1. Introduction
Water evaporation is the largest hydrological process on earth and involves energy transformation. Precipitation depends on the evaporation characteristics. The combination of evaporation and transpiration is evapotranspiration (ET). A reduction in the actual evapotranspiration (ET
a) enhances the conversion of short-wave into long-wave global solar radiation and sensible heat. The decreasing global evaporation rates are directly related to the ongoing reduction of forest land and urbanization, resulting in higher surface temperatures and amplified urban heat island (UHI) effects [
1]. Decentralized rainwater management is now focused on ET instead of draining rainwater or allowing it to seep away. The role of vegetation in the water cycle has been extensively studied [
2,
3,
4].
The benefits of extensive green roofs (EGRs) have been described for nearly all regions in the world [
5]. Studies on EGR efficiency have been conducted on nearly all types of buildings in all climates around the world [
6,
7]. The number of EGR-related surveys has increased in recent years and is now in the focus of urban planning, financial support (Government), and research projects. In this study, we focused on urban surface cooling by evapotranspiration. Many publications have modeled such effects. Only a few people, like the authors, have many years of experience with their own attempts at real-time measurements (precipitation, runoff, solar radiation, radiation balance, temperature, heat flux, wind speed, weight change) on EGRs.
In the leading green roof standard, the FLL-“Dachbegrünungsrichtlinie – Richtlinien für die Planung, Ausführung und Pflege von Dachbegrünungen”, 2018 [
8], only laboratory tests with fresh soil, without a vegetation layer, were used to count the retention values of growing media. The quantification of the ET of EGR can be calculated by formulas, such as Penman–Monteith or similar, but some weaknesses regarding the typical environmental factors on the roof exist in these calculations. Most of the formulas are based on agriculture ecosystems. In a number of calculation programs, the data are based on the simulation and calculation of these effects on a city scale, which leads to adding failures.
Green and irrigated roofs were modeled by Heusinger et al. [
9] for a variety of sites around the world. They improved the cooling effect of green roofs with low irrigation by about 15%–51% to achieve an effect of 48%–75% with intensive irrigation. Wong and Jim [
10] investigated whether green roofs (higher soil depth, change in vegetation) could significantly improve retention and ET
a compared to uniformly rendered roofs. Park cool island (PCI) areas or green space areas have been shown to reduce the PCI by about 1.5–3.5 °C [
11]. A green building with possibly watered green roofs and greenery on the façades can have an effect of the same magnitude and encourage “climate neutrality”. Zhou et al. [
12] calculated that if only 20% of a city’s potential roofs were green, 13 of the 20 inundated underpasses could remain without flooding. Francis and Jensen [
13] summarized the urban planning and quantifiable advantages of EGR from various literature sources as follows: Green roofs have a cooling effect on the street level. In 17 studies, this effect was between 0.03 and 3 °K. Four studies focused on particulate matter binding (PM2.5 averaged between 0.4 and 9.1g/m
2 per year). Fourteen studies focused on energy savings of at least 7% per annum. Azeñas et al. [
14] provided a different view of the control variables on the thermal efficiency of EGRs. They emphasized that lush substrate structures achieve intensive irrigation compared with moderate watering (50%), justifying the further increase in cooling performance. They emphasized the importance of species selection as a significant variable influencing EGR effectiveness in the Mediterranean climate.
Weighing lysimeters are used in environmental research because they allow quantitative and qualitative conclusions about flow behavior and ET
a to be drawn (
Figure 1). Typically, the systems require up to one year to minimize measurement errors, such as a lack of vegetation and a lack of ground connection. Parts of the lysimeters are at the green roof level and the vegetation in trial fields is at the height of the surrounding vegetation of the EGR. The new lysimeters are built on the existing vegetation due to the increased the contact to the existing EGR. For thermal decoupling, a complete cover is built around the lysimeter (Figure 5; No. 2)
Xu et al. [
15] used lysimeters to calculate the mean ET of maize (5 mm) in comparison with grass (3 mm) and forest (10 mm). A comparable study with lysimeters was conducted in Norway [
16] and reported high retention values in summer in dry periods with low evaporation values.
Weighing lysimeters were developed at the Neubrandenburg University of Applied Sciences in Germany to measure the evapotranspiration of green roofs via scales installed in the roof. Within the framework of the Concepts for urban rainwater management, drainage, and sewage systems (KURAS), the effects of typical extensive roofs on water management were examined and extrapolated to districts, using computational methods. The KURAS project finished in mid-2016. This research project was based on a method developed to measure the effects of additional irrigation and the increase in the substrate structure by means of lysimeters. These effects were extrapolated for buildings to determine their cooling and energy saving potential.
Urban heat islands (UHIs) are created by the heating of building masses and the delayed release of stored heat during nighttime hours. Green roofs can counteract these effects. However, in extensive green roofs, especially in summer, active evaporative cooling is limited because the substrates are predominantly air-dried. Irrigated green roofs allow a greater variety of plants to be used. The use of taller plants, even shrubs, is possible, leading to the formation of “spaces” on roofs. The quality of stay and small climatic effects can be significantly increased by irrigated green roofs, compared to conventional green roofs.
The literature reports a wide range of water retention values, depending on the season, planting, and precipitation intensity, with a normal runoff coefficient (C, a unitless coefficient) between 0.10 and 0.50 and a runoff coefficient of 1.00 in the worst case [
17]. Green roofs can fulfill retention functions in all climatic regions of the world [
18,
19]. Drainage behavior can be measured with large volume tipping buckets. The drainage of green roofs is an important parameter because roofs that store large amounts of water with a delayed release to the sewer system or make it available to the natural water cycle provide many advantages. The recirculation of rainwater into the natural water cycle improves groundwater recharge. Healthy groundwater is created by the infiltration of the accumulating water, which, if it seeps through, can have an active ground level depth of at least 20 to 30 cm. One consequence of this is little water is allowed to drain through dense urban areas.
The adjustment for the regulation of the process, which offers an extensive green roof, are the substrate, the vegetation, and the drainage.
2. Material and Methods
2.1. Study Area And Measurement Stations—Runoff and Lysimeters
This part of the study was conducted on the experimental green roofs of the University of Applied Science Neubrandenburg, Germany (53.56° N, 13.27° E). The total EGR runoff was measured to compare with the lysimetric measurements. This city represents a typical city (population up to 65,000) in Northeast Germany. The city is in the northeastern lowland and has a continental and maritime climate. The annual average precipitation is 558 mm, with a mean temperature of 8.5 °C. In the summertime, the highest average temperature is in July (17.5 °C) and the lowest temperature is in January (−0.7 °C, on average). The growing season lasts for ca. 247 days [
20].
2.2. Experimental Setup
The experiments began in the 1980s, with simple water balances and manual calculation. In the 1990s, the development of the first lysimeter for shallow roof layers enabled the quantification of ET
a rates in real time. Basically, the extensive green roof media, with a 10 cm soil layer. and the construction underneath were integrated into the green roof surroundings of a real roof (
Figure 2).
The lysimeters had a measurement field size of about 0.25 m2, with robust balances, a sensitivity of about 1–2 g, and a maximum weight load of 60 kg. These lysimeters were suitable for measuring various types of green roofs and could be used to measure light rain events as well the dew on the vegetation in the morning hours.
2.2.1. Retention
After a rain event, the runoff rainwater flows directly into the tipping bucket (
Figure 3). The bucket has a volume of one liter. When the bucket is full (or nearly full), it tilts and triggers a sensor that counts upwards (
Figure 4). Thereafter, the other side of the bucket fills and triggers the counting mechanism again. In this way, the number of liters of rainwater running off the roof can be determined during a precipitation event.
2.2.2. Measuring ETa with Small-Scale Lysimeters
Small-scale lysimeters work, as the name implies, by recording weight or acceptance. The process is usually conducted via a tilting balance. From the balance, the precipitation retention and evaporation can be calculated. The installed fine scales have an accuracy of 2 g, with a maximum capacity of 60 kg. In this research project, the weighing lysimeter was operated without the tilting scales (
Figure 5). The aim of this measurement was to measure the daily evaporation over 24 h, without expiration. In the research project, no waiving tipping buckets were used because the pure evaporation days (no precipitation and no runoff over 24 h/day) were the focus. Technical extension of the measurement station from 4 to 8 lysimeters occurred in the spring of 2017.
This setup was located on the roof (ca. 15 m high) of the University of Applied Sciences in Neubrandenburg, Germany. In this setup, different types of EGRs were tested. The slopes of the lysimeters were set to 0°. The dimensions for USB1_O, USB2_O, USB3_O, and USB4_O were 0.5 m
2, and 0.25 m
2 for USB1_K, USB2_K, USB3_K, and USB4_K (
Table 2). For the calculation and comparability, the dimensions were scaled to 1 m
2 for all lysimeters. The soil of this installation was the standard soil used for extensive green roofs. USB1-4_K was built in 2014 with a depth of 16 cm and without any drainage. USB1-4_K was built in 2016. The precipitation was measured with an ombrometer with 0.01 mm accuracy (
Table 2).
The lysimeters were each covered by 60%–95% vegetation with a mixture of Sedum sexangulare, Sedum album, Sedum floriferum, Festuca ovina, Petrorhagia saxifrage, Hieracium aurantiacum, Poa compressa, and some mosses. This is typical for most EGRs in Germany.
2.3. Study Area and Measurement Stations—Heat Reduction with Irrigated EGRs
This part of the study was conducted in Berlin (52.53° N, 13.39° E) at the ufaFabrik. The population of Berlin is ca. 3.57 million and it is also located in Northeast Germany. The annual average precipitation is 570 mm and the average temperature is 9.1 °C. The highest average temperature also occurs in July (18.6 °C) and the coldest month is January (−0.9 °C).
The advantage of this measurement station is the presence of a cistern and a decentralized rainwater system. For irrigation from June until September, part of a green roof (36 m2) was irrigated 8 times daily with 8 L/m2 collected rainwater.
These measurements were recorded in 2017 and 2018. Only the temperature between the soil and the protection mat and the temperature on the vegetation layer was measured in the first year. In the first year, the measurements were recorded with a Log32 TH USB-Datalogger (Airflow Lufttechnik GmbH, 53349, Rheinbach, Germany); temperature and humidity every 5 min, minimum, maximum, and mean. In the second year, the measurements were recorded using two dataloggers (RDXL6SD-USB, OMEGA Engineering, 75392, Deckenpfronn, Germany) Each datalogger used 4 wire thermocouples (tc, type k) and 2 pt100 resistance temperature detectors (type A).
The EGR on the ufaFabrik in Berlin-Templehof was installed in 1990. This irrigation equipment should validate the cooling effect for the café located in this building. Irrigation has a double effect, the vegetation layer grows significantly (twice) better (own calculation) than EGRs without irrigation and the cistern has larger capacities for future precipitation. This larger leaf area index (LAI) evaporates more water, which is caused by the shading of this larger layer, the transpiration effect of the plants (grasses and herbs), and direct evaporation by the wet growing media, than EGRs without irrigation.
The daily irrigation rate is regulated to reduce the runoff from the EGR. The source for the irrigation water is locally collected rainwater. With an annual precipitation of 500 mm and an area of ca. 8000 m2 (roof areas, paved paths, and squares) per year, approximately 4000 m3 of rainwater can be collected. In a sedimentation basin, stones, sand, and mud sink to the ground. Floating particles such as leaves, paper, and wood are caught when they overflow into the second basin.
The superficially purified water is pumped into the plant/soil filter. The substrate of fine expandable slate removes the remaining floating parts. Soil organisms at the roots of reeds, rushes, water lilies, and cattails convert the remaining contaminants into minerals that the plants use as fertilizer. A cistern under the ground filter stores the process water and a pressure booster distributes it to the house for the toilet and irrigation.
4. Discussion
The analysis shows that EGRs can retain much of the annual precipitation (
Figure 4). Approximately 60%–70% of the total precipitation evaporated on site and had a cooling effect in places with continuing dry periods in Northern Germany, such as that in 2018. Further investigations of the run-off behavior of heavy rainfall events with additional irrigation need to be conducted through a combination of large-scale field tests (
Figure 2) and small-scale lysimeters (
Figure 3).
Our study also shows that irrigated green roofs increase the ETa. The thin-layered types require a shorter irrigation interval. Irrigation is particularly useful during warm and low-precipitation periods. When using collected rainwater, local decentralized rainwater management can be used to provide additional irrigation capacity.
The temperature measurements showed reductions at different heights. The vegetation of the irrigated roof grew significantly higher and formed an additional wind buffer on the roof. However, longer measuring campaigns are necessary to provide quantifiable statements. Regarding an environmental discussion, irrigated green roofs are one solution to mitigate UHIs. Thus, they have positive effects in contrast to all technical cooling systems.
With increased biomass on irrigated EGRs and the irrigation system itself, the mainenace costs for EGRs increase. Conventional EGR requires maintenance one to two times a year. EGRs with irrigation require a permanent security system. The system should also be automated. The irrigation system should stop up to three days before the next rainfall so the potential water capacity in the soil of the EGR is high. Such a biomass layer needs more maintenance than typical EGRs; otherwise, in autumn, a dry meadow will decompose on the roofs.
The other need is a source of local rainwater. This means such structures are suitable in Europe, with rain events captured in cisterns. EGRs of this type have become basic elements of rainwater concepts in cities.
EGRs do not have a high thermal insulation effect. Related to the importance of phase change and ET
a on a shallow layer of about 10 cm of growing media, the thermal impact was calculated on a one-year database. As a reference temperature, the temperature of the inside of the building was also measured for one year. The effect of such an EGR were calculated to be energetic savings of about 4% of the winter temperature needs [
21].