1. Introduction
Clear discrimination of blood vessels, lymph nodes, and cancerous tissue is essential for safe and accurate cancer surgery. However, because these tissues exhibit similar colors under normal illumination, reliable visual differentiation is difficult. As a result, fluorescence emission-guided camera imaging and monitoring have been widely adopted as a representative visual observation method [
1].
A fluorescent contrast agent, indocyanine green (ICG), is used, and the lesion (identification of blood circulation status of blood vessels or location and quantity of lymph nodes) is stained through intravascular injections. When a light source with an excitation wavelength (λext: 780–785 nm) is irradiated onto the stained lesion, fluorescence emission (λem: 805–860 nm) is generated from the stained lesion, allowing for monitoring of the lesion in fluorescent color using a near-infrared (NIR) camera (Lumenera Lt-225M-NIR, Lumenera Corporation, Ottawa, ON, Canada) [
2]. However, inducing fluorescence emission requires not only a high-resolution camera but also sufficient irradiance of the excitation light at the tissue surface. An irradiance of at least 80 mW/cm
2, with an average value of approximately 200 mW/cm
2, is required to effectively excite the fluorescently stained lesion [
3]. Finally, the light source must illuminate the entire lesion to ensure a clear field of view for monitoring through fluorescence emission.
The most crucial factor here is a wide beam width and sufficient irradiance (mW/cm
2) at the lesion surface to enable fluorescence emission [
4]. However, most light sources used to induce fluorescence emission utilize light-emitting diodes (LEDs). These light sources offer a wide beam width but relatively low light intensity. Therefore, even LEDs with relatively narrow beams can often provide sufficient intensity to induce fluorescence emission [
3,
4].
Accordingly, this study focuses on methods to minimize beam intensity reduction while widening the beam width, thereby expanding the fluorescence-based monitoring field of view.
Various methods for widening the beam width have been introduced [
5,
6,
7,
8,
9,
10,
11,
12,
13,
14]. Minimizing beam intensity and widening the beam width by increasing the number of LEDs can cause unpredictable phenomena in the overlapping and non-overlapping areas of the LED beams due to the large number of LEDs [
5]. Specifically, the LED beam irradiation process generates stepped light, less bright light, and resulting shadow areas, resulting in inconsistent brightness differences that interfere with the lesion field of view. Furthermore, the increased power consumption, size, and unit price associated with a large number of LEDs necessitate improvements [
6]. It is believed that matrix-arranged LEDs exceed the power level required for surgery [
6]. This is because they present a challenge for operating room applications due to unnecessary energy consumption and high manufacturing costs, making it difficult to control the light source movement radius and WD. A method to reflect the geometric structural analysis to secure a monitoring area by irradiating a wide beam intensity can be done by applying a precise analysis (Monge-Ampère type first-order partial differential equation and second-order nonlinear partial differential equation) to the curvature located on the LED surface [
11,
12]. However, the precise analysis method may be difficult to recommend due to the complexity of the structural analysis method and design method [
8]. The method of applying a total internal reflection lens can expand the beam width by more than about 90% through ray mapping [
13]. However, the mathematical analysis process is complicated. In addition, the LED beam distribution only occurs in a specific irradiation area [
8]. For this reason, a very delicate manufacturing process will be required.
A design method that induces a beam distribution in all directions by combining a Fresnel lens and a micro lens has the advantage of not requiring a change in the LED design method or a separate semiconductor process because the Fresnel lens and the micro lens are individually connected [
14]. However, the process of connecting components can be complex, and external light can enter the system through the gaps between the components, which can degrade the beam distribution performance of the LED [
8]. Coupling loss can occur between the gaps between the components, which can reduce the intensity of the beam [
8]. These problems need to be sufficiently considered to achieve the purpose of this study. In addition, if it is to be used in the operating room, only the necessary area needs to be monitored, so the beam intensity and beam width can be increased as needed. This paper contributes to ensuring sufficient effectiveness of fluorescence emission power by widening the beam width and minimizing the beam intensity loss as the beam width is widened. In other words, we analyze the method of widening the beam intensity region by combining diffusion and focusing phenomena for combining a diffuser and a beam condenser, and elucidate the principle.
3. Experimental Results
The experiment was conducted using three different device configurations, and the results were obtained and compared to demonstrate the superiority of the proposed method. All experimental results are reported using absolute radiometric units, specifically irradiance (mW/cm2) and radiant flux (mW), rather than relative values.
Irradiance was measured using a calibrated optical power meter and calculated as the collected radiant flux divided by the effective sensing area of the detector. The evaluation was carried out by directly irradiating graph paper with an LED delivering a radiant flux of 18 mW (nominal divergence angle: 10°) and capturing the resulting beam pattern using a camera (Lt-225M-NIR, Lumenera Corporation, Ottawa, ON, Canada). The beam irradiation working distance (WD) was set to 10 cm for the measurements.
The measurement equipment included a power meter (Thorlabs S121C, Thorlabs, New York, NY, USA) and a ruler. In this experiment, the characteristics of the epoxy lens inherent to the LED package were not modeled separately. Instead, irradiance (mW/cm2) and beam width variations with distance were experimentally measured using the same LED in order to inherently reflect the effect of the built-in lens. Furthermore, changes in beam spread and irradiance distribution were experimentally verified by comparing cases with and without a diffuser. Therefore, the results presented in this paper are compared and analyzed based on experimental data that include the combined effects of the LED lens, the optical condenser, and the diffuser. These effects were not modeled analytically but were obtained directly through experiments.
As shown in
Figure 6, each grid square on the graph paper corresponds to 0.5 × 0.5 cm
2. The evaluation compares direct LED irradiation (Thorlabs 780E), the LED combined with an optical condenser, and the LED combined with both an optical condenser and the proposed structure consisting of beam focusing and a diffuser. The results are presented in
Figure 6 and
Table 4. In the case shown in
Figure 6a, where the LED beam spreads widely, the measured irradiance is 1.43 mW/cm
2 and the captured beam diameter is 4.0 cm.
The irradiance and beam diameter measured using only the LED were 1.43 mW/cm
2 and 4.0 cm, respectively, as shown in
Figure 6a.
The insertion of a beam focusing condenser lens reduced the irradiance and beam diameter to 0.91 mW/cm
2 and 3.98 cm, respectively, as shown in
Figure 6b. The further addition of the proposed diffuser structure resulted in a significant expansion of the beam diameter, while the average irradiance decreased to 0.72 mW/cm
2, as shown in
Figure 6c and summarized in
Table 5.
Based on the results summarized in the Table,
Figure 6a shows that the beam diameter is approximately 4.0 cm for the LED-only configuration. As shown in
Figure 6b, the beam diameter remains nearly unchanged at 3.98 cm, while the average irradiance decreases from 1.43 mW/cm
2 to 0.91 mW/cm
2 compared to
Figure 6a. In
Figure 6c, relative to
Figure 6b, the beam diameter expands by a factor of approximately 3.5, whereas the average irradiance decreases from 0.91 mW/cm
2 to 0.72 mW/cm
2.
Figure 6c demonstrates that combining the condenser and diffuser expands the beam diameter by a factor of approximately 3.5, while reducing irradiance by less than 50%. This tradeoff is favorable for fluorescence-guided surgery, where a wider excitation field with sufficient irradiance is more critical than peak irradiance.
In
Figure 6d, the LED combined with both the beam condenser and the proposed diffuser structure achieves the maximum beam spreading, with a beam diameter of 14.1 cm, representing an approximately 3.5-fold expansion compared to the baseline LED configuration in
Figure 6a.
Figure 7 shows the illuminance distribution under different LED illumination conditions.
Figure 7 shows the illuminance distribution under different LED illumination conditions.
Figure 7a–d illustrate the numerical visualization of the beam profile and radial intensity distribution for different LED optical configurations.
Figure 7a shows the illuminance distribution under different LED illumination conditions. Single LED illumination produces a limited illumination area. The use of a condenser lens concentrates the LED illumination toward the center, thereby reducing the illuminated area. In contrast, adding a diffusing lens expands the illumination area and distributes the illuminance more evenly.
Examination of the radial illuminance distribution shows that LED illumination using a condenser lens increases the central illuminance, as shown in
Figure 7b, but decreases rapidly as the radius increases. In contrast, LED illumination with a diffusing lens maintains illuminance over a wider radius, demonstrating an effective beam expansion. As summarized in
Table 6, the condenser lens enhances central illuminance compared to single LED illumination. However, the rapid decrease in illuminance with increasing radius limits the usable illumination area.
Figure 7c further demonstrates the effect of the condenser lens on LED irradiation characteristics. The condenser lens directs the LED irradiation toward the optical axis, resulting in high central illuminance but a narrow irradiation range. As shown in the beam spot comparison in
Figure 7d, LED irradiation using both a condenser lens and a diffusing lens provides the widest irradiation range.
Table 7 summarizes the illuminance distributions for all LED irradiation conditions. Unlike the case without a diffusing lens, LED irradiation using both a condenser lens and a diffusing lens maintains relatively uniform illuminance over a wide area. Although the central illuminance is reduced, the irradiation range and uniformity are significantly improved, making this configuration more suitable for fluorescence-guided observation of lesions.
The LED emission was approximated by a Gaussian distribution, as shown in
Figure 8, and its angular distribution was analyzed according to Equation (9).
Here, E(θ) denotes the angular irradiance distribution (mW/cm2), derived from the Lambertian radiance of the LED, and θ0 represents the nominal half divergence angle of the LED (10°). Although the diffusion lens has a specified divergence angle of 20°, the experimentally measured final divergence angle expanded to approximately 50°. This broadening results from a combination of intrinsic LED divergence, refraction by the aspheric lens, scattering at the diffusion lens, and multipath overlap effects within the housing.
At a working distance of 10 cm, the beam diameter and irradiance were measured using a Thorlabs S121C power meter.
Figure 6 shows the beam patterns obtained under three conditions: the LED alone, the LED with a condenser, and the LED with both a condenser and a diffusion lens. The divergence angle was calculated from the full width at half maximum of the radial irradiance profile.
In addition, Python-based ray tracing and irradiance distribution simulations were performed, as shown in
Figure 7, to reproduce the experimental results, and the outcomes are summarized in
Figure 8. In the simulation, the LED was modeled as a Gaussian source with a half divergence angle of 10°, the condenser as a focusing element, and the diffusion lens as a 20° scattering element. The results show that the LED alone produces a relatively narrow divergence of approximately 10°, whereas the complete optical system exhibits an expanded divergence of approximately 50°, consistent with the experimental observations.
Therefore, the discrepancy between the nominal divergence angle of the diffuser (20°) and the measured divergence angle (50°) is not attributable to the diffuser alone, but rather to the combined optical effects of LED emission, condenser refraction, diffuser scattering, and beam overlap within the housing.
Python-based ray tracing and intensity distribution simulation results are shown in
Figure 8.
Figure 8 presents the simulated optical characteristics of the system (t
op). The beam cross-sectional intensity distributions for the LED alone, the LED with a condenser, and the LED with both a condenser and a diffusion lens are compared (middle left). The radial intensity profiles (middle right) and a schematic comparison of the beam spots are also presented (bottom). The polar coordinate representation illustrates the divergence characteristics. The table within the figure lists the intensity values measured at each radius.
The simulation confirms a divergence angle of 10° for the LED alone and 50° for the full optical system, which is consistent with the experimental results. These findings demonstrate that the divergence expansion arises from the combined effects of the LED, condenser, and diffuser, rather than from any single optical element.
To interpret the observed beam divergence of up to 50°, a Python-based ray tracing simulation was performed. The LED was modeled as a point source with a Gaussian angular distribution with a half divergence angle of 10°. The aspheric condenser lens was implemented using the thin lens approximation, while the diffuser was modeled by applying an additional Gaussian scattering distribution based on the manufacturer’s specification of 20°. The aperture limiting effect of the lens diameter (30 mm) and the actual spacing between the LED, lens, and diffuser were also incorporated into the model. The simulation results showed that, due to refraction and scattering, a portion of the rays diverged beyond the nominal 20°, producing a broadened beam with an overall divergence of approximately 50°. This result qualitatively agrees with the experimental observations and supports the proposed mechanism of beam expansion in the optical module.
Figure 9a shows the simulated spatial distribution of the beam emitted by the LED alone, obtained using a Monte Carlo ray tracing method. The divergence angle was estimated to be 10°, and spatial broadening was observed beyond
z = 200 mm. Outside the ±5° range, the beam intensity decayed rapidly and was therefore neglected in the analysis.
Figure 9b illustrates the back-traced optical ray paths when the LED was combined with a beam focusing condenser lens. Starting from a divergence angle of 10° at the LED, the beam passed through the condenser lens, resulting in increased intensity while the divergence angle slightly decreased to 9.89°.
Finally,
Figure 9c presents the results for the proposed configuration consisting of the LED, condenser lens, and diffuser. In this case, the LED emission with a 10° divergence was first converged by the condenser lens and subsequently scattered by the diffuser, producing a substantially broader angular spread. The divergence expanded to nearly 50°, while the overall beam intensity decreased slightly. The propagation distance of the broadened beam was estimated to be 250 mm. Beyond ±25°, the beam intensity was sufficiently low to be neglected. To further analyze the beam characteristics, the ray tracing results were reconstructed in a three-dimensional environment, as shown in
Figure 10.
Figure 10a compares the three-dimensional beam distributions for the LED only, LED + condenser, and LED + condenser + diffuser configurations. Under the third condition, the beam width expanded with only a slight reduction in beam intensity. This behavior is further illustrated by the cross-sectional beam profiles shown in
Figure 10b. The results summarized in
Figure 10c clearly show differences in beam width and intensity for each LED. As the beam width increased, the beam intensity exhibited a slight decreasing trend rather than an increase. Therefore, if the intensity is sufficient to secure an observation field through fluorescence emission induction, the configuration can be considered suitable for clinical use.
The proposed LED + optical condenser + beam focusing + diffuser structure was experimentally verified to maintain sufficient irradiation intensity while widening the beam width. This allows for uniform illumination of the entire lesion with a single LED, thereby enhancing the accuracy of blood flow assessment and lymph node observation during clinical fluorescence-guided surgery. In particular, the use of an engineered diffuser enables a wider irradiation range while reducing the number of LEDs, which in turn lowers equipment costs and power consumption, and minimizes overheating and shadowing during surgery. This structure supports safe and efficient fluorescence observation while maintaining simple surgical equipment. Therefore, the proposed design not only offers technological improvements but also enhances the convenience and efficiency of fluorescence-guided surgery in real clinical settings.
To visually assess the beam width, polar charts were reconstructed and analyzed, as shown in
Figure 11a,b. The analysis indicated that the beam width of the LED without a lens was 15° (θ = 15°), whereas the beam width of the LED with a lens was 60° (θ = 60°)
Figure 11c visualizes the LED beam intensity distribution on a 2D plane. Coordinates from −10 mm to +10 mm were generated on the X–Y plane, and a Gaussian beam model was applied to calculate the relative beam intensity at each position. The beam radius
w0 was set to 3.0 mm, allowing simulation of the focused beam without a lens. The analyzed beam intensity was visualized using a color map (inferno), with the color bar providing a quantitative representation of intensity at each position. This visualization clearly shows a typical Gaussian beam profile, with maximum intensity at the center and exponentially decreasing intensity toward the periphery.
Figure 11d shows the radiation pattern when a focusing lens is applied. Experimental results (symbols) and the theoretical model (solid lines) are presented in a polar format to display the omni directional angular distribution. With the lens, the half-power beamwidth (HPBW) expanded to approximately ±60°, which is about four times wider than the ±15° observed under the no-lens condition. This beam expansion results from the lens concentrating and redistributing light emitted from the LED surface. Overall, the experimental data and theoretical model show excellent quantitative agreement across the entire angular range. The measured LED beam at the target was characterized separately in terms of power (
P, total radiant flux, mW) and intensity (
I, radiant flux per unit area, mW/cm
2), which is shown in
Figure 12a,b. At the center of the beam, the peak intensity reached 38.4 mW/cm
2 , while the total collected power at the sensor was 13.59 mW. This indicates that the total emitted power of the LED remained essentially constant, whereas the local intensity varied depending on beam focusing and spreading. The results of this analysis are summarized in
Table 8. Radiant flux (mW) and irradiance (mW/cm
2) were measured to evaluate the optical performance of the LED module, as the excitation wavelength lies outside the visible spectrum.
Additional metrics include brightness, illuminance, and irradiance. The illumination area serves as a reference for analyzing the beam width. Note that point in the illumination area is at 0.00 cm2, as it corresponds to the origin, making distance measurement impossible. However, since each square measures 1 cm, the distance from a to both sides of b is 2 cm. Similarly, the distance from a to c (on both sides) corresponds to 4 cm. The reason that d (without a lens) is 0.00 is that the LED beam does not reach the dark area, making measurement impossible; therefore, it is regarded as zero.
The measured power at the origin (point
a) in
Table 8 was the same regardless of the presence of a lens, confirming that the total optical output of the LED remains constant. Theoretically, expanding the beam width by a factor of 2.5 would reduce the average intensity by approximately 6.25 times. However, the lens simultaneously introduces controlled beam refraction and focusing, redistributing the light in a way that minimizes the reduction in central intensity while broadening the overall illumination area. Moreover, since the sensor’s measurement area is constant, small differences in intensity may appear numerically identical. Analysis of the actual beam profile confirmed that, even with the lens inserted, the central intensity remained relatively stable while the beam width expanded.
Therefore, the experimental results and theoretical calculations in
Figure 13 are presented using different colors and markers for clarity. The integrated value of the calculated beam intensity exceeding the LED’s maximum output (200 mW,
Table 8) results from applying the central intensity uniformly across the entire area without considering sensor calibration factors or reflection and scattering losses. Thus, the actual LED output remains within the specified range, and central and average intensities should be interpreted separately.
To comparatively evaluate the effect of beam spreading,
Figure 13 presents fluorescence images captured by an NIR camera using a phantom injected with a fluorescent contrast agent. Because fluorescence emission intensity is directly dependent on the excitation light intensity, the observed increase in fluorescence area with the lens-equipped LED indicates a wider and more uniform distribution of excitation light while maintaining sufficient local intensity for fluorescence excitation.
Measurements were conducted to evaluate the emission performance. The LED light was projected onto a paper surface to observe the extent of light spreading across a grid. Small pieces of fluorescent phantom were placed at each grid point to determine the maximum range of detectable fluorescence. Since the background paper was non fluorescent, the measured fluorescence signal originated solely from the phantom pieces. After placing fluorescent phantom samples at each coordinate and monitoring them using camera imaging, a more than twofold increase in fluorescence emission was observed for the LED with a lens compared to the LED without a lens. To further evaluate the light source performance of the proposed method, a phantom made of liquid latex rubber was injected with a fluorescent contrast agent, sodium fluorescein (Alcon, Seoul, Republic of Korea, 5 mL of fluorescein injection 10%), at a concentration of 0.02 mM [
23]. This phantom represented lesions and had an approximate size of 0.5 cm. For the LED without a lens, the fluorescence emission range in its brightest state was approximately 2 cm (from point
a to
b), and the fluorescence signal became undetectable at approximately 4 cm (from point
a to
c). At this distance, the fluorescence intensity was very weak. Therefore, a conventional LED can visualize lesions within an area of approximately 2 cm. In contrast, when a lens was inserted, the beam width more than doubled, allowing bright and uniform fluorescence emission to be observed over a range of approximately 3 cm (from point
a to
c). The area with strong fluorescence emission extended to approximately 4 cm, and detectable fluorescence was observed up to approximately 6 cm (point
d), where the signal began to weaken. Even at reduced intensity, the fluorescence signal remained sufficient for observation, indicating that further improvement in fluorescence emission detection is unnecessary.
In this figure, fluorescence from the phantom was induced using LED illumination and captured with an NIR camera. Fluorescence is best observed under dark conditions; however, under such conditions, the paper background is barely visible. Therefore, when viewing the captured images on a computer, false color mapping was applied to display the phantom in green. The green color is used solely for visual emphasis of the phantom and does not affect data interpretation. Observation of lesion color classification through induced fluorescence emission is limited by the LED beam width, which restricts the ability to assess the entire lesion. This limitation prevents full lesion observation during monitoring and highlights the need for a method to expand the beam width. Although widening the beam is essential, it inevitably reduces the average excitation intensity (mW/cm
2) because the same total optical power is distributed over a larger area. Therefore, the design must minimize this reduction in intensity while increasing the beam width to ensure effective fluorescence excitation [
3,
4]. Accordingly, without requiring additional circuit modifications or a new semiconductor fabrication process, a lens providing both beam diffusion and focusing effects can be hybrid-mounted onto an existing LED and integrated into a housing fabricated using 3D printing. This configuration enables sufficient performance for clinical applications while reducing technological complexity and lowering unit costs associated with semiconductor processing.
Figure 6c shows a 2.5-fold increase in beam width, whereas
Figure 13 demonstrates a 2.0-fold increase. This 0.5-fold discrepancy is attributed to differences in the experimental setup. In
Figure 6c, the LED directly irradiated the target, resulting in unchanged beam spreading characteristics. In contrast,
Figure 13 employed a long-pass filter (FELH-0800, Thorlabs, New York, NY, USA) to isolate fluorescence emission wavelengths for imaging. This filter ensures that only fluorescence emission reaches the camera sensor while suppressing residual LED wavelengths and background noise. As a result, the observed beam width appears approximately 0.5 times narrower due to filter-induced attenuation. Future studies are required to compensate for this beam width reduction.
4. Discussion
In this experiment, the working distance (WD) between the LED and the target was 30 cm, the illumination wavelength was 780 nm, and the LED output power was 200 mW. To induce fluorescence emission, the LED must provide an irradiance of at least 0.6 mW/cm
2 at the lesion surface [
3,
4]. Based on the experimental results, a central irradiance of 0.72 mW/cm
2 was maintained, which was sufficient to achieve effective fluorescence excitation. Because the bare LED exhibits a strongly peaked Gaussian distribution, its peak irradiance is significantly higher than its spatially averaged value. For a 2D Gaussian beam, the peak irradiance E
0 is related to total power P by P = (π w
2/2) E
0, which explicitly shows that peak irradiance and total energy are not linearly proportional. This expansion was achieved by redistributing the highly concentrated energy from the center of the bare LED toward the periphery. These findings are summarized in
Table 9 and show significant improvements compared to previous studies. To verify the conservation of energy, we calculated the volume under the irradiance surfaces—representing the total optical power (P
total)—by integrating the irradiance distribution across the entire spot area (
) using the following relationship given in Equation (10).
Energy conservation is evaluated through spatial integration of the irradiance distributions, as shown in
Table 9 and
Figure 14, rather than by direct comparison of peak irradiance values. For the bare LED, the integrated power was 138.4 mW, while the proposed structure yielded 112.3 mW. This indicates that the total optical power was largely conserved, with a 18.8% transmission loss attributed to the absorption and scattering within the condenser and diffuser lenses, as shown in
Figure 14a,b and
Table 9, and the volume under each surface corresponds to the spatially integrated radiant power.
The bare LED shows a concentrated Gaussian distribution with high peak irradiance but a limited illumination area, and the proposed optical structure redistributes the central energy to the periphery, creating a wider and more uniform profile. Although the peak irradiance decreases, the total volume under the surface (spatially integrated irradiance) remains physically consistent with the principle of energy conservation, within the expected optical transmission losses introduced by the optical components.
The numerical integration was performed over the full measured irradiance map using discrete summation of pixel-wise irradiance values multiplied by the corresponding area elements.
Energy conservation is evaluated through spatial integration of irradiance distributions, as shown in
Table 9 and
Figure 14, rather than by comparing peak irradiance values.
This quantitative analysis directly addresses the energy conservation concern associated with expanding the beam diameter from 4.0 cm to 14.1 cm while keeping the average irradiance at 0.72 mW/cm2. The absolute values of integrated power are consistent with the nominal optical output of the LED (150 mW), considering coupling efficiency and measurement aperture.
At short working distances, even relatively low LED output power can produce sufficiently high irradiance at the target because geometric spreading losses are minimal. Although lasers can deliver higher power to the target [
24], they generate substantial heat, resulting in increased power consumption, thermal management challenges, and potential damage to the laser module. In addition, safety concerns impose stricter regulatory requirements for laser-based medical devices. In contrast, increasing LED output power improves system performance [
25,
26,
27] by providing sufficient irradiance for fluorescence excitation [
28,
29,
30]. Moreover, a wider beam width further enhances performance [
31,
32] by enabling uniform illumination of the entire lesion, thereby facilitating comprehensive fluorescence evaluation. LEDs with intrinsically wide beam widths from a single source demonstrate particularly strong performance in this regard [
31,
32].
As shown in
Table 10, while the peak irradiance of the bare LED was significantly higher at its narrow center, the proposed module successfully converted this peaked distribution into a wider, more uniform “top hat” like profile. This redistribution allows for a 3.5-fold increase in diameter without dropping the average irradiance below the excitation threshold, precisely because the ‘wasted’ excess energy at the bare LED’s center was effectively spread across the 14.1 cm field of view.
If the results of this study are applied to medical environments and implemented in real clinical settings through clinical trials and medical device approval procedures, this work is expected to serve as a practical reference for medical device developers, hospitals, and clinical professionals. In particular, given the requirement to cite relevant references in medical device approval plans and in technical and performance documentation submitted for regulatory approval, the optical performance evaluation metrics and experimental validation results presented in this study can provide valuable supporting evidence. This review addresses key requirements for medical device approval and discusses the clinical and institutional applicability of the proposed approach.
To this end, a usability evaluation should be conducted as part of the medical device approval process to demonstrate practical usability in clinical environments. Furthermore, if additional research and development are pursued based on the findings of this study, the research topics presented in this review will serve as a valuable reference for researchers seeking future medical device approval. This review analyzes the observed phenomena and discusses the implications of the research results, with a focus on their potential use as baseline data for obtaining medical device approval. Fluorescent contrast agents used in clinical practice are generally categorized into agents for tumor visualization and those for monitoring blood flow in blood vessels. Malignant tumors are characterized by extensive vascularization, and the similarity in color between tumors and blood vessels makes visual discrimination challenging. As a result, it is difficult to clearly distinguish tumor boundaries from surrounding vasculature, which can lead to vascular damage during tumor resection. In some cases, preserving blood vessels during surgery may result in incomplete tumor removal. Due to their high invasiveness, malignant tumors are prone to metastasis, and incomplete resection carries a high risk of recurrence within five years.
To address these challenges, 5-aminolevulinic acid (5-ALA) fluorescent contrast agents are used to identify tumor locations and assess the extent of tumor removal, while indocyanine green (ICG) is used to monitor vascular integrity and blood flow. Consequently, 5-ALA and ICG are widely preferred in clinical practice because they enable clear visualization of tumor and blood vessel boundaries.
ICG is administered intravenously, whereas 5-ALA is formulated as an oral tablet. These agents selectively label blood vessels (ICG) and tumors (5-ALA) with fluorescent markers. When externally illuminated with an appropriate light source, the fluorescent contrast agents undergo excitation and emit fluorescence at characteristic wavelengths. These emitted wavelengths are detected by a camera sensor, which captures the spectral information and displays blood vessels and tumors in distinct colors or as overlaid images on an external monitor.
In the case of 5-ALA, fluorescence emission is induced after oral administration to a patient or animal model. As illustrated in
Figure 15a, electrons transition from the ground state to an excited state through absorption of excitation energy. This process leads to the metabolic production of protoporphyrin I
X (P
pI
X) approximately 5 to 8 h after administration. When a 405 nm LED or laser irradiates a lesion containing accumulated P
pI
X, the excitation light is absorbed, and fluorescence emission in the 630 to 680 nm range is generated, as shown in
Figure 15b [
32,
33,
34].
Cancer cells exhibit low activity of the protoporphyrin ferrochelatase (FECH) enzyme, which slows the conversion of protoporphyrin I
X (P
pI
X) to heme and results in its accumulation in tumor tissue. P
pI
X selectively absorbs light at a wavelength of approximately 405 nm; wavelengths outside this range do not induce electron excitation. As shown in
Figure 15c, this selectivity is due to the energy band gap, which corresponds to the 405 nm excitation wavelength.
ICG fluorescence is induced by intravenous injection of indocyanine green (ICG), as illustrated in
Figure 15a. After injection, ICG binds to plasma proteins, primarily albumin, and circulates within blood vessels. The fluorescent agent also enters and stains lymph nodes. When an external light source (LED or laser) with a wavelength of 760–785 nm (peak wavelength: 780 nm) irradiates the fluorescently stained lesions (blood vessels or lymph nodes), electrons are excited from the ground state to the conduction band, as shown in
Figure 15b. During relaxation, fluorescence is emitted in the wavelength range of 830–860 nm, which is defined as the fluorescence emission wavelength [
35,
36,
37]. This fluorescence signal is detected by a camera sensor, enabling spectral color mapping and visual differentiation of lymph nodes and blood vessels on a monitor. It should be noted that the 830–860 nm range lies in the near-infrared (NIR) region and does not correspond to a visible color; therefore, the displayed color is a pseudo-color representation generated by the imaging system.
Similarly, ICG does not absorb wavelengths outside the 760–785 nm excitation range. As shown in
Figure 15c, this is because the energy band gap for electron excitation is limited to this spectral region. The light source intensity must be sufficiently high to induce detectable fluorescence, and the required intensity varies depending on lesion characteristics, light source module design, and optical performance. Therefore, active intensity control is essential in surgical environments.
Lasers provide high optical power and thus strong fluorescence emission; however, their narrow beam width limits the observable field of view. In addition, due to potential human safety concerns, medical device approval for laser systems requires extensive technical documentation for each wavelength, including hazard and safety evaluations. Consequently, there is a growing trend toward replacing lasers with LEDs in clinical imaging systems.
Although LEDs offer a wider beam width and a larger field of view, their relatively low optical power can degrade fluorescence emission performance. Therefore, technical strategies to increase light source intensity are crucial. However, excessive increases in optical power can generate heat, which must be carefully controlled. Owing to their lower optical intensity, LEDs are generally considered less harmful to human tissue and thus offer improved safety.
In clinical practice, fluorescence-guided observation is used to visualize blood flow in vessels, tumor location and resection status, and the boundary between tumors and surrounding vasculature. The objectives and clinical applications vary depending on the type of surgery, patient condition, and cancer type. Consequently, simultaneous fluorescence observation using both 5-ALA and ICG is rare; in most surgical procedures, these two agents are used separately.
ICG and 5-ALA differ in their excitation mechanisms, band gap energies, excitation wavelengths, and fluorescence emission wavelengths. In addition, 5-ALA is metabolized to PpIX and accumulates in tumor tissue, whereas ICG binds to plasma proteins and stains only blood vessels and lymph nodes. Therefore, even if both agents are administered simultaneously, they do not overlap biologically and can be safely observed. Moreover, simultaneous irradiation at 405 nm (5-ALA excitation) and 760–785 nm (ICG excitation) does not cause spectral interference because the wavelengths and excitation conditions are distinct.
Fluorescence emission-guided imaging is widely used in surgical oncology, tumor diagnosis (both malignant and benign), and in internal medicine for observing blood circulation, lymphatic systems, and nerves. It is also applied in dentistry, radiation oncology, nuclear medicine, anesthesiology, pain medicine, and veterinary medicine for the visualization of inflammatory diseases, lymph nodes, and tumors.