Preventing Catastrophic Failures: A Review of Applying Acoustic Emission Testing in Multi-Bolted Flanges
Abstract
:1. Introduction
2. Multi-Bolted Flange and Piping
2.1. Damage Mechanisms in Multi-Bolted Flange
2.1.1. Leakage
2.1.2. Bolt Integrity: Challenges of Loosening and Tightening
2.1.3. Corrosion
2.1.4. Fatigue, Failure and Cracks
2.2. Current Trends in NDT Inspection on Multi-Bolted Flange and Piping
2.2.1. Ultrasonic Guided Wave
2.2.2. Nonlinear Ultrasonics
2.2.3. Phased Array Ultrasonic Testing
2.2.4. Radiography Testing
2.2.5. Hydrostatic Leak Testing
3. Acoustic Emission Testing (AET)
3.1. Diverse Applications of AET Across Industries
3.2. Broad Applicability of AET Across Diverse Materials
3.3. Defect Types Detected by AET
3.3.1. Composite Materials
- Matrix Cracking: Matrix cracks often initiate owing to mechanical stress or impact. AET can detect the AE associated with these cracks as they propagate, providing valuable insights into the integrity of the material.
- Fiber Breakage: The breakage of fibers within composite materials can lead to a significant loss of strength and stiffness. AET can effectively monitor fiber integrity by capturing the stress waves generated during fiber breakage events.
- Fiber Debonding: Fiber debonding occurs when the fiber–matrix interface weakens, leading to reduced load transfer efficiency. The AET detects the acoustic signals generated during the debonding process, which can indicate potential failure mechanisms.
- Delamination: Delamination, or the separation of layers within a composite, is a critical mode of failure. The AET is particularly adept at detecting the onset of delamination, as the AE associated with this defect is often distinct and measurable.
- Weak Adhesion: Weak adhesion between layers or between fibers and the matrix can lead to premature failure. AET can help identify areas of weak adhesion before they cause significant structural damage.
- Microcrack Initiation: Microcracks can serve as precursors to more severe damage. An AET can detect early-stage microcracks, allowing proactive maintenance measures to be implemented.
- Degradation: Environmental factors can lead to material degradation over time. AET can be used to monitor AE related to degradation processes, providing insights into the long-term performance of composite materials.
3.3.2. Metal Materials
- Fatigue Cracking: Fatigue cracking is a common failure mode in metals that are subjected to cyclic loading. The AET can detect the AE generated during the initiation and propagation of fatigue cracks, providing real-time monitoring of structural integrity.
- Crack Initiation and Propagation: AET can capture the acoustic signals associated with both the initiation and growth of cracks in metal components. This capability allows for the early detection of potential failure points.
- Cavitation Erosion: In hydraulic systems, cavitation can lead to the erosion of metal surfaces. The AET can detect the AE generated during the cavitation process, enabling operators to address the issue before significant damage occurs.
- Corrosion: Corrosion can compromise the structural integrity of metals. AET can monitor AE associated with corrosion processes, providing valuable information about the extent of material degradation.
- Leak Detection: Leaks can pose serious safety hazards in piping systems. The AET can effectively identify acoustic signatures associated with leaks, allowing for timely maintenance and repair.
- Welding Imperfections: Welding processes can introduce defects such as incomplete fusion or porosity. An AET can detect AE related to these imperfections, enabling quality assurance in welded structures.
- Structural Damage: AET can monitor the overall structural health of metal components and detect any AE that indicates damage or degradation, thus facilitating proactive maintenance.
3.3.3. Concrete and Rock Materials
- Microcracking: Microcracking is a common phenomenon in concrete that often results from shrinkage or thermal effects. AET can effectively capture the AE associated with microcrack formation, providing an early warning of potential structural issues.
- Rock Fractures: In geological applications, the AET can be used to monitor fractures in rock formations. The AE generated during fracture events can provide insight into the stability of rock structures, which is crucial for construction and mining operations.
- Fatigue Cracking: Similarly to metals, concrete can experience fatigue cracking under repeated loading conditions. AET can detect AE related to fatigue damage, allowing for real-time assessment of structural integrity.
- Degradation: Over time, concrete and rock can undergo degradation because of environmental factors. AET can monitor the AE associated with degradation processes, helping to assess the long-term durability of these materials.
3.4. Challenge and Limitation of AET
3.4.1. Noise Interference
3.4.2. Signal Processing Complexity
3.4.3. False Alarms and Signal Ambiguity
3.4.4. Sensor Limitations
3.4.5. Cost and Practicality
3.4.6. Regulatory and Validation Challenges
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- ASTM E750: Provides general practices for AET, including sensor placement, signal processing, and data interpretation. However, detailed guidelines for dynamic loading conditions or geometrically complex components such as flanges are lacking [232].
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- ASTM E976: Focuses on verifying the reproducibility of sensor responses but not addressing real-world environmental noise or material variability [233].
- ◦
- ASTM E2374: Guides system performance verification, but does not mandate standardized defect simulation or validation protocols for industrial applications [234].
- ◦
- ASTM E650: Establishes terminology for AET, ensuring consistency in reporting but not resolving ambiguities in signal interpretation [235].
- ◦
- ASTM E1139: Outlines operational practices for AET in metallic structures, excluding composites and unconventional environments [236].
- ◦
- ISO Standards
- ◦
- ISO 24367: Focuses on structural health monitoring (SHM) using AET, emphasizing sensor integration and data analysis. However, there are currently no prescriptive methods for flange-specific defect classification [237].
- ◦
- ISO 18081: Provides general principles for NDT validation but does not address AET’s unique challenges, such as noise interference and real-time monitoring [238].
- ◦
- ISO 24543: Guides AE source localization, critical for flange inspections, but does not account for geometric complexities or dynamic loads [239].
- ◦
- ISO 23876: Provides details of AET applications for pressure equipment, aligned with flange integrity assessments but lacking guidance on AI-driven signal processing [240].
- ◦
- ISO 24489: Standardizes AE data representation, enhancing interoperability, but not resolving discrepancies in defect classification across industries [241].
- ◦
- ISO 18249: Focuses on sensor calibration, ensuring technical accuracy, but not addressing operational challenges such as environmental noise [242].
- Lack of Application-Specific Guidance: Current standards (e.g., ASTM E1139 and ISO 23876) primarily target metallic structures or composites, leaving multi-bolted flanges, a hybrid of metals, gaskets, and underregulated bolts.
- Absence of Real-Time Monitoring Metrics: Standards such as ASTM E750 and ISO 24367 do not define performance metrics (e.g., POD and false alarm rates) for real-time AET in dynamic environments.
- Inadequate AI/ML Integration: Emerging AI-driven signal-processing technologies, such as CNN-LSTM networks, are not addressed in the existing standards, creating uncertainty in regulatory compliance for advanced analytics.
3.5. Recent Advancements of AET
3.5.1. AI-Driven Signal Processing and Deep Learning
- Enhanced noise reduction techniques: Deep learning models, particularly those combining CNNs with LSTM networks, have proven effective in denoising AE signals. Wang et al. [224] achieved 97% accuracy in predicting valve displacement and fault conditions by preprocessing signals with wavelet transform before feeding them into a CNN-LSTM model. Similarly, Maginga et al. [225] integrated wavelet transform with a CNN-LSTM model to detect maize diseases, achieving 96.39% accuracy in disease classification and 99.98% accuracy in ultrasound anomaly detection. These hybrid models leverage the strengths of CNNs for spatial feature extraction and LSTMs for temporal pattern recognition, making them particularly suited for processing the nonstationary and multimodal nature of AE signals.
- Advanced feature extraction and classification: AI-driven approaches have revolutionized feature extraction in AET. Traditional methods rely on handcrafted features, which are time-consuming and require significant domain expertise. Deep learning models, such as CNNs, automatically learn hierarchical features from raw data, thereby reducing the need for manual feature engineering. Guo et al. [145] applied the InceptionTime model, a deep learning architecture designed for time-series classification, to AE signals from composite materials. This model achieved approximately 99% accuracy in classifying damage modes, outperforming traditional methods, such as SVM and decision trees. The InceptionTime model’s ability to extract complex features from raw waveforms demonstrates the potential of end-to-end deep learning pipelines in AET.
- Real-time monitoring and localization: The combination of AI with AET has enabled the real-time monitoring and localization of defects, which are critical for applications requiring an immediate response. Melchiorre et al. [228] developed a hybrid model combining the AIC with a CRNN for crack localization in concrete structures. This model achieved 96.37% accuracy on real-world AE data, significantly outperforming traditional methods, such as AIC alone. The CRNN architecture, which combines CNNs for feature extraction and recurrent neural networks (RNNs) for sequence modeling, demonstrated robustness in low SNR environments, making it suitable for real-time applications. Sun et al. [217] used a VGG16-based CNN with Mel-frequency spectrograms to classify rock fracture precursors in real time, achieving 87.68% accuracy.
- Cross-domain applications: AI-driven AET has found applications across various domains, from civil infrastructure to aerospace. Zhao et al. [243] proposed a hybrid model combining singular spectrum analysis, CNNs, and LSTMs to classify microseismic signals. This model achieved an accuracy of 94.56% in distinguishing microseismic events from blasting and mechanical signals, highlighting the versatility of AI techniques in different material and environmental contexts.
- Future directions and emerging trends: The future of AI in AET lies in the development of more efficient and interpretable models. Lightweight architectures, such as mobile CNNs, and self-supervised learning approaches are being explored to reduce computational overhead while maintaining performance. Additionally, physics-informed machine learning, which incorporates the domain knowledge of wave propagation into neural network architectures, promises to improve generalization and reduce the need for extensive labeled datasets.
3.5.2. Integration with IoT Platforms for Smart Maintenance
- Smart city infrastructure monitoring: AET combined with IoT enables the continuous health monitoring of critical urban infrastructure. For instance, Saleem et al. [244] developed a real-time pipeline leak detection system using AE signals processed through a CNN-LSTM model. This system achieved 99.69% accuracy in classifying leak-related AE signals, demonstrating its potential for scalable, low-latency monitoring solutions in smart city applications.
- Industrial equipment health monitoring: In manufacturing and heavy industries, AET integrated with IoT platforms allows for the remote monitoring of equipment health. Nair et al. [182] combined unsupervised k-means clustering with supervised ML models to classify AE signals from CFRP-strengthened concrete structures. The framework achieved ≥98.6% accuracy in identifying damage mechanisms, illustrating that IoT integration can support proactive maintenance strategies in industrial settings. Ullah et al. [100] developed a Bi-LSTM model for pipeline leak detection, achieving 99.78% accuracy across varying pressures and fluids.
- Predictive maintenance in complex systems: The fusion of AET with IoT facilitates predictive maintenance in systems with multiple components and varying operational conditions. Nguyen et al. [116] introduced an AE activity intensity index (AIIC) combined with an RF classifier to detect and size leaks in fluid pipelines. This approach achieved 100% accuracy in classifying leak sizes, demonstrating how IoT-enabled AET can provide precise, real-time data for maintenance planning.
- Cross-domain applications: The integration of AET with IoT is not limited to specific industries, but extends across multiple sectors. In agricultural monitoring, Maginga et al. [225] used a hybrid CNN-LSTM model with IoT sensors to detect maize diseases and achieved high accuracy in both disease classification and ultrasound anomaly detection. This demonstrates the versatility of AET-IoT integration in diverse application domains.
- Technical advancements and future directions: Advancements in edge computing and sensor networks further enhance the practicality of AET-IoT systems. Researchers are developing lightweight MI models optimized for edge devices, enabling real-time processing with minimal latency. Additionally, DAS technology, which leverages fiber-optic cables as sensors, offers high spatial resolution and scalability for monitoring large structures like pipelines and bridges.
3.5.3. Advanced Sensor Technologies
4. Summary and Discussion
4.1. Literature Review Summary
4.2. Discussion
4.2.1. Current Trend in Pipeline and Flange Inspection
- Geometric Complexity: Flange bolt holes, gaskets, and abrupt transitions scatter guided waves, reducing the signal clarity and defect detectability.
- Mode Conversion: The complex geometry of flanges causes wave-mode conversions, complicating signal interpretation.
- Short-Range Limitations: High-frequency UGW (200 kHz–1 MHz) used for detailed imaging has a limited penetration depth, making it unsuitable for thick flanges or buried components.
- Geometric Complexity: Flange bolt holes and gasket interfaces scatter ultrasonic waves, reducing the signal clarity for the UGW and PAUT.
- Dynamic Loading: Pressure and temperature fluctuations in operational flanges introduce noise that masks defect-related signals.
- Accessibility: Bolted joints often require disassembly for visual inspection, which increases downtime and cost.
4.2.2. Advancements in AET Technology
- Real-Time Localization: The CRNN model achieves sub-millimeter crack localization in flanges under dynamic loading, leveraging temporal and spatial feature learning [228].
- Edge Computing: Lightweight models optimized for edge devices enable real-time leak detection in pipelines connected to flanges, thereby reducing latency and computational overhead [244].
- Predictive Maintenance: Hybrid frameworks combining AE data with IoT sensors predict flange failures by analyzing trends in pressure, temperature, and AE activity [100].
- Distributed Sensing: Fiber-optic DAS technology provides the continuous monitoring of large flange networks, enhancing spatial resolution and coverage [112].
- Wide-bandwidth sensors: High-sensitivity sensors such as VS150-RIC detect low-amplitude AE signals from microcracks in carbon steel flanges, whereas Nano30 sensors excel in high-frequency signal classification [112].
- Embedded sensors: Piezoelectric transducers embedded in flanges enable the in situ monitoring of bolt loosening and gasket degradation, overcoming accessibility challenges [121].
- Higher-Harmonic Analysis: NAE techniques analyze frequency shifts and wave interactions to identify incipient cracks and corrosion in the flanges [61].
- Vibro-Acoustic Modulation: Zhao et al. demonstrated real-time bolt looseness detection using nonlinear ultrasonic modulation, outperforming linear methods in noise-prone environments.
- Real-Time monitoring: Unlike HT or RT, AET operates during normal flange operation, minimizing the downtime.
- Dynamic load compatibility: AET detects defects under pressure/temperature fluctuations, whereas PAUT and UGW struggle with signal stability.
- Sensitivity to early defects: Unlike visual inspection or hydrostatic testing, AI-driven AET identifies microcracks and corrosion at incipient stages.
4.2.3. Challenges and Limitations of AET for Flange Inspection
4.3. Future Directions
- Suppress nonstationary noise in AE datasets, improving the signal–noise ratios for defect identification.
- Classify complex failure modes with higher precision by leveraging transfer learning from pretrained models.
- Enable real-time adaptive monitoring by incorporating online learning algorithms to account for environmental variability.
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Material | Researchers’ References | |
---|---|---|
Polymer Matrix Composite | CFRP | [98,119,125,126,128,130,133,135,136,138,140,143,144,145,146,148,149,153,158,159,165,167,168,170,171,174,176,180,182,183,188,204] |
GFRP | [93,121,122,123,125,127,132,138,139,141,147,149,151,152,154,156,160,161,175,201] | |
BFRP | [190] | |
NFRP | [173] | |
Ceramic matrix composite | Ceramic matrix composite | [177,181,207] |
Metals and Alloys | Steel | [90,94,97,98,102,104,105,109,110,112,131,179,183,187,188,189,193,197,199,203,208,211,215,221] |
S.Steel | [106,108,114,115,134,163,166] | |
Alloys | [99,124,126,178,196,210] | |
Aluminum | [91,92,164,166,185,205,206] | |
Tungsten carbide anvils | [214] | |
Construction Materials | Concrete | [89,96,98,120,183,188,191,192,194,195,200,213] |
Rock | [198,216,218] | |
Granite | [113,217,219,220] | |
Marble | [186] | |
Polymethyl methacrylate | Polymethyl methacrylate | [184] |
PVC | [118,202] |
Standard | Scope | Strengths | Limitations for Flange Inspections | Relevance to Flange Applications |
---|---|---|---|---|
ASTM E750 | General AET practices (sensor placement and signal processing). | Establishes foundational protocols for AET implementation. | Lacks guidance for dynamic loading, geometric complexity (e.g., bolted joints), or multi-material interfaces. | Provides baseline procedures but is insufficient for flange-specific challenges. |
ASTM E976 | Sensor response reproducibility verification. | Ensures consistent sensor performance. | Does not address environmental noise, material variability, or real-world operational conditions. | Critical for sensor calibration but ignores flange-specific noise sources. |
ASTM E2374 | System performance verification. | Validates AET system accuracy under controlled conditions. | Does not mandate standardized defect simulation (e.g., gasket degradation and bolt loosening). | Useful for system setup but lacks flange-specific validation scenarios. |
ASTM E650 | Terminology and definitions for AET. | Standardizes reporting terminology. | Does not resolve ambiguities in signal interpretation for complex defects. | Essential for consistency but does not address flange-specific signal analysis. |
ASTM E1139 | AET in metallic structures. | Guides AET for metals, relevant to flange materials. | Excludes composites, gaskets, or bolted joint dynamics. | Applies to metallic flange components but ignores hybrid material interactions. |
ISO 24367 | SHM using AET. | Emphasizes sensor integration and data analysis for structural health. | Lacks prescriptive methods for flange-specific defect classification (e.g., bolt loosening). | Provides a general SHM framework but lacks flange-specific guidance. |
ISO 18081 | General NDT validation principles. | Establishes validation criteria for NDT methods. | Does not address AET’s unique challenges (noise and real-time monitoring). | Applies broadly but does not resolve AET-specific gaps in flange inspections. |
ISO 24543 | AE source localization. | Guides localization techniques, critical for pinpointing defects in flanges. | Does not account for geometric complexity (e.g., bolt holes and gasket interfaces). | Useful for localization but limited by flange geometry. |
ISO 23876 | AET for pressure equipment. | Aligns with flange integrity assessments in pressure systems. | Lacks guidance on AI-driven signal processing for dynamic flange conditions. | Relevant to pressure-containing flanges but outdated for advanced analytics. |
ISO 24489 | AE data representation and exchange. | Standardizes data formats for interoperability. | Does not resolve discrepancies in defect classification across industries. | Facilitates data sharing but does not harmonize flange-specific analysis. |
ISO 18249 | Sensor calibration. | Ensures sensor accuracy and technical compliance. | Does not address operational challenges like environmental noise. | Critical for sensor calibration but ignores real-world noise in flange settings. |
Technique | Application in Flanges | Advantages | Limitations | References |
---|---|---|---|---|
Guided Wave Ultrasonic Testing (UGW) | Baseline integrity assessment for flanges in simple configurations; corrosion detection in pipelines connected to flanges | Long-range capability; cost-effective; minimal downtime | Severely limited by flange geometry (wave scattering and mode conversion); low resolution for complex defects | [45,49] |
Nonlinear Ultrasonics | Detection of microcracks, corrosion, and fatigue damage in flanges and bolted joints | High sensitivity to early-stage defects; works under dynamic loading | Requires specialized equipment and signal processing; limited field applications | [60] |
Phased Array Ultrasonic Testing (PAUT) | Corrosion mapping, weld defect detection in flanges | High-resolution imaging; suitable for complex geometries | Operator skill-dependent; calibration-intensive; limited to accessible areas | [68,69] |
Radiography Testing (RT) | Detection of corrosion under insulation (CUI) and weld flaws in flanges | High accuracy for volumetric defects; non-contact | Radiation hazards; requires insulation removal; limited to static inspections | [72,73] |
Hydrostatic Testing (HT) | Verification of flange joint integrity under pressure | The gold standard for leak detection; comprehensive validation under load | Requires system shutdown; time-consuming; unable to detect incipient defects | [77,83] |
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Tai, J.L.; Sultan, M.T.H.; Łukaszewicz, A.; Siemiątkowski, Z.; Skorulski, G.; Shahar, F.S. Preventing Catastrophic Failures: A Review of Applying Acoustic Emission Testing in Multi-Bolted Flanges. Metals 2025, 15, 438. https://doi.org/10.3390/met15040438
Tai JL, Sultan MTH, Łukaszewicz A, Siemiątkowski Z, Skorulski G, Shahar FS. Preventing Catastrophic Failures: A Review of Applying Acoustic Emission Testing in Multi-Bolted Flanges. Metals. 2025; 15(4):438. https://doi.org/10.3390/met15040438
Chicago/Turabian StyleTai, Jan Lean, Mohamed Thariq Hameed Sultan, Andrzej Łukaszewicz, Zbigniew Siemiątkowski, Grzegorz Skorulski, and Farah Syazwani Shahar. 2025. "Preventing Catastrophic Failures: A Review of Applying Acoustic Emission Testing in Multi-Bolted Flanges" Metals 15, no. 4: 438. https://doi.org/10.3390/met15040438
APA StyleTai, J. L., Sultan, M. T. H., Łukaszewicz, A., Siemiątkowski, Z., Skorulski, G., & Shahar, F. S. (2025). Preventing Catastrophic Failures: A Review of Applying Acoustic Emission Testing in Multi-Bolted Flanges. Metals, 15(4), 438. https://doi.org/10.3390/met15040438