Abstract
In the paper, we describe a method for deriving generalized symmetries for a generic discrete quadrilateral equation that allows a Lax pair. Its symmetry can be interpreted as a flow along the tangent direction of its solution evolving with a Lie group parameter t. Starting from the spectral problem of the quadrilateral equation and assuming the eigenfunction evolves with the parameter t, one can obtain a differential-difference equation hierarchy, of which the flows are proved to be commuting symmetries of the quadrilateral equation. We prove this result by using the zero-curvature representations of these flows. As an example, we apply this method to derive symmetries for the lattice potential Korteweg–de Vries equation.
1. Introduction
In the study of integrable partial difference equations (PEs), the existence of an infinite hierarchy of symmetries remains a fundamental integrability criterion. The concept of symmetries of integrable PEs appeared as early as in 1991 in [1] as similarity constraints for integrable lattices. There have been many advancements in the research of symmetries of PEs [2,3,4,5,6,7,8,9,10,11,12,13,14]. Various methods have been developed to construct these symmetries, such as the method via the spectral problem [2,3,4,6], using the recursion operator [11], using master symmetry [13], the Gardner method [12] and the Lax–Darboux scheme [9,10].
Among them, the Lax–Darboux scheme is an algebraic structure that encompasses integrable partial differential equations, differential-difference equations and PEs within a unified framework. In particular, within this framework, the Bianchi permutability condition for the Darboux transformations leads to a PE, and the compatibility of the Lax pairs and the Darboux transformations lead to an infinite hierarchy of differential-difference equations which provide commuting symmetries of the PE [9].
In the study of symmetries of continuous and differential-difference equations with Lax pairs, the zero-curvature representations of isospectral and non-isospectral flows have proven to be a powerful tool in deriving symmetries and their Lie algebras for the isospectral equation hierarchy as well as non-isospectral equation hierarchy, e.g., [15,16,17,18,19,20,21,22,23,24,25,26]. In this paper, we aim to extend this method to Lax-integrable PEs, with a particular focus on isospectral flows. Specifically, we will begin by deriving the isospectral flows and their zero-curvature representations associated with either the m-part or n-part of the Lax pair of a given PE. Subsequently, we will use these representations, along with the zero-curvature representation of the PE, to prove that these isospectral flows are symmetries of the PE. The proof follows a similar approach to that used in the cases of the continuous and differential-difference equations involving Lax pairs. The method can be viewed as a more general version of the Lax–Darboux scheme.
This paper is organized as follows. Section 2 contains the notations and relevant definitions essential for the subsequent discussions. Section 3 elaborates on the method for deriving symmetries for Lax-integrable PEs by zero-curvature representations. As a specific application of this method, in Section 4, we derive symmetries for the lattice potential Korteweg–de Vries (lpKdV) equation. Finally, Section 5 is devoted to concluding remarks.
2. Notations and Definitions
In this paper, our focus is solely on the following type of quadrilateral equation:
where is a function defined on ,
and , respectively, serve as shift operators in the n and m directions, while p and q are spacing parameters of direction n and m, respectively.
We introduce some notations that will be used in deriving isospectral hierarchy. Assume that vanishes rapidly as or . Let be a linear space consisting of all functions f, where each f is a function of u and its shifts, and . Each f is differentiable with respect to n and m, and -Gâteaux differentiable with respect to u and its shifts. Here, the Gâteaux (or Frchet) derivative of (or f as an operator living on ) in direction is defined as
By means of the Gâteaux derivative, one can define the Lie product for any as
We define a Laurent matrix polynomials space composed of all matrices , where all the are Laurent polynomials of r. In addition, we denote . We also introduce operators , whose inverse operators can be denoted as (e.g., [4])
Lie symmetries of Equation (1) are obtained by requiring the infinitesimal invariant condition
Here, is the infinitesimal generator; is the prolongation of the infinitesimal generator . They are defined as follows
where is a function of u and its shifts . If exclusively depends on u, then the symmetries are called point symmetries; otherwise, they are referred to as generalized symmetries. In this paper, we only focus on discussing the generalized symmetries of Equation (1). In terms of the Gâteaux derivative, to meet the condition (4a) is to find such that
Corresponding to the infinitesimal generator (4b), a group transformation between solutions of Equation (1), namely, , can be derived in principle by solving the initial value problem
where is the Lie group parameter, and . If u is a solution of Equation (1) and is its symmetry, then determined by the initial problem (6) provides a solution for Equation (1) as well. Thus, (6) can be understood as that evolves with the parameter t along the tangent direction in the solution manifold of Equation (1) (see [27]). In this context, if is a solution of (1), i.e.,
we always have
where we drop off and for short. If we assume and shift operators commute, i.e., , then (8) gives rise to (4a) (i.e., (5)) provided the initial problem (6) holds.
3. General Description of the Method
In this section, we elaborate on the method for deriving symmetries of PE (1).
3.1. Isospectral Flows
Suppose (1) has a Lax pair:
where M and N are matrices in , and r stands for a spectral parameter. In other words, Equation (1) functions as the compatibility condition for (9), i.e.,
if and only if u solves (1).
To construct symmetries for Equation (1), we introduce a parameter t into u. In this context, the linear problem (9a) is written as
and we assume that evolves with t as
where is a matrix function of and p and r. The compatibility condition between (11a) and (11b) is
Next, we present some conditions (cf. [28]), under which we can construct an isospectral hierarchy
Note that u can be considered as , while in the following, we denote it by u for short and without causing any confusion.
Condition 1.
- (1)
- The matrix equationpossesses a unique couple of non-zero solutions and satisfying where is a given matrix independent of u and meeting commutating relation ;
- (2)
In fact, in light of the first assumption in Condition 1, there exists a unique and a unique , such that
where . Thus, the first equation is given by
The expression (16) is commonly referred to as the zero-curvature representation of Equation (17) or the flow . Once is determined, by the second assumption in Condition 1, there exists a unique field and a unique matrix , such that
Repeating this procedure, one can determine a unique sequence of fields and a unique sequence of matrices , for , such that
From Equations (16), (18) and (19), we can derive
where
It means that we obtain the following isospectral hierarchy
with (20) as their zero-curvature representations. The Lax pair of the above hierarchy now is composed of (11a) and
Note that the map determined by (15) defines a recursion operator L such that . This means the above hierarchy can be expressed alternatively as
In addition, it follows from Condition 1 that the following proposition is valid.
Proposition 1.
Utilizing the identity [29]
from the zero-curvature representations (20), we can derive that the isospectral flows satisfy (cf. [22,25])
where
and . Meanwhile, from (20b), one can obtain
Consequently, considering (25) and (26), and applying Proposition 1, we can obtain the following.
Proposition 2.
The isospectral flows satisfy
3.2. Symmetries
We have constructed the isospectral hierarchy (21) associated with (11a) and (11b). Next, we will prove that under certain conditions these isospectral flows provide commuting symmetries of Equation (1).
We assume is a solution of Equation (1), i.e., (7) holds, so the Lax pair of (7) is then composed of (11a) and
Note that by , we denote a more general . Now, we introduce a second condition.
From the compatibility of (11a) and (28), we have (cf. (10))
Taking derivative w.r.t. yields
For the terms on the right-hand side, by using (30) and (12), we obtain
Thus, we have
where represents the Gâteaux derivative of in the direction with respect to . Here, we remark that we have admitted the commutative relations and , while the relation
remains open. We will see that once (33) holds, then the flows are symmetries of Equation (1). (For a continuous equation
the flow defined by is a symmetry of the above equation if . For the discrete Equation (1), if we formally write it as
then the commutative relation (33) can be viewed as a counterpart of in the discrete case). Let us proceed. By recalling (20), we can have
where represents the Gâteaux derivative of in direction with respect to . Now, comparing (32) and (34), noticing the condition (29) and following Proposition 1, we immediately obtain
and
Let us focus on the first result (35). It immediately indicates the commuting relation (33) since . Consequently,
i.e., is a symmetry of Equation (1).
We can summarize the above results in the following theorem.
3.3. Isospectral Flows
One can also start from (28) and in this turn, assuming evolves with the parameter t, as (we will see that with certain assumptions, there is (mod Equation (7)))
where . Then, a second isospectral hierarchy can be derived by assuming the following conditions.
Condition 3.
- (1)
- The matrix equationpossesses a unique couple of non-zero solutions and satisfying where is a matrix independent of u and meeting ;
- (2)
With the above assumption, a second isospectral hierarchy
with the zero-curvature representations
can be derived. At the same time, we can obtain the following two propositions.
Proposition 3.
Proposition 4.
The isospectral flows satisfy
Now, we have two sets of flows, namely, and . Apparently, is a function of and is a function of . However, we can unify them in light of Condition 1, 2, 3 and a further assumption:
To show the uniformity, we recall the results (36) together with (33), which yields
Comparing the above equation with (41), in light of Proposition 3 and the assumption (43), we immediately obtain (modulo Equation (1))
Now that the two sets are the same, we conclude that the flows in (40) are also commuting symmetries of the PE (1).
4. Symmetries for the lpKdV Equation
In this section, we employ the method described in Section 3 to derive symmetries for the lpKdV Equation.
The lpKdV Equation is given by [30,31]
where p and q serves as the spacing parameters in n-direction and m-direction, respectively. It is known as the H1 equation in the Adler–Bobenko–Suris (ABS) classification [32]. It also appears as the nonlinear superposition formula (Bianchi identity) of the solutions of the (potential) KdV Equation [33]. The lpKdV Equation has the following Lax pair [34,35]:
where , r is the spectral parameter, and . Note that the Lax pair (46) exhibits a symmetric property in the sense of switching and .
To obtain a differential-difference hierarchy associated with the spectral problem (46a), we introduce the parameter t and assume evolves with t as
where U satisfies
and r is indepandent of t. In the method we described in Section 3, the flows of the differential-difference hierarchy determined by (46a) and (47) will provide symmetries for the lpKdV Equation (45). The compatibility of (46a) and (47), i.e., , yields the zero-curvature Equation (12). With the above matrices M and U, the zero-curvature Equation (12) gives rise to
From (49), we can derive
which implies that is zero, i.e.,
where a is a constant. However, considering the boundary condition (48), we need to take and thus we have
The subsequent analysis indicates that the linear problems (46a) and (47) satisfies Condition 1, and simultaneously, we derive the isospectral hierarchy associated with these linear problems. We begin by substituting the matrix M from (46a) and the matrix U from (47) into Equation (15), with , which yields (noting that the Gâteaux derivative of M in (15) is taken with respect to u not v).
where
To derive the initial flow , one should take in (53a). Then, by comparing the coefficients of the same powers of r in (53a), we can have
Substituting (54) into (53b) and (53c) leads to
Hence, there exists a unique and a unique , given by
which satisfies the following equation
Next, to derive the flow , we take in (53a). Then, by comparing the coefficients of the same powers of r in (53a), we obtain
where
Substituting (60) into (53b) and (53c), we obtain
Hence, there exists a unique and a unique , given by
where A, B and C are given by (63a), (63b) and (60), respectively, which satisfy the following equation
Repeating the above procedure from to allows us to obtain higher order flows and , which satisfy
From Equations (59), (66) and (67), we can derive
where
Up to this point, we have obtained the following isospectral hierarchy
where and L are given by (58a) and (62), with Equation (68) as their zero-curvature representations. The first equation in this hierarchy is
i.e.,
There also exists an isospectral hierarchy associated with the spectral problem (46b). Due to the symmetric property, this isospectral hierarchy and the corresponding zero-curvature representations can be, respectively, obtained from (69) and (68) by replacing with . Their expressions are
where can be obtained from in (68b) by replacing with , and we have
Through straightforward calculations, we can obtain
Then, by Theorem 1 and the result in Section 3.3, we conclude the following:
5. Concluding Remarks
In this paper, we have described an approach to deriving symmetries for Lax-integrable PEs. The primary technique employed in this paper involves the zero-curvature representations of flows, which have been used in deriving symmetries for continuous and differential-difference Lax-integrable equations. In references [3,4,6], similar results have already been obtained for several specific equations. The difference is that they proved this point in the space of the spectral data while we employed zero-curvature representations of flows. In addition, our method can be viewed as a more general version of the Lax–Darboux scheme (cf. [9]).
For continuous and differential-difference integrable systems, non-isospectral flows can also be used to construct symmetries, and in particular, some non-isospectral flows act as master symmetries to generate more symmetries. Non-isospectral flows are usually characterized by containing explicitly independent variables. In the case of PEs, it has been pointed out that all the ABS equations have symmetries that depend explicitly on n (or m) [13], and are closely related to master symmetries [13]. We can also explore non-isospectral symmetries and master symmetries, provided that we can drive non-isospectral flows in our approach. However, for the lpKdV Equation, we are currently unable to derive non-isospectral flows from its Lax pair (46) (unless we change the asymptotic matrix ). This method we described in this paper can also be applied to other quadrilateral equations such as ABS equations [32] and equations from the Lax–Darboux scheme (e.g., [35]) and multi-component PEs, which we will explore in the future research. In addition, Toda-type lattice equations have been shown to have symmetries [13]. These equations were classified by Adler [36,37]. Their integrability is understood as 2[1,1] type ABS-coupled equations (see [38]) by eliminating one component. It would be interesting to make clear how their symmetries are related to those of the ABS equations.
In this paper, the symmetry of the PE (1) is interpreted as a flow along the tangent direction of solution , which is in the solution manifold of the PE. This approach relies on introducing t as a parameter. Such an idea has been used in describing Hamiltonian structures as well as symmetries for the continuous and differential-difference integrable equations (e.g., [19,27,39,40]). One can introduce a parameter as a continuous independent variable by implementing continuum limits. For the lpKdV Equation (45) that we considered in the previous section, in its continuum limits, the leading term gives rise to a differential-difference equation (see Equation (5.13) in [34] or Equation (4.6) in [41]) which is nothing but the first equation written in the form (71). There is also a way to introduce high order parameters and obtain a hierarchy from the continuum limits of the lpKdV Equation, see [42]. The obtained flows should be symmetries of the lpKdV Equation. In principle, it is understood the lpKdV Equation itself includes its infinitely many commuting symmetries via its continuum limits. One can also consider the spacing parameter p (or q) as a parameter. In that case, one can have non-autonomous (or non-isospectral) equations that involve explicit independent variables (see Chapter 10.4 of [34] and cf. [13]), which can also provide symmetries. It would be interesting to understand the connections of these symmetries obtained from different ways and also to understand how these symmetries are related to the solutions and conservation laws of the considered discrete integrable equations.
Author Contributions
Conceptualization, D.-j.Z.; Funding acquisition, D.-j.Z.; Investigation, J.C., J.L. and D.-j.Z.; Methodology, J.C., J.L. and D.-j.Z.; Project administration, D.-j.Z.; Supervision, D.-j.Z.; Writing–original draft, J.C. and J.L.; Writing–review and editing, D.-j.Z. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by the NSF of China (No. 12271334).
Data Availability Statement
No new data are created.
Acknowledgments
This project is supported by the NSF of China (No. 12271334).
Conflicts of Interest
The authors declare no conflicts of interest.
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