25.5 | 801 | 992 |
2008 | 836 | 24.3 | 781 | 947 |
2009 | 665 | 24 | 625 | 766 |
2010 | 681 | 22.9 | 643 | 772 |
2011 | 500 | 23.1 | 493 | 554 |
2012 | 453 | 22.9 | 453 | 499 |
2013 | 430 | 21.3 | 418 | 468 |
2014 | 428 | 20.7 | 420 | 464 |
2015 | 354 | 22.3 | 348 | 373 |
2016 | 375 | 21 | 374 | 402 |
2017 | 362 | 22.2 | 351 | 384 |
2018 | 401 | 22.7 | 394 | 424 |
2019 | 397 | 22.3 | 392 | 410 |
2020 | 271 | 25.9 | 264 | 280 |
2021 | 325 | 24.9 | 321 | 327 |
2022 | 400 | 24 | 393 | 411 |
Subsets of Data Generated by the Two Indicators Accounting for Risk of Safety Communication at Sea | Condition 1 | Condition 2 | Inspections | Deficiencies |
---|---|---|---|---|
Number of Ships Belonging to High Risk | Number of Inspections per Ship Showing Poor Performance | Number of Inspections Forming Part of the Group High Risk | Number of Radio Deficiencies Forming Part of the Subset High Risk | |
SUBSET HRSC2 | 1665 (12.6%) | All inspections | 1979 (8.3%) | 2716 (8.8%) |
SUBSET HRSC2-extended | 1665 (12.6%) | Extended to all inspections of the same ships involved | 4992 (21%) | 2716 (8.8%) |
SUBSET HRSC3 | 1725 (13.1%) | ≥2 only ships that exhibit repetition of the problem | 4276 (17.9%) | 4748 (15.4%) |
Total dataset as a reference | 13,178 (100%) | ---- | 23,725 (100%) | 30,911 (100%) |
Radio Communications Defective Item | Code | Label |
---|---|---|
Distress messages: obligations and procedures | 5101 | Training |
Functional requirements | 5102 | Equipment |
Main installation | 5103 | Equipment |
MF radio installation | 5104 | Equipment |
MF/HF radio installation | 5105 | Equipment |
INMARSAT ship earth station | 5106 | Equipment |
Maintenance/duplication of equipment | 5107 | Equipment |
Performance standards for radio equipment | 5108 | Equipment |
VHF radio installation | 5109 | Equipment |
Facilities for the reception of marine safety information | 5110 | Equipment |
Satellite EPIRB 406 MHz/1.6 GHz | 5111 | Equipment |
VHF EPIRB | 5112 | Equipment |
SART/AIS-SART | 5113 | Equipment |
Reserve source of energy | 5114 | Equipment |
Radio log (diary) | 5115 | Training |
Operation/maintenance | 5116 | Training |
Operation of GMDSS equipment | 5118 | Training |
Other (radio communication) | 5199 | Others |
Subsets Description | Cut-Off Criterion to Approach the Decile of Ships with the Worst Performance | Number of Vessels Included (Mean Age) | Percentage Considering the Total of Ships (13,178) | Number of Inspections within the Cut-Off Criterion | Percentage Considering the Total of Inspections (23,725) | Number of Failures within the Cut-Off Criterion | Percentage Considering the Total of Deficiencies (30,911) |
---|---|---|---|---|---|---|---|
HRSC1. Based on the number of inspections with deficiencies | 4 inspections in the period or more | 1297 (31.4 years) | 9.8% | 6616 | 27.9% | 8992 | 29.1% |
HRSC4. Based on the number of deficiencies | 5 deficiencies or more | 1552 (30.3 years) | 11.8% | 6894 | 29.1% | 10,949 | 35.4% |
Subsets Description | −2 Log Likelihood | Nagelkerke Pseudo R Square | Sensitivity of the Model | Specificity of the Model | Overall Relation Predicted/Observed of the Model |
---|---|---|---|---|---|
HRSC1. Based on the number of inspections with deficiencies | 22,712 | 0.292 | Correctly classify the 43.5% of High-Risk cases | Correctly classify the 89.5% of Moderate Risk cases. | 76.7% improving the intercept-only model |
HRSC4. Based on the number of deficiencies | 34,365 | 0.236 | Correctly classify the 46.1% of High-Risk cases | Correctly classify the 84.6% Moderate Risk cases | 71% improving the intercept-only model |
Omnibus Tests of Model Coefficients | HRSC2 | HRSC2-Extended | HRSC3 |
---|---|---|---|
Chi-square Model | 1171.507 | 3284.189 | 1295.02 |
df | 8 | 8 | 9 |
p-value | <0.001 | <0.001 | <0.001 |
95% C.I. for EXP(B) | ||||||||
---|---|---|---|---|---|---|---|---|
B | S.E. | Wald | df | Sig. | Exp(B) | Lower | Upper | |
Grey list | 0.541 | 0.050 | 118.150 | 1 | <0.001 | 1.718 | 1.559 | 1.895 |
Black list | 0.932 | 0.045 | 432.550 | 1 | <0.001 | 2.538 | 2.325 | 2.771 |
Out of list | 0.865 | 0.101 | 73.428 | 1 | <0.001 | 2.375 | 1.949 | 2.895 |
Tank | 0.595 | 0.129 | 21.199 | 1 | <0.001 | 1.813 | 1.407 | 2.336 |
Cargo | 1.106 | 0.110 | 101.551 | 1 | <0.001 | 3.022 | 2.437 | 3.748 |
Special Purposes | 0.614 | 0.129 | 22.532 | 1 | <0.001 | 1.848 | 1.434 | 2.382 |
Age | 0.040 | 0.002 | 544.952 | 1 | <0.001 | 1.041 | 1.038 | 1.045 |
Atlantic ports | 0.737 | 0.036 | 419.650 | 1 | <0.001 | 2.090 | 1.948 | 2.243 |
Constant | −4.108 | 0.121 | 1156.048 | 1 | <0.001 | 0.016 |
95% C.I. for EXP(B) | ||||||||
---|---|---|---|---|---|---|---|---|
B | S.E. | Wald | df | Sig. | Exp(B) | Lower | Upper | |
Grey list | 0.264 | 0.052 | 25.629 | 1 | <0.001 | 1.302 | 1.175 | 1.442 |
Black list | 0.639 | 0.047 | 188.035 | 1 | <0.001 | 1.895 | 1.729 | 2.076 |
Out of list | 0.217 | 0.116 | 3.479 | 1 | 0.062 | 1.243 | 0.989 | 1.561 |
Tank | −0.517 | 0.113 | 20.944 | 1 | <0.001 | 0.596 | 0.478 | 0.744 |
Cargo | 0.192 | 0.086 | 4.948 | 1 | 0.026 | 1.211 | 1.023 | 1.434 |
Special Purposes | −0.416 | 0.114 | 13.329 | 1 | <0.001 | 0.660 | 0.528 | 0.825 |
Age | 0.024 | 0.002 | 199.266 | 1 | <0.001 | 1.024 | 1.021 | 1.028 |
Atlantic ports | 0.292 | 0.036 | 65.664 | 1 | <0.001 | 1.339 | 1.248 | 1.437 |
Year | 0.026 | 0.003 | 54.963 | 1 | <0.001 | 1.026 | 1.019 | 1.033 |
Constant | −4.108 | 0.121 | 1156.048 | 1 | <0.001 | 0.016 |
FLAG | Total Database | HRSC2 Subset | HRSC3 Subset | |||
---|---|---|---|---|---|---|
N of Ships | % | N of Ships | % | N of ships | % | |
White | 9224 | 70.0% | 658 | 39.5% | 810 | 47.0% |
Grey | 1690 | 12.8% | 281 | 16.9% | 261 | 15.1% |
Black | 1981 | 15.0% | 659 | 39.6% | 617 | 35.8% |
Out of the list | 283 | 2.1% | 67 | 4.0% | 37 | 2.1% |
SHIP TYPE | Total Database | HRSC2 Subset | HRSC3 Subset | |||
N of Ships | % | N of Ships | % | N of Ships | % | |
Passenger | 615 | 4.7% | 47 | 2.8% | 69 | 4.0% |
Tanker | 1707 | 13.0% | 125 | 7.5% | 85 | 4.9% |
Cargo | 9667 | 73.4% | 1363 | 81.9% | 1489 | 86.3% |
Special purposes | 1189 | 9.0% | 130 | 7.8% | 82 | 4.8% |
AGE | Total Database | HRSC2 Subset | HRSC3 Subset | |||
---|---|---|---|---|---|---|
N of Ships | % | N of Ships | % | N of Ships | % | |
<10 years | 4512 | 19.0% | 106 | 5.4% | 429 | 10.0% |
10–20 | 6052 | 25.5% | 319 | 16.1% | 779 | 18.2% |
20–30 | 7195 | 30.3% | 688 | 34.8% | 1363 | 31.9% |
30–40 | 4655 | 19.6% | 666 | 33.7% | 1323 | 30.9% |
>40 years | 1311 | 5.5% | 200 | 10.1% | 382 | 8.9% |
PORT SITUATION | Total Database | HRSC2 Subset | HRSC3 Subset | |||
N of Ships | % | N of Ships | % | N of Ships | % | |
Mediterranean Ports | 11,318 | 47.7% | 1433 | 72.4% | 2495 | 58.3% |
Atlantic Ports | 12,406 | 52.3% | 546 | 27.6% | 1781 | 41.7% |
Country | Proportion of Inspections Using Different Datasets Values in % of the Total | |
---|---|---|
Total 23,175 Inspections | HRSC2 Subset. 1979 Inspections that Led to the Detention of 1667 Ships | |
Spain | 12.5% | 17.8% |
Romania | 7.6% | 7.1% |
Italy | 6.7% | 18.7% |
Greece | 5.1% | 11.2% |
France | 3.3% | 3.6% |
Croatia | 1.3% | 3.3% |
Malta | 1% | 2.0% |
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Rey-Charlo, R.E.; Cueto, J.L.; Piniella, F. Analyzing Port State Control Data to Explore Future Improvements to GMDSS Training. J. Mar. Sci. Eng. 2023, 11, 2379. https://doi.org/10.3390/jmse11122379
Rey-Charlo RE, Cueto JL, Piniella F. Analyzing Port State Control Data to Explore Future Improvements to GMDSS Training. Journal of Marine Science and Engineering. 2023; 11(12):2379. https://doi.org/10.3390/jmse11122379
Chicago/Turabian StyleRey-Charlo, Raquel Esther, Jose Luis Cueto, and Francisco Piniella. 2023. "Analyzing Port State Control Data to Explore Future Improvements to GMDSS Training" Journal of Marine Science and Engineering 11, no. 12: 2379. https://doi.org/10.3390/jmse11122379
APA StyleRey-Charlo, R. E., Cueto, J. L., & Piniella, F. (2023). Analyzing Port State Control Data to Explore Future Improvements to GMDSS Training. Journal of Marine Science and Engineering, 11(12), 2379. https://doi.org/10.3390/jmse11122379