Making Rejected and Non-Selected Architectural Design Decisions Traceable: A Decision/Memory Model
Abstract
1. Introduction
| Algorithm 1. Recording-and-routing procedure for a rejection or non-selection decision event |
| INPUT a - a design alternative at decision node n OUTPUT an eight-field decision record routed to a knowledge layer PRECONDITION the two-gate evaluation of a is complete; gate and status are given as inputs, not computed here. This procedure records and routes the outcome; it does not evaluate alternatives or make the decision. PROCEDURE RecordDecisionEvent(a, n) // Stage 1—capture the decision event context := describe(n, a) // Field 1 gate := gateSource(a) // Field 2 in {Gate 1, Gate 2} status := decisionStatus(a) // Field 3 in {accepted, rejected, // revision-return, non-selected} // invariant: rejected => gate = Gate 1; // revision-return, non-selected => gate = Gate 2 // Stage 2—accepted decisions exit to the rule layer if status = accepted then route(a -> rule layer) // validated precedent return // Stage 3—record the reason, then organise the family reason := concreteReason(a) // Field 5: <= 30 words; written before family assignment family := categoryFamily(reason, a) // Field 4: {primary, secondary?}, // from Appendix A; assigned from the reason // Stage 4—assign process-redirection effect(s) effects := redirectionEffects(status, gate, a) // Field 6: subset of {rollback, // reconsideration, re-coordination, // reformulation}; may be empty // Stage 5—determine memory-routing outcome(s) and destination // routing is a set of memory-routing outcomes (Field 7) case status of rejected : routing := {avoidance cue} destination := avoidance branch non-selected : routing := {comparative registration, future filtering} destination := comparative branch revision-return : routing := {revision preservation} destination := version record (temporary; the revised alternative re-enters the alternative set) otherwise : error "unexpected decision status" end case // Stage 6—link related events xrefs := links(relatedDecisionIDs, modelElements, BIM issue IDs, documents) // Field 8 // Stage 7—assemble the eight-field record and route it record := EightFieldRecord(context /*F1*/, gate /*F2*/, status /*F3*/, family /*F4*/, reason /*F5*/, effects /*F6*/, routing /*F7*/, xrefs /*F8*/) store(record -> destination) END PROCEDURE // Counterfactual (outside the procedure): // When RecordDecisionEvent is not invoked for a decision event, // the omission produces a loss type, by decision status: // rejected -> pre-stakeholder invisible loss // revision-return -> trace/version loss // non-selected -> terminal loss |
2. Theoretical Background
2.1. Design Rationale and Architectural Decision Documentation
2.2. Negative Knowledge and Learning from Rejected Decisions
2.3. Decision/Memory, Traceability and Design Knowledge Reuse
2.4. AEC Coordination, Briefing and Constraint Pressures
2.5. Research Gap and Conceptual Positioning
3. Materials and Methods
3.1. Research Design and Article Type
3.2. Synthesised Literature and Methodological Apparatus
3.3. Model Construction Procedure
3.4. Derivation Logic for Loss Types and Working Families
3.5. Analytical Evaluation Strategy
4. Results
4.1. Phase-Transition Band: Spatial Coordination to Technical Design
4.2. Two-Gate Evaluation as an Analytical Abstraction
4.3. Differentiated Loss Types
4.4. Recorded Decision Chain and Knowledge-Layer Routing
4.5. Model Components and Working Categories
4.5.1. Main Components
4.5.2. Decoupling Gate Source from Category Family
4.5.3. Working Rejection-Category Families
4.5.4. Process Effects and Memory-Routing Outcomes
4.5.5. Formal Specification of the Recording Procedure
4.6. Demonstrative Application: Group 1 Hotel-Floor Decision Node
4.6.1. Scenario Scope and Demonstrative Status
4.6.2. Paired Comparison of Model-Applied and Counterfactual Regimes
4.6.3. Alternative 1A: Gate 1 Early Elimination
4.6.4. Alternative 1B: Gate 2 Revision-Return
4.6.5. Alternative 1C: Recorded Non-Selection of a Valid Alternative
4.6.6. Decision Trace Specimen
4.6.7. Practitioner-Informed Recognisability Note
5. Discussion
5.1. Epistemic Implications for Architectural Design Knowledge
5.2. Methodological Implications for Decision/Memory Modelling
5.3. Practical Implications: BIM, CDE and Design Review Records
5.4. Limitations and Construct Validity Boundaries
5.5. Transferability Beyond the Demonstrated Band
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| AEC | Architecture, Engineering and Construction |
| BCF | BIM Collaboration Format |
| BIM | Building Information Modelling |
| CDE | Common Data Environment |
| RIBA | Royal Institute of British Architects |
Appendix A
| No. | Rejection-Category Family | Scope | Literature Citation(s) | Typical Concrete Rejection/Non-Selection Reason Examples | Characteristic Rejection Generation Logic | Principal Involved Actor(s) |
|---|---|---|---|---|---|---|
| 1 | Regulatory/compliance-based rejections | Covers cases in which design alternatives are rejected or eliminated because they fail to satisfy applicable regulations, codes, standards or formal compliance requirements. | Eastman et al. [7]; Dimyadi et al. [34]; Donath and González Böhme [35]; RIBA [46]. | Failure to meet escape route distance or evacuation requirements; failure to satisfy accessibility criteria; incompatibility with planning conditions, setbacks, height limits or floor-area restrictions; failure to satisfy mandatory minimum area or capacity requirements; non-compliance with codified circulation, stair, ramp, lift or safety-zone requirements. | Compliance check decisive; interpretation/approval component complementary. | Architect; relevant engineer(s); where necessary, code or authority consultant. |
| 2 | Brief/stakeholder/value-driven rejections | Covers cases in which design alternatives are rejected, returned for revision or left non-selected because they are inconsistent with the brief, stakeholder expectations, user/operator needs or value priorities. | Yu et al. [31]; Sahadevan and Varghese [32]; Baldauf et al. [33]; Chachere and Haymaker [47]. | Incompatibility with the client’s target room count, room type distribution or capacity expectations; inconsistency with operational scenarios, service flow or operational efficiency expectations; failure to meet user/guest experience, access comfort or spatial quality expectations; conflict with the value, brand or concept expectations defined in the project brief; rejection or non-selection due to priority conflicts among stakeholders. | Stakeholder-mediated evaluation decisive; brief/value criteria guiding. | Client; architect; operator/user representative; where relevant, investor or brand representative. |
| 3 | Interdisciplinary coordination/clash-based rejections | Covers cases in which design alternatives are rejected or returned for revision because of coordination problems or clashes between architectural, structural, mechanical, electrical or other disciplinary systems. | Wang and Leite [10]; Mehrbod et al. [9]; Akponeware and Adamu [36]; Jacobsson and Merschbrock [37]. | Conflict between service routes and structural or architectural volumes; incompatibility between shafts, risers or service voids and the architectural plan; insufficient maintenance access to building services; unresolved layout tensions between the architectural core, structural system and service systems; revision or reconsideration required due to physical, procedural or model-based coordination issues. | Coordination check decisive; interdisciplinary resolution complementary. | Architect; structural engineer(s); building services engineer(s); design coordination team. |
| 4 | Analytical/performance insufficiency-based rejections | Covers cases in which design alternatives are rejected or returned for revision because they fail to meet structural, environmental, functional or operational performance targets during analysis and evaluation. | Pauwels et al. [48]; Chachere and Haymaker [47]; Eastman et al. [7]; RIBA [46]. | Failure to meet structural span, load or stability requirements; insufficient energy, daylight, thermal comfort or sustainability performance; inadequate acoustic, circulation or occupancy density performance; failure to satisfy service capacity or operational performance expectations; analysis results indicating inconsistency between the alternative and the project’s performance targets. | Analysis/evaluation decisive; expert interpretation complementary. | Architect; relevant engineer(s); analysis/evaluation team; where necessary, sustainability or performance consultant. |
| 5 | Spatial/configurative incompatibility-based rejections | Covers cases in which design alternatives are rejected, returned for revision or left non-selected because of incompatibility or relative weakness in plan organisation, spatial configuration, geometric layout or functional configurative relations. | Cooper et al. [29]; Pauwels et al. [48]; Seebohm and Wallace [49]; RIBA [46]. | Room, corridor, service and shared-area relationships weakening functional flow; core placement disrupting plan organisation; room type distribution or floor plan configuration conflicting with the operational scenario; spatial tension between service areas and user areas; geometric layout remaining inefficient in terms of orientation, access or area use. | Spatial-fit reading decisive; brief/functional evaluation complementary. | Architect; design team; client/operator representative. |
| 6 | Technical development/detailing/buildability–operability insufficiency-based rejections | Covers cases in which design alternatives are rejected or returned for revision because they do not reach an adequate level of technical development and detailing, or because they fail to satisfy buildability and operability requirements. | Jallow et al. [8]; Zahedi et al. [14]; Wang and Leite [10]; Mehrbod et al. [9]; RIBA [46]. | Technical solution not sufficiently mature to proceed into technical design; insufficient development for fabrication, assembly or site implementation; failure to satisfy maintenance, access or operability requirements; service and technical spaces not meeting actual sizing, access or installation needs; need for further development based on specialist consultant, contractor or technical team input. | Technical resolution assessment decisive; buildability/operability interpretation complementary. | Architect; relevant engineer(s); specialist consultant or technical team; where necessary, contractor or specialist subcontractor. |
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| Criterion | IBIS/gIBIS [11,41] | QOC [42] | DRL Systems [12] | Decision/Memory Model |
|---|---|---|---|---|
| Captures alternatives and rationale | Explicitly addressed | Explicitly addressed | Explicitly addressed | Structured through decision record fields |
| Distinguishes rejected from valid but non-selected alternatives | Not a structural distinction | Not a structural distinction | Not a structural distinction | Explicitly addressed |
| Provides differentiated memory-routing destinations | No routing mechanism | No routing mechanism | No routing mechanism | Explicitly addressed |
| Separates avoidance from comparative filtering knowledge | Not explicitly distinguished | Not explicitly distinguished | Not explicitly distinguished | Explicitly addressed |
| Links decision status to process effect | Not the primary focus | Not the primary focus | Not the primary focus | Explicitly addressed |
| Supports BIM/CDE recording fields | Not designed for BIM/CDE workflows | Not designed for BIM/CDE workflows | Not designed for BIM/CDE workflows | Explicitly addressed |
| Provides phase-transition gate logic | Not the primary focus | Not the primary focus | Not the primary focus | Explicitly addressed |
| Source | Type | Role in This Article | Model Component Reported |
|---|---|---|---|
| BIM/CDE-supported AEC coordination and information management [2,3,7,8,9,10] | Substantive | Frames the phase-transition band; identifies the loss of rejected and non-selected paths within BIM/CDE workflows | Phase-transition scope; two-gate evaluation context; recording route into BIM/CDE artefacts |
| Design rationale [11,12,13,14] | Substantive | Supplies the alternatives, arguments and trade-offs that a decision/memory record should preserve | Recorded decision chain; concrete reason field; comparative positioning matrix |
| Negative knowledge [15,16,17] | Substantive | Grounds the epistemic value of recording what to avoid as part of professional expertise | Avoidance branch; avoidance cue routing |
| Design reuse [18,19,20] | Substantive | Establishes that decisions become reusable only when context, version history and trace structure remain available | Comparative branch; future filtering; queryable memory structure |
| Jaakkola (2020) [43] | Methodological apparatus | Reports the article type (conceptual model contribution) and makes explicit the expectation that research design logic be stated | Research design and article type; model construction procedure |
| Venable et al. (2016)/FEDS [44] | Methodological apparatus | Provides the framework for designing the analytical evaluation strategy | Evaluation strategy: ex ante, formative, artificial |
| Cash et al. (2023) [45] | Methodological apparatus | Reports the structuring of the recording template as a method-like artefact with clear claim boundaries | Eight-field recording template; claim boundary |
| Loss Type | Decision Status | Gate Position | Recording-Failure Condition |
|---|---|---|---|
| Pre-stakeholder invisible loss | Rejected or eliminated | Gate 1 (codified screening) | No rationale record created before stakeholder-facing review; rationale remains tacit or personally held |
| Trace/version loss | Returned for revision | Gate 2 (stakeholder-mediated review) | Prior version rationale not retained; only the revised version survives without a version-and-rationale trace |
| Terminal loss | Valid but non-selected | Gate 2 (stakeholder-mediated review) | No comparison trace created; comparative filtering knowledge is not retained as a structured project record |
| Family | Substantive Source Domain |
|---|---|
| Regulatory and compliance-based rejections | Codified rule-checking and constraint research [7,34,35,46] |
| Brief and stakeholder value-driven rejections | Briefing, requirements and stakeholder value research [31,32,33,47] |
| Interdisciplinary coordination and clash-based rejections | BIM coordination and clash detection research [9,10,36,37] |
| Performance or analytical insufficiency-based rejections | Performance evaluation and constraint analysis research [7,47,48] |
| Spatial and configurative incompatibility-based rejections | Spatial configuration, plan organisation and constraint research [29,48,49] |
| Technical development and buildability–operability insufficiency-based rejections | Requirements management, technical documentation and coordination research [8,10,14,46] |
| Component | Analytical Role | Information Recorded, Transformed or Linked |
|---|---|---|
| Decision context and set of design alternatives | Defines the design problem, relevant constraints and alternative decision candidates. | Project brief, site conditions, programme requirements, prior knowledge and alternative proposals. |
| Two-gate evaluation | Identifies where the alternative is evaluated: Gate 1 as codified or threshold-based screening; Gate 2 as stakeholder-mediated selection, non-selection or revision. | Gate source, passed candidates, early elimination, revision-return, selection and non-selection status. |
| Rejection/non-selection event | Marks the point at which an alternative is eliminated, rejected, revised or left unselected. | Event type, gate source, evaluation status and whether a traceable record is created. |
| Record/trace unit | Preserves the rejected or non-selected decision in a traceable and reusable form. | Decision record, source tag, version trace, reason trace and process effect trace. |
| Category and concrete reason layer | Organises the reason for rejection or non-selection through a mid-level family and an event-specific explanation. | Rejection-category family, concrete reason, reason trace and comparison basis. The full family structure is provided in Appendix A. |
| Process effect assignment and triggered action | Links the decision record to its effect on the design process. | Rollback, reconsideration, re-coordination, reformulation, revision-return, comparative registration or future filtering input. |
| Decision/memory update | Routes the recorded decision into the appropriate knowledge structure. | Accepted decisions are transferred to the rule layer; rejected and non-selected decisions are transferred to the differentiated constraint-bearing knowledge layer. |
| Rule layer | Stores knowledge derived from accepted and stabilised decisions. | Validated precedents, accepted decision patterns and future guiding rules. |
| Constraint-bearing knowledge layer | Stores knowledge derived from rejected and non-selected decisions. | Avoidance branch: rejected, invalidated or eliminated decisions that generate negative knowledge. Comparative branch: valid but non-selected alternatives that generate comparative filtering knowledge. |
| Future design guidance/alternative filtering | Uses accumulated rule and constraint-bearing knowledge to inform later alternatives. | Guidance for what may be repeated, avoided, reconsidered or filtered in comparable decision contexts. |
| Alternative Fate | Gate/Evaluation Status | Category Family + Concrete Reason | Process Effect/Memory-Routing Outcome | Model-Applied Record Outcome | Counterfactual Loss if Unrecorded |
|---|---|---|---|---|---|
| 1A. Gate 1 early elimination | Gate 1: codified/threshold-based screening. Early-eliminated alternative. | Primary: regulatory/compliance-based rejection. Secondary: spatial/configurative incompatibility. Reason: combined escape and accessibility requirement violation. | Process redirection: re-coordination + reformulation. Memory-routing: avoidance cue. | Rejected decision record creates an avoidance cue for off-centre cores combined with elongated circulation under escape and accessibility thresholds. | Pre-stakeholder invisible loss. The Gate 1 rationale disappears before stakeholder visibility. |
| 1B. Gate 2 revision-return | Gate 2: stakeholder-mediated review. Revision-return alternative. | Co-primary: brief/stakeholder/value-driven rejection + technical development/buildability–operability insufficiency. Reason: insufficient operating flow and service operability. | Process redirection: reconsideration + reformulation. Memory-routing: revision preservation. | Revision-return record preserves the previous version rationale as a temporary version record; service flow constraint knowledge reaches a knowledge layer only once the revised alternative attains a terminal status. | Trace/version loss. The reason why the previous version changed becomes dependent on fragmented memory. |
| 1C. Gate 2 non-selected valid alternative | Gate 2: stakeholder-mediated non-selection. Valid but non-selected alternative. | Primary: spatial/configurative incompatibility. Reason: corridor/room relationship weakens plan efficiency in relation to the selected direction. | Process redirection: none in the current move. Memory-routing: comparative registration + future filtering. | Non-selection record preserves a valid but non-selected option as comparative filtering knowledge in the comparative branch. | Terminal loss. The valid but non-selected alternative disappears without a comparison trace or filtering cue. |
| Field | Fillable Prompt | Expected Entry | Example (from Section 4.6) |
|---|---|---|---|
| 1. Decision context | What design issue, decision node or alternative is being evaluated? | Brief description of the decision context and the alternative. | Core–corridor–service–room efficiency balance on a typical hotel floor (Alternative 1A). |
| 2. Gate source | Where did the rejection, revision-return or non-selection emerge? | Gate 1 (codified/threshold-based screening) or Gate 2 (stakeholder-mediated review). | Gate 1 (Alternative 1A); Gate 2 (Alternatives 1B, 1C). |
| 3. Decision status | What happened to the alternative? | Rejected/revision-return/valid but non-selected. | Rejected (1A); revision-return (1B); valid but non-selected (1C). |
| 4. Category family | Which working family best organises this reason? Assign the primary family only after writing the concrete reason in Field 5; add a secondary family where the event carries a distinct second logic. | Primary family + optional secondary family (per Appendix A). | Primary: regulatory and compliance-based. Secondary: spatial and configurative (1A). |
| 5. Concrete reason | What specific condition, conflict or trade-off caused this outcome? | Concise statement (≤30 words) drawn from the specific event, not from the family label. | Off-centre core position generated combined escape-route distance and accessibility requirement violations (1A). |
| 6. Process redirection effect | What did this decision event do to the current design process? | Rollback/reconsideration/re-coordination/reformulation/none. | Re-coordination + reformulation (1A); reconsideration + reformulation (1B); none (1C). |
| 7. Memory-routing outcome | Where should this trace be routed in decision/memory? | Avoidance cue/revision preservation/comparative registration/future filtering. | Avoidance cue (1A); revision preservation (1B); comparative registration + future filtering (1C). |
| 8. Cross-references | Which document, drawing, BIM element or decision record is linked to this event? | Drawing ID/BCF topic ID/CDE note/related alternative ID/design review minute reference. | BCF topic ID; design review minute reference; linked alternatives within Group 1. |
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Öz, K.; Öz, M.H. Making Rejected and Non-Selected Architectural Design Decisions Traceable: A Decision/Memory Model. Buildings 2026, 16, 2332. https://doi.org/10.3390/buildings16122332
Öz K, Öz MH. Making Rejected and Non-Selected Architectural Design Decisions Traceable: A Decision/Memory Model. Buildings. 2026; 16(12):2332. https://doi.org/10.3390/buildings16122332
Chicago/Turabian StyleÖz, Kadir, and Meliha Havva Öz. 2026. "Making Rejected and Non-Selected Architectural Design Decisions Traceable: A Decision/Memory Model" Buildings 16, no. 12: 2332. https://doi.org/10.3390/buildings16122332
APA StyleÖz, K., & Öz, M. H. (2026). Making Rejected and Non-Selected Architectural Design Decisions Traceable: A Decision/Memory Model. Buildings, 16(12), 2332. https://doi.org/10.3390/buildings16122332

