4.1. Hazard Identification
4.1.1. Types of Hazards
Within the management practices of the 33 cases, all identified 11 hazards are observed, and their case frequency is counted as shown in
Figure 4. Regarding human-induced factors of hazards, wherein the case frequency of city developments (33 out of 33) is the highest, while resource use is the lowest (25 out of 33). Under the global contexts of urban expansion and population booms, city developments have gradually become a widespread challenge within urban heritage protection and management. For example, the Complex of Hué Monuments (Vietnam), the Historic Areas of Istanbul (Turkey) and the Historic Centre of Vienna (Austria) are facing the risk of rapid urban development, including encroachment on the urban skyline, traffic congestion, and excessive infrastructure construction. During the review process, management and institutional factors (33 out of 33) can deeply affect HUL attributes and values. In the Ancient City of Nessebar (Bulgaria), the lack of appropriate regulations has resulted in the archaeological remains being in poor condition, and the risk of the destruction of wall sections and inappropriate use is high. Changes in social or cultural uses of heritage as a human-induced hazard are monitored in 32 cases, and it is associated with city developments. For instance, in the Historic Centre of Prague (Czechia), the growth of tourism has prompted the location in the historic centre of many services such as shops, restaurants and hotels, thus creating pressure for the transformation of some historic buildings, and increasing the demand for private transportation and parking. The living space of local residents is being constrained, and their traditional lifestyle has changed, leading to a market-oriented process. In the Historic City of Ahmadabad (India), businesspeople, who have no association with the city’s culture and social identity, renovate historic buildings based on their business needs but alter heritage structures and lifestyles. Also, the Historic Centre of Oporto (Portugal) has shown a constant decrease in local populations due to global migration policies, low birth rates and an ageing society. Regarding resource use or modification (25 out of 33), the internal structure of the upper part of Cerro Rico in Potosí, Bolivia, is severely weakened due to continuous mineral exploitation, posing a significant risk that miners may die from collapses inside the tunnels. In addition, some other human factors of hazards are also observed, such as military conflicts in the Old City of Jerusalem and terrorism in the Ancient City of Damascus, placing heritage attributes at high risk for years. Therefore, among human-induced hazards, urban development, changes in the social or cultural uses of heritage, and the absence of management plans are the most frequently addressed. These three human factors of hazards are all related to the rapid development of cities. While other human activities and physical resource extraction are mentioned relatively less, these two human factors of hazards are mainly associated with people’s illegal activities.
Among natural factors, local conditions affecting physical fabric are the main hazard monitored in 30 cases, including structure wear-out, erosion of white ants and natural fires. In the example of Himeji-jo in Japan, natural fires and the erosion of wood pose constant threats to its wooden structures. In addition, climate-related hazards of flooding and rainstorms have also damaged World Heritage properties, especially in coastal cities and rural areas. The Venezuelan city of Coro and its Port face climate change risks, such as torrential rains, flooding and tsunamis. Therefore, the local government has formulated detailed plans to deal with these climate hazards. In the Historic City of Ahmadabad (India), many sites like the Ahmad Shah’s Mosque and Bhadra Citadel were severely damaged by the earthquake. In Asmara City (Eritrea), with the decay of Asmara’s built environment and the lack of maintenance efforts, the impact of earthquakes can possibly cause major damage to the city’s social and cultural assets. As for the mixed factors of humans and nature, pollution has become a global issue as it varies in the forms of light pollution, visual pollution, water pollution, noise pollution, air pollution and garbage pollution. This series of pollution has caused irreversible damage to the local ecological and socio-cultural environments. Invasive or alien species and hyper-abundant species are also involved in the coding process, with case frequencies of 16 and 10 times, respectively. The cases of the Historic Centre of Prague and the Melaka and George Town(s) have been mentioned and sought to manage these hazards, as the texts state:
“
Current concerns arise from European-wide problems of the spread of domestic and alien pests and diseases” (invasive or alien species in Historic Centre of Prague) [
29]. “
Swiftlet breeding in WHS is not only a threat to OUVs but also to safety and sustainability” (hyper-abundant species in Melaka and George Towns) [
30].
Consequently, hazards affecting HUL properties extend beyond climate-related issues, necessitating a comprehensive management framework that addresses human, natural and mixed factors. During the hazard identification process, human factors receive the most attention, particularly concerning urban development, changes in the social or cultural use of heritage sites, and management and institutional factors. While natural hazards like climate change, severe weather events, and sudden ecological or geological events are becoming more frequent, local governments are increasingly focusing on planning and risk management to address these threats. Pollution, a globally prevalent hazard, significantly impacts HUL attributes and values, whereas mixed hazards, such as invasive or alien species and hyper-abundant species, are only relevant to a limited number of cases.
4.1.2. Identifying Hazards by Three Stages
Regarding the HUL management of risk identification, planning and practice, State Parties have endeavoured to proceed with local-based actions coping with various hazards in these three stages. Generally, most actions regarding human-induced factors, natural factors, and mixed factors of hazard management have been taken in the stage of risk identification, while the practice stage is the least frequently coded in the analysis process. More specifically, human factors of hazards are coded with the highest frequency, and 26 HUL cases address human factors in all three stages. For example, in the case of Historic Bridgetown and its Garrison, human factors of hazards are coded in the three stages for risk deduction management:
Identifying: “
The fight against illegal drugs is particularly challenging since Barbados is now used as a transhipment point for drugs between producing and consuming nations”; planning: “
New police stations and outposts will be built in strategic locations and the formation of community watch groups and other groups will be further encouraged”, and practising: “
Established a Special Anti-Crime Unit to augment the work of the Force” [
31].
For more than half of the identified hazards, State Parties have failed to develop corresponding plans following their identification. Nearly half of the hazards, even when plans have been formulated by State Parties, have not been addressed with corresponding measures in the practice stage. Asmara (Eritrea) and Historic Bridgetown (Barbados) are the only two cases wherein natural factors of hazards are taken into account across the three stages, as shown in the coded texts below. However, there is no case covering mixed factors of hazards in all three management steps, as there are only 18 cases where invasive or alien species and hyper-abundant species are observed.
Identifying: “
The impact of seismic activity in the highlands could cause major damage to the city’s social and cultural assets”; planning: “
Create a legal and institutional framework to develop and implement earthquake disaster preparedness”, and practising: “
Conducted research into the anticipated seismic load and its potential impact” [
32].
As shown in
Figure 5, among the 12 identified hazards, city developments, changes in social or cultural uses of heritage and local conditions have the highest coverage rate in the three stages, up to 70%, 56% and 53%, respectively. This indicates that these three types of hazards are well understood and related management actions are being conducted at both plan-making and practice levels by States parties. For example, in the Historic Villages of Korea, the annual visits of nearly one million tourists have caused enormous pressure and risks to the tourism industry. Therefore, during the planning stage, the local government formulated the Development Master Plan for the Creation of Historic Cultural City of Gyeongju. The prime objective of the plan is to solve the problems raised in the growth of the city and the crisis in the tourism industry. In the practice stage, a new tourism complex has been built, which can satisfy the tourists’ demands. However, the hazards of invasive or alien species and hyper-abundant species have the lowest coverage rate across the three stages, with rates of 6% and 10%, respectively. Other hazards have a coverage rate between 27% and 42% in the three stages, and their related practices often remain limited to one or two stages.
Through the text-coding analysis, it is revealed that hazard identification and related risk deduction practices are still underdeveloped. Many hazards are only addressed in the stage of identification, but related risk reduction actions in the stages of planning and practice are missing. This gap between diagnosis and action delays the implementation of effective protection strategies but also increases the vulnerability of heritage sites in the face of recurring or escalating risks. Local governments and heritage agencies consider human and natural factors of hazards more than mixed factors, so that comprehensive risk management plans are often lacking within most of the collected HULs of World Heritage cases. This further increases the vulnerability of HUL cases when faced with risks.
4.2. Exposure
Through the exploration of HUL cases’ exposure to various hazards, tangible and intangible heritage attributes of monuments, archaeological sites, historic centres, and historic buildings as well as festival events, performing arts and traditional knowledge systems are observed, and their coding frequencies are as shown in
Figure 6.
4.2.1. Tangible Heritage
Regarding HUL tangible attributes, historic centres and historic buildings are coded with the highest frequencies of 31 times and 30 times, respectively. Within the scope of the historic centres, urban structures, street layouts and public open spaces are often easily exposed to hazards, such as urban redevelopment, fire and hurricanes. In the Old City of Quanzhou, the risks of urban renewal and population growth have gradually changed the urban structures, such as the street layout of the city. Also, the street layout of Historic Bridgetown and its Garrison was also affected by natural disasters such as fires and hurricanes. These natural disasters destroyed many of the old buildings in the town, leading to a change in the layout of its streets. In the Stone Town of Zanzibar, due to enormous development pressure, the open spaces have been extensively converted into commercial properties, which has compromised both authenticity and cityscape harmony. At the smaller scale of historic buildings, public buildings in Amsterdam have been affected. Due to the increasing commercial activities, the cultural and historical value of public buildings has been damaged. Building materials and structures in the Historic Villages of Korea have also been affected. The installation of cables for lighting and electrical equipment along the building structure or through walls not only damages the structure of the building but also easily leads to safety issues.
Monuments are coded 20 times, which is twice as many as archaeological sites (n = 10). The primary hazards affecting monuments are human factors such as graffiti, deliberate destruction, and illegal activities. For instance, in the Vilnius Historic Centre, Lithuania, graffiti and unauthorised painting on walls are widespread and have caused significant, ongoing damage to buildings and monuments. In response, the local government has implemented the Clearing and Cleanliness Rules of Vilnius City Municipality, which prohibit such acts on walls, buildings, or monuments. Similarly, the Historic Centre of Vienna faces irreversible damage to its monuments from graffiti and painting, leading the government to enact the Austrian Monument Protection Act, highlighting the proliferation of protected buildings in the area. Archaeological sites also face risks due to various illegal human activities. Examples include illegal industrial pollution in the Historic City of Ahmadabad, terrorist attacks by extremists in the Old City of Jerusalem, and illegal archaeological activities in the Historic Centre of Tallinn.
4.2.2. Intangible Heritage
Regarding HUL intangible attributes exposed to hazards, results show that traditional knowledge systems are coded the most (n = 10), while festival events and performing arts are coded with 6 times and 1 time, respectively. The coding content of traditional knowledge systems mainly includes vernacular knowledge, traditional craftsmanship, and religious traditions. But these traditional knowledge systems are facing more risks. In the Historic Centre of Brugge, for example, vernacular knowledge education plays a significant role. However, this has a downside in that the increasing pressure from diversified educational approaches is gradually displacing traditional knowledge education while attracting students from other locations. In the Ancient City of Nessebar, the commercialisation of building uses has squeezed out the revitalisation of traditional craftsmanship by local residents, resulting in the complete alienation of original inhabitants. Also, in the Ancient City of Damascus, fire and theft are the main threats to religious traditions. This series of natural or man-made damages have led to the loss of religious relics and the loss of information and practice in traditional arts and crafts, and this may also limit the establishment of traditional knowledge systems.
The coding content of festival events mainly involves the traditional festival activities in each HUL site, and its main risk is the negative impact of tourism. Every year between Easter and October, the Begijnhof in Amsterdam receives some 800,000 visitors. The huge number of tourists has caused traffic congestion and other problems for Begijnhof, and the safety of tourists is also difficult to guarantee. In the Lamu Old Town, the famous cultural festival has led to a large number of tourists entering the ancient city. Safety issues, traffic congestion issues, and health issues have emerged one after another. Therefore, the local heritage committee has also developed a five-year plan to address these issues and risks. The performing arts are mentioned just once in official documents. There is only one case where performing arts were coded. In the Old City of Jerusalem, over four consecutive weekends, outdoor events take place all over the city. Museums are open across the city, and music and theatrical shows take place, and many shows are free. This endeavour brings life to the Old City during evening time, also assisting in easing the pressure during busy weekends. However, due to the local wars and terrorist attacks, the performing arts are facing huge risks.
The analysis reveals a significantly higher coding frequency for tangible heritage compared to intangible heritage. Consequently, the tangible heritage coding results offer a more comprehensive overview of affected HUL types. Historic centres and historic buildings emerge as the primary at-risk typologies, with rapid urban renewal, excessive commercial activity, and natural disasters identified as the main threats impacting them. Graffiti, deliberate destruction and illegal human activities are the main causes of damage to monuments and archaeological sites. This indirectly shows that current risk assessments tend to focus more on visible and physically measurable heritage elements, which are often easier to document, monitor, and protect. Regarding intangible heritage, traditional knowledge systems and festival events are mentioned more frequently, and the main risks faced by these two types are commercialisation of building uses, fires, theft, and overpopulation in tourism. As for the performing arts, only local wars and terrorist attachments are encoded as risks. It indicates that the threats to intangible heritage are more subtle and harder to detect, making them less often considered in protection strategies.
4.3. Adaptation
Within the research domain of heritage risk management, adaptation is the ability of a system to cope with potential damage from extreme events and the way to minimise or avoid negative related consequences [
12]. Following the established assessment framework, adaptation includes six indicators, i.e., capacity, governance, resources, leadership, communication and collaboration, as well as information and awareness. Coding results related to adaptation are summarised in
Table 1.
Based on collected documents, capacity can be summarised as management capacity, learning capacity and public participation capacity. Management capacity is manifested in plan making, the establishment of institutional departments and the adoption of protective actions. For example, in the Historic City of Ahmadabad, the Gujarat State Disaster Management Authority has developed a series of disaster risk management plans and policies to address both natural and human-induced disasters. These initiatives target major cities and vulnerable zones of the region and aim to improve the management capacity of HUL’s heritage sites. Learning capacity refers to the ability of government agencies to improve their response to risks through the use of scientific research resources. In the City of Potosí, Bolivia, scientific studies for Cerro Rico have been undertaken by the State Party, contributing to the Sinking Stabilisation Project at the Peak of Cerro Rico. This measure effectively utilises the government’s learning ability to prevent the risk of the mountaintop sinking. In the Old City of Quanzhou and the Historic Bridgetown, both cases have addressed the importance of developing the capacity of public participation. Different groups and individuals have been actively involved in daily protection and management activities. These include competent departments of cultural heritage, departments of religious and ethnic affairs, competent departments of Scenic Areas, community residents, volunteers, and other social groups. Unlike capacity, governance leans more towards established regulations or plans. Based on coding results, governance includes management plans, measures, and regulations. The town of Luang Prabang’s management plan identifies the main axis and strategic choices for the expansion of the city due to the negative impact of disorderly urban renewal and construction. In the Old City of Dubrovnik, earthquakes and excessive tourism development have caused potential harm to local cultural relics. So, the Cultural Heritage Protection Bureau and the Ministry of Culture have worked out management measures to protect local cultural relics. In the Blaenavon Industrial Landscape, the government has issued special regulations to prohibit opencast coal extraction in the Brecon Beacons National Park.
Resources include natural resources, human resources, and technical resources. La Fortaleza and San Juan National Historic Site is so rich in natural resources, but due to the negative impact of tourists, vegetation, rivers and other natural resources are gradually being destroyed. Therefore, the local government has developed a 5-year natural resource conservation plan to minimise the impact of tourists on natural resource management. Human resources cover a wide range, such as financial, management and public service resources. In the Colonial City of Santo Domingo, inadequate financial budgets have made it difficult to carry out the renovation and conservation of the historic complex, and the local government has applied to the State for funds to ensure adequate financial resources. In the Historic Centre of Prague, the demand for a large number of tourists has already caused tremendous pressure on public transportation, so the local government has taken care to meet the demands of tourism-related businesses by significantly increasing public service resources. With the progress of scientific research, technical resources have gradually become an important part of the resource attributes of heritage sites. In Coro and its Port, floods are the main natural disaster in the local area, so a drainage system to prevent impacts from flooding vulnerability is in the project phase. In the Historic Centre of Saint Petersburg, numerous historic buildings are facing the problem of structural decay. Protective materials and special technologies are used by the local government to protect the materials of historical blocks and control their deterioration.
Leadership includes managerial leadership, planning leadership, and educational leadership, as observed within the coded texts. Managerial leadership mainly demonstrates the leadership of the local government in formulating management plans and measures to reduce risks in HUL heritage sites. For instance, under the leadership of the Fatih Municipality in the Historic Areas of Istanbul, the regulations for the protection and management of heritage buildings have been formulated, and the staff have carried out 3D laser scanning and repair work on a large number of decaying historic buildings. Planning leadership is similar to managerial leadership, but it reflects leadership for future plans. In the Old City of Salamanca, in response to the damage caused to old buildings by graffiti, the local government has demonstrated planning leadership by formulating a Graffiti Cleaning Plan for the next 20 years. Educational leadership is well evidenced in the case of the Ancient City of Damascus; the deterioration of the buildings in the Old City is getting worse, and as a result, the governor of Aleppo has conducted a series of educational sessions in the local community to raise the awareness of the local community about preservation and to avoid any wrong intervention during the restoration phase of the buildings.
From the content analysis results, communication and collaboration (Com&Col) can be summarised as cooperation, decision making, and method implementation. Cooperation is the most involved content in Com&Col. For example, in Mozambique Island, the sanitation issue is still a big concern for the local authorities because of the existing negative image, mainly on the beaches. Nowadays, the Municipality, in collaboration with the local residents, has achieved visible results in Mozambique Island by cleaning the living areas. In Budapest, air pollution impacts local monuments’ preservation and affects all green building criteria. Therefore, the Management Body collaborates with the Municipality of Budapest, having jointly issued multiple environmental protection regulations to address air pollution issues. Decision making and method implementation are mainly operated by the local government, which is similar to the content of governance. Information and awareness (Inf&Awa) includes public participation, public awareness education, and access to information. Most HUL cases regard public participation and public awareness education as important links in community management. For example, deliberate destruction of heritage, such as graffiti on the walls, poses a significant risk to the buildings in the Historic Centre of Florence. For this reason, the local government has launched the “Firenze per Bene” plan, which aims to raise awareness among citizens and visitors to the respect of local heritage and association volunteers by organising people to participate in speech activities or exhibitions. The coding content of access information mainly involves the protection of paper documents and electronic documents related to heritage protection. In Asmara City, due to the impact of the earthquake, the local government has created a risk communication platform to heighten the level of awareness in evacuation and emergency. The war and terrorist attacks in the Ancient City of Damascus have caused extensive damage to its literary heritage. To prevent further loss, the Directorate of Buildings has undertaken a crucial step by digitally archiving all decisions related to the registration of archaeological sites in Syria. This comprehensive archive comprises approximately 950 laws and decisions, along with invaluable scripts, maps, and photographs.
This study compiled statistics on the coding frequency of HUL cases adaptation and visualises it using the chart (
Figure 7). Capacity (30 times) and governance (28 times) are relatively more practised in World Heritage HUL management. They all demonstrate the ability of the State Parties to formulate strategies, plan and solve problems when dealing with hazard identification and risk deduction. The management capacity is mentioned more in the capacity coding, while the management plans are mentioned more in the governance coding. Resources (25 times) are also an important indicator of the adaptation, and human resources are the most frequently mentioned in the content. However, technical resources, though less frequently mentioned, often correspond to more advanced and targeted risk mitigation measures, such as the adoption of GIS or 3D scanning technologies. Com&Col (20 times) and leadership (18 times) are less mentioned during the coding process. The cooperation between the government, international organisations and the public can enhance the cohesion of these HUL sites in dealing with risks. Managerial leadership is the most involved content in leadership. Nevertheless, educational leadership is significantly deficient, highlighting the lack of heritage education and training programs for both managers and the public in many HUL cases. This may undermine long-term risk prevention capabilities. Inf&Awa (17 times) has the least discussion as the public awareness education on heritage protection has just started, and most HUL sites have not yet realised the importance enough. To address this, it is suggested that heritage managers incorporate awareness campaigns as integral parts of the adaptation strategy to foster a stronger sense of ownership among local residents. These frequencies indicate that governance and capacity are more prominently addressed across the cases, while other factors receive less attention.
4.4. Adaptive Capacity-Building
A reliability test was conducted to examine the reliability of the data. As shown in
Table 2, this model has a Cronbach alpha value of 0.859, which indicates a high reliability of the data.
In
Figure 8, under the influence of human factors of hazards, the indicators in the adaptation dimension all show a significant correlation with human factors and have a positive impact. The rankings are com&col (0.728), resources (0.693), inf&awa (0.567), governance (0.510), capacity (0.356), and leadership (0.229). Under the influence of natural factors of hazards, the capacity (0.648), governance (0.554), inf&awa (0.497), resources (0.547), com&col (0.239), and leadership (0.152) demonstrate a significant correlation with natural factors and have a positive impact. Under the influence of mixed hazards, the correlation values between the indicators in the adaptation dimension and mixed factors are lower than the other two risk types, but each indicator also shows a significant correlation with mixed factors and has a positive impact. According to the magnitude of the correlation value, the rankings are inf&awa (0.582), com&col (0.578), leadership (0.416), resources (0.276), governance (0.151), and capacity (0.101).
Correlation analysis revealed that in response to human factors of hazards, World Heritage management agencies and local governments have primarily focused on strengthening com&col and resources to mitigate the adverse effects of hazards, while relatively fewer measures have been taken to enhance capacity and leadership. In contrast, under the influence of natural factors, the emphasis has been placed on improving capacity and governance, with limited attention given to com&col and leadership. When addressing the influence of mixed factors of hazards, management efforts have been primarily directed towards enhancing com&col as well as inf&awa, whereas capacity and governance have received comparatively less attention. Overall, the results show that adaptive capacity to different hazard types is differentiated but interconnected. Certain elements, such as com&col, consistently play a central role across multiple risks, while others, including capacity, governance, and resources, play a more prominent role under specific risk conditions. These findings provide an integrated summary of adaptation priorities across different hazard contexts in World Heritage HULs.