Analysis of Land Subsidence During Rapid Urbanization in Chongqing, China: Impacts of Metro Construction, Groundwater Dynamics, and Natural–Anthropogenic Environment Interactions
Highlights
- An urbanization intensity index was constructed using random forest classification combined with null importance-based feature selection to quantify the role of urbanization in subsidence processes.
- Using geographical detector combined with multiscale geographically weighted regression, the study fully quantifies the impacts of driving factors, showing that anthropogenic factors were the most prominent factors for land subsidence.
- Findings inform metro construction planning, groundwater monitoring, and land subsidence mitigation strategies in Chongqing and other mountainous urban areas.
- It is recommended that the government regulate the construction to operation timeline of metro projects. Shorter intervals between these phases should be avoided, as they are found to intensify land subsidence.
Abstract
1. Introduction
2. Study Area and Data
2.1. Overview of the Study Area
2.2. Data Collection and Pre-Processing
2.2.1. Sentinel-1 GRD Products and Sentinel-2 Data
2.2.2. Sentinel-1 Single Look Complex Products
2.2.3. The Metro Lines Data
2.2.4. The Groundwater Depth Data
2.2.5. Driving Factors Data
3. Methods
3.1. Urbanization Intensity Extraction
3.1.1. Machine Learning Classification Method of Land Cover
- (1)
- RF is an ensemble learning algorithm that generates numerous decision trees by randomly sampling data and feature sets, delivering accurate classification or regression outcomes through averaging or majority voting. This study implemented the RF classifier using the ‘randomForest’ R package (version 3.3.2) [67]. The optimal combination of ntree and mtry was identified through 10-fold cross-validation. In this study, parameter optimization tested mtry values from 1 to 10 with increments of 1 and ntree = 100, 200, 500, 1000. Experimental results indicated stable out-of-bag error rates at mtry = 3 and ntree = 500, establishing these as optimal parameters.
- (2)
- Support vector machine classifier is a non-parametric supervised machine learning algorithm that constructs an optimal hyperplane maximizing the margin between boundary samples to separate classes [68]. Implemented here using the radial basis function kernel for its reliability, the model required optimization of regularization cost (C) and kernel width (γ) parameters via R’s tune () function [69], yielding optimal parameters C = 23 and γ = 0.1 from test ranges C ∈ {2−2, 2−1, …, 28} and γ ∈ [0.1, 2.0], which were determined by performing 10-fold cross-validation to minimize model error.
- (3)
- Artificial neural network classifier offers a nonlinear computational approach modeled after biological nervous systems. In this study, hidden layer nodes were set equal in number to available spectral bands of Sentinel-2 [70]. Gradient descent served as the training algorithm for weight adjustment and loss function minimization. A corresponding number of output neurons was implemented for each land cover classification category.
- (4)
- The Maximum Likelihood Classification classifier is a commonly adopted algorithm in remote sensing applications, especially for land cover classification. Equation (1) shows the MLC algorithm [71]:
3.1.2. Feature Selection Method
- (1)
- Dual Polarization SAR Vegetation Index (DPSVI) [72] utilizes dual-polarized SAR imagery to assess and monitor vegetation structure, biomass, and canopy density. It is calculated as follows:
- (2)
- The Normalized Difference Vegetation Index (NDVI) [73] is used for evaluating and monitoring vegetation cover and biomass production through satellite imagery. It is calculated as follows:
- (3)
- The Normalized Difference Vegetation Index red-edge 1 (NDVIre1) [74] is used for assessing vegetation vigor and chlorophyll content by utilizing the red-edge 1 and near-infrared spectral bands from satellite imagery. It is calculated as follows:
- (4)
- The Soil Adjusted Vegetation Index (SAVI) [75] is used for evaluating vegetation cover while minimizing the influence of soil background by incorporating a soil adjustment factor into the vegetation index calculation. It is calculated as follows:
- (5)
- The Modified Normalized Difference Water Index (MNDWI) [76] is used for enhancing open water features and suppressing noise from built-up land, vegetation, and soil backgrounds through satellite imagery. It is calculated as follows:
- (6)
- The Bare Soil Index (BSI) [77] is used for identifying and monitoring bare soil areas by enhancing the spectral characteristics of soil while reducing the influence of vegetation and built-up features through satellite imagery. It is calculated as follows:
- (7)
- The Normalized Difference Built-up Index (NDBI) [78] is used for identifying and monitoring built-up areas and urban expansion through satellite imagery. It is calculated as follows:
3.1.3. Urbanization Intensity Index
3.2. SBAS-InSAR
3.3. Unification of Spatial Resolution
3.4. Geographical Detector Model
3.5. Multiscale Geographically Weighted Regression Model
3.6. Comparative Evaluation of SBAS-InSAR and PS-InSAR in Monitoring Land Subsidence
4. Results
4.1. Land Subsidence Under the Context of Urbanization
4.1.1. Assessment of Classification Accuracy for Land Cover Based on the Machine Learning Classifier
4.1.2. The RF Classifier Combined with the Null Importance Feature Selection Method to Extract ISA
4.1.3. Spatiotemporal Dynamics of Land Subsidence
4.1.4. The Relationship Between Urbanization Intensity and Land Subsidence
4.2. Land Subsidence and Its Relation with Metro Construction
4.3. Land Subsidence and Its Relation with Groundwater Dynamics
4.4. Relationship of Land Subsidence with Driving Factors in Chongqing
4.4.1. The Influence of Potential Driving Factors on Land Subsidence
4.4.2. Interactions Between Different Driving Factors
4.4.3. Spatial Pattern Analysis of Regression Coefficient
5. Discussion
5.1. Accuracy Verification of SBAS-InSAR in Monitoring Land Subsidence
5.2. Limitations and Future Work
6. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
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| Satellite | Product Type | Variables | Spatial Resolution/ Pixel Size | Temporal Resolution | Acquisition Dates |
|---|---|---|---|---|---|
| Sentinel-1A | ground range detected products | VV polarization, VH polarization | 20 × 22 m/10 × 10 m | 12 days | 25 August 2018, 20 August 2019, 26 August 2020, 9 August 2021; 4 August 2022; 23 August 2023; 29 August 2024 |
| single look complex products | VV polarization | 2.7 × 22 m–3.5 × 22 m/ 2.3 × 14.1 m | 12 days | 9 January 2018 to 27 December 2024 (103 Images) | |
| Sentinel-2 | Level-2A | Band02, Band03, Band04, Band05, Band06, Band07, Band08, Band08a, Band11, Band12 | 10 m (Band02, Band03, Band04, Band08); 20 m (Band05, Band06, Band07, Band08a, Band11, Band12) | 5 days | 27 August 2018; 17 August 2019; 26 August 2020; 1 August 2021; 11 August 2022; 16 August 2023; 25 August 2024 |
| Type | Factor | Source | Description | Spatial/ Temporal Resolution | Time Span |
|---|---|---|---|---|---|
| Anthropogenic factors | Nighttime lights (NTL) | https://dataverse.harvard.edu/, accessed on 3 January 2025 | NTL data were derived from the global NPP-VIIRS-like nighttime light dataset with a spatial resolution of 500 m. It clearly reflects the intensity and temporal changes in nighttime lights [44,45]. | 500 m/ yearly | 2018–2023 |
| Population density (PD) | https://landscan.ornl.gov/, accessed on 12 January 2025 | Population data are from LandScan, developed by Oak Ridge National Laboratory [46]. PD is calculated by dividing the total population by land area and reflects how people are distributed in space [47]. | 1000 m/ yearly | 2018–2023 | |
| Road network density (RND) | https://www.openstreetmap.org/, accessed on 12 January 2025 | Road data comes from OpenStreetMap, an open-source mapping community. RND is computed as the road length divided by the regional area. It reflects the scale and capacity of the urban road network [48,49]. | 1000 m/ yearly | 2018–2023 | |
| Topographic and geological-tectonic factors | Elevation (ELE) | https://earthdata.nasa.gov/, accessed on 13 January 2025 | ELE comes from the Digital Elevation Model data of the Shuttle Radar Topography Mission conducted by the National Aeronautics and Space Administration in 2000. Based on this, slope and aspect data were generated. They describe the terrain features of the study area [50,51]. | 30 m | 2015 |
| Aspect | |||||
| Slope | |||||
| Distance to faults (DF) | https://www.ngac.cn/ , accessed on 18 January 2025 | Geological map data come from the National Geological Archives of China. Faults and stratum information were extracted. Stratum refers to geological layers representing different geological periods. The stratum data were rasterized, and the Euclidean distance to faults was calculated. These data characterize the fundamental geological conditions of the study area [52,53]. | 1000 m | 2014 | |
| Stratum | |||||
| Climate factors | Temperature (TEMP) | https://data.tpdc.ac.cn/, accessed on 9 January 2025 | TEMP and PRE data come from the National Tibetan Plateau Data Center. The data were downscaled using the Delta method, integrating the 0.5° global climate dataset from Climatic Research Unit with the high-resolution dataset provided by WorldClim. The dataset has been carefully validated to reliably reflect the spatial and temporal patterns of temperature and precipitation [54,55]. | 1000 m/monthly | 2018–2023 |
| Precipitation (PRE) | |||||
| Relative humidity (RH) | https://cds.climate.copernicus.eu/, accessed on 9 January 2025 | RH and WS were derived from the ERA5-Land reanalysis dataset provided by the European Center for Medium-Range Weather Forecasts. Monthly mean values were generated by downscaling ERA5-Land data to a 1 km spatial resolution using the Delta method [56]. RH indicates how close the water vapor in the air is to saturation. WS is a direct measure of wind strength. | 0.25°/ hourly | 2018–2023 | |
| Wind speed (WS) | |||||
| Land surfaces characteristic factors | Land surface temperature (LST) | https://earthdata.nasa.gov/, accessed on 6 January 2025 | LST comes from the MOD11A2 product by the United States Geological Survey [57,58]. LST reflects the temperature variation in the land surface. | 1000 m/ 8 days | 2018–2023 |
| Impervious surface (IS) | https://browser.dataspace.copernicus.eu/, accessed on 6 January 2025 | IS quantifies the proportion of built-up land area modified by human activities. It was acquired by the Enhanced Normalized Difference Impervious Surface Index (ENDISI) was calculated using [59,60]: where B2, B4, B8, B11, and B12 denote the blue, red, near-infrared, shortwave infrared 1, and shortwave infrared 2 bands of Sentinel-2 imagery, respectively. | 20 m/ 27 August 2018; 17 August 2019; 26 August 2020; 1 August 2021; 11 August 2022; 16 August 2023; 25 August 2024 | 2018–2023 | |
| Water density (WD) | https://www.openstreetmap.org/, accessed on 18 January 2025 | Waterbody data come from OpenStreetMap [61], an open source mapping community. WD is calculated by dividing the total length of water bodies by the area of each region. It reflects the distribution of water bodies in the area. | 1000 m/ yearly | 2018–2023 | |
| Enhanced vegetation index (EVI) | https://search.earthdata.nasa.gov/, accessed on 9 January 2025 | EVI is extracted from the MOD13A3 product [62,63]. It is used for analyzing vegetation greenness over time and space on a global scale. | 1000 m/ monthly | 2018–2023 |
| Dataset | Variables |
|---|---|
| Original bands | S1-VV polarization, S1-VH polarization, S2-Band02, S2-Band03, S2-Band04, S2-Band05, S2-Band06, S2-Band07, S2-Band08, S2-Band08a, S2-Band11, S2-Band12 |
| Synthetic Aperture Radar (SAR) and spectral indices features | Dual Polarization SAR Vegetation Index (DPSVI) |
| Normalized Difference Vegetation Index (NDVI) | |
| Normalized Difference Vegetation Index red-edge 1 (NDVIre1) | |
| Soil Adjusted Vegetation Index (SAVI) | |
| Modified Normalized Difference Water Index (MNDWI) | |
| Bare Soil Index (BSI) | |
| The Normalized Difference Built-up Index (NDBI) | |
| Texture features | Mean-VV, Mean-VH, Variance-VV, Variance-VH, Homogeneity-VV, Homogeneity-VH, Contrast-VV, Contrast-VH, Dissimilarity-VV, Dissimilarity-VH, Entropy-VV, Entropy-VH, Angular Second Moment-VV, Angular Second Moment-VH, Correlation-VV, Correlation-VH |
| Land Cover Type | Training Data | Validation Data | Classification Criteria |
|---|---|---|---|
| Forest land | 1201 | 514 | Forest, shrub, etc. |
| Farmland | 798 | 342 | Cropland: planted and unplanted. |
| Water | 863 | 370 | Lakes, rivers, reservoirs, etc. |
| Urban land | 1632 | 700 | Urban buildings, concrete roads, etc. |
| Bare land | 931 | 399 | Sites under construction, etc. |
| Grassland | 827 | 354 | Natural, artificial, and other grassland. |
| Interaction Relationship | Type of Interaction |
|---|---|
| Two-factor enhancement | |
| Nonlinear enhancement | |
| Independent | |
| Nonlinear weakening | |
| Single-factor nonlinear weakening |
| Land Cover Types | Random Forest | Support Vector Machine | Artificial Neural Network | Maximum Likelihood Classification | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OA (0.88) K (0.88) | OA (0.86) K (0.81) | OA (0.83) K (0.80) | OA (0.76) K (0.72) | |||||||||
| UA | PA | K | UA | PA | K | UA | PA | K | UA | PA | K | |
| 1 | 0.96 | 0.97 | 0.95 | 0.93 | 0.94 | 0.92 | 0.91 | 0.92 | 0.89 | 0.88 | 0.89 | 0.86 |
| 2 | 0.90 | 0.92 | 0.91 | 0.86 | 0.88 | 0.87 | 0.83 | 0.85 | 0.84 | 0.80 | 0.82 | 0.79 |
| 3 | 1.00 | 0.97 | 0.97 | 0.96 | 0.93 | 0.93 | 0.93 | 0.90 | 0.90 | 0.90 | 0.87 | 0.87 |
| 4 | 0.83 | 0.79 | 0.77 | 0.82 | 0.73 | 0.71 | 0.78 | 0.69 | 0.67 | 0.74 | 0.65 | 0.62 |
| 5 | 0.73 | 0.77 | 0.75 | 0.68 | 0.71 | 0.69 | 0.64 | 0.67 | 0.65 | 0.60 | 0.63 | 0.60 |
| 6 | 0.92 | 0.84 | 0.82 | 0.87 | 0.79 | 0.77 | 0.83 | 0.75 | 0.73 | 0.79 | 0.71 | 0.69 |
| Feature Extraction Dataset | Overall Accuracy | Kappa Index |
|---|---|---|
| Original bands | 0.88 | 0.87 |
| SAR and spectral indices features | 0.91 | 0.89 |
| Texture features | 0.77 | 0.74 |
| Original bands + SAR and spectral indices features | 0.91 | 0.90 |
| SAR and spectral indices features + Texture features | 0.79 | 0.79 |
| Original bands + SAR and spectral indices features + Texture features | 0.85 | 0.83 |
| Feature selection results | 0.95 | 0.94 |
| Land Cover Types | 2018 | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ISA | Non | ISA | Non | ISA | Non | ISA | Non | ISA | Non | ISA | Non | ISA | Non | |
| ISA | 653 | 47 | 655 | 45 | 645 | 55 | 640 | 60 | 620 | 80 | 620 | 80 | 610 | 90 |
| Non | 50 | 1929 | 48 | 1931 | 40 | 1939 | 35 | 1944 | 30 | 1949 | 25 | 1954 | 20 | 1959 |
| OA = 0.96 Kappa = 0.91 | OA = 0.96 Kappa = 0.91 | OA = 0.95 Kappa = 0.90 | OA = 0.97 Kappa = 0.92 | OA = 0.94 Kappa = 0.90 | OA = 0.97 Kappa = 0.92 | OA = 0.97 Kappa = 0.93 | ||||||||
| Land Subsidence Velocity (mm/yr) | Low 0~10 | Relatively Low 10~30 | High 30~40 | Total |
|---|---|---|---|---|
| Number of monitoring points | 2,787,493 | 113,759 | 352 | 2,901,644 |
| Percentage | 96.07% | 3.92% | 0.01% | 100% |
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Li, Y.; Yao, Y.; Deng, Y.; Ren, J.; Dai, K. Analysis of Land Subsidence During Rapid Urbanization in Chongqing, China: Impacts of Metro Construction, Groundwater Dynamics, and Natural–Anthropogenic Environment Interactions. Remote Sens. 2025, 17, 3539. https://doi.org/10.3390/rs17213539
Li Y, Yao Y, Deng Y, Ren J, Dai K. Analysis of Land Subsidence During Rapid Urbanization in Chongqing, China: Impacts of Metro Construction, Groundwater Dynamics, and Natural–Anthropogenic Environment Interactions. Remote Sensing. 2025; 17(21):3539. https://doi.org/10.3390/rs17213539
Chicago/Turabian StyleLi, Yuanfeng, Yuan Yao, Yice Deng, Jiazheng Ren, and Keren Dai. 2025. "Analysis of Land Subsidence During Rapid Urbanization in Chongqing, China: Impacts of Metro Construction, Groundwater Dynamics, and Natural–Anthropogenic Environment Interactions" Remote Sensing 17, no. 21: 3539. https://doi.org/10.3390/rs17213539
APA StyleLi, Y., Yao, Y., Deng, Y., Ren, J., & Dai, K. (2025). Analysis of Land Subsidence During Rapid Urbanization in Chongqing, China: Impacts of Metro Construction, Groundwater Dynamics, and Natural–Anthropogenic Environment Interactions. Remote Sensing, 17(21), 3539. https://doi.org/10.3390/rs17213539

