Abstract
We consider a Dirichlet problem, which is a perturbation of the eigenvalue problem for the anisotropic p-Laplacian. We assume that the perturbation is -sublinear, and we prove an existence and nonexistence theorem for positive solutions as the parameter moves on the positive semiaxis. We also show the existence of a smallest positive solution and determine the monotonicity and continuity properties of the minimal solution map.
Keywords:
anisotropic eigenvalues and eigenvectors; regularity theory; maximum principle; truncations; minimal positive solutions JEL Classification:
35J10; 35J70
1. Introduction
Let () be a bounded domain with a -boundary . In this paper, we study the following parametric anisotropic Dirichlet problem
For with , by we denote the anisotropic p-Laplacian differential operator defined by
Problem is a perturbation of the eigenvalue problem for the anisotropic p-Laplacian, with the perturbation being a Carathéodory function, which exhibits -sublinear growth as .
Our goal in this paper is to give a complete description of the set of positive solutions of problem as the parameter varies on the positive semiaxis .
In the past, such perturbed versions of eigenvalue problems, were studied only in the context of isotropic equations. We mention the works of Papageorgiou–Rădulescu–Repovš [1] (semilinear Robin problems), Papageorgiou–Rădulescu–Zhang [2] (nonlinear Robin problems), Papageorgiou–Scapellato [3] (Dirichlet -equations), Gasiński–Papageorgiou [4] (weighted -equations). To the best of our knowledge there are no such works for anisotropic equations.
The reason for this gap in the literature is that the spectrum properties of the -Laplacian can be very ”bad” depending on the exponent . This is illustrated in the work of Fan–Zhang–Zhao [5]. These difficulties are a consequence of the fact that the anisotropic p-Laplacian is not homogeneous and so many of the tools and techniques available in the isotropic case fail in the anisotropic one. Nevertheless, under a monotonicity type condition on the exponent and using the results of Fan–Zhang–Zhao [5], we are able to give a precise description with respect to the parameter , of the set of positive solutions. Moreover, we show that there exists a smallest positive solution and we determine the kind of dependence on the parameter of this minimal solution.
The -Laplacian has many physical applications. This includes usage in electrorheological fluids, which are fluids that can solidify into a jelly-like state almost instantaneously when subjected to an externally applied electric field of moderate strength with stiffness varying proportionally to the field strength. This transformation is reversible and once the applied field is removed, the original flow state is recovered (Winslow effect). Such processes have been modelled by using anisotropic operators (see Rŭžička [6]).
Because we look for the positive solutions, the problem is by its nature asymmetric. All the conditions on the reaction concern the positive semiaxis . However, even in its framework we should mention another asymmetry of the problem. Namely, the reaction is -sublinear near , but -superlinear near . This different behaviour of at the two ends of , is the reason that leads to a complete description of the set of positive solutions as the parameter varies.
2. Mathematical Background Hypotheses
The analysis of problem uses variable Lebesgue and Sobolev spaces. A comprehensive presentation of the theory of the spaces can be found in the books of Cruz Uribe–Fiorenza [7] and of Diening–Harjulehto-Hästö–Ržička [8].
Let
For every , we set
By , we denote the space of all measurable functions . As usual, we identify two such functions which differ only on a Lebesgue-null set of .
For every , the variable Lebesgue space is defined by
We endow this space with the so-called “Luxemburg norm” defined by
With this norm, becomes a separable Banach space which is reflexive (in fact uniformly convex). Let be defined by
(that is for all ). Then we have
Moreover, the following Hölder-type inequality holds:
In addition, if and for all , then the embedding is continuous.
By using the variable Lebesgue spaces, we can define the corresponding variable Sobolev spaces. Consequently, if , then the variable Sobolev space is defined by
with being the weak gradient of u. We endow this space with the following norm
where
Let denote the space of all Lipschitz functions from into . Let . We define
The spaces and are both separable Banach spaces which are reflexive (in fact uniformly convex). The Poincaré inequality holds for the space ; namely, we can find such that
Therefore, on we can consider the following equivalent norm:
Let . We set
This is the critical variable Sobolev exponent corresponding to p. Let satisfy (respectively ) for all . We have that the embedding is continuous (respectively compact). This is the so-called “anisotropic Sobolev embedding theorem”. If , then
There is a close relation between the modular function and the norm , which we specify in the next theorem.
Theorem 1.
If , then
- (a)
- ⟺;
- (b)
- (respectively , ) ⟺ (respectively , );
- (c)
- ⟹;
- (d)
- ⟹;
- (e)
- (respectively ) ⟺ (respectively );
- (f)
- ⟺.
Let be defined by
This operator has the following properties (see Gasiński–Papageorgiou [9] (Proposition 2.5)).
Theorem 2.
The operator is bounded (that is, maps bounded sets to bounded sets), continuous, strictly monotone (thus, maximal monotone too) and of type (that is, if in and , then in ).
The anisotropic regularity theorem of Fan [10] will lead us to the space
This is an ordered Banach space with positive (order) cone
This cone has a nonempty interior given by
where with n being the outward unit normal on .
Next, we recall some basic facts about the spectrum of . Consequently, we consider the following nonlinear eigenvalue problem
We say that is an eigenvalue of the anisotropic p-Laplacian, if problem has a nontrivial weak solution . Evidently,
By , we denote the set of eigenvalues of . In the isotropic case (that is, when p is constant), then , with being the first eigenvalue of . In contrast, in the anisotropic case, it can happen that . In order for and therefore to have a first eigenvalue , we need to impose a monotonicity condition on the variable exponent .
We introduce the following quantities:
It is easy to see that
From Fan–Zhang–Zhao [5] (Lemma 3.1), we know that
Moreover, if and there exists such that for any the function is monotone on , then (Fan–Zhang–Zhao [5] (Theorem 3.3)).
Let be measurable functions, such that for almost all . We introduce the following sets:
Moreover, we define , for all . We have , and if , then . If are measurable, then if for all compact sets , for a.a. . Finally, if X is a Banach space and , then .
Our hypotheses on the data of are the following:
, and there exists such that for all , the function is monotone on .
Remark 1.
As we already mentioned, these hypotheses imply that .
is a nontrivial Carathéodory function, such that for a.a. and
- (i)
- there exist , , , such that
- (ii)
- we have that
- (iii)
- there exist with , and such that
- (iv)
- for every , there exists such that for a.a. , the map is nondecreasing on .
Remark 2.
Because we look for positive solutions and the above hypotheses concern the positive semiaxes (lack of symmetry) , we may assume without any loss of generality that for a.a. , all .
We introduce the following two sets:
3. Positive Solutions
In this section, we prove an existence theorem for problem , which describes the set of positive solutions as varies in .
Proposition 1.
If hypotheses and hold and , then .
Proof.
Arguing by contradiction, suppose that . Then we can find . The anisotropic regularity theory of Fan [10] implies that . We have in and so Proposition A2 of Papageorgiou–Rădulescu–Zhang [11], implies that . Moreover, let be a positive eigenfunction for (recall that ). Similarly, we have .
Consider the Picone function defined by
From Jaroš [12], we know that
so
(using the nonlinear Green’s identity), thus
(see (2) and recall that ), hence
If , then we have a contradiction.
If , then for a.a. and so by Lemma 2.2 of Jaroš [12], we have
so
Hence, for some , a contradiction since . □
Let
Proposition 2.
If hypotheses and hold and , then .
Proof.
Let and consider the -functional defined by
On account of hypotheses , given , we can find , such that
Because , we can choose small so that
Consequently, from (4), we have
for some ; thus, is coercive (see Theorem 1).
By using the anisotropic Sobolev embedding theorem, we see that is sequentially weakly lower semicontinuous.
Consequently, we can find , such that
On account of hypothesis , we have
Let be an eigenfunction corresponding to . We choose small, so that
In (8), we choose and obtain
so , .
Then from (8), we have
The anisotropic regularity theory (see Fan [10]) and the anisotropic maximum principle (see Papageorgiou–Rădulescu–Zhang [11]), imply that . □
Corollary 1.
If hypotheses and hold, then and .
Next, we show that is connected (an interval).
Theorem 3.
If hypotheses and hold, and , then and there exists , such that .
Proof.
We introduce the Carathéodory function defined by
Let and consider the -functional defined by
We have
for some (see (9)). By using Theorem 1, we infer that is coercive.
Moreover, the anisotropic Sobolev embedding theorem implies that is sequentially weakly lower semicontinuous.
Therefore, we can find such that
By using Proposition 4.1.22 of Papageorgiou–Rădulescu–Repovš [13] (p. 274), we can find small, such that
Then, as in the proof of Proposition 2, because and taking even smaller if necessary, we have
so
(see (11)); thus, .
In (12), first we choose and obtain , . Then, in (12) we use the test function . We have
(see (9) and use the fact that ), so
(see Theorem 2). Consequently, we have proved that
Let and let be as postulated by hypothesis . We have
(see (13), hypothesis , and use the fact that ).
Note that (since ). Consequently, from (14) and Proposition 2.5 of Papageorgiou–Rădulescu–Repovš [14], we infer that . □
Next, we will produce a lower bound for the elements of . To this end, note that hypotheses implies that we can find , such that
This unilateral growth estimate leads to the following auxiliary problem
In the next theorem, we show the existence and uniqueness of solutions for problem (16).
Theorem 4.
If with and with , then problem (16) has a unique positive solution .
Proof.
First we show the existence of a positive solution. To this end, consider the -functional defined by
for all . Because , it is clear that is coercive. Moreover, it is sequentially weakly lower semicontinuous. Consequently, we can find , such that
(because ), so .
Choosing , we obtain , . Consequently, we have
From the anisotropic regularity theory, (see Fan [10]), we have . We have
so (see Papageorgiou–Rădulescu–Zhang [11]).
Now we will show the uniqueness of this positive solution. Suppose that is another positive solution of (16). For this solution, we also have . Then, by using Proposition 4.1.22 of Papageorgiou–Rădulescu–Repovš [13] (p. 274), we have
We introduce the integral functional defined by
Let (the effective domain of j). From Takáč–Giacomoni [15], we know that j is convex. Let . Then, by using (18) we see that for small we have
Consequently, we can compute the directional derivatives of j at and at in the direction h. A direct computation using the chain rule and Green’s identity gives
The convexity of j implies the monotonicity of . Consequently, we have
and thus . This implies the uniqueness of the positive solution of problem (16). □
This solution provides a lower bound for the elements of , , as shown in the next proposition.
Proposition 3.
If hypotheses , hold, then for all .
Proof.
Let and introduce the Carathéodory function defined by
We set
and consider the -functional defined by
for some (see (19)); consequently, w is coercive (see Theorem 1).
Moreover, w is sequentially weakly lower semicontinuous. Consequently, we can find such that
Given , because for small so that (recall that and use Proposition 4.1.22 of Papageorgiou–Rădulescu–Repovš [13] (p. 274)), we obtain
so
(see (20)), and thus .
We choose and obtain , .
Let . From Propositions 1 and 2, we see that
It is natural to ask about the admissibility of the critical parameter value. On this issue, we have only some partial answers.
First, directly from Proposition 1, we have the following result.
Proposition 4.
If hypotheses , hold and , then .
Another result in this direction is the following one.
Proposition 5.
If hypotheses , hold and , then .
Proof.
Let be such that . From the proof of Theorem 3, we know that we can find , , such that
so
Hypotheses imply that given , we can find , such that
Our aim is to show that the sequence is bounded. So, without any loss of generality, we may assume that
Recall that by hypothesis . Consequently, we can choose small so that . Then, from (25), Theorem 1 and because the embedding is continuous, we have
for some . Thus the sequence is bounded (since ).
Consequently, we may assume that
Because , , we have
Remark 3.
Propositions 4 and 5 are consistent with what is known in the isotropic case (when p is constant). For that case, we have and (using Picone’s identity, see Papageorgiou–Rădulescu–Repovš [1]).
It is an open question what can be said about when
Consequently, we can state the following existence theorem for problem .
Theorem 5.
If hypotheses and hold, then there exists , such that
- (a)
- for all problem has at least one positive solution ;
- (b)
- for all , problem has no positive solution;
- (c)
- if , then and if , then .
4. Minimal Positive Solution
In this section, we show that for every , problem has a smallest positive solution and we determine the continuity and monotonicity properties of the minimal solution map.
Theorem 6.
If hypotheses , hold and , then problem has a smallest positive solution .
Proof.
From Filippakis–Papageorgiou [16] (Lemma 4.1), we know that is downward-directed (that is, if , then we can find , such that , ). Consequently, invoking Theorem 5.109 of Hu–Papageorgiou [17] (p. 309), we can find a decreasing sequence , such that
We consider the minimal solution map defined by
We say that is strictly increasing if
The next theorem indicates some monotonicity properties of .
Theorem 7.
If hypotheses and hold, then
- (a)
- is strictly increasing; and
- (b)
- is left continuous.
Proof.
(a) Let and let be the minimal positive solution of . According to Theorem 3, we can find , such that
Because , we have
so is strictly increasing.
(b) Let , . Consider the corresponding minimal solutions , . From (a), we know that the sequence is increasing. We have
and
(see Proposition 3). From (34) and (35), it follows that the sequence is bounded.
Then, from Fan–Zhao [18] (Theorem 4.1) (see also Papageorgiou–Rădulescu–Zhang [11]) (Proposition A1), we have that
for some . The anisotropic regularity theory of Fan [10], implies that there exists and , such that
From (36), the compactness of the embedding and the monotonicity of the sequence , we have
We claim that . If not, then there is , such that
so
(see (37)), which contradicts part (a). Consequently, , and we conclude that is left continuous. □
Remark 4.
Closing this work, we mention an open problem. Are the results of this paper valid if we replace hypothesis by the weaker one
5. Conclusions
In this paper, we have examoned a superlinear perturbation of the anisotropic eigenvalue problem, and we were able to provide a complete description of the set of positive solutions as the parameter changes. Moreover, we established the existence of a minimal positive solution and examined the continuity and monotonicity properties of the map .
Author Contributions
Conceptualization, L.G. and N.S.P.; methodology, O.A., L.G. and N.S.P.; software, O.A., L.G. and N.S.P.; validation, O.A., L.G. and N.S.P.; formal analysis, O.A., L.G. and N.S.P.; investigation, O.A., L.G. and N.S.P.; resources, O.A., L.G. and N.S.P. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflict of interest.
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