An Integrated Deep Learning Approach to Estimate Canopy Height and Uncertainty by Combining Seasonal Optical, SAR and Limited GEDI LiDAR Data over Ontario’s Managed Forests, Canada
Highlights
- The Laplace-loss ResUNet ensemble reduced canopy-height bias and achieved 3.65 m RMSE against independent airborne LiDAR.
- Seasonal optical and SAR inputs improved canopy-height accuracy, while SAR-only models outperformed the tested global products across forest classes.
- More accurate, less biased canopy-height estimates can improve aboveground biomass and forest carbon-stock mapping.
- SAR-based canopy-height mapping can support biomass applications in cloud-prone northern forests where optical observations and LiDAR samples are limited.
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Area
2.2. Data
2.2.1. Satellite Data and Pre-Processing
| Algorithm 1 Seasonal Image Composite Algorithm (SICA) |
| Require: Y: Year; : Season; : Sensor; : Region of Interest; N: minimum number of observations at each pixel location; W: number of years back considered. ▹ initialise the target collection with an empty image collection while do ▹ count valid observations per pixel ▹ gather images matching Y, , , if is optical then ▹ mask out clouds, shadows, snow, etc. end if ▹ concatenate only at pixels with fewer than N valid observations ▹ update the target year end while ▹ compute the median image return |
2.2.2. Reference Airborne LiDAR (ALS) Data
2.2.3. Global Canopy-Height Products
2.2.4. Spatial Co-Location and Statistical Aggregation of GEDI with Reference Datasets
- Stage 1: Spatial Co-Location (Geometric Matching).
- Stage 2: Statistical Aggregation (Zonal Statistics).
2.3. Methodology
2.3.1. Neural Network Architecture
2.3.2. Model Setup and Parametrisation
2.3.3. Uncertainty Estimation and Calibration
2.4. Experimental Design
3. Results
3.1. Agreement Between GEDI RH98 and ALS-Derived Metrics
3.2. Effect of the Laplace vs. Gaussian Negative Log-Likelihood Loss
3.3. Overall Canopy-Height Estimation Performance
3.4. Contribution of Seasonal Observations
3.5. Contribution of Multi-Sensor Fusion
3.6. Comparison with GEDI Observations and Global Canopy-Height Products
3.7. Prediction Error Along Canopy Heights
3.8. Uncertainty Analysis
3.9. Visual Analysis
3.10. Performance Across Forest Types
4. Discussion
4.1. Effect of the Laplace NLL Loss
4.2. Seasonal Information and Sensor Complementarity
4.3. SAR-Only Viability in Cloud-Prone Regions
4.4. Forest-Type-Specific Behaviour
4.5. Geographic Coordinates as Inputs
4.6. Performance of Global Products
4.7. Low-Canopy Bias and the Role of Anchor Samples
4.8. Uncertainty Maps as a Usable Confidence Layer
4.9. Limitations
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| AGB | Aboveground Biomass |
| ALS | Airborne LiDAR |
| BAP | Best Available Pixel |
| CH | Canopy Height |
| CHM | Canopy-Height Model |
| CNN | Convolutional Neural Network |
| DL | Deep Learning |
| DSM | Digital Surface Model |
| DTM | Digital Terrain Model |
| FCN | Fully Convolutional Network |
| FRI | Forest Resources Inventory |
| GEDI | Global Ecosystem Dynamics Investigation |
| GEE | Google Earth Engine |
| ISS | International Space Station |
| KDE | Kernel Density Estimate |
| LDS | Label Distribution Smoothing |
| LiDAR | Light Detection and Ranging |
| NLL | Negative Log-Likelihood |
| RH98 | Relative Height 98th percentile |
| RMSE | Root Mean Square Error |
| SAR | Synthetic Aperture Radar |
| SICA | Seasonal Image Composite Algorithm |
| SPL | Single Photon LiDAR |
| UCE | Uncertainty Calibration Error |
| UCNN | Uncertainty Convolutional Neural Network |
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| Features | Details |
|---|---|
| Landsat 7 & 8 | Type: Optical (multispectral) |
| Features: Blue, Green, Red, NIR, SWIR1 | |
| Temporal aggregation: Winter, Summer, Fall (3 seasons) | |
| Covariates: 5 per season (15 total) | |
| Notes: Standardised across sensors (Tier 1, SR) | |
| Sentinel-1 | Type: C-band SAR |
| Features: VV, VH polarisation | |
| Temporal aggregation: Winter, Summer, Fall (3 seasons) | |
| Covariates: 2 per season (6 total) | |
| Notes: Interferometric Wide swath, ascending pass | |
| ALOS-PALSAR-2 | Type: L-band SAR |
| Features: HH, HV polarisation | |
| Temporal aggregation: Annual composite | |
| Covariates: 2 total | |
| Notes: 1-year composite (2019–2020) | |
| Location | Type: Spatial features |
| Features: lat, | |
| Temporal aggregation: Static | |
| Covariates: 3 total (following [27] encoding) | |
| Total | 26 covariates |
| Product | Input Data | Target | Native Resolution |
|---|---|---|---|
| Meta [30] | Commercial HR imagery | ALS-derived canopy top | 1 m |
| Lang et al. [27] | Sentinel-2 | GEDI canopy height | 10 m |
| Potapov et al. [21] | Multi-temporal Landsat-8 | GEDI RH95 | 30 m |
| Pauls et al. [28] | Sentinel-1 + Sentinel-2 | GEDI (shift-tolerant) | 10 m |
| Token | Meaning |
|---|---|
| Temporal pattern (3 tokens) | |
| W | Winter composite included (Jan–Mar) |
| S | Summer composite included (Jun–Aug) |
| F | Fall composite included (Sep–Nov) |
| Sensor/geographic pattern (4 tokens) | |
| LS | Landsat (B, G, R, NIR, SWIR1) included |
| S1 | Sentinel-1 (VV, VH) included |
| AP | ALOS-PALSAR-2 (HH, HV) included |
| LL | Latitude/longitude coordinates included |
| X | Corresponding component omitted |
| Configuration | RMSE (m) | MAE (m) | Bias (m) | Slope | |
|---|---|---|---|---|---|
| All-season optical-containing (W–S–F) | |||||
| W–S–F LS–S1–AP–X a | 0.70 | 3.65 | 2.73 | 0.23 | 0.88 |
| W–S–F LS–S1–AP–LL | 0.70 | 3.64 | 2.72 | 0.14 | 0.87 |
| W–S–F LS–S1–X–LL | 0.69 | 3.67 | 2.76 | 0.07 | 0.83 |
| W–S–F LS–S1–X–X | 0.68 | 3.74 | 2.81 | 0.27 | 0.87 |
| W–S–F LS–X–X–X | 0.65 | 3.91 | 2.98 | 0.42 | 0.84 |
| W–S–F LS–S1–AP–LL (Gaussian) | 0.59 | 4.22 | 3.23 | 1.43 | 0.79 |
| All-season SAR-only (W–S–F) | |||||
| W–S–F X–S1–AP–X | 0.65 | 3.94 | 3.01 | 0.71 | 0.80 |
| W–S–F X–S1–AP–LL | 0.64 | 3.95 | 3.01 | 0.81 | 0.79 |
| W–S–F X–S1–X–X | 0.60 | 4.18 | 3.20 | 0.89 | 0.77 |
| W–S–F X–S1–X–LL | 0.57 | 4.33 | 3.33 | 1.17 | 0.77 |
| Yearly X–X–AP–X b | 0.58 | 4.30 | 3.37 | −1.05 | 0.61 |
| Yearly X–X–AP–LL b | 0.57 | 4.36 | 3.42 | −1.40 | 0.59 |
| Summer-only (X–S–X) | |||||
| X–S–X LS–S1–AP–LL | 0.63 | 4.05 | 3.06 | 0.88 | 0.84 |
| X–S–X LS–S1–AP–X | 0.62 | 4.09 | 3.10 | 0.95 | 0.86 |
| X–S–X LS–S1–X–LL | 0.62 | 4.06 | 3.07 | 0.69 | 0.80 |
| X–S–X LS–S1–X–X | 0.63 | 4.05 | 3.07 | 0.70 | 0.82 |
| X–S–X LS–X–X–X | 0.54 | 4.48 | 3.44 | 0.88 | 0.75 |
| X–S–X X–S1–AP–X | 0.58 | 4.30 | 3.29 | 1.27 | 0.80 |
| X–S–X X–S1–AP–LL | 0.57 | 4.35 | 3.31 | 1.28 | 0.79 |
| X–S–X X–S1–X–LL | 0.52 | 4.61 | 3.52 | 1.12 | 0.68 |
| X–S–X X–S1–X–X | 0.48 | 4.76 | 3.62 | 1.66 | 0.73 |
| Reference and global products | |||||
| GEDI RH98 | 0.60 | 4.21 | 2.93 | −1.11 | 0.89 |
| Pauls et al. [28] | 0.58 | 4.28 | 3.28 | −1.73 | 0.65 |
| Lang et al. [27] | 0.51 | 4.63 | 3.52 | 1.55 | 0.61 |
| Potapov et al. [21] | 0.09 | 6.32 | 4.91 | −3.89 | 0.63 |
| Meta [30] | −0.16 | 7.14 | 6.03 | −5.68 | 0.74 |
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Bermudez, J.; Rogers, C.; Sothe, C.; Cyr, D.; Gonsamo, A. An Integrated Deep Learning Approach to Estimate Canopy Height and Uncertainty by Combining Seasonal Optical, SAR and Limited GEDI LiDAR Data over Ontario’s Managed Forests, Canada. Remote Sens. 2026, 18, 2477. https://doi.org/10.3390/rs18152477
Bermudez J, Rogers C, Sothe C, Cyr D, Gonsamo A. An Integrated Deep Learning Approach to Estimate Canopy Height and Uncertainty by Combining Seasonal Optical, SAR and Limited GEDI LiDAR Data over Ontario’s Managed Forests, Canada. Remote Sensing. 2026; 18(15):2477. https://doi.org/10.3390/rs18152477
Chicago/Turabian StyleBermudez, Jose, Cheryl Rogers, Camile Sothe, Dominic Cyr, and Alemu Gonsamo. 2026. "An Integrated Deep Learning Approach to Estimate Canopy Height and Uncertainty by Combining Seasonal Optical, SAR and Limited GEDI LiDAR Data over Ontario’s Managed Forests, Canada" Remote Sensing 18, no. 15: 2477. https://doi.org/10.3390/rs18152477
APA StyleBermudez, J., Rogers, C., Sothe, C., Cyr, D., & Gonsamo, A. (2026). An Integrated Deep Learning Approach to Estimate Canopy Height and Uncertainty by Combining Seasonal Optical, SAR and Limited GEDI LiDAR Data over Ontario’s Managed Forests, Canada. Remote Sensing, 18(15), 2477. https://doi.org/10.3390/rs18152477

