Core Competency Quantitative Evaluation of Air Traffic Controller in Multi-Post Mode
Abstract
:1. Introduction
- (1)
- The first part is constructing an improved adaptive multi-dimensional core competency model. Based on literature analysis, expert interview, and work analysis, this paper summarizes ATCOs’ core competency index library according to the characteristics, operation environment, and operation rules of posts. It carries out the ATCOs’ core competency questionnaire and data analysis to analyze the effective indexes by verifying the structural model. Then it establishes the content and structure of localized multi-dimensional core competency evaluation index according to the local organizational context and constructs the multi-dimensional core competency model of general and professional posts by classification.
- (2)
- The second part proposes a combination weighting method of the ATCO core competency index. Aiming to combine subjective and objective weighting methods based on AHP, FA, and EWM, it proposes the AHP-FA-EWM (AFE) method to determine the weight coefficient of each dimension and secondary indexes of the core competency model.
- (3)
- The third part proposes a calculation method of competency-post fit degree based on the AFE weighting method and the distance method of superior and inferior solution (AFE-TOPSIS). According to combined index weights, it puts ATCOs’ core competency evaluation results into the four types of models constructed above and then calculates the fit degree between the core competency index value of each controller and the post requirements based on AFE-TOPSIS.
2. Construction of Improved Adaptive Multi-Dimensional Core Competency Model
2.1. The Concept of ATCO Core Competency
2.2. Construction of Improved Adaptive ATCO Core Competency Index System
2.3. Classification and Grading of the Core Competency Model in Multi-Post Mode
- (1)
- Compared to front-line personnel posts, general posts are mainly engaged in management work, teaching and training work related to air traffic management business, including unit leaders, business managers and researchers, teaching staff, training staff, and so on.
- (2)
- The most essential ability that TWR controllers should have is to assist the flight crew in dealing with emergencies and unusual situations in a stable and unhurried manner. The most significant core competency indexes required are x22 and x23.
- (3)
- The most important thing for the APP controller is to have accurate conflict allocation ability. Whether it is the accuracy of heading guidance, the rationality of speed adjustment, or the ability to grasp the timing of turning, they must firmly grasp the conflict relief ability. The most significant core competency demand indexes are x11, x12, x13, x14, x15, and x16.
- (4)
- The most crucial ability of ACC controllers is to avoid unsafe incidents caused by human factors, to detect potential flight conflicts as soon as possible or in time, and to deal with them in time. The most significant core competency demand indexes are x11, x12, x13, x14, x24, and x25.
3. The Combination Weighting Method of Core Competency Evaluation Index Based on AHP-FA-EWM
3.1. Index Weight Determination by AHP Method
3.2. Index Weight Determination by FA-EWM Method
3.2.1. Determining the Weight of Dimension Index by the FA Method
3.2.2. Determining the Weight of the Secondary Index by the EWM
3.3. Combination Weighting Method Based on AFE
4. The Calculation Method of the ATCO CPF Degree Based on AFE-TOPSIS
5. Example Verification and Analysis
5.1. Core Competency Questionnaire Preparation and Research
5.2. Questionnaire Data Analysis
5.2.1. Project Analysis
5.2.2. Reliability Analysis
5.2.3. Validity Analysis
5.2.4. Confirmatory Factor Analysis
5.2.5. The Classification and Grading Construction of the Adapted ATCO Core Competency Model
- (1)
- ATCO core competency model of the General post
- (2)
- ATCO core competency model of the TWR post
- (3)
- ATCO core competency model of the APP post
- (4)
- ATCO core competency model of the ACC post
5.2.6. The Comparison of ATCO Core Competency Models of Multi-Post Mode
- (1)
- The four types of model structure are the same, they all maintain the seven dimensions of Separation and conflict resolution, Situational awareness, Self-management, Workload management, Communication and coordination, Traffic and capacity management, and Non-routine situations management. However, the ranking of the extracted factor load coefficients is different, which is manifested in the order of dimension naming. The main reason is that the dimensional importance of various models is different, that is, the focus of various posts is inconsistent. The General, TWR, and APP post models mainly focus on the competency dimension of F1 Separation and conflict resolution, and the ACC post model mainly focuses on the competency dimension of F1 Situational awareness.
- (2)
- The content of the model is the composition of the secondary indexes of each dimension, which is basically about 28 items. The model of the APP post contains up to thirty items, and the TWR model contains only 26 items. The number of secondary indexes is ranked as APP > General > ACC > TWR, which is consistent with the order of command difficulty coefficient and workload of various posts.
- (3)
- The competency indexes of each model are consistent with the multi-post competency needs analyzed in Table 2. The competency index content of the General post model is relatively balanced, taking into account the seven dimensions. The significant competency requirements of TWR, APP, and ACC posts are non-routine situations management abilities (x22, x23), accurate separation and conflict resolution abilities in complex situations (x11, x12, x13, x14, x15, x16), and the abilities to discover potential flight conflicts and resolve risks (x11, x12, x13, x14, x24, x25), which are reflected in various core competency models and constitute an important part of the model.
5.3. Weight Calculation of Core Competency Evaluation Index
- (1)
- Index weight of multi-post core competency model
- (2)
- Dimension weight of the multi-post core competency model
5.4. The Calculation of ATCO Core Competency Fit Degree
6. Conclusions
- (1)
- As a data-based ability evaluation method, the adapted ATCO core competency evaluation can effectively quantify the ATC ability level of multi-post mode. The proposed General core competency model includes seven dimensions and 28 secondary indexes, the dimensions contain SCR, SAW, CCO, SFM, WLM, TCM, and NRS. The model can effectively explain the core competency indexes required for excellent performance ATCOs, as well as the hierarchical attributes of basic core competency, advanced core competency, and high-level core competency, which provides theoretical guidance and a practical basis for the evaluation and training of ATCOs.
- (2)
- The ATCO core competency shows the diversity of multi-post mode, this paper proposes a refined model analysis method of classification and grading to identify the convergence and difference of the General model, TWR model, APP model, and ACC model in the ATCO core competency dimension and secondary indexes. Through the personalized modeling method, it realizes the differentiated representation of the weight of each dimension. The proposed AFE method for determining the weight of the ATCO core competency index based on the combination weighting method of AHP-FA-EWM can give full play to the advantages of subjective and objective weighting methods and more accurately and scientifically reflects the importance of evaluation indexes.
- (3)
- In order to support the ATCO effectiveness evaluation and team resource management, based on the classification and grading model of core competency, this paper proposes a calculation method of the ATCO core competency-post fit degree based on the AFE-TOPSIS. It can effectively evaluate the matching degree of ATCO individual effectiveness and post requirements, effectively distinguish the overall arrangement level of the post candidate’s ability, and help to meet the overall matching of personnel and posts to the greatest extent, which can realize the full use of their abilities and the efficient management of human resources.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Competency Index Code and Name | Description of Observable Behavior | |
---|---|---|
x1 | Monitor the operational situation | Monitors air traffic, meteorological conditions, the status of the ATC systems and equipment, and operational circumstances |
x2 | Scan for specific or new information | Acquires information from available systems and any other means available |
x3 | Comprehend the operational situation | Integrates information acquired from monitoring and scanning and analyses the actual situation |
x4 | Anticipate the future situation | Interprets the situation based on the analysis and predicts the future operational situation |
x5 | Recognize indications of reduced situational awareness | Identifies potentially hazardous situations, verifies the accuracy of the information, and predicts operational situations |
x6 | Keep aircraft identification | Keep radar identification of aircraft and provides aircraft location information |
x7 | Manage the traffic situation | Uses prescribed procedures and a variety of techniques to manage traffic effectively |
x8 | Achieve optimal operational performance | Increases safety margins, ensure appropriate sector capacity, maintains focus, reacts appropriately to situations |
x9 | Disseminate flight information | Issues clearances and instructions to the flight crews, issues appropriate clearances and instructions promptly, uses available tools to reduce delays and optimize flight profiles, provides flight information and status of facilities promptly |
x10 | Inform essential traffic and weather information | Informs essential traffic and weather information, issues hazard and safety alerts, traffic proximity information, and weather information to the flight crews when necessary |
x11 | Detect potential traffic conflicts | Identifies traffic conflicts |
x12 | Resolve traffic conflicts | Selects the most appropriate separation method, applies appropriate air traffic separation and spacing |
x13 | Maintain separation between aircraft | Applies appropriate air traffic separation and spacing, issues clearances and instructions that ensure separation is maintained |
x14 | Maintain separation of aircraft from terrain and known obstacles | Issues clearance and instructions that resolve traffic conflicts and adjusts control actions to maintain separation |
x15 | Command ability under normal circumstances | Under normal circumstances, the busy degree of the command sector, the hourly capacity of the sector |
x16 | Command capability in complex situations | Command level in the case of large flow, complex weather |
x17 | Air traffic control experience | Experience in each position, seat, and major security |
x18 | Select appropriate mode of communication | Selects a communication mode that takes into account the requirements of the situation |
x19 | Demonstrate effective verbal communication | Speaks clearly, accurately, and concisely |
x20 | Demonstrate effective radiotelephony phraseology | Uses standard radiotelephony phraseology, adjusts speech techniques to suit the situation, demonstrates active listening |
x21 | Select the appropriate method of coordination | Selects the appropriate coordination method, uses the prescribed coordination procedures |
x22 | Manage emergency and unusual situations | Recognizes the possibility of an emergency or unusual situation developing, determines the nature of the emergency, prioritizes actions, decides upon the most appropriate type of assistance, follows prescribed procedures, provides assistance and takes action when necessary |
x23 | Manage degraded modes of ATS operations | Detects degraded situation, assesses the impact of a degraded mode, follows prescribed procedures, creates appropriate solutions |
x24 | Determine possible solutions | Determines possible solutions to a problem based on existing rules and operating procedures, implements an appropriate solution |
x25 | Manage risks effectively | Applies an appropriate mitigation strategy, perseveres in working through problems without impacting safety |
x26 | Adapt to differing workload conditions | Manages tasks effectively in response to workload, manages interruptions and distractions effectively |
x27 | Request assistance when necessary | Determines if and when support is necessary based on workload, asks for help, or accepts assistance when necessary |
x28 | Use ATS equipment effectively | Selects appropriate resources to support the efficient achievement of tasks, uses the automated ATS equipment to improve efficiency |
x29 | Self-evaluate to improve performance | Takes responsibility for own performance, improves performance through self-evaluation |
x30 | Use feedback to improve performance | Seeks and accepts feedback to improve performance, maintains self-control, changes behavior, and responds as needed |
x31 | Engage in continuous development activities | Maintains awareness of developments and changes in aviation, participates in learning activities |
Post | Task Characteristics | The Most Significant Core Competency Needs |
---|---|---|
General | control command, sustainable development, and other comprehensive ability | Competencies are relatively balanced |
TWR | good ability to deal with unusual situations | x22, x23 |
APP | accurate conflict resolution capability | x11, x12, x13, x14, x15, x16 |
ACC | Detects potential traffic conflicts and resolves conflicts | x11, x12, x13, x14, x24, x25 |
Demographic Information | Frequency | Percentage (%) | |
---|---|---|---|
Age | >50 years old | 66 | 6.75 |
40~50 years old | 169 | 17.28 | |
30~40 years old | 418 | 42.74 | |
≤30 years old | 325 | 33.23 | |
Work Post | TWR post | 171 | 17.48 |
APP post | 357 | 36.50 | |
ACC post | 275 | 28.12 | |
Related post | 175 | 17.89 | |
Qualification | ≥Second-level ATCO | 395 | 40.39 |
Third-level ATCO | 237 | 24.23 | |
Fourth-level ATCO | 118 | 12.07 | |
Fifth-level ATCO | 132 | 13.50 | |
Intern ATCO | 96 | 9.82 | |
Working year | ≥20 years | 185 | 18.92 |
10~20 years | 344 | 35.17 | |
5~10 years | 216 | 22.09 | |
≤5 years | 233 | 23.82 | |
Education background | Master degree and above | 74 | 7.57 |
Undergraduate college | 888 | 90.80 | |
Junior college and below | 16 | 1.64 | |
Total | 978 | 100.0 |
Commonly Used Indexes | x2/df | RMSEA | RMR | CFI | NFI | TLI |
---|---|---|---|---|---|---|
Reference standard | <5 | <0.10 | <0.05 | >0.9 | >0.9 | >0.9 |
Test results | 4.635 | 0.061 | 0.025 | 0.945 | 0.931 | 0.936 |
General Model | TWR Model | APP Model | ACC Model | ||||
---|---|---|---|---|---|---|---|
Dimension | Secondary Index | Dimension | Secondary Index | Dimension | Secondary Index | Dimension | Secondary Index |
F1 Separation and conflict resolution | x11, x12, x13, x14, x15, x16 | F1 Separation and conflict resolution | x11, x12, x13, x14 | F1 Separation and conflict resolution | x11, x12, x13, x14, x15, x16 | F1 Situational awareness | x1, x2, x3, x4, x5, x6 |
F2 Situational awareness | x1, x2, x3, x4, x5 | F2 Situational awareness | x1, x2, x3, x4, x5 | F2 Situational awareness | x1, x2, x3, x4, x5, x6 | F2 Separation and conflict resolution | x11, x12, x13, x14, x24, x25 |
F3 Communication and coordination | x18, x19, x20, x21 | F3 Self-management | x29, x30, x31 | F3 Self-management | x29, x30, x31 | F3 Communication and coordination | x18, x19, x20, x21 |
F4 Self-management | x29, x30, x31 | F4 Workload management | x24, x25, x26, x27, x28 | F4 Workload management | x24, x25, x26, x27, x28 | F4 Self-management | x29, x30, x31 |
F5 Workload management | x24, x25, x26, x27, x28 | F5 Communication and coordination | x18, x19, x20, x21 | F5 Communication and coordination | x18, x19, x20, x21 | F5 Traffic and capacity management | x8, x9, x10 |
F6 Traffic and capacity management | x8, x9, x10 | F6 Traffic and capacity management | x8, x9, x10 | F6 Traffic and capacity management | x7, x8, x9, x10 | F6 Workload management | x26, x27, x28 |
F7 Non-routine situations management | x22, x23 | F7 Non-routine situations management | x22, x23 | F7 Non-routine situations management | x22, x23 | F7 Non-routine situations management | x22, x23 |
Secondary Index | Combined Weights of Each Index | |||
---|---|---|---|---|
General Model | TWR Model | APP Model | ACC Model | |
x1 | 0.0347 | 0.0337 | 0.0347 | 0.0354 |
x2 | 0.0362 | 0.0366 | 0.0355 | 0.0368 |
x3 | 0.0330 | 0.0348 | 0.0317 | 0.0350 |
x4 | 0.0367 | 0.0392 | 0.0346 | 0.0383 |
x5 | 0.0365 | 0.0366 | 0.0352 | 0.0386 |
x6 | — | — | 0.0326 | 0.0365 |
x7 | — | — | 0.0285 | — |
x8 | 0.0343 | 0.0330 | 0.0283 | 0.0370 |
x9 | 0.0360 | 0.0346 | 0.0310 | 0.0376 |
x10 | 0.0375 | 0.0357 | 0.0328 | 0.0378 |
x11 | 0.0344 | 0.0461 | 0.0337 | 0.0364 |
x12 | 0.0347 | 0.0423 | 0.0334 | 0.0404 |
x13 | 0.0356 | 0.0443 | 0.0337 | 0.0405 |
x14 | 0.0394 | 0.0484 | 0.0356 | 0.0486 |
x15 | 0.0411 | — | 0.0402 | — |
x16 | 0.0380 | — | 0.0368 | — |
x17 | — | — | — | — |
x18 | 0.0331 | 0.0345 | 0.0310 | 0.0365 |
x19 | 0.0330 | 0.0327 | 0.0305 | 0.0380 |
x20 | 0.0413 | 0.0438 | 0.0401 | 0.0436 |
x21 | 0.0326 | 0.0328 | 0.0309 | 0.0354 |
x22 | 0.0349 | 0.0406 | 0.0272 | 0.0297 |
x23 | 0.0416 | 0.0441 | 0.0334 | 0.0364 |
x24 | 0.0317 | 0.0350 | 0.0302 | 0.0285 |
x25 | 0.0306 | 0.0354 | 0.0294 | 0.0327 |
x26 | 0.0313 | 0.0336 | 0.0308 | 0.0344 |
x27 | 0.0325 | 0.0362 | 0.0315 | 0.0329 |
x28 | 0.0310 | 0.0334 | 0.0297 | 0.0349 |
x29 | 0.0382 | 0.0445 | 0.0377 | 0.0371 |
x30 | 0.0392 | 0.0419 | 0.0390 | 0.0393 |
x31 | 0.0409 | 0.0462 | 0.0403 | 0.0417 |
Dimension of Core Competency | Combined Weights of Each Dimension | |||
---|---|---|---|---|
General Model | TWR Model | APP Model | ACC Model | |
Separation and conflict resolution (SCR) | 0.2232 | 0.1811 | 0.2133 | 0.2271 |
Situational awareness (SAW) | 0.1771 | 0.1810 | 0.2043 | 0.2206 |
Communication and coordination (CCO) | 0.1400 | 0.1438 | 0.1325 | 0.1535 |
Self-management (SFM) | 0.1183 | 0.1325 | 0.1171 | 0.1181 |
Workload management (WLM) | 0.1571 | 0.1736 | 0.1516 | 0.1022 |
Traffic and capacity management (TCM) | 0.1078 | 0.1033 | 0.1206 | 0.1125 |
Non-routine situations management (NRS) | 0.0765 | 0.0847 | 0.0606 | 0.0662 |
Evaluation ATCOs | Evaluation Results | General Model Cp | Ranking | TWR Model Cp | Ranking | APP Model Cp | Ranking | ACC Model Cp | Ranking |
---|---|---|---|---|---|---|---|---|---|
A | 144 | 0.6227 | 2 | 0.5869 | 3 | 0.6058 | 3 | 0.5711 | 3 |
B | 146 | 0.6112 | 3 | 0.6307 | 2 | 0.6185 | 2 | 0.6439 | 2 |
C | 148 | 0.6444 | 1 | 0.6659 | 1 | 0.6558 | 1 | 0.6559 | 1 |
D | 146 | 0.5928 | 4 | 0.5618 | 4 | 0.6038 | 4 | 0.5646 | 4 |
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Duan, C.; Hu, M.; Yang, L.; Gao, Q. Core Competency Quantitative Evaluation of Air Traffic Controller in Multi-Post Mode. Appl. Sci. 2023, 13, 10246. https://doi.org/10.3390/app131810246
Duan C, Hu M, Yang L, Gao Q. Core Competency Quantitative Evaluation of Air Traffic Controller in Multi-Post Mode. Applied Sciences. 2023; 13(18):10246. https://doi.org/10.3390/app131810246
Chicago/Turabian StyleDuan, Changmiao, Minghua Hu, Lei Yang, and Qi Gao. 2023. "Core Competency Quantitative Evaluation of Air Traffic Controller in Multi-Post Mode" Applied Sciences 13, no. 18: 10246. https://doi.org/10.3390/app131810246
APA StyleDuan, C., Hu, M., Yang, L., & Gao, Q. (2023). Core Competency Quantitative Evaluation of Air Traffic Controller in Multi-Post Mode. Applied Sciences, 13(18), 10246. https://doi.org/10.3390/app131810246