Forest Disturbance Classification Under Imbalanced and Small-Sample Conditions Based on Collaborative Semi-Supervised Learning and Sample Generation
Highlights
- The proposed framework for multi-type forest disturbance classification based on collaborative semi-supervised learning and sample generation enables effective use of unlabeled data and suppresses pseudo-label noise. The method achieves robust classification under imbalanced and small-sample conditions, with an overall accuracy of 93.2%, outperforming single classification methods.
- The latent diffusion model effectively addresses class imbalance by generating high-fidelity pseudo-samples for rare disturbance types. The generated samples are consistent with real spectral and spatial patterns, improve class balance, and further enhance classification performance.
- The study provides a practical solution for forest disturbance classification when labeled samples are scarce and class distribution is highly imbalanced.
- Provides a practical and generalizable method for precision forestry; it could be extended to other remote sensing tasks with similar small sample and imbalance issues. The method has the potential to improve forest management, carbon accounting, and ecological assessment.
Abstract
1. Introduction
2. Study Area and Data
2.1. Study Area
2.2. Landsat Time Series Data
2.3. Training and Validation Data
3. Methodology
3.1. Spatiotemporal and Spectral Response Analysis and Feature Construction of Forest Disturbance
3.2. Forest Multi-Type Disturbance Classification Under Imbalanced Small-Sample Conditions Based on Collaborative Semi-Supervised Learning and Sample Generation
3.2.1. Forest Disturbance Classification Based on the MGF
3.2.2. Pseudo-Sample Generation Using the LDM
Latent Space Mapping
Forward Diffusion and Conditional Denoising Learning
Reconstruction of Minority Class Pseudo-Samples
3.2.3. Design of a CL-Based Criterion for Labeled Sample Augmented
3.3. Accuracy Evaluation Metrics
4. Results
4.1. Evaluation of LDM Pseudo-Sample Generation Quality
4.1.1. Qualitative Evaluation of Pseudo-Samples
4.1.2. Quantitative Evaluation of Pseudo-Samples
4.2. Classification Accuracy Evaluation of Forest Disturbance Types
4.2.1. Overall Classification Accuracy Assessment
4.2.2. Ablation Experiment
4.3. Error Analysis of Forest Disturbance Classification
5. Discussion
6. Conclusions
- (1)
- Addressing classification bias induced by sample imbalance. By mining latent evolution patterns across multiple spectral bands, the LDM achieved targeted augmentation of samples for rare disturbance types. The generated pseudo-samples strictly follow the biophysical logic of vegetation destruction in terms of spatial texture and spectral morphology. Quantitative evaluation shows that the average FID index of the generated samples is 25.97, and all spectral correlation coefficients are greater than 0.75, indicating that the distribution of LDM-synthesized samples is highly aligned with authentic observations and providing a reliable data foundation for the model.
- (2)
- Addressing labeled small-sample constraints: The MGF, combined with CL criteria, achieved high-efficiency knowledge extraction from unlabeled data and effectively suppressed pseudo-label contamination. This allowed the model to obtain robust classification results even with a very small number of manually labeled samples. The OA reached 93.2%, which is an improvement of 5.7% and 4.4% over the single RF and SVM baselines, respectively. Furthermore, after introducing the LDM sample-balancing mechanism, the accuracy further increased by 1.8% compared to the pure semi-supervised cross-guidance framework. This proves the practical value of the method in reducing manual interpretation costs and enhancing generalization capabilities in complex scenarios.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Month | January | February | March | April | May | June | July | August | September | October | November | December |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Number of Images | 28 | 24 | 19 | 21 | 28 | 14 | 28 | 35 | 39 | 34 | 47 | 37 |
| Disturbance Type | Description | Source | Sample Count |
|---|---|---|---|
| Road construction | Construction of roads and roadside service facilities within forests. | GEP | 54 |
| Logging | Forest disturbance caused by logging without conversion to other land-use types. | GEP and logging records | 380 |
| Clearing for cultivation | Clearing forests for crops or economic tree plantations. | GEP | 86 |
| Fire | Forest burning caused by fire, including wildfires and human-caused fires. | GEP and Landsat 8 annual fire hotspot data | 142 |
| Type | Feature (Abbr.) | Spectrum Index (SI) | Description |
|---|---|---|---|
| Temporal features | Pre-change (PreC_SI), Post-change (PostC_SI), Change magnitude (MagC_SI) | NBR, SWIR1, TCW, TCG | Indices or band spectral values before and after change, and spectral differences between post-change and pre-change. |
| Spatial features | Pixel std in sliding window (STD_SI), Mean (Mean_SI) | NBR, SWIR1, TCW, TCG | Standard deviation and mean of indices or band values within sliding windows (3 × 3, 5 × 5, 7 × 7, 9 × 9). |
| Spatial features | Dissimilarity changes magnitude (MagDiss_SI), Contrast (MagCon_SI), Variance (MagVar_SI) | NBR, SWIR1, TCG | Differences in texture features (dissimilarity, contrast, variance) between post-change and pre-change (3 × 3 window). |
| Spectral features | Intercept change magnitude (Mag_INTP), Slope change magnitude (Mag_SLP) | INTP, SLP | Intercept or slope differences in the fitted segment trend line between post-change and pre-change |
| Terrain features | Elevation, Slope | DEM | Elevation and slope. |
| Disturbance Type | Original Count | FID | R |
|---|---|---|---|
| Logging | 380 | 22.41 | 0.85 |
| Fire | 142 | 24.73 | 0.82 |
| Clearing for cultivation | 86 | 27.56 | 0.79 |
| Road construction | 54 | 29.18 | 0.76 |
| Road Construction (Pred.) | Logging (Pred.) | Clearing for Cultivation (Pred.) | Fire (Pred.) | PA/Recall (%) | F1-Score (%) | |
|---|---|---|---|---|---|---|
| Road Construction (Ref.) | 50 | 3 | 1 | 0 | 92.6 | 92.6 |
| Logging (Ref.) | 3 | 353 | 9 | 15 | 92.9 | 94.8 |
| Clearing for Cultivation (Ref.) | 1 | 3 | 81 | 1 | 94.2 | 90.0 |
| Fire (Ref.) | 0 | 6 | 3 | 133 | 93.7 | 91.4 |
| UA/Precision (%) | 92.6 | 96.7 | 86.2 | 89.3 | — | — |
| OA (%) | 93.2 | — | ||||
| Kappa (%) | 88.9 | — | ||||
| Strategy Number | Experimental Description | OA (%) | 95%CI | p-Value vs. M4 | Effect Size (Cohen’s d) vs. M4 |
|---|---|---|---|---|---|
| M1 | Original imbalanced small sample + Single RF classifier | 87.5 ± 1.5 | [86.4, 88.6] | <0.001 | 4.39 |
| M2 | Original imbalanced small sample + Single SVM classifier | 88.8 ± 1.3 | [87.9, 89.7] | <0.001 | 3.70 |
| M3 | Original imbalanced small sample + SVM-RF MGF based on CL | 91.4 ± 1.0 | [90.7, 92.1] | 0.004 | 1.99 |
| M4 | LDM sample balancing + SVM-RF MGF based on CL | 93.2 ± 0.8 | [92.6, 93.8] | Reference | Reference |
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Liu, Y.; Zhao, Y.; Yan, Y.; Shao, Y.; Qu, X.; Wu, L. Forest Disturbance Classification Under Imbalanced and Small-Sample Conditions Based on Collaborative Semi-Supervised Learning and Sample Generation. Remote Sens. 2026, 18, 1579. https://doi.org/10.3390/rs18101579
Liu Y, Zhao Y, Yan Y, Shao Y, Qu X, Wu L. Forest Disturbance Classification Under Imbalanced and Small-Sample Conditions Based on Collaborative Semi-Supervised Learning and Sample Generation. Remote Sensing. 2026; 18(10):1579. https://doi.org/10.3390/rs18101579
Chicago/Turabian StyleLiu, Yudan, Yuxin Zhao, Yan Yan, Yan Shao, Xinqi Qu, and Ling Wu. 2026. "Forest Disturbance Classification Under Imbalanced and Small-Sample Conditions Based on Collaborative Semi-Supervised Learning and Sample Generation" Remote Sensing 18, no. 10: 1579. https://doi.org/10.3390/rs18101579
APA StyleLiu, Y., Zhao, Y., Yan, Y., Shao, Y., Qu, X., & Wu, L. (2026). Forest Disturbance Classification Under Imbalanced and Small-Sample Conditions Based on Collaborative Semi-Supervised Learning and Sample Generation. Remote Sensing, 18(10), 1579. https://doi.org/10.3390/rs18101579
