A BIM-Based Workflow for Early-Stage Embodied Carbon Assessment Using Reusable Assembly Templates and Rule-Based Mapping
Abstract
1. Introduction
1.1. Background
1.2. Literature Review
1.2.1. Research on BIM–LCA Integration
1.2.2. Applications of Centralized BIM–LCA Approaches
1.3. Research Contributions
- (1)
- An assembly-centered intermediate layer is operationalized as explicit buildups (assembly templates) within a centralized BIM–LCA workflow to support component-level embodied-carbon assessment in early-stage design.
- (2)
- Carbon factors and assembly templates are externalized to an open data platform and governed with source metadata and version records to improve traceability.
- (3)
- A configurable rule-table mapping approach and a unit-normalization field are implemented as inspectable rule artifacts, so that matching and conversion between BIM semantics and assessment units are explicit, inspectable, and maintainable.
- (4)
- The workflow executability is demonstrated using a single LoD 300 residential case under the EN 15978 A1–A3 system boundary, providing quantitative evidence within the tested scope to support multi-option iteration in early-stage design.
2. Workflow and Implementation
2.1. Overall Workflow
2.2. Construction and Extraction
2.2.1. Model Development
2.2.2. Data Extraction
2.3. Data-Platform-Driven Database and Rule-Based Mapping
2.3.1. Development and Management of the Carbon-Factor Database
2.3.2. Development and Management of Buildups
2.3.3. Rule-Based Mapping and Calculation
2.4. Calculation and Visualization
2.4.1. Execution of Carbon-Emission Calculation and Structured Output of Results
2.4.2. Visualization of Results
3. Case Study
3.1. Project Overview
3.2. Pre-Assessment Preparation
3.3. Performance Evaluation
3.4. Project Application
4. Results
4.1. Project-Scale Results for A1–A3
4.2. Component- and Assembly-Scale Results
4.3. Material-Layer Decomposition
4.4. Mapping Coverage and Failure Types
4.5. Workflow Efficiency
4.6. Result Analysis
5. Discussion
5.1. Discussion of Results
5.1.1. Benchmark Comparison and the Boundary of Comparability
5.1.2. Hotspot Structure and Decarbonization Directions
5.1.3. Coverage Boundary and Failure Types
5.1.4. Sources of Efficiency and Data Costs
5.2. Limitations and Future Work
6. Conclusions
- (1)
- Under the KBOB (2023) reference factor set and the A1–A3 boundary, the case building yields an area-normalized embodied-carbon intensity of . Decomposition at system, buildup, and material levels shows a concentrated contribution structure and consistent traceability across aggregation levels, supporting result checking and hotspot localization.
- (2)
- Mapping coverage reaches approximately 82%. Most components complete the closed chain of “mapping–quantity retrieval–factor invocation”. Uncovered items are mainly linked to rule/template completeness, quantity-retrieval field availability, identification-field consistency, and factor-entry validity. This quantifies the current automation boundary and identifies knowledge-base constraints for subsequent completion and governance. The carbon weight of uncovered items is not quantified here; hotspot identification is therefore conditional on the mapped subset.
- (3)
- The efficiency comparison shows that time in the manual workflow is mainly consumed by build-up configuration and component mapping. The proposed workflow reduces these steps to the minute level, cutting total time from 290–380 min to 83–98 min. With reusable buildups and rules, runtime converges to within 30 min for subsequent projects under the same database and rule configuration. Material and entry preparation remain the main data-side input in the first project.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| A1–A3 | Product stage modules (raw material supply–transport–manufacturing) |
| API | Application Programming Interface |
| BIM | Building Information Modeling |
| BoQ | Bill of Quantities |
| BU | Evaluation Unit |
| CO2e | Carbon dioxide equivalent |
| CSV | Comma-Separated Values |
| EPD | Environmental Product Declaration |
| GWP | Global Warming Potential |
| IFC | Industry Foundation Classes |
| JSON | JavaScript Object Notation |
| LCA | Life Cycle Assessment |
| LCI | Life Cycle Inventory |
| LETI | London Energy Transformation Initiative |
| LoD | Level of Development |
| RIBA | Royal Institute of British Architects |
| REST | Representational State Transfer |
| UUID | Universally Unique Identifier |
Appendix A
| ID | Category | Material | Function | Keynote Code | Match Type | Target Buildup ID | BU |
|---|---|---|---|---|---|---|---|
| 01 | Walls | Concrete | Exterior bearing wall | WALL_EXT_C | Exact match | BU_WALL_CONC_01 | m2 |
| 02 | Walls | Brick | Exterior non-loadbearing wall | WALL_EXT_B | Exact match | BU_WALL_BRICK_02 | m2 |
| 03 | Floors | Concrete | Structural slab | FLOOR_RC_STD | Exact match | BU_FLOOR_RC_01 | m2 |
| 04 | Roofs | – | Insulated roof | ROOF_INS_01 | Fuzzy match | BU_ROOF_INSUL_03 | m2 |
| 05 | Windows | Aluminum | Curtain wall system | CURTAIN_AL | Combined rule | BU_WIN_ALU_01 | piece |
| 06 | Columns | Steel | Structural column | COLUMN_STL | Exact match | BU_COL_STEEL_01 | m3 |
| 07 | – | – | – | – | Default | BU_DEFAULT | m2 |
| Field Group | Typical Fields | Unit/Basis (SI) | Required | Notes |
|---|---|---|---|---|
| Identity fields | Name Standard Source UUID | – | Yes | Unique identifiers for record lookup and source traceability. |
| Structural properties | Thickness Material unit (MU) Category | m kg/m3/m2 (per MU) | No | Defines the measurement basis and supports unit conversion. |
| Carbon factors | Total CO2e (kgCO2 e/MU) A1–A3 A5, B1–B5, C1–C4 Biogenic CO2 | kgCO2 e/kg or kgCO2 e/m3 (consistent with MU) | Yes (A1–A3) Optional (others) | Stage-specific factors; A1–A3 is mandatory in this study; others are optional for extension. |
| Environmental indicators | Recycled/Recyclable content Freshwater use (A1–A3) ODP Reuse/Recovery potential | % m3/MU (or L/MU) kg CFC-11 eq./MU – | No | Optional indicators for multi-metric reporting when available. |
| Grey energy data | Fabrication total Recovery Elimination | MJ/MU (or kWh/MU) | No | Optional energy-related fields (not used in the core GWP calculation). |
| Governance and versioning | Dataset/Source Region Valid-from/to Created/Updated Version QA flag | – | Recommended | Supports version control, QA, and auditing for cross-project reuse. |
| Algorithm A1: Category-based filtering and branch construction from a Revit model. Pseudocode filters by Category and builds Type Name branches to support mapping and reporting |
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| Type | Integration Pathway | Key Characteristics | Main Advantages | Main Limitations | Refs. |
|---|---|---|---|---|---|
| BoQ | BoQ material inventory LCA data external tools | Export quantities from BIM and perform matching and calculation in an external LCA tool | Low implementation barrier; clear workflow; compatible with conventional quantity takeoff practice | Cross-platform export, cleaning, and matching can easily break the workflow; heavy manual mapping; delayed iterative feedback | [23,24,25] |
| IFC | IFC external tools | Transfer information via IFC interoperability and conduct mapping and calculation on the LCA side | Strong interoperability; supports a certain degree of automated mapping | Manual correction is still required when IFC properties do not match the database; stability depends on property quality | [8,24] |
| BIM Viewer | BIM data BIM viewer external tools | Extract and aggregate model data via a viewer or platform and then output environmental indicators | User-friendly visualization and aggregation; convenient for communication and reporting | Indicators are often aggregated; limited capability for component-level refinement and continuous updating | [25,26] |
| Embedded plugin | LCA database plugin/API BIM software | Trigger calculation in the modeling environment and return component-level results | More timely feedback; closer to design workflows; supports in-model display | Results are sensitive to database and template assumptions; rules are often built in, limiting auditing and transferability | [27,28] |
| Parametric programming | parameterized LCA information BIM software | Explicitly organize mapping logic at the scripting layer and write results back to the model | Mapping logic is explicit; flexible; facilitates multi-scheme comparison | Scripts are often project-specific; high maintenance and transfer costs; limited compatibility with complex assemblies | [24,29] |
| Method | Main Features | Scope of Application | Advantages | Limitations | References |
|---|---|---|---|---|---|
| Tally | Revit plugin; model inventory; database-based accounting; | Primarily Revit-based; higher Level of Development (LoD); scenarios with relatively complete inventories; | Embedded in the modeling environment; closed-loop workflow; fast feedback; | Relies on proprietary regional datasets; limited localization; limited source transparency; mapping and template mechanisms are mostly implemented internally; | [35,36,37] |
| One Click LCA | Connectors and web platform; integration with multiple BIM platforms; centralized accounting and comparison on the platform; | Multi-platform model accounting; design option comparison and report generation; | Broad coverage; supports option comparison; relatively easy to use; | Core libraries and data schemas are controlled by the vendor; limited transparency for local EPD integration and traceability; mapping rules are often not explicit; | [38,39] |
| Athena EC3 | Plugin/API/BoQ import; interoperable with BIM data; platform-based material/component comparison; | Primarily North American data context; material/component comparison; support for procurement and material selection; | Stronger regional data characteristics; supports material/component comparison; useful for procurement decisions; | Limited regional coverage; interoperability depends on imports and interfaces; manual correction is often required under naming/semantic inconsistencies; | [40] |
| EPiC research scripts | Grasshopper/ Dynamo; script-based mapping and accounting; configurable connection to LCI/EPD datasets; | Parametric design; iterative feedback across multiple rounds; adaptation to non-standard assemblies; | Mapping logic is visible; high customizability; suitable for rapid iteration; | Relies on expert configuration and maintenance; difficult to standardize and reuse; high cost for consistency control and auditing; | [41,42] |
| Uniclass-based BIM tool | Classification-system-driven workflow; classification codes as semantic anchors; code–factor mapping table matching; quantity takeoff with export/ write-back of results; | Early-stage design; rapid accounting under different modeling practices; option comparison and material substitution tests; | Standardized classification improves interoperability; reduces matching uncertainty caused by naming differences; reduces redundant modeling effort for LCA purposes; | Depends on consistent and complete code assignment; high cost to build and maintain mapping tables; results depend on database coverage and regional data availability; | [43] |
| Field Category | Typical Field Examples | Unit | Required | Notes |
|---|---|---|---|---|
| Geometric fields | Area, volume, length | m2, m3, m | Yes | Basic inputs for unit normalization and emission calculations. |
| Type-identification fields | Category, family name, type name | – | Yes | Used to standardize element identification and support buildup matching. |
| Material-property fields | Material name, density, thickness | kg, m3, mm | No | Used for emission-intensity calculation and improving result granularity. |
| Construction-semantic fields | Functional type, buildup code | – | No | Used to represent functional stratification and semantic identification of assemblies. |
| User-defined fields | Keynote, custom element code | – | No | Used to map project-specific labels to standard fields and enhance cross-project adaptability. |
| Category | Filter | Branch Field |
|---|---|---|
| Walls | type: Category = Walls | type: Type Name |
| Floors | type: Category = Floors | type: Type Name |
| Roofs | type: Category = Roofs | type: Type Name |
| Windows | type: Category = Windows | type: Type Name |
| Doors | type: Category = Doors | type: Type Name |
| Structural Columns | type: Category = Structural Columns | type: Type Name |
| Curtain Panels | type: Category = Curtain Panels | type: Type Name |
| Railings | type: Category = Railings | type: Type Name |
| Material Group | A1–A3 GWP | Share (%) |
|---|---|---|
| Reinforced Concrete | 88,435 | 48.3 |
| Clay Brick Masonry and Plasters | 33,140 | 18.1 |
| Aluminum–Glass (Windows and Curtain Wall) | 22,154 | 12.1 |
| Roof System | 16,479 | 9.0 |
| Floor Screed and Finishes | 13,732 | 7.5 |
| Miscellaneous Components | 9155 | 5.0 |
| Total | 183,095 | 100.0 |
| Failure Type | Count | Share (%) |
|---|---|---|
| No rule/no template | 13 | 39.4 |
| Missing take-off fields for unit normalization | 9 | 27.3 |
| Missing key identification fields | 6 | 18.2 |
| Missing or invalid factor entry | 5 | 15.2 |
| Total | 33 | 100.0 |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Zou, Y.; Ren, Z.; Wang, L.; Lei, Q.; Li, X.; Liang, T.; Chen, W. A BIM-Based Workflow for Early-Stage Embodied Carbon Assessment Using Reusable Assembly Templates and Rule-Based Mapping. Buildings 2026, 16, 710. https://doi.org/10.3390/buildings16040710
Zou Y, Ren Z, Wang L, Lei Q, Li X, Liang T, Chen W. A BIM-Based Workflow for Early-Stage Embodied Carbon Assessment Using Reusable Assembly Templates and Rule-Based Mapping. Buildings. 2026; 16(4):710. https://doi.org/10.3390/buildings16040710
Chicago/Turabian StyleZou, Yiquan, Zhixiang Ren, Li Wang, Qi Lei, Xin Li, Tianxiang Liang, and Wenxuan Chen. 2026. "A BIM-Based Workflow for Early-Stage Embodied Carbon Assessment Using Reusable Assembly Templates and Rule-Based Mapping" Buildings 16, no. 4: 710. https://doi.org/10.3390/buildings16040710
APA StyleZou, Y., Ren, Z., Wang, L., Lei, Q., Li, X., Liang, T., & Chen, W. (2026). A BIM-Based Workflow for Early-Stage Embodied Carbon Assessment Using Reusable Assembly Templates and Rule-Based Mapping. Buildings, 16(4), 710. https://doi.org/10.3390/buildings16040710


