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Article

pFedZKD: A One-Shot Personalized Federated Learning Framework via Evolutionary Architecture Search and Data-Free Distillation

1
School of Information and Control Engineering, China University of Mining, No. 1 Daxue Road, Xuzhou 221116, China
2
School of Internet of Things Engineering, Wuxi University, No. 333 Xishan Avenue, Wuxi 214105, China
3
School of Electronic Information Engineering, Huaiyin Institute of Technology, Faculty of Electronic and Information Engineering, No. 1 Meicheng East Road, Huai’an 223003, China
*
Author to whom correspondence should be addressed.
Appl. Sci. 2026, 16(8), 3878; https://doi.org/10.3390/app16083878
Submission received: 28 February 2026 / Revised: 7 April 2026 / Accepted: 13 April 2026 / Published: 16 April 2026
(This article belongs to the Section Computing and Artificial Intelligence)

Abstract

Personalized federated learning (PFL) faces significant challenges in resource-constrained edge environments, where strict communication budgets and severe system heterogeneity must be jointly addressed. Although one-shot federated learning reduces communication overhead, existing methods typically impose unified model architectures or rely on coarse manual selection strategies, limiting their adaptability to highly heterogeneous data distributions and restricting personalized representation capability. To overcome these limitations, we propose Personalized Federated Zero-shot Knowledge Distillation (pFedZKD), a data-free one-shot federated learning framework designed for structurally heterogeneous scenarios. The framework follows a decouple-and-reconstruct collaborative paradigm. On the client side (decoupling stage), we introduce Particle Swarm Optimization-based Federated Neural Architecture Search (PSO-FedNAS), a gradient-free neural architecture search method that enables each client to autonomously discover a customized convolutional architecture aligned with its local data distribution, eliminating the need for architectural consistency across clients. On the server side (reconstruction stage), to address parameter-space incompatibility caused by structural heterogeneity, we develop an architecture-agnostic multi-teacher zero-shot knowledge distillation mechanism (Multi-ZSKD). This method synthesizes pseudo-samples in latent space to extract semantic consensus from heterogeneous client models and transfers the aggregated knowledge to a unified global student model without accessing real data. The entire collaborative process is completed within a single communication round, substantially reducing communication cost while enhancing privacy preservation. Extensive experiments on MNIST, FashionMNIST, SVHN, and CIFAR-10 under heterogeneous data settings demonstrate that pFedZKD consistently achieves superior personalization accuracy, global generalization performance, and communication efficiency compared with state-of-the-art PFL methods.
Keywords: personalized federated learning; neural architecture search; swarm intelligence algorithm; data-free knowledge distillation; model heterogeneity personalized federated learning; neural architecture search; swarm intelligence algorithm; data-free knowledge distillation; model heterogeneity

Share and Cite

MDPI and ACS Style

Yan, J.; Yang, X.; Wang, D.; Xu, Y.; Hua, G. pFedZKD: A One-Shot Personalized Federated Learning Framework via Evolutionary Architecture Search and Data-Free Distillation. Appl. Sci. 2026, 16, 3878. https://doi.org/10.3390/app16083878

AMA Style

Yan J, Yang X, Wang D, Xu Y, Hua G. pFedZKD: A One-Shot Personalized Federated Learning Framework via Evolutionary Architecture Search and Data-Free Distillation. Applied Sciences. 2026; 16(8):3878. https://doi.org/10.3390/app16083878

Chicago/Turabian Style

Yan, Jiaqi, Xuan Yang, Desheng Wang, Yonggang Xu, and Gang Hua. 2026. "pFedZKD: A One-Shot Personalized Federated Learning Framework via Evolutionary Architecture Search and Data-Free Distillation" Applied Sciences 16, no. 8: 3878. https://doi.org/10.3390/app16083878

APA Style

Yan, J., Yang, X., Wang, D., Xu, Y., & Hua, G. (2026). pFedZKD: A One-Shot Personalized Federated Learning Framework via Evolutionary Architecture Search and Data-Free Distillation. Applied Sciences, 16(8), 3878. https://doi.org/10.3390/app16083878

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