Research on Two-Stage Parameter Identification for Various Lithium-Ion Battery Models Using Bio-Inspired Optimization Algorithms
Featured Application
Abstract
1. Introduction
2. Equivalent Circuit Models of LIBs
2.1. Electrochemistry Impedance Spectroscopy (EIS)
2.2. Constituted Elements of ECM
2.2.1. Basic Components
2.2.2. Composite Components
2.3. ECM Analysis in the Frequency Domain [45]
3. Review of BIOAs Adopted
4. Searching for the Best Fitting ECM
4.1. Problem Formulation and Constraints
4.2. Best Matching Model Screening via PSO
5. Experimental Results and Discussion
5.1. Optimal Parameter Identification via BIOAs with Reasonable Constraints
5.2. The Scope of Validation and Statistical Rigor
5.3. Friedman Test for Ranking
- Define the number of PMs (P), algorithms (A), and simulations (S). In this study, P = 3, A = 13, and S = 20.
- Collect data from 20 simulation runs for each of the 13 algorithms.
- Treat each of the 20 simulation outcomes for the 13 algorithms as an individual dataset and rank them accordingly; algorithms achieving better results receive higher ranks, while identical outcomes share an average rank.
- Compute the average rank using Equation (17):where j ∈ [1, A] represents the algorithm index, i ∈ [1, P], and ri,j denotes the ranking of algorithm j in the ith simulation. The mean ranking across all runs yields the FT overall ranking, as shown in Table 9. The FT results align well with the aforesaid experimental findings: in terms of model match and fitting accuracy, the MPA exhibits the best overall performance, followed by PSO and ARO, which rank second and third, respectively.
6. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Model | Components | Characteristics | Advantages | Applications |
|---|---|---|---|---|
| A (1 RC) | OCV source, series resistance (Ro), one RC pair | Simple first-order dynamic response; captures transient behavior | Low computational cost; suitable for real-time SOC estimation | BMS SOC/SOH estimation, low-cost embedded systems |
| B (2 RC) | OCV source, Ro, two RC pairs | Second-order response; models short- and mid-term dynamics | Better accuracy than 1 RC; balances complexity and precision | EV/HEV BMS, control-oriented simulations |
| C (PNGV) | OCV source, Ro, one RC pair, polarization capacitance | Standardized model for automotive batteries; captures polarization | Industry-accepted; relatively accurate for automotive drive cycles | Automotive system design, vehicle-level simulation |
| D (Randles) | OCV source, Ro, charge transfer resistance, double-layer capacitance, Warburg | Classic electrochemical model; includes diffusion and reaction kinetics | Physically interpretable parameters; suitable for EIS analysis | Electrochemical analysis, lab characterization |
| E (R(RQ)W) | OCV source, Ro, one parallel RQ branch, Warburg | Captures non-ideal capacitive behavior and diffusion effects | Good fit for EIS spectra; models diffusion well | EIS-based parameterization, electrochemical diagnostics |
| F (R(RQ)(RQ)) | OCV source, Ro, two parallel RQ branches | Extended equivalent model; better representation of complex electrode processes | High fitting accuracy for a wide frequency range | Laboratory modeling, research-oriented studies |
| Algorithm | Main Inspiration and Features | Key Computational Steps | Core Formulations | Hyper-Parameters |
|---|---|---|---|---|
| MPA [42] | Inspired by marine predator–prey foraging with Lévy and Brownian motions; strong exploration–exploitation balance | Initialize population → Compute predator–prey interaction phase → Update positions via random walks → Apply FADs (fish aggregating devices) effect → Evaluate fitness. | First phase: Second phase: Third phase: FADs effect: | Elite ratio, FADs probability, step size, iterations |
| PSO [32] | Swarm intelligence; velocity-position update; exploration–exploitation balance | Initialize swarm → Update velocity and position → Evaluate fitness → Update personal/global best | Velocity: Position: ω = inertia weight, c1 = cognitive coefficient, c2 = social coefficient, r1, r2 = random numbers ∈ [0, 1], pi = personal best, g = global best | ω, c1, c2 |
| GA [33] | Inspired by natural selection, chromosome-based search | Initialize population → Selection → Crossover → Mutation → Evaluate fitness | Selected probability: offspring after crossover: Individual after mutation: fiti = fitness, sum(fit) = sum of fitness, x, y = parents’ genes, g = individual genes, r = new chromosomes | Population size, crossover rate, mutation rate |
| ABC [35] | Mimics honeybee foraging; employed, onlooker, scout bees | Employed bee search → Onlooker bee selection → Scout bee exploration | vij = new solution, xij = current solution, φij = random number ∈ [−1, 1], xkj = randomly selected solution | Colony size, limit parameter |
| BA [34] | Echolocation-inspired: frequency, loudness, pulse rate | Initialize bats → Update velocity and position with frequency → Local search → Loudness/pulse rate adjust | Frequency: Velocity: β ∈ [0, 1] = random number, fi = frequency, fmin and fmax = frequency range, A = loudness, r = pulse emission rate | A, r, fmin, fmax |
| ARO [43] | Mimics rabbits’ hiding and exploration behaviors under predation pressure | Initialize burrows → Exploration via random hops → Exploitation via hiding strategies | Detour foraging: Random hiding: Position update: Energy factor: | Burrow density, exploration ratio, iterations |
| COA [38] | Mimics coyote social behavior; groups and pack dynamics | Form packs → Social influence update → New coyotes born → Replace weakest | Cultural propensity: Coyote birth and death: Nc = no. of coyote, Op,t = median of the wolf pack p at time t, scatter probability Ps = 1/D, association probability Pa = (1 − Ps)/2, m1, m2 = random individuals, j1, j2 = random dimensions, randj, Rj = rnd. no. in [0, 1] | Pack size, no. of packs |
| CS [36] | Lévy flight-based random walk; brood parasitism | Generate nests → Lévy flights update → Replace worst solutions | = positions at time (t + 1) and t, α = step size, λ = Lévy distribution index | Discovery rate, step size α |
| GWO [39] | Leadership hierarchy (α, β, δ, ω); encircling and hunting prey | Initialize wolves → Encircle prey → Position update guided by α, β, δ | Position update: X1,2,3,α,β,δ = position, Dα,β,δ = distance, a = coeff., = coeff. vectors, r1, r2 = rnd. vectors in [0, 1] | Coeff. vectors , a |
| HHO [37] | Predator-prey chasing strategies; surprise pounce | Exploration → Transition phase → Exploitation via soft/hard besiege | Prey energy: Xi+1, Xi = position at current and next iteration, Xm = median, r1~r4 rnd. no. ∈ [0, 1], q = selection of adopted strategy in (0, 1), Lb/Ub = lower/upper bound, E0 randomly change in (−1, 1) | Escaping energy parameter, population size |
| HBA [44] | Based on honey badgers’ digging and hunting; balance exploitation and exploration | Initialize population → Update intensity factor → Exploitation via digging mode → Exploration via honey search | Odor intensity: Intensity factor: Digging phase: Following honeyguide bird: | α, β (ability of acquiring food) |
| MRFO [40] | Inspired by chain foraging, cyclone foraging, somersault foraging | Chain foraging → Cyclone foraging → Somersault foraging | Chain: Somersault: rnd ∈ [0, 1], α/β = weight coeff., S = somersault rage coeff. | α, β, S |
| WOA [41] | Humpback whale bubble-net feeding; spiral encircling | Encircling prey → Bubble-net attack → Search for prey | Encircling: Spiral: Search: where = coeff. vectors, b = spiral coeff., l = random number ∈ [−1, 1] | , b |
| Model | ZMAPE,Re (%) | ZMAPE,Im (%) | Fitnessobj (Total MAPE %) |
|---|---|---|---|
| A | 4.6505 | 60.847 | 65.497 |
| B | 2.7426 | 30.678 | 33.421 |
| C | 4.7897 | 39.404 | 44.193 |
| D | 2.1743 | 25.783 | 27.958 |
| E | 0.51049 | 10.806 | 11.316 |
| F | 0.51087 | 10.286 | 10.797 |
| Ro (Ω) | R1 (×10−3 Ω) | Q1 (Sk1/Ω) | k1 | R2 (×10−3 Ω) | Q2 (Sk2/Ω) | k2 |
|---|---|---|---|---|---|---|
| 0.0217 | 5.5 | 13.866 | 0.7 | 4.5 | 89.697 | 0.95 |
| BIOA | ATM (%) | ASD (%) | AET (s) |
|---|---|---|---|
| MPA | 10.6942 | 0.0271 | 1.6953 |
| PSO | 10.7538 | 0.0696 | 1.6459 |
| ARO | 10.9424 | 0.1914 | 2.3783 |
| MRFO | 10.9633 | 0.3041 | 2.9638 |
| HBA | 10.9875 | 0.3722 | 2.0863 |
| ABC | 11.1438 | 0.1834 | 3.7872 |
| GWO | 11.3101 | 0.5439 | 1.9513 |
| GA | 11.7582 | 1.1138 | 2.5265 |
| WOA | 12.6757 | 1.4657 | 1.7097 |
| HHO | 13.2577 | 1.5415 | 2.4902 |
| CS | 18.7695 | 1.9646 | 1.9357 |
| COA | 25.0860 | 2.9698 | 1.9857 |
| BA | 33.5910 | 5.7817 | 1.2420 |
| BIOA | ATM (%) @SOC 95% and 35 °C | ATM (%) @SOC 5% and 25 °C |
|---|---|---|
| MPA | 14.293 | 11.792 |
| PSO | 14.297 | 11.799 |
| ARO | 14.310 | 12.114 |
| MRFO | 14.551 | 11.811 |
| HBA | 14.294 | 12.817 |
| ABC | 14.321 | 12.807 |
| GWO | 15.630 | 12.339 |
| GA | 14.590 | 15.145 |
| WOA | 15.612 | 22.043 |
| HHO | 27.295 | 16.441 |
| CS | 28.386 | 26.090 |
| COA | 44.728 | 37.332 |
| BA | 38.753 | 47.782 |
| BIOA | ATM (%) @1% Noise | ATM (%) @3% Noise | ATM (%) @5% Noise |
|---|---|---|---|
| MPA | 11.568 | 12.521 | 14.798 |
| HBA | 11.622 | 12.618 | 14.843 |
| ARO | 11.669 | 12.652 | 14.980 |
| PSO | 11.674 | 12.688 | 15.376 |
| GA | 11.706 | 12.768 | 15.402 |
| ABC | 11.863 | 12.806 | 15.420 |
| WOA | 12.614 | 13.262 | 15.451 |
| MRFO | 12.624 | 13.265 | 15.733 |
| HHO | 13.512 | 17.044 | 17.406 |
| GWO | 13.627 | 18.757 | 18.821 |
| CS | 22.093 | 22.345 | 23.927 |
| COA | 22.102 | 27.025 | 28.543 |
| BA | 30.352 | 30.388 | 31.149 |
| Rank | BIOA | Mean RMSE | 95% CI Margin | CV (%) | AET (s) |
|---|---|---|---|---|---|
| 1 | MPA | 0.000345 | ±0.000004 | 2.24 | 1.695 |
| 2 | PSO | 0.000346 | ±0.000009 | 5.46 | 1.646 |
| 3 | ARO | 0.000351 | ±0.000019 | 11.34 | 2.378 |
| 4 | MRFO | 0.000375 | ±0.000031 | 17.52 | 2.964 |
| 5 | ABC | 0.000377 | ±0.000020 | 11.39 | 3.787 |
| 6 | HBA | 0.000378 | ±0.000034 | 19.08 | 2.086 |
| 7 | GWO | 0.000442 | ±0.000056 | 27.10 | 1.951 |
| 8 | GA | 0.000469 | ±0.000055 | 25.18 | 2.527 |
| 9 | HHO | 0.000529 | ±0.000066 | 26.47 | 2.490 |
| 10 | WOA | 0.000557 | ±0.000100 | 38.25 | 1.710 |
| 11 | CS | 0.001240 | ±0.000202 | 34.72 | 1.936 |
| 12 | COA | 0.001817 | ±0.000246 | 28.97 | 1.986 |
| 13 | BA | 0.003006 | ±0.000444 | 31.58 | 1.242 |
| Method | MPA | PSO | ARO | HBA | GWO | MRFO | ABC | WOA | GA | CS | BA | HHO | COA |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Rank | 1.66 | 2.0 | 5.33 | 6.33 | 6.66 | 7.0 | 7.33 | 7.33 | 9.0 | 9.0 | 9.0 | 10.0 | 10.33 |
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Wang, S.-C.; Liu, Y.-H. Research on Two-Stage Parameter Identification for Various Lithium-Ion Battery Models Using Bio-Inspired Optimization Algorithms. Appl. Sci. 2026, 16, 202. https://doi.org/10.3390/app16010202
Wang S-C, Liu Y-H. Research on Two-Stage Parameter Identification for Various Lithium-Ion Battery Models Using Bio-Inspired Optimization Algorithms. Applied Sciences. 2026; 16(1):202. https://doi.org/10.3390/app16010202
Chicago/Turabian StyleWang, Shun-Chung, and Yi-Hua Liu. 2026. "Research on Two-Stage Parameter Identification for Various Lithium-Ion Battery Models Using Bio-Inspired Optimization Algorithms" Applied Sciences 16, no. 1: 202. https://doi.org/10.3390/app16010202
APA StyleWang, S.-C., & Liu, Y.-H. (2026). Research on Two-Stage Parameter Identification for Various Lithium-Ion Battery Models Using Bio-Inspired Optimization Algorithms. Applied Sciences, 16(1), 202. https://doi.org/10.3390/app16010202

