Abstract
It is shown that, for both compact and non-compact Lie groups, vector-coherent-state methods provide straightforward derivations of holomorphic representations on symmetric spaces. Complementary vector-coherent-state methods are introduced to derive pairs of holomorphic representations which are bi-orthogonal duals of each other with respect to a simple Bargmann inner product. It is then shown that the dual of a standard holomorphic representation has an integral expression for its inner product, with a Bargmann measure and a simply-defined kernel, which is not restricted to discrete-series representations. Dual pairs of holomorphic representations also provide practical ways to construct orthonormal bases for unitary irreps which bypass the need for evaluating the integral expressions for their inner products. This leads to practical algorithms for the application of holomorphic representations to model problems with dynamical symmetries in physics.
Keywords:
coherent-state representations; vector-coherent-state representations; dual holomorphic representations; representations of simple Lie groups PACS:
02,20.-a; 02.20.Qs; 02.20.Sv; 03.65.Fd; 21.60.Ev; 21.60.Fw
1. Introduction
Pairs of groups that have dual representations on a Hilbert space, such as those given by the Schur-Weyl duality theorem [,] and by Howe’s dual reductive pairs [], have wide applications in both mathematics [] and physics [,]. They were shown [], for example, to expose an intimate relationship between symmetry groups and dynamical groups in the quantum mechanics of many-particle systems. However, this contribution is concerned with a different kind of duality relationship that emerges in vector-coherent-state theory [,].
VCS theory is a physics version of the mathematical theory of induced representations [,] which focuses on the construction of irreducible representations. Vector coherent states were introduced [] for the purpose of deriving explicit realisations of the holomorphic representations of the non-compact symplectic groups and their Lie algebras, as needed in applications of a symplectic model in nuclear collective dynamics [,], and were subsequently found to have many other applications [,,,,], i.e., induced representations of a more general type [,,,,]. Partially-coherent state representations, related to VCS representations, were also introduced for this purpose by Deenen and Quesne []. A recent review of the applications of VCS theory in nuclear physics can be found in []. Classes of vector coherent states, for which there is a resolution of the identity, have been considered more recently by Ali and others [,,] but not, as far as we are aware, for the construction of Lie group or Lie algebra representations.
Holomorphic discrete-series representations of connected non-compact simple Lie groups were defined by Harish-Chandra [,,] and further explored by Godement [], Gelbart [] and others []. However, for computational applications in physics, the evaluation of the integral expressions for their inner products posed problems. Moreover, they applied only to holomorphic representations which are in the discrete series, even though there are others that are sometimes needed. (Discrete series representations of a Lie group are subrepresentations of its regular representation.) Thus, complementary coherent-state methods were developed [,] for deriving the matrix elements of the infinitesimal generators of many Lie groups in terms of a VCS generalisation of standard coherent-state representations [,,]. Essential ingredients of VCS theory, which enabled it to provide practical computational algorithms, were the so-called K-matrix methods [,] for calculating inner products.
VCS theory was shown [] to reproduce the Harish-Chandra/Godement expressions of the Sp holomorphic discrete-series representations. It was also used to derive explicit representations of numerous Lie algebras, including a graded (super) Lie algebra [], as outlined in several reviews [,,]. In this paper, a refined version of K-matrix theory is developed and its underlying structure is exposed in terms of complementary VCS irreps on simply-defined extensions of Bargmann Hilbert spaces. These irreps are not unitary but are equivalent to unitary irreps. They are biorthogonal duals of each other relative to the extended Bargmann inner products and in combination, a complementary pair of irreps define an orthonormal basis for an irreducible unitary representation. This approach provides systematic procedures for calculating the explicit matrices of irreducible Lie algebra representations as needed in applications of dynamical symmetry in physics. Moreover, they are not restricted to discrete-series representations and apply to both compact and non-compact Lie groups.
For the purpose of constructing unitary irreps of a Lie group , coherent states are most usefully defined [,] as elements of a minimum-dimensional orbit of within the Hilbert space of an irreducible unitary representation. For simplicity, we here restrict consideration to connected semi-simple Lie groups and irreps with extremal (highest- or lowest-weight) states. A minimum-dimensional orbit for such an irrep is one that contains an extremal state. The Lie algebra of G, the complex extension of , is then of the form , where is the complex extension of the Lie algebra of the isotropy subgroup that leaves the extremal state invariant; and are, respectively, subalgebras of raising and lowering operators.
Harish-Chandra showed that the quotient can be regarded in a natural way as a bounded open subset of the complex vector space . This is shown in the VCS context in Section 2.3. It gives a natural complex structure on the quotient space and makes it possible to discuss holomorphic functions. This underlies the construction of holomorphic discrete series [,,].
Construction of a holomorphic unitary irrep of by coherent-state methods is then straightforward when and are Abelian. However, this condition imposes an unacceptable restriction on the set of holomorphic representations that can be constructed by coherent state methods. Fortunately, the construction can be extended by considering a larger group such that continues to be of the form for some subalgebras which are Abelian. Consider an irrep of which contains an irrep of that is extremal in the sense that it is killed by (or by ). Then, instead of the orbit of a single extremal state, we consider the orbit of this -irrep. With this extension, it becomes straightforward to construct all the holomorphic discrete series irreps, considered by Harish-Chandra, plus others that are limits of the discrete series.
It is known [,] that coherent-state orbits are diffeomorphic to coadjoint orbits. It is also known [,] that coadjoint orbits are classical phase spaces and carry classical representations of the dynamics of the model for which is a dynamical group. Thus, the construction of the unitary irreps of a Lie group by VCS methods is, in effect, a partial realisation of Kirillov’s objectives of constructing unitary irreps from coadjoint orbits. As shown by Bartlett et al. [], the VCS construction is also a powerful tool in realising the objectives of geometric quantisation.
This paper starts with consideration of a unitary irrep with lowest weight κ of a connected non-compact semi-simple Lie group that has a Lie algebra with complex extension for which is the complex extension of a compact subalgebra of and are, respectively, subalgebras of Abelian raising and lowering operators. Vector coherent states are then defined for this irrep based on a set of lowest-grade states , i.e., states that are annihilated by the lowering operators of and are a basis for an irrep of .
We adopt conventions standard in physics, in which denotes the Hermitian adjoint of an operator , denotes the transpose of a matrix M, and * denotes complex conjugation. Bases of raising and lowering operators will be denoted, respectively, by and , and the representation of any element in the representation with lowest weight κ will be denoted by . The raising and lowering operators will be defined such that, in a unitary irrep, .
Following a derivation in Section 2 and Section 3 of the Harish-Chandra holomorphic discrete-series representations from a VCS perspective, the following sections develop the dual VCS theory of holomorphic representation. An early version of the theory was initiated by the authors [] in terms of coherent-state triplets and led to many analytical results for scalar coherent-state representations. The present VCS developments are new and apply to a much wider class of representations.
If denotes the Hilbert space of a unitary irrep of the Lie algebra with lowest weight κ, a state is observed to have two naturally-defined VCS wave functions: one, , defined by the expansion of the state as a combination of vector coherent states
where is any conveniently-chosen measure; the other, , defined by its overlaps with vector coherent states
(Note that a state in a Hilbert space can be represented by a variety of wave functions. For example, a given eigenstate of a particle in a harmonic oscillator potential can be represented by a function of its position coordinates and by a function of its momentum coordinates. A remarkable property of a dual pair of VCS wave functions for a state is that they are different functions of a common set of variables.)
If one chooses to be the Bargmann measure [], for which
one obtains from these equations the powerful results
where
and
with
Systematic procedures are given in the text for constructing the unitary VCS irreps with these dual VCS wave functions. Similar constructions are also given for compact Lie groups defined by highest-weights.
2. VCS Construction of Holomorphic Discrete-series Representations
It is shown in this section that VCS theory reproduces the standard results for holomorphic-discrete-series representations.
Let be a real, simple and connected Lie group with Lie algebra which, if non-compact, has a faithful finite-dimensional representation. (Extension to a reductive Lie group is straightforward but will not be considered.) Without loss of generality, we regard as a matrix subgroup of GL(). Let G with Lie algebra denote the complex extension of . Then, has unitary holomorphic representations if its Lie algebra has a compact subalgebra that contains a Cartan subalgebra for and is expressible as a direct sum
in which is the complex extension of , and are, respectively, Abelian subalgebras of raising and of lowering operators for which and .
The conditions on are such that, if is a compact subgroup with Lie algebra , and are symmetric spaces, and and have defining representations of the block-matrix form
with , , and ). Likewise, the subgroups of G generated by the subalgebras can be defined by matrix representations of the form
in which and are identity matrices.
Substantial use will be made in the following of the Gauss factorisation
where a, b, c, and d are real or complex matrices, which applies to any matrix of the given block matrix form, provided .
2.1. Holomorphic VCS Representations of the Group
Let denote an irreducible unitary representation of and its Lie algebra on a Hilbert space and let denote the extension of to the complex Lie algebra . We also let denote the extension of from the compact subgroup to the corresponding complex group . The matrix
then has the property that the subalgebra is an eigenspace of ad() with zero eigenvalue, i.e.,
and the subalgebras are eigenspaces of ad() with respective eigenvalues , given by
We consider holomorphic representations for which the spectrum of the self-adjoint operator on is bounded from below (if the required spectrum is bounded from above, replace with -). The eigenspace belonging to the least eigenvalue is then called the lowest-grade subspace. It is the subspace of states in that are annihilated by the lowering operators representing elements of .
Each eigenspace of is a -invariant subspace of and is a direct sum of subspaces for unitary irreps of . In particular, the lowest-grade subspace, , carries a single irrep of , which we denote by . As will be seen, this irrep uniquely determines, up to unitary equivalence, the irrep of . Thus, the irrep and its Hilbert space are appropriately labelled by the highest weight κ of the irrep . Thus, if denotes the projection operator
to the lowest-grade subspace of the Hilbert space that we wish to construct, the representation is related to the representation by the intertwining relationship
The objective is now to induce the representation of from the irrep of its subgroup by VCS methods. If represents an element , its Hermitian adjoint represents an element of and is a raising operator for the representation under construction. A set of coherent states is then defined for every vector in the space of lowest-grade states.
Holomorphic wave functions for states of the Hilbert space can now be defined. Observe that an element can be expanded , in a basis for the d-dimensional subalgebra . A vector z, with components , is then an element of a complex vector space that is isomorphic, as a vector space, to , and the Hilbert space is spanned by a subset of the coherent states , where D is an open neighbourhood of in . Thus, in this paper, the same symbol z is used, without ambiguity, to denote both an element of and the corresponding matrix representing an element of in Equation (12). It follows that a state vector can be represented by a VCS wave function Ψ which is a holomorphic function of the complex variables that takes values in , given by
The corresponding holomorphic VCS representation , isomorphic to the desired irrep , is then defined by
In fact, because the VCS wave functions are holomorphic functions of the variables , their values are defined at all by their values in any open neighbourhood D of in . Let denote the space of holomorphic functions on D with values in , defined by Equation (19). The VCS linear mapping
then intertwines the actions and for all , i.e.,
Consider the action defined by Equation (20) of a group element starting from the observation that the product is a representation of the element
Thus, provided , the product has the Gauss factorisation given, according to Equation (13), by
It follows that, for and ,
where is the element given in the defining representation by
The domain D on which the VCS representation acts can now be defined as a convenient subset of that is invariant under the transformations
for all the group elements . The domain D must also exclude any z for which could vanish, or be such that all such points are of zero measure. Such a domain is identified with a subset of as follows. Let denote the parabolic subgroup with Lie algebra
The action given by Equation (27) allows us to canonically identify with an open submanifold of [,,], and by regarding as a representative of a coset , the complex numbers become coordinates for . This is discussed further in Section 2.3.
Note that the above results have not been restricted to representations of the discrete series.
2.2. Holomorphic Representation of a Lie Algebra
The VCS derived representation of an element X in the Lie algebra is defined as for the Lie group by
where is a basis for . Explicit expressions are obtained from the expansion
and the identities
where is the Hermitian adjoint of , is defined, in accordance with Equation (18), by
and is a basis for , the Lie algebra of K. From these definitions, it follows that
where is the multiplicative operator for which . The first of these equations is obtained immediately. The second is obtained from the expansion and
The third is obtained from the expansion followed by Equation (38).
2.3. The Inner Product for Discrete-series Representations
This section confirms that, when the VCS construction is applied to a discrete-series representation, it reproduces the familiar expression for the inner products of its wave functions as obtained by the standard methods [,,,,].
Let denote an orthonormal basis for the lowest-grade subspace of the Hilbert space for an irreducible discrete-series representation of . The inner product for the Hilbert space of standard coherent-state wave functions for this representation is then obtained from the resolution of the identity on [,],
where is the suitably normalised -invariant measure. If the integral in this expression is restricted to the compact subgroup , then the modified operator continues to be the identity operator on the subspace but on it becomes the projection operator
This implies that the identity operator (39) can be expressed
where is the dimension of the irrep κ of . However, because of the invariance of ,
the integrand in (41) is unchanged if g is replaced by any in the coset . Thus, the integral in Equation (41) effectively reduces to an integral over the symmetric space .
To derive the Harish-Chandra expression for the inner product of a discrete series holomorphic irrep from this resolution of the identity for the irrep, we need to express the identity operator of Equation (41) as an integral over coset representatives.
The Gauss factorisation, given by Equation (13), defines a map in which
The set of elements of G that map to a single is then a coset, of the form
It has been shown by Harish-Chandra [] that, for z in an open subset , the subset of elements of the corresponding coset that lie in form a coset with a representative element that can be expressed in the form
The expression (41) of the identity can now be replaced by
where is the -invariant measure on the domain D diffeomorphic to . The inner product of state vectors and in is then expressed in terms of their VCS wave functions, Ψ and by
where is an inner product of and as vectors in .
3. A Example
In quantum mechanics the position and momentum coordinates of a particle are mapped to linear operators on a Hilbert space that satisfy the Heisenberg commutation relations
The real symplectic group is then defined as the group of linear transformations of such position and momentum coordinates that preserve these commutation relations. However, for present purposes, Sp is equivalently expressed as the group of complex linear transformations that preserve the commutation relations
of the harmonic-oscillator raising and lowering operators, which are related to the position and momentum coordinates by
where a is a unit of inverse length. Defining Sp as a subgroup of linear transformations of harmonic-oscillator raising and lowering operators makes use of the isomorphism
3.1. A Defining Representation of Sp
An Sp matrix satisfies the condition
where α, β, γ, δ are matrices and is the transpose of α. This implies that
Restriction to the subgroup further requires that and . Thus, is the group of complex matrices
In this realisation, the group U is embedded in Sp as the subgroup of matrices of the form
The group Sp has Gauss factorisation as a product of three matrices
However, the third equation of (53) implies that
It follows that GL, the complex extension of U, is embedded in Sp as the subgroup
A basis for a realisation of the Lie algebra is given by the operators
which satisfy the commutation relations
It follows that, in the above defining representation,
where is the matrix with elements
Subgroups of Sp generated by these basis elements then comprise matrices of the form
in which x and z are symmetric. An Sp element
is an element of Sp when y is skew-Hermitian.
3.2. VCS Representations of the Sp Lie Group
We consider an irrep of Sp with a lowest grade irrep of the subgroup U of highest weight κ. Thus, with the embeddings of in its complexification and Sp in Sp, in accord with the equations in Section 3.1, and with being the projection operator of the Hilbert space for the representation to its lowest-grade subspace, it follows that
A state has the VCS wave function
where . The Hilbert space of such wave functions is then a module for a VCS irrep for which
3.3. Representations of the Sp Lie Algebra
The above matrices satisfy the commutation relations
and, with , the VCS representation of an element is defined by
Thus, the VCS operators representing elements of the Lie algebra are determined by use of the expansion
and the identities
where , in accordance with Equation (18), and
with defined such that
Then, because is a sum of lowering operators, the expansions of Equation (82) terminate at or before the third term and we obtain the VCS representation [,]
in which, for example, is an matrix with components .
3.4. Inner Products for the Holomorphic Discrete Series Representations of Sp
To derive the inner product for a holomorphic discrete series representations of Sp, we need an expression of the identity resolution as an integral in the form given by Equation (46). The required integral is obtained by use of the following claim.
Claim: The expansion
of an element defines an isomorphism between the cosets and a subset of vectors in .
Proof:
First observe that the map
is U invariant. This follows because, for ,
Conversely, if it follows that and , for some a and that
☐
In accordance with Section 2.3, a representative of a coset can then be identified with an element by an inverse map
for a suitable α. For to be an element of Sp, α and z must satisfy the constraint
Thus, we can choose the coset representative , as in [], for any z in the image of the map, given in Equation (92), by setting
The resolution of the identity, given in general by Equation (46), is then expressed for by
with
where is the U-invariant measure on the domain , diffeomorphic to , and hereby identified as the multi-dimensional unit disk of vectors of length .
The inner product of VCS wave functions, expressed generally by Equation (47), is now given for Sp by
where is the inner product of and as vectors in the Hilbert space for the U(N) irrep . The measure is determined by VCS methods [], consistent with previously known results [,], to be given to within a normalization factor by
where and .
4. Dual VCS Holomorphic Representations
Section 2 and Section 3 have shown that VCS methods can be used to derive the holomorphic discrete-series representations of many simple Lie groups. This section proceeds to show that holomorphic representations, in general, have dual pairs of non-unitary VCS representations which, in combination, provide simple algebraic procedures for constructing orthonormal bases for irreducible unitary representations. It also shows that dual representations are not restricted to discrete-series representations and, in fact, neither are they restricted to holomorphic representations [].
The notations are the same as in Section 2: is a real connected simple Lie group with a faithful finite-dimensional representation and a compact subgroup ; G and K are the complex extensions of and ; the Lie algebra of G is a sum
in which is the Lie algebra of K and are, respectively, Abelian Lie algebras of raising and lowering operators having the property that and ; is the Hilbert space for a unitary irrep of with lowest-weight κ; is the lowest-grade subspace of states in that are annihilated by the lowering operators of and is the Hilbert space for a unitary irrep of of highest-weight κ given by the restriction of to ; denotes the extension of to the complex Lie algebra and also to K; denotes the representation of an element .
4.1. Dual VCS Wave Functions
Dual VCS wave functions for the states of are constructed as follows. Define to be the linear space of entire-analytic vector-valued functions of a set of complex variables of the form
in which is an orthonormal basis for the lowest-grade subspace and the functions are polynomials. The space of VCS wave functions is then defined as the image of the vector-space homomorphism
for which
where and is a basis for .
Conversely, a space of dual VCS* wave functions is defined as follows. For each , choose and so that is the Hermitian adjoint of . Then is identified with the factor space , where is the kernel of the map
in which each variable of a function is replaced by the corresponding element in the representation . Because is a vector space, is isomorphic, as a vector space, to a subspace of .
Consider the maps defined in Equation (106) and Equation (104):
Neither of them is an isomorphism in general. Thus, we insert two more spaces to obtain the following sequence of maps:
where is a simple embedding. The first space inserted, , is the quotient of by the kernel of the first map in Equation (107). This makes the second map in Equation (108) an isomorphism. The second insertion, , is the image of the second map in Equation (107). This makes the third map in Equation (108) an isomorphism. In other words, we have vector-space isomorphisms involving a space of VCS wave functions and its dual. We shall see that these isomorphisms can be exploited to simplify various calculations.
To determine inner products and the completion of , , and to Hilbert spaces, it is convenient to start with the inner product
for , in which is the Bargmann measure []. This is the inner product for a coherent-state representation of a multi-dimensional harmonic oscillator on a space of entire analytic wave functions such that, if is a set of non-negative integers and a wave function is expanded
then
This inner product and the corresponding measure have the useful property that
As shown in [], the calculation of such inner products is facilitated by use of the Capelli identities [,,,,] when the variables are elements of a matrix , as is generally the case in the VCS construction.
4.2. Inner Products and Dual VCS Representations
In this Section, inner products are defined for , and such that they are isomorphic as Hilbert spaces and carry a representation of K and a unitary irrep of . The constructions start with the Bargmann inner product for , and show that, with the definitions and notations of Equation (108), the VCS wave functions satisfy the relationship , where and are dual VCS wave functions for a state vector . Thus, the dual VCS wave functions have orthogonal bases that are mutually biorthogonal relative to the Bargmann inner product and, in combination, define an orthonormal basis for the Hilbert space .
By use of the identity (112), the map in Equation (106) is expressed in terms of the Bargmann integral of Equation (109) by
where . Equations (113) and (105) then show that the sequence of maps is given by
Because , where is the kernel of the map , the sequence is similarly given by
Thus, the relationship between a wave function and its counterpart , both of which have vector values in , is given by the equation
with
The inner product of and a corresponding inner product for are then expressed by
Thus, and are, respectively, the Hilbert spaces
and
It follows that an orthonormal basis for for which
defines an orthonormal basis for for such that together they form biorthogonal bases for which
The function in Equation (118) appears as a weight function for the inner product of the Hilbert space relative to the Bargmann measure. Thus, it serves a parallel role to the Bergman kernel [] for the inner product of in terms of a Euclidean measure. Moreover, the inner product of Equation (118) has the advantage over the inner product in terms of the invariant measure in that it is not restricted to discrete-series representations by the convergence constraint on the resolution of the identity given by Equation (47).
The relationships between the triplet of Hilbert spaces , , and relate the VCS representation of on to a dual VCS* representation on and relate both of these VCS representations to the equivalent unitary representation on in accordance with the commuting diagram
The relationships are expressed by the equations
Together with Equation (117) and the map
they show that the dual VCS representations, and , are intertwined by , i.e.,
An interpretation of is obtained by inserting the identity , where is an orthonormal basis for , into Equation (117) to obtain
in which it is noted that
implies that
This expression indicates that for an infinite-dimensional irrep of a non-compact group, is not, in general, a well-defined function for unrestricted values of x and y. However, like the Dirac delta function in the inner product
it is well-defined as a distribution on dual VCS wave functions with integration over the entire multi-dimensional complex plane and, as a consequence, the VCS representations are not restricted to those of the discrete series.
An explicit expression for the inner product of Equation (118) is obtained from the observation that the operator in Equation (117) is a representation of the group product
with according as is, respectively, compact or non-compact. Gauss factorization then gives
from which it follows that
where is the matrix
It also follows that
This expression of the inner product is particularly useful for scalar-valued VCS wave functions (i.e., when the representation is one-dimensional) []. However, as now shown, the construction of orthonormal bases and the calculation of matrix elements of Lie algebra observables, as needed in quantum mechanical applications, is also achieved by alternative and, for generic vector-valued representations, more practical algebraic methods.
4.3. Dual representations of the Lie algebra
The VCS representation of an element , defined by
and given explicitly by Equations (35)–(37), has the more useful expression
where
and the coefficients and are defined, in Section 2.2, by the expansions
Equation (141) is shown to reproduce Equation (37) by use of the symmetry relation
which follows from the Jacobi identity
It is more useful than Equation (37), when is invariant and , because is then diagonal in a -coupled basis for the Hilbert space of the desired representation and the action of the operator is much simplified.
Claim: The operator is invariant if the elements and of are chosen such that the sum is -invariant.
Proof:
-invariance of implies that and
From the expansion , it then follows that
and, hence, that
It also follows from Equation (140) that
Thus, from the identity
it follows that
Now, because and are both sums of terms that are of the same order in the variables as in the derivative operators, the only way that Equation (151) can be satisfied is if is independent of any . However, it is indeed ascertained that has no -independent term for any . Therefore . ☐
The dual VCS* representation of is now determined starting from the definition of Equation (113), which asserts that a state has a VCS* wave function and implies that . The other components of the representation are generated by requiring that they respect the commutation relations of Equations (143) and (147) and have the property that when restricted to the space of lowest-grade states, an operator restricts to . Equation (147) implies that
and, hence, that
Then, because is an element of , it follows that
and that . Thus, we obtain the dual VCS* representation of the Lie algebra :
4.4. Non-unitary Representations on
In a unitary representation, the elements of the Lie algebra satisfy the Hermiticity relations
However, when acting on the Hilbert space with Bargmann inner product given by Equation (109) for which is the Hermitian adjoint of , the representations and satisfy the Hermiticity relations
An important observation is that the representations and are both expressed in terms of the elements of the lowest-grade representation of the compact subalgebra , for which , and a commuting Heisenberg-Weyl algebra with commutation relations
where are structure constants for . The direct sum of these two Lie algebras, which is obtained as a contraction limit of the Lie algebra [], has an irreducible unitary representation on with actions defined simply by
This representation then defines dual representations of the Lie algebra on by the operators and for . In general, these representations of are neither unitary nor irreducible. However, they are easily constructed and, as now shown, lead to a practical construction of an orthonormal basis for the desired irreducible unitary representation.
The commutation relations, Equation (149), for a simple Lie algebra, show that the operators transform as a basis for an irreducible finite-dimensional representation which, for a suitable choice of the basis, is unitary. Thus, it is possible to classify a basis of polynomials in the variables by the labels of irreducible unitary representations. It is also possible to couple these polynomials to the states of the lowest-grade irrep to form an orthonormal basis for . Let denote such a basis of vector-valued functions that are eigenfunctions of ,
and are orthonormal with respect to the Bargmann inner product
where w and r label basis states for an irreducible -invariant subspace of of highest weight w, and s is a multiplicity index to distinguish irreducible subspaces of common w. Thus, in both the and representations on , the subalgebra is represented as a sum of irreducible unitary representations of highest weights labelled by w. Matrix elements of the raising and lowering operators of the Lie algebra are then given in the representation by
and in the dual representation by
Neither of the dual representations and of is unitary on . Nor, in general, are they irreducible. However, with orthonormal bases and for the respective VCS Hilbert spaces and , defined in terms of an operator by Equation (121) and Equation (122), they have irreducible unitary representations on these spaces with matrix elements
Thus, given that the bases and are defined by the operator and the equation , the matrix elements of Equation (171) are determined simply by those of .
4.5. Orthonormal VCS Wave Functions
Recall that the operator has an integral expression in which is given by Equation (129) as a sum in which is an orthonormal -coupled basis for . It follows that the operator conserves the quantum numbers and has matrix elements
in the basis for given by
Thus, if the basis wave functions are expanded
the matrices are given by
Particularly useful for computational purposes is the observation that the submatrices are finite dimensional. Moreover, a recursion relation for these matrices is obtained from the equation
where is an operator that measures the degree in the z variables of any vector in on which it operates. Equation (176) is obtained from the identities (cf. Equation (128)) and . With the expression , it becomes
Taking matrix elements of both sides of (177) gives
and the recursion relation
where , defined by , is the degree in the variables of and use has been made of the Hermiticity relation
Equation (179) is much simplified by use of the Wigner-Eckart theorem []
in which it is understood that the vector transforms according to an irrep η of . The Wigner-Eckart theorem expresses the many matrix elements , for given values of w and , in terms of a few so-called reduced matrix elements and the Clebsch-Gordan coefficients for the decomposition of a tensor product of irreducible representations into a sum of irreps; ρ indexes the multiplicity of an irrep in this decomposition. With the sum rule for Clebsch-Gordan coefficients
the recursion relation (179) simplifies to
Setting for the multiplicity-free lowest-grade multiplicity-free irrep, for which and , this equation sequentially determines the matrices for which .
Now, because the non-zero matrices are positive and Hermitian, they can be diagonalized and expressed at each step of the recursive process in terms of their eigenvalues, , by
where is a unitary matrix. Equation (183) then becomes
Note that some of the eigenvalues vanish, in general, in accordance with the branching rules.
From Equation (184) and the identity , an orthonormal basis of VCS wave functions is now given by
and, from the duality relation , a dual VCS basis is given by
with μ restricted to values for which . From Equation (106), an orthonormal basis for is obtained, in terms of polynomials in the raising operators acting on the lowest-grade states , in the form
(Recall that a wave function ϕ is a vector-valued function of z variables for which , where are basis vectors for the lowest-grade subspace . Thus, in accord with Equation (106),
is a state vector in .)
4.6. Matrix Elements of the Group and the Lie Algebra
From the expression Equation (77) and Equation (186) and Equation (187), the matrix elements of a holomorphic representation of lowest weight κ are given, relative to an orthonormal basis, by
Similarly, for the Lie algebra, matrix elements of the operator representing an element are evaluated from either of the expressions
Thus, for an element , for which
and the observation that the matrix elements of a Lie algebra cannot connect its different irreps and are identical within equivalent irreps, we obtain
independent of the multiplicity indices. For a lowering operator, for which , and a raising operator, for which , we obtain expressions
which satisfy the Hermiticity relationship
as required for a unitary irrep.
The above expressions simplify dramatically for the states of a multiplicity-free irrep for which the label ν takes a single value. The matrices are then one-dimensional and given by single real numbers, . Matrix elements between such multiplicity-free states are then obtained directly from the Hermiticity requirement of Equation (197) as follows. First observe that
Equating this expression to its Hermitian adjoint
then gives
and
Similarly, for a group element , the matrix elements of a multiplicity-free representation simplify to
5. Dual VCS Representations of the Lie Algebras
As an example of dual VCS representations, we consider the holomorphic representation with lowest weight of an Lie algebra. An example for a compact Lie algebra is considered in the following section.
All unitary representations of with lowest- or highest-weight states, including the double-valued (metaplectic) projective representations, have holomorphic VCS realisations. The construction of these VCS representations provides orthonormal basis wave functions for the corresponding holomorphic representations of the Sp Lie groups and expressions for the matrix elements of their Lie algebras in these bases in terms of U Clebsch-Gordan (also called Wigner) coefficients and Racah coefficients [,,]. The many holomorphic irreps of Sp with lowest weights are of particular importance in nuclear physics as they arise in the microscopic theory of nuclear collective dynamics.
5.1. Dual Representations of the Lie Algebra on
For the symplectic groups, the submatrix z of Equation (69) is symmetric with elements for . With , the VCS representations of the Lie algebra, obtained from Equations (139)–(142) and (155)–(157), are given by
where and is the U(N)-invariant operator
with , and .
As in any VCS representation, the and operators are expressed in terms of a simpler Lie algebra with elements
Such a Lie algebra, known in nuclear physics as a U-boson algebra [], is a semi-direct sum of a algebra and a Heisenberg-Weyl algebra with raising and lowering operators given, respectively, by and and with commutation relations
where is the identity operator.
It follows that the Hilbert space for an irreducible unitary representation of a U-boson algebra is also a Hilbert space for dual VCS and representations of from which unitary irreps of can be constructed.
5.2. Representations of the U-boson Algebra
A Heisenberg-Weyl algebra has a unique unitary representation which can be combined with those of a algebra to construct unitary representations of the U(N)-boson algebra given by their semi-direct sum. Unitary irreps of the U(3)-boson algebra in an orthonormal U-coupled basis, were determined [,] for use in nuclear collective models. The representations of boson algebras with symmetric matrices of raising and lowering operators and with arbitrary N and with matrices of other symmetries, as needed for construction of holomorphic representations of other Lie algebras, were subsequently constructed [,], by use of Capelli identities [,,,,], and expressed in terms of the so-called U(N)-reduced matrix elements of the generalised Wigner-Eckart theorem [,].
For example, the 6 linearly-independent variables
which transform under U(3) as components of a U(3) tensor, are regarded as the boson raising operators for a Bargmann coherent-state representation of a 6-dimensional harmonic oscillator. Thus, an orthonormal basis for the 6-dimensional harmonic oscillator is given by polynomials , that separate into U(3)-invariant subsets, each of which is characterised by a highest weight given by a triplet of even integers with
The U irreps spanned by these subsets are those of Littlewood’s series [].
The U(3)-reduced matrix elements of the boson raising operators in this basis have been determined [,] and are given explicitly by
Now, if the lowest-grade U(3) states of an Sp irrep belong to a U(3) irrep , an orthonormal basis for the corresponding irrep of the U(3)-boson algebra is given by the U(3)-coupled product states
where ρ indexes the multiple occurences of a U irrep w in the tensor product . The corresponding reduced matrix elements of the boson raising operators in this (round bracket) basis are then given [] by
where is a known U(3) Racah recoupling coefficient [,]. The corresponding reduced matrix elements for other -boson representations are similarly expressed in term of the reduced boson matrix elements given in [].
The matrix elements of the VCS and representations given by the U-boson expansions of Equation (204) are now obtained immediately from the observation that the U-invariant operator is diagonal in the basis given in Equation (212) with eigenvalues given by , where
Thus, we obtain the matrix elements
of the raising and lowering operators in the non-unitary representations given by the actions of and on in the above-defined U-boson basis.
5.3. Unitary Irreps of the sp Lie Algebra
Matrix elements of a unitary irrep between states of multiplicity-free U states, i.e., states for which the multiplicity indices ρ and are redundant, are obtained immediately from Equations (215) and (216) and given by
More generally, they are given, in terms of the dual VCS representations by
However, to make use of these matrix elements, one must determine the VCS wave functions
of Equation (186) and Equation (187). This is achieved by solving the recursion relation Equation (185) for the matrices and expressing them in the form
The matrix elements of a unitary irrep are then given by
6. Holomorphic VCS Representations of a Compact Lie Group
The above presentation of VCS theory has focussed on holomorphic representations with lowest weights of simple Lie groups and their Lie algebras. The construction applies to both compact and non-compact Lie groups. For a non-compact Lie group , a holomorphic representation is commonly induced from a representation of a maximal compact subgroup . However, when is compact, the subgroup is automatically compact; it is then only required that the homogeneous space be symmetric.
In fact, the Lie groups that have holomorphic representations frequently come in pairs, one of which is compact and the other non-compact. The holomorphic representations of such pairs are then induced from common compact subgroups. For example, a compact Sp and a non-compact Sp group both have holomorphic representations induced from the same irrep of a common U subgroup. Similarly, SU and SU have holomorphic representations induced from a representation of their common S[] subgroup. However, when is compact, it is generally useful to induce its holomorphic representations from a highest-grade irrep of .
Outlining the essential steps of the construction of a holomorphic representation with highest weight of a Lie group and its Lie algebra is useful at this stage because it provides a concise summary of the essential methods employed in the VCS approach.
6.1. The Basic Construction
The notations parallel those of Section 2: is now a simple connected compact Lie group with a subgroup ; G and K are the complex extensions of and ; the Lie algebra of G is a sum
in which is the Lie algebra of K and are, respectively, Abelian Lie algebras of raising and lowering operators having the property that and ; is the Hilbert space for a unitary irrep of with highest-weight κ; is the highest-grade subspace of states in that are annihilated by the raising operators of and is the Hilbert space for a unitary irrep of of highest-weight κ given by the restriction of to ; denotes the extension to K of the irrep of ; denotes the representation of an element or by extension of . Thus the factor space is again a symmetric space. Also, in parallel with Equations (9) and (10), elements of and are expressed in the form
and, as in Equations (11) and (12), elements of the subgroups of G generated by the subalgebras are expressed in the form
where and are, respectively, and identity matrices.
The plan is now to construct as a holomorphic representation induced from a representation of the subgroup on the highest-grade subspace . A projection operator is defined in terms of an orthonormal basis for by . Almost every element (elements with ) then has the Gauss factorization
with and . The VCS wave function for a state and a VCS representation isomorphic to are then defined by
In the defining representation, Gauss factorisation gives
with and . It then follows, with , that
with , where Ψ is a polynomial in the elements of the matrix z in Equation (233) restricted to a subset D that is invariant under the map
6.2. Dual VCS Representations of the Lie Algebra with Highest Weight
As shown in Section 4.3, a Lie algebra with holomorphic representations and complex extension has a VCS expression in terms of the structure constants and , in the commutation relations
where and are related bases for the respective raising and lowering operator subalgebras , such that the sum is invariant, and is a basis for . The VCS representation of an element , defined by
is then given by
where is defined, in accordance with Equation (18), by , and is the K-invariant operator
Let denote an orthonormal basis for the representation of the subalgebra on the highest-grade subspace . And let denote a Bargmann basis of wave functions . Then the product vector-valued wave functions
are an orthonormal basis for the Hilbert space for a representation of the direct sum of and the Heisenberg-Weyl algebra generated by and . However, to take advantage of the -invariance of , it is preferable to start with a -coupled basis for this representation. Such a basis can be constructed because the variables transform as a basis for an irrep of of dimension . Let denote such -coupled basis functions that are orthonormal with respect to the Bargmann inner product
where w and r label basis states for an irreducible -invariant subspace of highest weight w, and s is a multiplicity index to distinguish irreducible subspaces of common w. These wave functions are naturally constructed as eigenfunctions of the operator;
and, because is invariant, its eigenvalues are independent of r.
We next seek VCS wave functions for an orthonormal basis for the Hilbert space of the unitary irrep as linear combinations
such that the expansion
gives matrix elements that satisfy the Hermiticity relationship
required of a unitary representation. The required matrix elements will then be expressible in the form
where is a bi-orthogonal dual basis that satisfies the equation
A complementary dual VCS* representation , defined by
follows from the Hermiticity relation (247)
and implies that
where the Hermitian adjoint is defined with respect to the Bargmann round-bracket inner product, and is the element of represented by in a unitary representation. This simple relationship, together with the corresponding relationships , , leads directly to the dual VCS* representation
The inner product for wave functions Φ and of the VCS* representation is expressed by in terms of an operator for which . Also, because the representations are constructed in a -coupled basis, the matrix of the operator in the Bargmann basis is block diagonal with elements
The submatrices are then obtained from the recursion relation,
derived from the intertwining relation
Once the matrices have been determined, it is straightforward to derive the matrices of Equation (245) and thereby express the VCS wave functions as linear combinations of the Bargmann functions as follows. Observe that the operation can be expressed in the integral form
where is the Bargmann volume element. By setting
we then obtain the desired result
The matrices are then obtained from the matrix with elements
which, with Equation (245), gives
The matrices are manifestly Hermitian. Thus, they can be diagonalised and brought to the form
where is a unitary matrix and is real. The orthonormal VCS wave functions are then given for their respective Hilbert spaces by
and the matrix elements of the Lie algebra are given by
6.3. Application to SU(3)
A simple application of the above construction is to induce an SU(3) irrep from an irrep of its subgroup . This subgroup is isomorphic to U(2) and realised as matrices of the form
Thus, if is a matrix with entries
the raising and lowering matrices for SU(3) are
For an SU(3) irrep, in which an element X in its Lie algebra is represented as an operator , a highest-weight state is defined such that
A first step in the construction of an irrep is to extend the highest-weight state to a set of highest-grade states for a irrep. This is achieved by defining operators
and orthonormal highest-grade basis states that satisfy the equations
with .
Although it is not necessary, simplicity is gained by considering an irrep. This has no impact on the results for SU(3) but it legitimises the expression of diagonal matrices such as in terms of and as independent elements of the Lie algebra. It also has the benefit, that it expresses representations of U(3) as induced from representations of its U(1)×U(2) subgroup. The highest-grade states are then also eigenstates of and with eigenvalues given respectively by and . The highest weight of an irrep is likewise expressed in terms of the U(3) highest weight by
With the above-defined highest-grade states and the projection operator , a state in the Hilbert space for the corresponding SU(3) irrep has a VCS wave function defined by
The Lie algebra then has a VCS representation defined in the usual way by
and given by
where is the U(2)-invariant operator
and , , and denote the restrictions of the respective operators , , and to highest-grade states. From Equation (252), the dual VCS* representation of is given by
VCS wave functions, defined by Equation (280), are vector-valued functions of the variables of the form
and can be expanded in a basis of so-called U(2)-boson wave functions of this form as follows. Observe that and transform as spin- components of the 2-dimensional U(2) irrep and that an orthonormal Bargmann basis for a irrep is given by the spin-j wave functions (with a non-negative integer)
VCS wave functions for a U(3) irrep are then expressed as finite linear combinations of the U(2)-coupled wave functions
To determine the eigenvalues of the operator it is useful to express it in the more obviously U(2)-invariant form
with k and l taking values 2 and 3. Then, by use of the identities
is expressed
And, with the observation that
the U2)-boson wave functions of Equation (294) are eigenfunctions of with M-independent eigenvalues
Matrix elements of the raising and lowering operators are now given in the U(2)-boson basis of Equation (294) for the VCS representation by
and for the dual VCS* representation by
It is evident that these matrix elements do not satisfy the Hermiticity relationships of a unitary representation. However, it is also observed that, in this SU(3) example, the states are uniquely labelled by quantum numbers without multiplicity indices. Thus, the VCS wave functions are uniquely defined, to within normalisation factors. Starting with the VCS wave functions for the appropriately normalised highest-grade states for which , , , and , an orthonormal basis of VCS wave functions is then determined sequentially
by setting
for as long as . The VCS representation in this basis then satisfies the Hermiticity relations
of a unitary representation. The lowering sequence terminates and all wave functions for which in Equation (306) are discarded. Thus, a finite-dimensional SU(3) irrep is obtained with matrix elements
In such a multiplicity-free case, the one-dimensional matrices are easily determined to be given by
Thus, with these -matrix coefficients, the VCS wave functions have the explicit expressions
their dual VCS* partners are
and the corresponding states of the Hilbert space are given by
7. Concluding remarks
The VCS methods described in this paper have been shown to successfully induce holomorphic representations with highest and/or lowest weights of any connected simple real Lie group and its Lie algebra from an irreducible unitary irrep of a compact subgroup for which is a symmetric space. The VCS constructions are not restricted to discrete series representations and may be extended to reductive Lie groups. Examples of a group that does not have a subgroup for which is a symmetric space are given by the odd orthogonal groups SO for . However, even for these there are extensions of the VCS construction of holomorphic representations [].
In spite of the above-mentioned generality of the VCS construction, it should be recognized that the explicit matrices of these representations are expressed not only in terms of the irreducible representation of the subgroup from which the representation of is induced but also in terms of the Clebsch-Gordan coupling and Racah decoupling coefficients for . This, of course, is true of any inducing construction.
It should also be noted that, although the irreducible representations of all the Heisenberg-Weyl groups that feature in the VCS construction are uniquely defined, by the Stone-Von Neumann theorem [,], their construction in the needed -coupled basis can be challenging. However, as indicated by LeBlanc [], these representations can be inferred from the Capelli identities [,,], when the subgroup is a unitary group. The derivation of these representations, when the variables of the holomorphic inducing construction are either independent, symmetric , or antisymmetric , has recently been further developed [] and shown to correspond to the first [], second [], and third [,] Capelli identities, respectively. These representations are needed, for example, for the holomorphic representations of U induced from an irrep of , of Sp induced from a symmetric irrep of U, and of SO induced from an anti-symmetric representation of U, respectively.
We also remark in closing that the VCS inducing construction of irreducible representations is by no means restricted to holomorphic representations. The essential requirement is the existence of two subgroups of G, the complex extension of , such that a representation of one subgroup uniquely characterizes the desired representation of and the action of the other group extends the Hilbert space of this representation of to the Hilbert space of the irreducible representation of . For example, irreps of SU(3) in an SO(3)-coupled basis have been induced from a highest-grade irrep of an SU(2) subgroup in which the Hilbert space of highest-grade states is extended to the Hilbert space of an irreducible SU(3) representation by the action of the SO(3) ⊂ SU(3) subgroup [,,]. The subgroups SU(2) and SO(3) have also been used to construct the irreducible representations of SO(5) in an SO(3) basis [].
Acknowledgements
Instructive consultations with George Rosensteel are gratefully acknowledged.
Author Contributions
This research article is the result of a long collaboration of its two authors in developing the mathematical methods needed in the solution of problems arising in nuclear physics. The first draft of the paper was written by David Rowe.
Conflicts of Interest
The authors declare no conflict of interest.
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