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Applied Sciences
  • Review
  • Open Access

9 April 2023

Algorithms and Models for Automatic Detection and Classification of Diseases and Pests in Agricultural Crops: A Systematic Review

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and
1
Polytechnic Institute of Castelo Branco, 6000-081 Castelo Branco, Portugal
2
DiSAC—Research Unit on Digital Services, Applications and Content, 6000-767 Castelo Branco, Portugal
*
Author to whom correspondence should be addressed.
This article belongs to the Special Issue Recent Advances in Precision Farming and Digital Agriculture

Abstract

Plant diseases and pests significantly influence food production and the productivity and economic profitability of agricultural crops. This has led to great interest in developing technological solutions to enable timely and accurate detection. This systematic review aimed to find studies on the automation of processes to detect, identify and classify diseases and pests in agricultural crops. The goal is to characterize the class of algorithms, models and their characteristics and understand the efficiency of the various approaches and their applicability. The literature search was conducted in two citation databases. The initial search returned 278 studies and, after removing duplicates and applying the inclusion and exclusion criteria, 48 articles were included in the review. As a result, seven research questions were answered that allowed a characterization of the most studied crops, diseases and pests, the datasets used, the algorithms, their inputs and the levels of accuracy that have been achieved in automatic identification and classification of diseases and pests. Some trends that have been most noticed are also highlighted.

1. Introduction

Plant diseases and pests are considered one of the main factors influencing food production and responsible for significantly reducing crops’ physical or economic productivity. In order to maintain control of production losses and maintain crop sustainability, some measures must be carried out properly, such as a constant monitoring of the crop, combined with the rapid and accurate diagnosis of the associated diseases, pests, or anomalies. These practices are usually recommended by specialists in plant pathology [1]. Farmers are aware of these challenges, and the role technology can play in addressing these threats in agriculture to increase agricultural productivity and operating profits. Technological progress has enabled the use of techniques and methods capable of optimizing agricultural returns [2], preserving natural resources [3], reducing unnecessary use of fertilizers [4], and identifying diseases in crops from remote sensing images [5]. Automatic detection, identification, and classification of diseases and pests in crops have attracted considerable attention from researchers. Currently, numerous studies propose distinct methods to approach this problem. This growing interest can be seen in the results obtained in some databases of scientific articles. As of March 2023, there have been 605 articles retrieved from Scopus when the query ‘‘automatic plant diseases detection’’ is searched. With the same query, 341 articles are retrieved from the Web of Science database. It is also verified that the results have increased exponentially in recent years. Additionally, the results of many of these studies show the potential of this kind of solution in automatically detecting and classifying diseases and pests in crops and their potential applicability in solutions to countless problems. It is, therefore, essential to study the different approaches proposed to characterize the algorithms and models used and the results obtained.
This review aims to understand the automated processes in detecting and classifying diseases and pests in agricultural crops. Information regarding the type of algorithms, models, and their characteristics is crucial to understand the efficiency and applicability of the various approaches. More specifically, the data gathered in this review are used to answer the following research questions:
RQ1—Which crops are most focused on studies of automatic detection of diseases and pests?
RQ2—Do the studies address more diseases or pests?
RQ3—What inputs were most used in algorithms to detect and classify diseases and pests?
RQ4—What are the most used datasets for these studies?
RQ5—What are the most used algorithms and models?
RQ6—What levels of accuracy have been achieved in the automatic identification and classification of diseases and pests in agricultural crops?
RQ7—What trends have been most noticed in this area of study?
The answers to these questions will help characterize the state-of-the-art and the main trends in this study area.
The remainder of this article is organized as follows. Section 2 details the comparison with previous reviews. Section 3 describes and applies the methodology to perform this review. The data extraction and analysis are presented in Section 4 and discussed in Section 5. Section 6 describes the strengths and limitations of this review, and finally, Section 7 presents some conclusions.

3. Methodology

This section reviews studies that addressed automatic detection and identification systems for diseases and pests in agricultural crops. The review was carried out following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement [1]. It includes the following steps, which correspond to the section or subsection of this article listed after each step:
Next, the procedure used to arrive at the related work, the data sources and keywords used in the research, the process, data selection, data extraction, and analysis, which will be used in this work, are described.
For the analysis of the related work, articles that address the use of algorithms for automatically identifying diseases and pests in crops were studied. After obtaining the first results, the data underwent a selection process to eliminate irrelevant articles or articles that were out of context. After selecting the relevant articles, they were analyzed according to predefined parameters.

3.1. Search Strategy

The Scopus [26] and Web of Science [27] databases were used as data sources. These databases are among the most complete in several areas and provide an advanced search that allows users to configure search words in different fields, such as in the title, keywords, and throughout the text, among others. It also allows adding logical operators: AND, OR, and NOT. In this way, access was gained to a significant part of scientific work in informatics.
In collecting the first sample of articles, the keyword “automatic” and terms related to diseases or pests (“pest,” “disease,” plague), terms related to crops (crop, leaf, plant or agriculture), and terms related to identification (classification, identification, and detection) were used. To make it possible to search for articles that contain the indicated terms, the symbol “*” was used to represent other terms that may contain the identified keywords. Thus, the string for the search is as follows:
automatic AND (pest* OR plague* OR disease*) AND (crop* OR leaf* OR plant* OR agricul*) AND (classification OR identification OR detection)
The search was carried out on 5 December 2022 in the title or keywords field of the document, and 278 (253 Scopus and 25 Web of Science) results were obtained.
This research included studies published in the last 10 years (since 2013), studies published in a scientific peer-reviewed publication, and studies written in English.

3.2. Screening for Inclusion

In this screening, the reviewers considered that studies should only be included in the review if they met the following criteria:
(1)
Studies that presented a solution for automatic detection and identification systems for diseases and pests in crops;
(2)
Studies with full text available.
Studies that met only some of these criteria were excluded. After removing duplicated articles (23), 255 studies remained. Moreover, after applying criteria (1), 143 more records were excluded. At this stage, the reviewers did not judge the quality or evaluate the information found in each study. Furthermore, after applying criteria (2), more than 29 were excluded. This resulted in 83 studies.

3.3. Screening for Exclusion

With a more in-depth reading of the 83 articles, 35 were eliminated for needing more information or being outside the intended focus, reviews (6) and incomplete information (29), leaving a total of 48 articles to analyze.

3.4. Results Summary

As shown in Figure 2, after searching the literature, 255 papers were obtained (after removing 23 duplicates), referred to as the ‘identification’ stage in the diagram; after applying the inclusion criteria identified in Section 3.2 ‘Screening for Inclusion’ and in the ‘screening’ section of the diagram, 172 papers were excluded, resulting in 83 papers.
Figure 2. The flowchart of the systematic review process determined the papers selected for the present study (adapted from the PRISMA 2020 flow diagram [28].
A full-text evaluation of the papers was performed, thus excluding papers that did not match the intended focus, some that were just a review, and papers that did not have complete information; this step is represented in the figure as “eligibility.”
The 48 papers remaining at the end were featured in the synthesis and were the “included” studies in the flowchart.
This study focused on finding papers directly linked to identifying, detecting, and eventually automatically classifying anomalies in agricultural crops. In this context, the following papers show several examples of this process where several techniques were presented as a solution. Some datasets were also mentioned, where one can see the origin of the information in each experience presented. In addition, it takes into account that one of the main focuses of the authors in their research was to highlight the accuracy of the algorithms or models used to classify diseases or pests in crops.

4. Data Extraction and Analysis

After selecting the articles that met the inclusion and exclusion criteria, the data extraction stage followed. At this stage, all those articles were fully read and analyzed according to criteria to extract information that allows answering the previously identified research questions. Thus, each of the 48 selected articles was analyzed and summarized considering the following criteria:
  • Year of publication.
  • What type of approach is described (algorithm or end user application)?
  • What types of crops is it intended for?
  • What are the inputs for the proposed algorithms?
  • What algorithms are used?
  • What information is used for the training and validation of the algorithms?
  • What results were obtained in terms of accuracy and diseases or pests identified?
Next, the analysis of the 48 articles is summarized, considering these perspectives. A summary of the characteristics of the included articles is summarized in Table 2 and Table 3.
Table 2. Summary of the articles selected for analysis and synthesis.
Table 3. Summary of the datasets and algorithms.
Table 3 identifies the dataset, the proposed algorithm, and the accuracy achieved in each one of the algorithms described in each article.

5. Discussion

In this section, some details and results of the review are discussed. This discussion will follow the answers to the research questions initially proposed in this review.
Although the search strategy considered works published in the last 10 years, after applying the inclusion and exclusion criteria, only studies published since 2017 (last six years) remained to be included in the review. This reveals the interest that this research area has attracted in recent years, but it also indicates that it is still a new area of research.
Most of the studies included in the review (43/48–89.6%) describe algorithms and models with a focus on analyzing the performance of these algorithms. Only 10.4% (5/48) of the analyzed studies present applications (web, mobile, or robotic systems) that end users can use. This seems to indicate that a significant part of the research effort has been focused on the study of new algorithms in several crops and on trying to achieve high levels of accuracy. The development and presentation of solutions with applications that can be used by end users in real use environments has been less significant. However, in this case, these approaches may represent solutions that are closer to the reality in which they can be used, and they need to be further investigated and validated in real-world scenarios.
There is a significant predominance of ML-based approaches regarding the analyzed algorithms and models.
For each of the research questions identified as the target of this study, described in Section 1 below and based on the results of the systematic review (presented earlier), we present answers to each of them below.
The review shows that the crops most focused on, in studies of automatic detection of diseases and pests (RQ1), are tomatoes and citrus. Tomato crops are studied in 22.5% (9/40) of the analyzed studies. Citrus was analyzed in 15.0% (6/40) of the studies. Rice, grapes, beans, and corn are in third place, with 7.5% each (3/40). Then come the apple, peach, pepper, cotton, and paddy cultures with 5.0% each (2/40), and lastly follow the cucumber, banana, cassava, peanut, sunflower, herbs, raspberry, strawberry, brinjal, tea, mustard, coffee cultures, soybean, sugar, guava, and lemon with 2.5% (1/40) of the analyzed studies. In this question, only 40 studies were referenced because eight did not have consistent information.
The automatic detection of diseases has attracted more attention than the detection of pests (RQ2). The review shows that 85.7% (40/48) of the studies focus on diseases, and 18.8% (9/48) of studies refer to plagues or pests (one of the studies refers to diseases and pests). The most studied diseases were in the tomato crop (the most studied crop): ToLCNDV & ToLCGV (begomovirus infections), early blight, and late blight. For pests or plagues, those most commonly found were wheat mites, wheat aphids, wheat sawflies, and rice plant hoppers.
All analyzed studies use images of leaves, fruits, plants, or insects as input to their algorithms for detecting diseases and pests. Leaf images were the most common input for detection/identification/classification (RQ3). The analysis shows that 85.4% (41/48) of the studies refer to this input. Next, it is found that 8.3% (4/48) of the studies refer to insect images and 4.2% (2/48) refer to fruit, and 4.2% (2/48) to plant images. Additionally, practically all algorithms that use images of leaves use images in which the leaf is the main element of the image. Usually, the image of the leaf occupies practically the entire image area. Only a minority of studies use leaf images from vehicles such as UAVs. The datasets used for pest detection include leaf images and insect images from sticky traps.
Generally, the analyzed approaches use image datasets to train and validate the proposed algorithms. In these cases, image datasets that are publicly available can be used, or new datasets can be constructed and used. The analysis of the studies revealed that PlantVillage is the most used dataset (RQ4). It was used in 24.4% (11/45) of the studies. In sequence, 8.9% (4/45) of the studies used the Kaggle dataset. Other datasets were also used, each one in one study: PlantDoc Middlebury dataset, Heilongjiang Academy of Land Reclamation Sciences—China, Plant health, NBAIR dataset, Xie1 and Xie2 dataset, Coffee Leaf dataset, PlantPathology, CIFAR-10 dataset and a dataset from paddy farmlands situated at UAS, India. A significant number of studies, 46.7% (21/45), used self-collected datasets. Three studies did not provide information about the datasets used.
Regarding the algorithm or models most used (RQ5), the review shows that CNN models are the most commonly used for research or studies in this area. About 54.2% (26/48) of the studies refer to CNN models, namely Faster R-CNN, EficcientNet, VGG, GoogleNet, MobileNet, ResNet, AlexNet, LeNet, and DenseNet. Next, 16.7% (8/48) of studies used the SVM classifier, 8.3% (4/48) used the k-NN algorithm, Random Forest is used in 8.3% (4/48), 4.2% (2/48) used ANN classifiers. Some studies proposed approaches with the following algorithms: YOLOv4, ORB algorithm, RSC (Random Subspace Classifier), LIRA (Limited Receptive Area), K-Means Clustering, Decision Trees, MIB Classifier, GAN modules, and Enhanced Fusion Fractal Texture Analysis.
The level of accuracy achieved in detecting, identifying, and classifying diseases or pests in agricultural crops (RQ6) depends on several factors, namely the crop and the diseases and pests considered. Higher levels of accuracy were achieved in the three crops mentioned in the studies. In the first case, tomato crops, where the highest precisions were found to vary from 90.3% to 99.89%. Next, in the second case, the citrus crop, for which accuracies vary from 88.96% to 98%. Finally, the accuracy in the potato crop varies from 89% to 97%. It is also essential to keep in mind that these values depend on the disease or pest being studied.
This review allowed us to identify some trends that have been observed either because they are used in a significant number of studies or because there has been a growing interest in their use over the years (RQ7). CNN-based algorithms tend to be the most commonly used to achieve the objectives in this area (see Figure 3 left). ML-based approaches are becoming popular in developing solutions for plant diseases and pest detection. Approximately 93.8% (45/48) of the studies in this review proposed ML-related approaches. In addition, the number of articles related to ML-based approaches tends to increase yearly, indicating its popularity and may grow even more. A deeper analysis shows that in the last decade, the most-used algorithms began to be cited in studies from 2017 onwards. An increase in CNN over the other algorithms was subsequently noticed (see Figure 3, right).
Figure 3. (Left) Most used models. (Right) Most used models over the years.
Accuracy highly depends on the crops, diseases, and pests considered, the algorithms used, and the datasets used. However, the results show that it is possible to achieve very high levels of accuracy in some diseases and pests in several crops. This indicates that these approaches can be used in applications that can be used in natural environments. Most of the datasets represent images of leaves taken with cameras, where the leaves are the central object of the photo, although the backgrounds can vary. This means that the training and validation of the solutions are carried out based on images that are obtained in scenarios in which a user will have to approach the tree, bring the camera closer to the leaf and take the picture, which is not always consistent with a use in a realistic scenario. There are still very few cases in which the images are obtained using cameras on land or in air vehicles, which would represent a step forward in obtaining solutions that are more adequate to the reality of agricultural crops. However, this type of approach could be important in the future since the development of solutions that use this type of images as input will allow a closer use of the reality that is to operate in crop fields or even eventually its use in real time.

6. Strengths and Limitations of this Review

This review followed the PRISMA methodology. It provides a systematic review of the existing works that approach automatic detection, identification, and classification of diseases and pests in agricultural crops. This review is critical because it presents an overview of the most-studied crops and a characterization of the algorithms and models used, their inputs, the datasets most commonly used to train and validate them, and the accuracy achieved. In addition, it also presents some trends that have been observed. It represents an essential basis for academics and researchers to understand this study area and develop new algorithms and applications.
However, it also has some limitations. The literature search was carried out using two databases (Scopus and Web of Science). These databases cover several domains and span many individual databases. However, other databases, such as IEEE Xplore, ACM Digital Library, PubMed, ScienceDirect, or BMC, could have led to more articles being included in the review. The search strategy may have influenced the number of articles considered in the study. For example, the search string used, the option to search only for articles written in English or only for articles published in the last ten years, may also have influenced the number of relevant articles considered. Although these limitations may have affected the number of articles obtained and considered in the review, we believe these constraints did not significantly affect the discussion and conclusions.

7. Conclusions

This systematic review aimed to find studies on automating processes in detecting, identifying, and classifying diseases and pests in agricultural crops. It followed the PRISMA methodology. The literature search was conducted in two abstract and citation databases (Scopus and Web of Science). The initial search returned 278 studies, and after removing duplicates and applying the inclusion and exclusion criteria, 48 articles were included in the review. All analyzed studies propose the research structure related to the detection, identification, and automatic classification of diseases or pests in agricultural crops. This study presented the review, identifying the most studied crops, characterizing the proposed algorithms, results achieved, and the most-used datasets. It is important as a document to support researchers who intend to develop work in this area, characterizing this area of study and identifying some of the most noted trends. Considering the number of studies included in each review and the scope, few works are similar to this one. Of those that are most similar, some of them focus on approaches that use specific algorithms (mostly ML-based algorithms). This review did not have this prerequisite and, therefore, allows a broader discussion. Furthermore, it addresses different parameters and research questions. In this sense, it represents a step forward in relation to other related works, thus representing a significant contribution to this study area.
The results indicated that most of the studies were focused on algorithms or systems that allow the presentation of results using the various deep learning and ML techniques and that 95% of the studies focus on demonstrating the ability of specific algorithms and models in solving problems related to the automatic detection of diseases or pests. In all cases, it was necessary to use a dataset. Analysis showed that the PlantVillage dataset was the most commonly used. Models and classifiers such as CNN, SVM, k-NN, ANN, Random Forest, and others were used to train the datasets, classify the diseases and pests, and achieve better accuracy for each algorithm. The accuracy achieved depends on the diseases and pests in the agricultural crops.
This review also made it possible to identify some gaps in information in some contents, which caused difficulties in the research. More specifically, in some cases, they did not provide enough information about the dataset they used. In some cases, researchers were not careful to mention the crop or even the diseases and pests analyzed in the study, thus making it difficult to collect the exact information.

Author Contributions

Conceptualization, M.F., F.R. and J.M.; methodology, M.F., F.R. and J.M.; validation, M.F., F.R. and J.M.; investigation, M.F., F.R. and J.M.; writing—original draft preparation, M.F., F.R. and J.M.; writing—review and editing, M.F., F.R. and J.M.; supervision, F.R. and J.M.; project administration, F.R. and R.D. All authors have read and agreed to the published version of the manuscript.

Funding

This work was carried out under the VeraTech project, grant agreement no. CENTRO-01-0247-FEDER-113287, co-financed by European Funds (FEDER) by CENTRO2020.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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