Hybrid Landslide Displacement Prediction via Improved Optimization
Abstract
1. Introduction
2. Materials and Methods
2.1. Geological Setting of the Baishuihe Landslide Area
2.2. Analysis of Factors Influencing Landslide Displacement
2.3. Time Series Analysis of Landslide Cumulative Displacement
- Trend T(t): Represents the long-term, irreversible deformation driven by gravity, reflecting the fundamental evolution stage controlled by intrinsic geological conditions such as the monoclinic bedding structure.
- Cyclical P(t): Represents the seasonal fluctuations induced by external hydrological triggers (rainfall and reservoir regulation), reflecting the cyclic modulation of effective stress within the slope.
- Residual R(t): Represents transient feedback to extreme environmental events or measurement noise, capturing the non-linear sensitivity of the landslide to sudden perturbations.
- The relationship is expressed as:
2.4. Multi-Strategy Integrated Optimization and Decomposition Framework
2.5. ARIMA-VMD-SVR Combined Prediction Framework with Correlation Analysis
2.6. Landslide Displacement Prediction Process
- CEEMDAN parameter optimization: OSFOA optimizes Nstd, NR and MaxIter by minimizing envelope entropy. The optimized CEEMDAN decomposes cumulative displacement into discrete components, providing a precise basis for targeted modeling.
- Component classification: Decomposed components are categorized into trend, periodic, and random types based on their temporal characteristics. The displacement time series spans from January 2004 to December 2012, comprising a total of 108 monthly samples. Based on an 8:1:1 division ratio, 88 samples were used for model training, 10 for validation, and 10 for testing. To ensure the rigor of the validation process and prevent information leakage, the testing set was kept strictly independent and was only used for the final performance evaluation after all adaptive tuning and optimization steps were completed. The validation set was utilized solely for hyperparameter optimization and early stopping, ensuring that the reported improvements represent genuine generalization on unseen data rather than an artifact of over-parameterization on the limited dataset. This allocation ensures that each subset contains sufficient data to support reliable model development and performance evaluation. Seasonal variations in rainfall and reservoir water levels were explicitly incorporated into the modeling framework. These climatic and hydrological variables serve as the primary drivers of the periodic deformation process of landslides. The CEEMDAN–VMD effectively isolates seasonal oscillations, while rainfall- and reservoir-related indicators (e.g., monthly rainfall change and two-month reservoir level variation) capture intra-annual hydrological fluctuations. Moreover, GRA–MIC correlation analysis ensures that only the most seasonally sensitive variables are retained for modeling. Through this design, the framework captures the coupling effects between seasonal climatic cycles and slope deformation, enhancing both physical interpretability and generalization capability. All experiments were conducted using MATLAB 2023b on a Windows 10 Professional (64-bit) system. Random seed values were set to 3 to ensure reproducibility. Computations were performed on a workstation with an Intel Core i7-9700 CPU (Intel Corporation, Santa Clara, CA, USA), 32 GB Kingston DDR4 2666 MHz RAM (Kingston Technology Corporation, Fountain Valley, CA, USA), and an NVIDIA Quadro P620 GPU (NVIDIA Corporation, Santa Clara, CA, USA). Model training and validation procedures, including data preprocessing, decomposition, and sub-model updates, were carried out consistently across all experiments.
- The ARIMA model forecasts the trend component, where the AIC is employed as the evaluation function to select the optimal model order. This ensures that the chosen ARIMA specification balances model fit with complexity, thereby providing a parsimonious yet accurate representation of long-term displacement trends.
- Factor screening: Nine candidate influencing factors for periodic and random components are assessed using dual correlation analysis—GRA for similarity measurement and MIC for nonlinear association detection. Only factors meeting both criteria are retained to reduce complexity and enhance interpretability.
- Secondary decomposition and SVR modeling: VMD is applied to periodic and residual components to extract subcomponents. Each subcomponent is predicted via SVR, with factors retained as auxiliary inputs. The hyperparameters of SVR are tuned through Bayesian optimization, using mean absolute error (MAE) as the evaluation function to minimize prediction bias and enhance robustness. Predictions from subcomponents are summed to reconstruct the periodic and random components. A control experiment without VMD is conducted for performance comparison.
- Model evaluation: Final displacement predictions combine ARIMA trend forecasts with SVR-based periodic and random results. To ensure fairness across models, different evaluation functions were adopted in line with model characteristics: AIC for ARIMA order selection, and MAE for SVR hyperparameter tuning. Model performance is compared against five benchmark models using RMSE, MAE, MAPE, MSLE and R2, demonstrating the proposed framework’s accuracy and robustness.
- Finally, the predicted displacement series are presented together with their 95% confidence intervals, thereby providing both central forecasts and uncertainty ranges to support more reliable landslide early-warning applications.
3. Result
3.1. OSFOA Performance Test
3.2. Decomposition of Landslide Cumulative Displacement Using OSFOA-CEEMDAN
3.3. Prediction of Landslide Displacement Components
3.3.1. Prediction of Trend Component of Displacement
3.3.2. Prediction of the Cyclical Component of Displacement
3.3.3. Prediction of the Residual Component of Displacement
3.3.4. Validation of Cumulative Displacement Prediction
3.3.5. Validation of Model Prediction Performance
4. Discussion
5. Conclusions
- An improved Starfish Optimization Algorithm (OSFOA) is proposed by enhancing the basic SFOA with multi-strategies. Lévy flight initialization optimizes population distribution, dynamic exploration probability (Gp) adjustment balances global search and local exploitation, and stagnation detection–adaptation mechanisms avoid local optima. Benchmark tests on 8 international standard functions (4 unimodal, 4 multimodal) confirm OSFOA outperforms traditional algorithms (GWO, PSO, SSA) in convergence speed and global optimization, laying a foundation for decomposition parameter optimization.
- A dual decomposition framework for landslide displacement is established: OSFOA optimizes CEEMDAN (with minimum envelope entropy as the criterion) to determine optimal parameters (Nstd = 0.1, NR = 100, MaxIter = 261), decomposing cumulative displacement into trend, periodic, and random components; VMD then performs secondary decomposition on periodic/random components (4 modes determined by minimum envelope entropy and reconstruction error), effectively separating mixed frequency features and solving modal aliasing issues.
- An ARIMA-VMD-SVR combined model with GRA-MIC factor screening is built. A Bayesian-optimized ARIMA model (p = 4, d = 1, q = 0) predicts the trend component (R2 = 0.998, RMSE = 0.087 mm); GRA-MIC (GRA > 0.7, MIC > 0.3/0.35) screens key factors (e.g., R3, W3), and Bayesian-optimized SVR models predict VMD-decomposed sub-components of periodic/random terms, achieving R2 = 0.998 and 0.939 respectively.
- The integrated OSFOA-CEEMDAN-ARIMA-VMD-SVR model performs well in validation. For Baishuihe landslide ZG118 data (2004–2012), the cumulative displacement predictions achieve R2 = 0.996 and RMSE = 3.31 mm, with 95% confidence intervals reflecting prediction uncertainty, and RMSE reduced by ~82% vs. SSA-SVR and ~52% vs. single-decomposition models. External validation on Bazimen landslide ZG111 data (R2 = 0.776, RMSE = 8.98 mm) confirms its generalization, providing a reliable technical approach for landslide early warning.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| ML | Machine Learning |
| DL | Deep Learning |
| EMD | Empirical Mode Decomposition |
| EEMD | Ensemble Empirical Mode Decomposition |
| CEEMDAN | Complete Ensemble Empirical Mode Decom- position with Adaptive Noise |
| PSO | Particle Swarm Optimization |
| ARIMA | Auto Regressive Integrated Moving Average |
| SVR | Support Vector Regression |
| RF | Random Forest |
| LSTM | Long Short-Term Memory |
| BiLSTM | Bidirectional Long Short-Term Memory |
| XGBoost | Extreme Gradient Boosting |
| BP | Back Propagation neural network |
| OSFOA | Improved Starfish Optimization Algorithm |
| VMD | Variational Mode Decomposition |
| SFOA | Starfish Optimization Algorithm |
| WOA | Whale Optimization Algorithm |
| ARMA | Auto Regressive Moving Average |
| SVM | Support Vector Machine |
| GRA | Gray Relation Analysis |
| MIC | Maximum Information Coefficient |
| GWO | Gray Wolf Optimizer |
| SSA | Sparrow Search Algorithm |
| AIC | Akaike Information Criterion |
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| Reservoir Filling Period | Planned Water Level at Dam Front (Wusong Elevation/m) | Start Time | End Time | Highest Water Level During Period (m) |
|---|---|---|---|---|
| Phase I | 135 | 1 June 2003 | 19 September 2006 | 139 |
| Phase II | 156 | 20 September 2006 | 29 September 2008 | 155.81 |
| Phase III (Trial) | 172 | 30 September 2008 | 14 September 2009 | 172.8 |
| 15 September 2009 | 10 September 2010 | 171.4 | ||
| Phase III (Official) | 175 | 11 September 2010 | 12 September 2011 | 175 |
| 13 September 2011 | 10 September 2012 | 175 | ||
| 11 September 2012 | 30 October 2012 | 174.5 |
| Function Expression | Dimensionality | Search Range | Optimal Solution |
|---|---|---|---|
| 30 | [−100, 100] | 0 | |
| 30 | [−30, 30] | 0 | |
| 30 | [−100, 100] | 0 | |
| 30 | [−1.28, 1.28] | 0 | |
| 30 | [−500, 500] | −1256.5 | |
| 30 | [−32, 32] | 0 | |
| 30 | [−50, 50] | 0 | |
| 30 | [−50, 50] | 0 |
| Function | GWO | PSO | SSA | SFOA | OSFOA | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| Ave | Std | Ave | Std | Ave | Std | Ave | Std | Ave | Std | |
| F1 | 3.3 × 10−15 | 4.0 × 10−15 | 7.0 × 100 | 2.4 × 100 | 2.4 × 10−49 | 9.4 × 10−49 | 0 | 0 | 0 | 0 |
| F2 | 2.7 × 101 | 8.1 × 10−1 | 2.3 × 103 | 1.2 × 103 | 4.2 × 10−4 | 4.2 × 10−3 | 2.9 × 101 | 2.5 × 10−2 | 0 | 0 |
| F3 | 1.0 × 100 | 4.0 × 10−1 | 7.3× 100 | 3.0 × 100 | 2.1 × 10−8 | 5.7 × 10−8 | 4.4 × 100 | 1.2 × 100 | 0 | 0 |
| F4 | 3.9 × 10−3 | 1.7 × 10−3 | 1.2 × 101 | 6.6 × 100 | 2.4 × 10−3 | 2.1 × 10−3 | 2.4 × 10−3 | 2.5 × 10−3 | 3.0 × 10−4 | 2.6 × 10−4 |
| F5 | −6.1 × 103 | 1.1 × 103 | 5.4 × 103 | 1.4 × 103 | −8.6 × 103 | 6.7 × 102 | −5.3 × 103 | 7.8 × 102 | −1.1 × 104 | 1.8 × 103 |
| F6 | 1.3 × 10−8 | 8.9 × 10−9 | 3.4 × 100 | 4.1 × 10−1 | 0 | 0 | 0 | 0 | 0 | 0 |
| F7 | 8.0 × 10−2 | 9.9 × 10−2 | 3.0 × 10−1 | 2.2 × 10−1 | 1.3 × 10−9 | 2.0 × 10−9 | 3.4 × 10−1 | 1.6 × 10−1 | 1.6 × 10−32 | 5.6 × 10−48 |
| F8 | 7.9 × 10−1 | 2.3 × 10−1 | 1.4 × 100 | 4.9 × 10−1 | 3.8 × 10−8 | 1.7 × 10−7 | 2.6 × 100 | 6.7 × 10−1 | 1.3 × 10−32 | 5.6 × 10−48 |
| Model | Hyper-Parameters | Cyclical Component Subcomponents | |||
|---|---|---|---|---|---|
| IMF1 | IMF2 | IMF3 | RES | ||
| SVR | Kernel Scale | 0.01 | 0.01 | 0.01 | 0.79 |
| Box Constraint | 0.01 | 0.01 | 0.01 | 0.79 | |
| Epsilon | 0.001 | 0.001 | 0.001 | 0.79 | |
| Model | Hyper-Parameters | Residual Component Subcomponents | |||
|---|---|---|---|---|---|
| IMF1 | IMF2 | IMF3 | RES | ||
| SVR | Kernel Scale | 0.01 | 0.01 | 0.01 | 0.69 |
| Box Constraint | 0.01 | 0.01 | 0.01 | 0.69 | |
| Epsilon | 0.001 | 0.001 | 0.001 | 0.69 | |
| Model Name | RMSE (mm) | MAE (mm) | MAPE (%) | MSLE | R2 |
|---|---|---|---|---|---|
| SSA-SVR | 18.78 | 13.37 | 0.587% | 4.421 × 10−5 | 0.87 |
| SSA-BiLSTM-Attention | 16.99 | 12.66 | 0.557% | 6.300 × 10−5 | 0.89 |
| CLSSA-VMD-SVR | 3.37 | 2.24 | 0.098% | 2.101 × 10−6 | 0.99 |
| CLF-SSA-BiLSTM-Attention | 6.91 | 6.02 | 0.263% | 9.499 × 10−6 | 0.98 |
| OSFOA-VMD-ARIMA-CEEMDAN-SVR | 10.55 | 13.27 | 0.465% | 3.376 × 10−5 | 0.93 |
| OSFOA-CEEMDAN-ARIMA-VMD-SVR | 3.31 | 2.95 | 0.128% | 3.397 × 10−8 | 0.99 |
| Characteristic | Baishuihe Landslide | Bazimen Landslide |
|---|---|---|
| Location | Southern bank of the Yangtze River, Shazhenxi Town, Zigui County, 56 km upstream of TGD | North bank of the Yangtze River tributary (Xiangxi River), Guizhou Town, Zigui County, 31 km upstream of TGD |
| Coordinates | 110°32′09″ E, 31°01′34″ N | 110°45′30″ E, 30°58′16″ N |
| Geomorphology | Wide valley, monoclinic bedding slope, south-high–north-low, stepped | Xiangxi River mouth, pan-shaped distribution, west-high–east-low, stepped with secondary platforms |
| Boundaries | Rear: soil–rock interface; Toe: Yangtze River; Flanks: bedrock ridges; | Rear and flanks: soil–rock interface; Toe: Xiangxi River; Rear wall: steep slope; |
| Elevation range | 410 m (rear)—riverbank (toe) | 139–280 m (toe platform: 139–165 m; rear platform: 220–230 m) |
| Slope angle | ~30° | 10–30° (ground surface), 40–60° (toe) |
| Dimensions | ~600 m (N–S) × ~700 m (E–W) | ~350 m (N–S) × 350–500 m (E–W) |
| Thickness & volume | ~30 m; 12.60 × 106 m3 | ~30 m; ~4 × 106 m3 |
| Material composition | Residual, alluvial, and colluvial deposits; carbonate bedrock beneath | Colluvial deposits; inner-dipping slope |
| Hydrological condition | Toe in direct contact with Yangtze River; influenced by precipitation, runoff, and reservoir level | Toe submerged by TGR (55–135 m); influenced by Xiangxi River and reservoir fluctuations |
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Ji, Y.; Lin, Z.; Sun, X.; Wang, J. Hybrid Landslide Displacement Prediction via Improved Optimization. Geosciences 2026, 16, 112. https://doi.org/10.3390/geosciences16030112
Ji Y, Lin Z, Sun X, Wang J. Hybrid Landslide Displacement Prediction via Improved Optimization. Geosciences. 2026; 16(3):112. https://doi.org/10.3390/geosciences16030112
Chicago/Turabian StyleJi, Yuanfa, Zijun Lin, Xiyan Sun, and Jing Wang. 2026. "Hybrid Landslide Displacement Prediction via Improved Optimization" Geosciences 16, no. 3: 112. https://doi.org/10.3390/geosciences16030112
APA StyleJi, Y., Lin, Z., Sun, X., & Wang, J. (2026). Hybrid Landslide Displacement Prediction via Improved Optimization. Geosciences, 16(3), 112. https://doi.org/10.3390/geosciences16030112

