Abstract
Recurrent laryngeal nerve (RLN) injury is a well and long-known complication of thyroid and parathyroid surgery that significantly affects the quality of life of patients. Despite the advances in surgical techniques and technology, it still occurs in clinical practice either as temporary paresis or as permanent paralysis of the corresponding vocal cord. The purpose of the current systematic review is to examine the value of intraoperative repair of the RLN in voice restoration. A systematic review of the existing literature was conducted using PubMed, Scopus, Cochrane Library, and Google Scholar databases according to the PRISMA guidelines. The systematic review resulted in 18 studies, which met the inclusion criteria. An improvement in phonatory function and voice quality was observed in all these studies after immediate RLN reconstruction (not always statistically significant). This improvement appears to be comparable to or even higher than that achieved with other methods of repair, and in some cases, the improvement approaches levels found in normal subjects. Intraoperative RLN reconstruction is not widely used in clinical practice, but the evidence so far makes it a viable and safe alternative to traditional techniques with better long-term results, as it prevents the occurrence of atrophy of the vocal cord and should be considered in the operating room if possible.
1. Introduction
Injury of the recurrent laryngeal nerve (RLN) during thyroid and parathyroid surgery is a well-known complication and a common cause of malpractice accusations as it highly affects the quality of life (QoL) of patients [1]. Despite the optimism being brought by the advances in surgical techniques, a better understanding of anatomy and physiology, and the use of neuromonitoring intraoperatively, the rates of RLN palsy have not decreased significantly [2,3,4,5,6,7,8,9]. More specifically, the rates of ipsilateral vocal cord permanent paralysis have been reported to range from 0.1 to 5% (most studies report rates 0.3–3%) and those of transient palsy have been reported to reach up to 8% depending on the institution [1,10].
RLN injury affects all three main functions of the larynx: phonation, protection of the airway during swallowing, and, of course, breathing [11,12]. Isolated injury of the superior laryngeal nerve can also occur, affecting the voice and swallowing. The most common clinical finding after the injury of the RLN in thyroidectomy is dysphonia, which may or may not coexist with some degree of dysphagia and even aspiration due to the paralysis of the corresponding vocal cord (VC) [13]. The voice in these cases is described as weak with easy fatigue and breathiness. Very often, it is also accompanied by a subjective feeling of shortness of breath during phonation. This situation negatively affects the QoL of the patients and is one of the most common causes of legal disputes following thyroid surgery [13]. If the damage involves both RLNs, then the predominant symptom is shortness of breath and even respiratory failure with stridor already seen in the operating room and resuscitation [14].
RLN resection can occur either inadvertently or deliberately (for oncological purposes, such as in advanced loco-regional cancer invasion). The management options for RLN injury/transection include both conservative and surgical methods. The treatment is determined by many factors, such as the time that the injury is being noticed (intra-operatively or post-operatively), severity of symptoms, vocal fold positions, overall disease prognosis, and, of course, patient history, age, vocal needs, and wishes [13]. The treatment options are voice therapy, medical treatment (steroids), injection laryngoplasty, medialization procedures (thyroplasty type 1 with or without arytenoid adduction), reinnervation procedures (primary or secondary), nerve–muscle pedicle transplantation, and electrical stimulation of the recurrent laryngeal nerve [15,16,17]. Although several medialization procedures improve vocal quality by decreasing the glottal gap during phonation, they cannot prevent the forthcoming vocal fold atrophy that compromises the long-term results. Neurorrhaphy on the other hand aims to restore the integrity of the RLN and preserve normal muscle tone. After neurorrhaphy, nerve regeneration does happen but in a random, misdirected way resulting in simultaneous contraction of the abductor and adductor muscles [18,19]. Normal motion is not restored, but no atrophy occurs, because the normal tension and volume of the vocal cords are restored, resulting in voice improvement. Recently, the American Association of Endocrine Surgeons in its 2020 guidelines strongly recommends “that if RLN transection is detected intraoperatively an attempt should be made to repair it” [20].
The purpose of this paper is to review systematically and critically the current evidence of the role of immediate neurorrhaphy of the RLN as a repair method of RLN injury, in vocal outcomes and to provide evidence to all thyroid surgeons of the optimal approach during the operation. The present study is a systematic review of the literature surveying the value of early intra-operative reinnervation in the restoration of RLN damage during thyroid and parathyroid surgery, especially in terms of voice quality, aiming to fill the knowledge gap on the role of early reinnervation of the RLN in voice improvement. The primary endpoint is the improvement of the voice. Additionally, the potential superiority of one reinnervation method over the others will be investigated, as well as whether the presence of pre-operative vocal cord paralysis (VCP) affects the result.
2. Materials and Methods
2.1. Search Strategy
The systematic review was performed according to PRISMA guidelines [21] and the latest update [22] (see Supplementary Materials). A thorough search of the existing literature from inception to June 2022 was conducted on four different databases: PubMed, Scopus, Cochrane Library, and Google Scholar by two independent researchers (EP and AP). Researchers discussed with experts with an interest in the subject under study, to obtain any unpublished or ongoing studies and to resolve any possible disagreement. For updating the searches, email alerts were used as method for rerunning the searches until the end of June of 2022. The keywords used for the search were a combination of the following terms: immediate, primary repair, reinnervation, neurorrhaphy, recurrent laryngeal nerve, thyroid surgery, parathyroid surgery, and thyroidectomy. The term vocal outcome was not added in the search as it minimized the results in every database. Nevertheless, exactly this vocal outcome, was searched in every study sought for retrieval so as to assess the eligibility of each study for this systematic review. The flowchart of this search is presented in Figure 1, documenting the total number of records identified from each database and other methods (citation searching).The exact search terms in each database are presented in Table 1.
Figure 1.
PRISMA flow diagram.
Table 1.
Search terms used in search strategy.
2.2. Inclusion and Exclusion Criteria
Studies on adults (≥18 years) reporting primary, intraoperative reinnervation of RLN in patients who underwent thyroid and/or parathyroid surgery for benign or malignant disease, either as first surgery or as a re-operation were included. Studies meeting the above criteria were included regardless of the presence of pre-operative VCP, the method of voice function evaluation used, or the type of neurorrhaphy chosen. Any non-English language studies were excluded. Animal trials, oral presentations, case reports, and reviews were also excluded. Because the present study is a review of already published studies, no hospital scientific board and bioethical committee approvals were required, and no consent of any kind was required. A summary of the inclusion and exclusion criteria is presented in Table 2, using the PICO strategy.
Table 2.
PICO strategy for the literature search.
2.3. Quality Assessment of the Studies Included
None of the studies included were randomized. For a better and more thorough assessment of the non-randomized studies included in this review, two different risk of bias assessment tools were used for every study, which contained different domains of assessment. The assessment was conducted by two independent reviewers. The rationale for using two different tools for quality assessment was to provide as many details of the studies selected in this review. For instance, with the Newcastle–Ottawa scale, emphasis was given on the adequacy of the follow-up period and whether it was long enough for the outcomes to be safely assessed, while with ROBINS-1, the most frequently used tool for quality assessment, bias concerning missing data and or any deviation of the intended intervention were assessed. First, Cochrane’s collaboration tool, “Risk Of Bias In Non-randomized Studies of Interventions”, ROBINS-I [23] was used, a tool that covers seven distinct domains through which bias might be introduced (The scoring is “Low risk”, “Moderate risk”, “Serious risk”, and “Critical risk” of bias for each domain). The results were presented using robvis, a web app designed for visualizing risk of bias assessments performed as part of a systematic review. The other tool for quality assessment of non-randomized studies that we used was the Newcastle–Ottawa scale [24]. This assessment scale contains eight items in three domains, specifically bias concerning the selection process, the comparability of the cohorts, and the assessment of outcome, with a total maximum score of nine stars. A study with scores from 7 to 9 has high quality, 4–6, high risk, and 0–3 present a very high risk of bias. Two reviewers assessed each study using both the above tools, working independently. The results of this assessment were discussed thoroughly by all reviewers, and if any disagreement occurred, all reviewers reassessed the studies.
2.4. Statistical Analysis
The ultimate purpose of this work was to perform a meta-analysis after synthesizing and processing the data, both on a quantity and a quality level. However, the small number of studies (only 18 met the inclusion criteria), the lack of some data in many studies (for instance, the exact time of the post-op examination reported on text, despite attempts to collect the missing information via contacting the authors), and the differences in the study protocol (completely different ways of assessing the post-op vocal outcomes in most of the studies) combined with the large heterogeneity in the way of presenting the data (some only displayed mean values compared to every single measurement of each patient, other authors separated the presentation of results by gender), as well as the different post-operative follow-up intervals, made it impossible to perform a meta-analysis. Moreover, even at the attempt to compare all studies that used MPT (14/18) to assess the vocal quality, only 6 studies out of 14 present mean values at 1 year post-op, and yet, the male to female ratio is quite different.
3. Results
A total of 18 articles met the inclusion criteria and were selected in this review (Figure 1). The studies and their characteristics are presented in Table 3 including the demographic characteristics of the populations, the sample size of each study, and the methods used to evaluate the vocal results. Regarding the methodology of the studies, 16.7% (n = 3) are prospective comparative studies, 11.1% (n = 2) are prospective studies, 45.5% (n = 8) are retrospective comparative studies, and 27.7% (n = 5) are retrospective studies. No randomized clinical trials (RCTs) were found. The duration of the post-operative follow-up shows great heterogeneity, from 6 months to 15 years after surgery. Only 3 of the 18 studies compare the vocal outcome according to the presence or absence of pre-operative UVFP. In 8 out of the 18 studies, a comparison was made between different techniques of neurorrhaphy of the RLN. As for the method of evaluating the vocal function, great heterogeneity was also found. Some studies report only subjective methods (n = 4). Most articles originate from Asian countries (n = 15, 83%) with Japan being the predominant country of origin (n = 7). South Korea follows with three studies; two studies are from China; one is from Taiwan, and one is from Malaysia. Only three originated from Europe and the USA.
Table 3.
General characteristics of the included studies.
To summarize the studies included in this systematic review, reinnervation can be performed with four different methods: direct anastomosis (DA), when the deficit of the transected RLN is less than 5 mm; ansa to recurrent nerve anastomosis (ARA), using ipsilateral or contralateral ansa cervicalis (the anastomosis can be made either outside of the thyroid cartilage or inside of the thyroid cartilage); vagus to recurrent nerve anastomosis (VRA), whenever both RLN and vagus nerve must be sacrificed, and with the use of free nerve graft (FNG). In the case of FNG, two anastomoses are required, and the most common nerve donors are the greater auricular nerve, ansa cervicalis, transcervical nerves, and supraclavicular nerves.
The methods of voice evaluation used in the studies included showed great heterogeneity, with some studies reporting only subjective methods (n = 4). Videostroboscopy, Laryngoscopy, Maximum Phonation Time (MPT), Phonation Efficacy Index (PEI: a sex-independent indicator of vocal function defined by MPT divided by the vital capacity), Maximum Flow Rate (MFR), Acoustic Analysis (Harmonics to Noise Ratio—HNR, jitter, and shimmer), Laryngeal Electro-Myography (LEMG), and questionnaires, such as the Voice Handicap Index (VHI), and the perceptual evaluation of the voice by the examiner according to the Grade–Roughness–Breathiness–Authenticity– Strain Scale (GRBAS scale) were used for post-op voice evaluation. All but one study used an endoscopic evaluation of the larynx (laryngoscopy or/and videostroboscopy). The second most frequently used assessment method was MPT, which was used in 14 studies (77.8%). Only two studies used laryngeal electromyography. For patient-reported outcomes, the tool of choice was VHI, either in its extended 30-question form or the short version of 10 questions. Voice perceptual evaluation was also used with the GRBAS scale and the Hirano scale, a short version of the GRBAS scale. Aspiration assessment was conducted only in two studies, specifically, both studies used a 4-point scale for aspiration rating (0: none–3: severe), which was filled out by physicians according to the patient’s report.
Table 4 presents the results and conclusions of the studies included in the systematic review. With primary reinnervation of the larynx, it seems possible to achieve satisfactory phonation while maintaining normal tone and volume of the vocal cord and preventing the appearance of atrophy because the normal resting tone is maintained in the reinnervated muscles. It is worth noting that serious complications did not present in any of the studies in the review, and the voice results were judged to be satisfactory and comparable to a general population in all of them, while they were clearly superior to other methods of RLN injury repair.
Table 4.
Overview of the studies’ outcomes.
Risk of Bias
Regarding the risk of bias assessment of the comparative studies, the use of the Newcastle–Ottawa scale showed a score from six to eight in eleven studies, while five scored eight stars. As for non-comparative studies, seven studies scored from five to seven. The exact scoring for every category is shown in Table 5. The weakest assessment point was found in the assessment of the outcome and the adequacy of the follow-up period. The use of Cochrane’s collaboration tool, ROBINS-I showed an overall low and moderate risk of bias and is presented in Figure 2 and Figure 3 (individually and overall). The weakest assessment points concerned biases in the measurement of outcomes, in selection of the reported results, and some missing data.
Table 5.
Assessments of studies included using the Newcastle–Ottawa Scale.
Figure 2.
Risk of bias of the studies included individually [18,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39,40,41].
Figure 3.
Overall presentation of risk of bias of the studies included.
4. Discussion
The idea of immediate neurorrhaphy of the transected RLN is very simple, and in theory, it appears to be the most logical and appealing method of repair; consequently, the first reports go back more than a century. The first successful attempt of direct anastomosis was reported by Horsley in 1910 with complete restoration of movement a year after the surgery, followed by other reinnervation procedures using various techniques, such as ansa cervicalis to RLN anastomosis (Frasier, 1926) [42], vagus to RLN anastomosis (College Balance, 1927), and free nerve graft (Berendes Miehlke, 1968) [11]. Despite these first favorable results, all the later studies failed to report vocal movement restoration. Consequently, reinnervation was abandoned as a repair method. The last two decades, a renewed interest has been encountered in the literature with many new publications. This change of scenery was prompted by the studies of Ezaki et al. [43], Crumley et al. [44], and Miyauchi et al. [25], which reported favorable vocal outcomes even though the vocal cord remained fixed in the median or paramedian positions. The RLN is a motor nerve that consists of both adductor and abductor nerve fibers. After neurorrhaphy, nerve regeneration does happen but in a random, misdirected way resulting in simultaneous contraction of the abductor and adductor muscles [19].
To summarize the findings of the studies included in this review, the restoration of normal movement was not achieved, but no atrophy was encountered either. A minimal or no glottal gap during phonation was observed with the restoration or improvement of the mucosal wave characteristics post-op. Indexes, such as MPT and PEI, improved with the improvement being noticed 2–5 months post-operatively. Finally, an improvement was reported in the acoustic analysis and the GRBAS and VHI scales.
This systematic review elucidates four key points regarding the role of the primary neurorrhaphy of the RLN in the repair of its injury during thyroid and parathyroid surgery. Specifically: (1) Intraoperative reinnervation of the RLN appears to improve phonation post-operatively. (2) This improvement is comparable to or superior to that achieved by other more widely used methods of vocal cord palsy repair and in some cases the levels found in a healthy control population. (3) There does not seem to be superiority of one method of neurorrhaphy over another in terms of post-operative vocal improvement. (4) The existence of a pre-operative paralysis of the vocal cord does not seem to affect the post-operative results in terms of the improvement of phonation after neurorrhaphy.
In summary, an improvement in post-op phonation in almost every parameter used for its evaluation is observed in all studies included. This is not always accompanied by statistical significance (p < 0.05). It must be noted that every study used a different post-op voice evaluation protocol for a different follow-up period. This highlights the need to establish core outcome sets (COSs) as an agreed-upon standardized set of outcomes that should be measured and reported, at a minimum, in all clinical trials in specific areas of health [45].
All the studies included in the research indicate favorable results regarding phonation after immediate repair. There does not seem to be any superiority of one method over another, except for the time needed to achieve the improvement. The existence of pre-operative ipsilateral VC paresis should not be a criterion for exclusion from the intervention, as favorable results were presented in both population groups. The surgical time increases, but there is no longer a need for intervention in the post-operative period with consequent lower costs and a better quality of life for the patient who does not have to undergo the discomfort and stress of a second surgery, while also avoiding the re-administration of some form of anesthesia. The surgical technique is simple with a small learning curve and simply requires the identification and preparation of the involved structures and then neuro-suturing with or without the use of optical magnification (microscope and loupes). Even in the case of an unsuccessful reinnervation, the remaining restorative techniques can still be used to improve the patient’s quality of life.
5. Conclusions
Intraoperative reinnervation of the RLN is not widely used, but so far, the data suggest that it is a viable and reliable alternative to traditional techniques with better long-term results. Recent reviews published by Masuoka et al. [46] and Simo et al. [47] reach the same conclusion. Every thyroid and parathyroid surgeon should be aware of this procedure and not hesitate to use it in the operation room at the time of RLN injury, as recommended by recent guidelines. In conclusion, it is noted that the combined use of early neurorrhaphy of the RLN with IL could be an ideal approach that bridges the 2–5-month time that must elapse for the favorable results of neurorrhaphy to appear while achieving the best long-term results that neurosurgery provides against IL. Large multi-center prospective studies, that will include larger series of patients and a control group using subjective and objective assessment methods with a longer post-operative follow-up, will help confirm the true value in a more reliable way and expand its use in the future.
Supplementary Materials
The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/jcm12031212/s1, PRISMA 2020 checklist.
Author Contributions
Conceptualization, E.P., K.S., S.T. and A.P.; investigation, E.P.; resources, E.P. and A.P.; writing—original draft preparation, E.P.; writing—review and editing, E.P., and A.P.; All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Conflicts of Interest
The authors declare no conflict of interest.
Abbreviations
| ARA | Ansa to recurrent nerve anastomosis |
| DA | Direct Anastomosis |
| FNG | Free Nerve Graft |
| GRB | Grade–Roughness–Breathiness (Hirano Scale) |
| GRBAS | Grade–Roughness–Breathiness–Authenticity–Strain Scale |
| HNR | Harmonics to Noise Ratio |
| IL | Injection Laryngoplasty |
| LEMG | Laryngeal Electromyography |
| m | months |
| MFR | Maximum Flow Rate |
| MPT | Maximum Phonation Time |
| nss | no statistical significance |
| P | Prospective |
| PC | Prospective Comparative |
| PEI | Phonation Efficacy Index |
| R | Retrospective |
| RC | Retrospective Comparative |
| RLN | Recurrent Laryngeal Nerve |
| ss | statistical significance |
| SVR | Selective Vagus to RLN Anastomosis |
| UVFP | Unilateral Vocal Fold Palsy |
| VC | Vocal Cord |
| VHI | Voice Handicap Index |
| VMUR | Voluntary Motor Unit Recruitment |
| VRA | Vagus to Recurrent Nerve Anastomosis |
| y | years |
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