A Reproducible Post-Valve-Replacement EHR Cohort for Comparative AI Studies
Abstract
1. Introduction
2. Related Work
3. Material and Methods
3.1. Baseline Dataset
3.1.1. Cohort Definition
3.1.2. General-Purpose VR Dataset
- Clinical-Technical Consensus Workflow for Feature Selection
- Step 1. Clinical Domain Scoping: A physician identified clinical parameters required to represent patient status and outcomes, guided by established cardiac surgery guidelines and relevant literature.
- Step 2. Mapping to MIMIC-IV Schema: These parameters were mapped to the respective concepts within the MIMIC-IV database.
- Step 3. Iterative Consensus Review: Parameters unavailable in the database were either substituted with clinically valid proxies or excluded. Additionally, the timing of measurements was medically reviewed to ensure clinical relevance.
3.2. Use Case: Postoperative Complication Risk Prognosis
3.2.1. Label Definition
3.2.2. Predictive Model Specifications
3.2.3. Benchmark VR Dataset
- 1.
- Future Hospitalizations: We discarded all data associated with hospital admissions that occurred after VR hospitalization.
- 2.
- Time-Series Cut-off: For the VR hospitalization, all time-dependent data (i.e., laboratory measurements, medications, physiological monitoring data, and procedures) with timestamps occurring after the first ICU discharge were removed. Since procedures in MIMIC-IV are recorded at a daily resolution only, all procedures dated on the day of ICU discharge were also excluded.
- 3.
- Untimed Data: We manually reviewed patient demographics and admission metadata, explicitly excluding total length of hospital stay, discharge time, and in-hospital mortality flags, as these features provide strong indications regarding the prediction target.
- 4.
- Diagnostic Codes: Diagnostic codes are recorded only at hospital-admission granularity and lack precise timestamps. To avoid leaking postoperative information, we, therefore, excluded all diagnostic codes assigned during the VR hospitalization. Only diagnoses from prior hospital admissions were retained to characterize pre-existing comorbidities.
3.2.4. Feature Relevance and Attribution Methods
4. Results
4.1. VR-General Cohort
4.2. Case Study: Postoperative Complication Risk Prognosis
4.2.1. ICU Readmission as Surrogate Target for Postoperative Complication Risk
4.2.2. Predictive Model Performance
4.2.3. Feature Importance
5. Discussion
5.1. A Clinically Valid, Reproducible Time-Series Cohort
5.2. ICU Readmission as Postoperative Risk Stratifier
5.3. Predictive Performance in Postoperative ICU Readmission Classification
5.4. Feature Importance: Method Caveats and Clinical Plausibility
5.5. Study Limitations
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A. Valve Replacement Procedures
| ICD Code | Description |
|---|---|
| 3505 | Endovascular replacement of aortic valve |
| 3506 | Transapical replacement of aortic valve |
| 3521 | Open and other replacement of aortic valve with tissue graft |
| 3522 | Open and other replacement of aortic valve |
| 3523 | Open and other replacement of mitral valve with tissue graft |
| 3524 | Open and other replacement of mitral valve |
| 3507 | Endovascular replacement of pulmonary valve |
| 3508 | Transapical replacement of pulmonary valve |
| 3525 | Open and other replacement of pulmonary valve with tissue graft |
| 3526 | Open and other replacement of pulmonary valve |
| 3527 | Open and other replacement of tricuspid valve with tissue graft |
| 3528 | Open and other replacement of tricuspid valve |
| Replacement of Valve with: | |
| 02RF08N | Zooplastic Tissue, using Rapid Deployment Technique, Open Approach |
| 02RF38N | Zooplastic Tissue, using Rapid Deployment Technique, Percutaneous Approach |
| 02RF48N | Zooplastic Tissue, using Rapid Deployment Technique, |
| Percutaneous Endoscopic Approach | |
| X2RF032 | Zooplastic Tissue, Rapid Deployment Technique, Open Approach |
| X2RF332 | Zooplastic Tissue, Rapid Deployment Technique, Percutaneous Approach |
| X2RF432 | Zooplastic Tissue, Rapid Deployment Technique, Percutaneous Endoscopic Approach |
| 02RH38L | Zooplastic Tissue, In Existing Conduit, Percutaneous Approach |
| 02RH38M | Zooplastic Tissue, Native Site, Percutaneous Approach |
| 02R*07Z | Autologous Tissue Substitute, Open Approach |
| 02R*08Z | Zooplastic Tissue, Open Approach |
| 02R*0JZ | Synthetic Substitute, Open Approach |
| 02R*0KZ | Nonautologous Tissue Substitute, Open Approach |
| 02R*37H | Autologous Tissue Substitute, Transapical, Percutaneous Approach |
| 02R*37Z | Autologous Tissue Substitute, Percutaneous Approach |
| 02R*38H | Zooplastic Tissue, Transapical, Percutaneous Approach |
| 02R*38Z | Zooplastic Tissue, Percutaneous Approach |
| 02R*3JH | Synthetic Substitute, Transapical, Percutaneous Approach |
| 02R*3JZ | Synthetic Substitute, Percutaneous Approach |
| 02R*3KH | Nonautologous Tissue Substitute, Transapical, Percutaneous Approach |
| 02R*3KZ | Nonautologous Tissue Substitute, Percutaneous Approach |
| 02R*47Z | Autologous Tissue Substitute, Percutaneous Endoscopic Approach |
| 02R*48Z | Zooplastic Tissue, Percutaneous Endoscopic Approach |
| 02R*4JZ | Synthetic Substitute, Percutaneous Endoscopic Approach |
| 02R*4KZ | Nonautologous Tissue Substitute, Percutaneous Endoscopic Approach |
Appendix B. VR-General Dataset
| Category | Details |
|---|---|
| General Information | |
| Gender | |
| Age | |
| Height | |
| Weight | |
| BMI | |
| History of Tobacco Use | Smoking Status, Quit Date if Applicable |
| Patient History | |
| Diagnoses | All Diagnoses Recorded During Any Hospitalization |
| Procedures | All Procedures Recorded During Any Hospitalization |
| Parameters During VR Hospitalization | |
| Laboratory Measurements | |
| Kidney Retention Parameters | Creatinine, Urea, eGFR |
| Electrolytes | Potassium, Sodium, Magnesium, Phosphate, Calcium, Chloride, Osmolality |
| Inflammatory Markers | C-Reactive Protein (CRP) |
| Liver Function Tests | ALT, AST, Albumin, Bilirubin, Alkaline~Phosphatase |
| Hematology | Hemoglobin, Hematocrit, MCHC, RDW, WBC, Lymphocytes, Basophils, |
| Eosinophils, Neutrophils, Monocytes | |
| Cardiac Markers | BNP, Troponin I, Troponin T, CK-MB, LDH |
| Diabetes Markers | Blood Glucose, HbA1c |
| Coagulation Parameters | INR, Thrombin Time, PT, aPTT, Fibrinogen, Platelets |
| Lipid Profile | LDL, HDL, Triglycerides, Total Cholesterol |
| Blood Gas Analysis | Anion Gap, Bicarbonate, Base Excess, Oxygen Saturation, , |
| , pH, Lactate | |
| Medication | All Medications |
| Procedures | All Procedures |
| Physiological Monitoring Data | Postoperative |
| Lung Function | Respiratory Rate, Vital Capacity, Resistance, Arterial pressure, |
| Arterial Saturation, Arterial Pressure | |
| Heart Function | Left Atrial Pressure, Cardiac Output, EF |
| Vital Signs | |
| Blood Pressure | Non Invasive (on Ward)/Central Venous Pressure, |
| Pulmonary Artery Pressure, Arterial Blood Pressure (in ICU) | |
| Heart Rate | |
| Temperature | |
Appendix C. Tokenization Scheme

Appendix D. Postoperative Complications
| ICD Code | Description |
|---|---|
| Stroke
(Only
ischemic strokes are considered here, as valve prosthesis and potential postoperative atrial fibrillation increase the risk of embolisms. Hemorrhagic strokes, despite an increased risk, are excluded as they primarily result from anticoagulation therapy, not directly from the valve material or surgery.) | |
| 433. * | Occlusion and stenosis of precerebral arteries |
| 434. * | Occlusion of cerebral arteries |
| 435. * | Transient cerebral ischemia |
| G45. * | Transient cerebral ischemic attacks and related syndromes |
| I63. * | Cerebral infarction |
| Thromboembolic Events (other than Stroke) | |
| 444. * | Arterial embolism and thrombosis |
| 451. * | Phlebitis and thrombophlebitis |
| 452 | Portal vein thrombosis |
| 453. * | Other venous embolism and thrombosis |
| I74. * | Arterial embolism and thrombosis |
| I80. * | Thrombosis, phlebitis and thrombophlebitis |
| I81 | Portal vein thrombosis |
| I82. * | Other venous embolism and thrombosis |
| T82.81 * | Embolism due to cardiac prosthetic devices, implants and grafts |
| T82.86 * | Thrombosis due to cardiac prosthetic devices, implants and grafts |
| Infection | |
| 996.61 | Infection and inflammatory reaction due to cardiac device, implant, and graft |
| T82.6 * | Infection and inflammatory reaction due to cardiac valve prosthesis |
| Endocarditis | |
| 421. * | Acute and subacute endocarditis |
| 424.9 * | Endocarditis valve unspecified |
| I33. * | Acute and subacute endocarditis |
| Mechanical Complication | |
| 996.02 | Mechanical complication due to heart valve prosthesis |
| T82.0 * | Mechanical complication of heart valve prosthesis |
| Other Complications | |
| 996.71 | Other complications due to heart valve prosthesis |
| T82.8{2,3,4,5,9} * | Other complications of cardiac and vascular prosthetic devices, implants and grafts |
| T82.9 * | Unspecified complication of cardiac and vascular prosthetic device, implant and graft |
Appendix E. Detailed Feature Relevance and Attribution
| Category | Feature | Feature Importance |
|---|---|---|
| Procedure | Introduction of Nutritional Substance | |
| to Upper GI (3E0G76Z) | 0.33 | |
| Continuous Respiratory Mechanical | ||
| Ventilation > 96 h (5A1955Z) | 0.27 | |
| Endotracheal Airway Insertion (0BH17EZ) | 0.27 | |
| Historical Diagnoses | Severe Sepsis with Septic Shock (R65.21) | 0.13 |
| Ischemic Cardiomyopathy (I25.5) | 0.12 | |
| Unspecified Viral Hepatitis C | ||
| without Hepatic Coma (070.70) | 0.10 | |
| Lab | Base Excess Blood Gas | 0.39 |
| pH Blood Gas | 0.33 | |
| Blood Gas | 0.33 | |
| Medication | Docusate Sodium | 0.44 |
| Cefazolin Sodium | 0.32 | |
| Propofol | 0.25 | |
| Physiological Monitoring Data | Pulmonary Artery Pressure diastolic | 0.07 |
| Arterial Blood Pressure systolic | 0.05 | |
| Pulmonary Artery Pressure mean | 0.05 | |
| Patient Demographics | Age at Hospital Admission | 0.08 |
| Gender | 0.06 |
| Category | Feature | Feature Importance |
|---|---|---|
| Procedure | Pericardiocentesis (0W9D3ZZ) | 37.0 |
| Fluoroscopy of Mammary | ||
| Bypass Graft (B2181ZZ) | 0.45 | |
| Injection or infusion of therapeutic | ||
| or prophylactic substance (99.29) | 0.37 | |
| Historical Diagnoses | Anticoagulants causing | |
| adverse effects (E934.2) | 0.05 | |
| Personal history of other | ||
| malignant neoplasm (Z85.038) | 0.05 | |
| Cardiogenic shock (R57.0) | 0.05 | |
| Lab | Chloride Blood Gas | 0.90 |
| Sodium Blood Gas | 0.82 | |
| Hematocrit Blood Gas | ||
| Medication | Cefazolin Sodium | 0.47 |
| Metoprolol Tartrate | 0.34 | |
| Insulin Glargine | 0.30 | |
| Physiological Monitoring Data | Arterial Blood Pressure systolic | 0.36 |
| Arterial Pressure mean | 0.35 | |
| Cardiac Output (CCO) | 0.28 | |
| Patient Demographics | Age at Hospital Admission | 0.98 |
| Gender | 0.95 |
| Category | Feature | Feature Importance |
|---|---|---|
| Procedure | Introduction of Nutritional | |
| Substance to Upper GI (3E0G76Z) | 0.32 | |
| Insertion of Infusion Device into | ||
| Superior Vena Cava (02HV33Z) | 0.26 | |
| Continuous Respiratory Mechanical | ||
| Ventilation > 96 h (5A1955Z) | 0.16 | |
| Historical Diagnoses | Aortic valve disorders (424.1) | 0.02 |
| Hypertensive chronic kidney disease (I12.9) | 0.01 | |
| Asthma, unspecified type (493.90) | 0.01 | |
| Lab | pH Blood Gas | 1.00 |
| Blood Gas | 0.98 | |
| Glucose Blood Gas | 0.85 | |
| Medication | Docusate Sodium | 0.68 |
| Cefazolin Sodium | 0.67 | |
| Metoprolol Tartrate | 0.25 | |
| Physiological Monitoring Data | Heart Rate | 0.00 |
| Arterial Blood Pressure systolic | 0.00 | |
| Heart rate Alarm - High | 0.00 | |
| Patient Demographics | Age at Hospital Admission | 0.24 |
| Gender | 0.22 |
Appendix F. Statistical Tests for the Benefit of Temporal EHR Sequences

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| Characteristic | Value |
|---|---|
| Patient Demographics | |
| Number of Patients | 3890 |
| Number of Hospital Admissions | 12,205 |
| Age at time of VR (years), 5th/50th/95th percentile | 45/72/89 |
| Gender | Male: 2378 (61%) |
| Female: 1512 (39%) | |
| Risk Factors | |
| Smoker | 1042 (27%) |
| Diabetes Mellitus | 797 (20%) |
| Comorbidities | |
| Anemia | 1090 (28%) |
| Atrial Fibrillation | 1159 (30%) |
| Chronic Kidney Disease | 763 (20%) |
| Chronic Obstructive Pulmonary Disease | 396 (10%) |
| Renal Failure | 795 (20%) |
| Valve Replacement Procedure | |
| Aortic valve | 3224 (83%) |
| Mitral valve | 613 (16%) |
| Pulmonary valve | 50 (1%) |
| Tricuspid valve | 3 (<1%) |
| Hospitalization Statistics | |
| Number of Hospital Admissions per patient, 5th/50th/95th percentile | 1/2/10 |
| Length of Hospital Stay (days), 5th/50th/95th percentile | 0.8/5.0/20.5 |
| Single ICU admission during VR Hospital Stay | 3443 (89%) |
| Two or more ICU admissions during VR Hospital Stay | 447 (11%) |
| In-hospital Mortality | 32 (0.8%) |
| Common Postoperative Complications | |
| Stroke | 424 (11%) |
| Mechanical Complications | 29 (1%) |
| Thromboembolic Events | 418 (11%) |
| Infection | 132 (3%) |
| Endocarditis | 250 (6%) |
| Model | AUROC | AUPRC | ||
|---|---|---|---|---|
| SeqT | 0.869 | 0.013 | 0.686 | 0.024 |
| NonSeqT | 0.821 | 0.015 | 0.560 | 0.021 |
| XGBoost | 0.825 | 0.016 | 0.625 | 0.030 |
| Comparison | AUROC | AUPRC | ||||
|---|---|---|---|---|---|---|
| 95% CI (corr.) | 95% CI (corr.) | |||||
| SeqT − NonSeqT | ||||||
| SeqT − XGB | ||||||
| XGB − NonSeqT | ||||||
| Category | SHAP | IG | |||||||
|---|---|---|---|---|---|---|---|---|---|
| Procedures | 0.17 | 0.38 | 1.44 | 0.03 | 0.12 | 0.45 | 0.04 | 0.24 | 0.91 |
| Historic Diagn. | 0.10 | 0.27 | 0.44 | 0.01 | 0.01 | 0.01 | 0.01 | 0.09 | 0.14 |
| Lab | 0.31 | 0.19 | 17.19 | 0.69 | 0.74 | 64.60 | 0.28 | 0.50 | 43.55 |
| Medication | 0.17 | 0.14 | 1.34 | 0.10 | 0.13 | 1.25 | 0.06 | 0.12 | 1.15 |
| Phys. Monitoring | 0.08 | 0.02 | 3.50 | 0.00 | 0.00 | 0.12 | 0.09 | 0.04 | 8.65 |
| Pat. Demographics | 0.17 | 0.00 | 1.01 | 0.17 | 0.01 | 12.25 | 0.52 | 0.01 | 19.32 |
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Share and Cite
Blattmann, M.; Katalinic, M.; Lindenmeyer, A.; Franke, S.; Neumuth, T.; Schneider, D. A Reproducible Post-Valve-Replacement EHR Cohort for Comparative AI Studies. Diagnostics 2026, 16, 447. https://doi.org/10.3390/diagnostics16030447
Blattmann M, Katalinic M, Lindenmeyer A, Franke S, Neumuth T, Schneider D. A Reproducible Post-Valve-Replacement EHR Cohort for Comparative AI Studies. Diagnostics. 2026; 16(3):447. https://doi.org/10.3390/diagnostics16030447
Chicago/Turabian StyleBlattmann, Malte, Mika Katalinic, Adrian Lindenmeyer, Stefan Franke, Thomas Neumuth, and Daniel Schneider. 2026. "A Reproducible Post-Valve-Replacement EHR Cohort for Comparative AI Studies" Diagnostics 16, no. 3: 447. https://doi.org/10.3390/diagnostics16030447
APA StyleBlattmann, M., Katalinic, M., Lindenmeyer, A., Franke, S., Neumuth, T., & Schneider, D. (2026). A Reproducible Post-Valve-Replacement EHR Cohort for Comparative AI Studies. Diagnostics, 16(3), 447. https://doi.org/10.3390/diagnostics16030447

