Modeling Spectral–Temporal Information for Estimating Cotton Verticillium Wilt Severity Using a Transformer-TCN Deep Learning Framework
Highlights
- A leaf-level hyperspectral time-series dataset was established across VW development.
- A novel Transformer-TCN model was designed for intelligent VW severity estimation.
- Temporal information was shown to markedly improve VW severity inversion accuracy.
- Blue band-related index BRI was identified as a robust temporal marker of VW progression.
Abstract
1. Introduction
- (1)
- A leaf-scale temporal spectral-severity dataset covering the full course of cotton Verticillium wilt was established from daily field measurements, including 2895 leaf hyperspectral reflectance records and 770 synchronized high-resolution RGB images.
- (2)
- A dual-branch Transformer-TCN model with global–local temporal fusion was proposed. The Transformer branch captured global dependencies, the TCN branch extracted local details through dilated convolutions, and the fusion branch enabled intelligent quantitative severity inversion.
- (3)
- Under a unified dataset and experimental protocol, nine representative deep learning models were systematically benchmarked to validate the accuracy and robustness advantages of the proposed Transformer-TCN framework.
- (4)
- Feature-importance analysis was conducted for time-series spectral indices and contrasted with single-date indices, elucidating the superiority and reliability of temporal features for severity inversion in terms of contribution and cross-stage consistency.
2. Materials and Methods
2.1. Study Area and Data Collection
2.1.1. Study Site and Leaf Time-Series Observation Design
2.1.2. Leaf Spectral Reflectance and Image Acquisition
2.2. Data Processing and Sample Construction
2.2.1. Quantification of Disease Severity and Description of Leaf Symptom Evolution
2.2.2. Spectral Preprocessing and Vegetation Index Construction
2.2.3. Construction of Time-Series Slice Samples
2.3. Model Development
2.3.1. Overview of the Proposed Transformer-TCN Method
2.3.2. Temporal Convolutional Network Branch
2.3.3. Transformer Encoder Branch
2.3.4. Feature Fusion and Output
2.4. Benchmark Design and Evaluation
2.4.1. Comparative Models
- (1)
- CNN extracts localized temporal features using one-dimensional convolutional filters applied to the concatenated index time-series. ReLU activation and fully connected layers are used to transform the extracted features for disease severity prediction [49].
- (2)
- LSTM utilizes gating mechanisms and cell-state transitions to selectively retain informative signals and capture temporal dependencies within the 5-day sequences. The architecture comprises stacked LSTM layers followed by a fully connected output layer [50].
- (3)
- Transformer models long-range dependencies across all input indices through a multi-head self-attention mechanism. Residual connections, layer normalization, and feedforward networks facilitate the extraction of global sequential patterns, which are subsequently pooled and mapped to the output layer [51,52].
- (4)
- TCN captures local temporal variations using dilated convolutions with residual connections. By progressively increasing the dilation factors across layers, the TCN efficiently models dependencies over multiple time steps while maintaining stable gradient propagation [47].
- (5)
- CNN-LSTM first extracts local temporal features through convolutional layers with ReLU activation, after which the feature sequences are processed by LSTM layers to learn temporal dependencies prior to final regression [53].
- (6)
- CNN-TCN combines convolutional feature extraction with TCN blocks to integrate local and multi-scale temporal patterns before prediction [40].
- (7)
- Former-CNN employs Transformer encoder layers to model global sequential dependencies, after which CNN modules are used to refine localized feature variations [54].
- (8)
- Former-LSTM first extracts global representations using a Transformer encoder and then applies LSTM layers to capture temporal dynamics within the 5-day input window [55].
2.4.2. Evaluation Metrics
2.4.3. Implementation Configuration
3. Results and Analysis
3.1. Comparison of Time-Series Deep Learning Architectures
3.2. Contribution of Spectral Indices Based on SHAP Analysis
3.3. Effect of Feature Dimensionality on Time-Series Modeling
3.4. Contribution of Temporal Information to Model Performance
4. Discussion
4.1. Ablation Study and Hyperparameter Analysis
4.2. Analysis of Temporal Spectral Responses
4.3. Limitations and Perspectives
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Appendix A
| Vegetation Indices | Equation | Reference |
|---|---|---|
| Structurial indices | ||
| Green NDVI | Gitelson and Merzlyak [82] | |
| Healthy-index | Mahlein et al. [83] | |
| Red-edge NDVI | Barnes et al. [84] | |
| Xanthophyll cycle & Fluorescence indices | ||
| Reflectance Curvature Index | Zarco-Tejada et al. [85] | |
| Fluorescence Ratio Index | Zarco-Tejada et al. [85] | |
| Fluorescence Curvature Index | Zarco-Tejada et al. [85] | |
| Photochemical Reflectance Index (515) | Hernández-Clemente et al. [86] | |
| Photochemical Reflectance Index (570) | Gamon et al. [87] | |
| Photochemical Reflectance Index (600) | Gamon et al. [87] | |
| Photochemical Reflectance Index | Meroni et al. [88] | |
| Meroni et al. [88] | ||
| Pigment indices | ||
| Anthocyanin (Gitelson) | Gitelson et al. [89] | |
| Blue Index | Calderón et al. [90] | |
| Blue/red Index | Zarco-Tejada et al. [91] | |
| Blue Fraction | Zarco-Tejada et al. [74] | |
| Chlorophyll Index Red Edge | Haboudane et al. [92] | |
| Carotenoid Reflectance Index (550_515) | Gitelson et al. [93] | |
| Carotenoid Reflectance Index (700_515) | Gitelson et al. [93] | |
| Carter Index | Carter [94] | |
| Reflectance Band Ratio Index | Datt [95] | |
| Gitelson and Merzlyak Index | Gitelson and Merzlyak [96] | |
| Lichtenthaler Index | Lichtenthaler [97] | |
| Modified Chlorophyll Absorption Reflectance Index | Daughtry [16] | |
| Chlorophyll b | Blackburn [98] | |
| Transformed Chlorophyll Absorption in Reflectance Index | Haboudane et al. [92] | |
| Vogelmann Index | Vogelmann et al. [99] | |
| Vogelmann et al. [99] | ||
| Biochemical absorption indices | ||
| Modified Chlorophyll Absorption Reflectance Index (1510) | Herrmann et al. [100] | |
| Norm. Diff. N. Index | Serrano et al. [101] | |
| Water content indices | ||
| Water Stress and Canopy Temperature | Babar et al. [102] | |
| Water Band Index | Penuelas et al. [103] | |
| Sapes et al. [104] | ||
| Normalized Difference Water Index | Gao [105] | |
| Gao [105] |
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| No. | Module | Layer Name | Input Size | Output Size | Description |
|---|---|---|---|---|---|
| 1 | Input | Input | [8, 170] | [8, 170] | Raw feature |
| 2 | Reshape | [8, 170] | [8, 170, 1] | 1D sequence | |
| 3 | TCN Branch (2 × TCN) | TCN Block | [8, 170, 1] | [8, 64, 1] | 2-layer TCN |
| 4 | Flatten | [8, 64, 1] | [8, 64] | TCN flattening | |
| 5 | Transformer Branch (4 × Encoder) | Conv1d | [8, 170, 1] | [8, 32, 1] | 32-D embedding |
| 6 | Permute | [8, 32, 1] | [8, 1, 32] | Reshaping | |
| 7 | FormerEncoder | [8, 1, 32] | [8, 1, 32] | 4-layer encoder | |
| 8 | Permute | [8, 1, 32] | [8, 32, 1] | Reshaping | |
| 9 | Concat | [8, 32, 1] | [8, 64, 1] | Concatenation | |
| 10 | Flatten | [8, 64, 1] | [8, 64] | Former flattening | |
| 11 | Feature Fusion | Concat | [8, 64] | [8, 128] | Concatenation |
| 12 | Permute | [8, 128] | [8, 128, 1] | Reshaping | |
| 13 | Conv1d | [8, 128, 1] | [8, 32, 1] | Channel fusion | |
| 14 | Flatten | [8, 32, 1] | [8, 32] | Flattening | |
| 15 | Output | Linear | [8, 32] | [128, 1] | Prediction |
| 16 | TCN hyperparameters | hidden_dim = [32, 64], kernel_size = 3 | |||
| 17 | Transformer hyperparameters | hidden_dim = 32, heads = 2, layers = 4 | |||
| 18 | Training hyperparameters | Batch_size = 8, learning_rate = 3 × 10−4, epoch = 50 | |||
| Model | R2 | RMSE | RPD | RPIQ |
|---|---|---|---|---|
| CNN | 0.7491 | 0.4781 | 1.9965 | 3.6012 |
| LSTM | 0.7406 | 0.5282 | 1.9633 | 3.6581 |
| Transformer | 0.7910 | 0.4418 | 2.1875 | 3.7673 |
| TCN | 0.7898 | 0.4755 | 2.1811 | 4.0639 |
| CNN-LSTM | 0.8046 | 0.4821 | 2.2620 | 4.2525 |
| CNN-TCN | 0.8192 | 0.4658 | 2.3521 | 4.6810 |
| Former-CNN | 0.8367 | 0.3906 | 2.4745 | 4.2614 |
| Former-LSTM | 0.8272 | 0.4017 | 2.4058 | 4.1432 |
| Former-TCN | 0.8813 | 0.3375 | 2.9025 | 5.4366 |
| Model | R2 | RMSE | RPD | RPIQ |
|---|---|---|---|---|
| CNN | 0.6668 | 0.6029 | 1.7324 | 2.9257 |
| LSTM | 0.6990 | 0.5730 | 1.8227 | 3.0781 |
| Transformer | 0.7246 | 0.5481 | 1.9056 | 3.2181 |
| TCN | 0.7126 | 0.5599 | 1.8653 | 3.1501 |
| CNN-LSTM | 0.7001 | 0.5720 | 1.8260 | 3.0836 |
| CNN-TCN | 0.6902 | 0.5813 | 1.7968 | 3.0343 |
| Former-CNN | 0.7201 | 0.5621 | 1.8901 | 2.8589 |
| Former-LSTM | 0.7309 | 0.5418 | 1.9276 | 3.2553 |
| Former-TCN | 0.7650 | 0.5150 | 2.0629 | 3.1202 |
| Cases | Performance | ||||
|---|---|---|---|---|---|
| CNN | Transformer | R2 | RMSE | RPD | RPIQ |
| √ | × | 0.7248 | 0.4683 | 1.9064 | 3.2781 |
| × | √ | 0.7886 | 0.4503 | 2.1750 | 4.0739 |
| √ | √ | 0.8813 | 0.3375 | 2.9025 | 5.4366 |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Gao, Y.; Huang, C.; Zhang, X.; Zhang, Z. Modeling Spectral–Temporal Information for Estimating Cotton Verticillium Wilt Severity Using a Transformer-TCN Deep Learning Framework. Remote Sens. 2026, 18, 1105. https://doi.org/10.3390/rs18081105
Gao Y, Huang C, Zhang X, Zhang Z. Modeling Spectral–Temporal Information for Estimating Cotton Verticillium Wilt Severity Using a Transformer-TCN Deep Learning Framework. Remote Sensing. 2026; 18(8):1105. https://doi.org/10.3390/rs18081105
Chicago/Turabian StyleGao, Yi, Changping Huang, Xia Zhang, and Ze Zhang. 2026. "Modeling Spectral–Temporal Information for Estimating Cotton Verticillium Wilt Severity Using a Transformer-TCN Deep Learning Framework" Remote Sensing 18, no. 8: 1105. https://doi.org/10.3390/rs18081105
APA StyleGao, Y., Huang, C., Zhang, X., & Zhang, Z. (2026). Modeling Spectral–Temporal Information for Estimating Cotton Verticillium Wilt Severity Using a Transformer-TCN Deep Learning Framework. Remote Sensing, 18(8), 1105. https://doi.org/10.3390/rs18081105

