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Remote Sensing
  • Review
  • Open Access

26 November 2019

Remote Sensing of Human–Environment Interactions in Global Change Research: A Review of Advances, Challenges and Future Directions

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and
Department of Earth and Ocean Sciences, University of North Carolina Wilmington, 601 S. College Rd., Wilmington, NC 28401, USA
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Author to whom correspondence should be addressed.
This article belongs to the Special Issue Remote Sensing of Human-Environment Interactions

Abstract

The role of remote sensing and human–environment interactions (HEI) research in social and environmental decision-making has steadily increased along with numerous technological and methodological advances in the global environmental change field. Given the growing inter- and trans-disciplinary nature of studies focused on understanding the human dimensions of global change (HDGC), the need for a synchronization of agendas is evident. We conduct a bibliometric assessment and review of the last two decades of peer-reviewed literature to ascertain what the trends and current directions of integrating remote sensing into HEI research have been and discuss emerging themes, challenges, and opportunities. Despite advances in applying remote sensing to understanding ever more complex HEI fields such as land use/land cover change and landscape degradation, agricultural dynamics, urban geography and ecology, natural hazards, water resources, epidemiology, or paleo HEIs, challenges remain in acquiring and leveraging accurately georeferenced social data and establishing transferable protocols for data integration. However, recent advances in micro-satellite, unmanned aerial systems (UASs), and sensor technology are opening new avenues of integration of remotely sensed data into HEI research at scales relevant for decision-making purposes that simultaneously catalyze developments in HDGC research. Emerging or underutilized methodologies and technologies such as thermal sensing, digital soil mapping, citizen science, UASs, cloud computing, mobile mapping, or the use of “humans as sensors” will continue to enhance the relevance of HEI research in achieving sustainable development goals and driving the science of HDGC further.

1. Introduction

Combined, the 1999 National Research Council (NRC) publication “Global Environmental Change: Understanding the Human Dimensions” [1] that followed closely on the heels of the 1998 NRC “People and Pixels: Linking Remote Sensing and Social Science” [2] publication, effectively launched a golden era in the integration of remote sensing technologies into the study of human–environment interactions under the broader umbrella of human dimensions of global change (HDGC) research. Over the last two decades since these landmark publications [1,2], significant progress has been made in understanding the complex socio-political, economic, cultural and technological driving forces behind global change through the lens of studies focused on qualifying and quantifying human–environment interactions (HEI) at a multitude of spatial and temporal scales. HEI research, typically considered a sub-branch of geography, concerns itself with describing, quantifying, modeling, and disentangling the interactions and feedbacks between human social systems and the environment or ecosystems in which they reside. With the heightened understanding of the coupled nature of human and natural systems and of the significant contributions humans have made to changes in the hydrologic, ecologic, geomorphologic, biologic, biogeochemical, and climatic cycles [3], increased effort has subsequently been given to integrating HEI studies and rapidly evolving remote sensing technologies predicated on this critical link between humans and the Earth systems they depend on for their livelihoods and well-bring. However, despite concerted efforts at integrating and better measuring the feedbacks and links between humans and their environments, there is still considerable progress to be made in connecting people to pixels. In this review article, we aim to systematically survey the HEI literature that advances the research on human dimensions of global change in order to ascertain past trends, future directions, and emerging research opportunities.
Remote sensing had been crucial to furthering scientific understanding of Earth’s land and water systems since the rapid advancement of satellite technology and digital image processing that occurred from the 1960′s to 1970′s. By the 1990′s, the development of global remote sensing systems (such as NASA’s Landsat series that was launched beginning in 1972 or Terra-1 that was launched in 1998) allowed for routine monitoring of changes in Earth’s environments and ecosystems, with studies largely focused in the Earth science disciplines. The intrinsic complexity and dynamic nature of Earth systems has historically made those systems difficult to study, especially over large spatial extents. Remotely sensed data from airplane, satellite, or recently, unmanned aerial systems (UASs), when collected repeatedly and systematically, are useful in characterizing landscape gradients or environmental changes over time by providing quantifiable proxies and biophysical measures of rates of changes in ecosystem functioning and structure. Remote sensing, or remote sensing coupled with geospatial technology such as geographic information systems (GIS), spatial analysis and modeling have been widely employed in diverse types of global change studies [3,4,5,6,7,8,9]. An area of research that has historically been at the forefront of quantifying various components of global environmental change through the use of remote sensing and geospatial modeling has been land use and land cover change (LUCC) geography. In LUCC research, the integration of human and social data initially as contextual, trend and pattern explanatory information and in more complex ways subsequently was a necessity from the outset. Hence, when surveying HEI research and its relationship to remote sensing applications, LUCC research emerges as a primary field of integration. Recent technological and computational advances make leveraging ‘big’ remotely sensed collected data with ever-increasing volumes, types and velocities possible in unprecedented ways, yet the collection, processing, and integration of data on human systems continues to lag behind.
The incorporation of human activities and the social sciences into human dimensions of global change studies has often proved to be a challenge primarily due to temporal and spatial inconsistencies between social, remotely sensed, and physical datasets [3], with questions arising over the proper protocols for linking social science data with remotely sensed data in HEI studies [10]. The incongruencies between spatial and temporal resolutions of collected data necessitates significant data formatting and interdisciplinary dialogue to identify attainable outcomes and produce meaningful analyses [3,11]. While the methods of comparing and analyzing such disparate datasets are unique to each particular study and its objectives, there are commonalities between the datasets, techniques and proxies employed by remote sensing practitioners in HEI studies working at the interface of human and environmental systems dynamics globally.
Regardless of the level of detail or technical complexity of remote sensing methods employed in an analysis, any study that utilizes passive or active satellite or airborne imagery, or other method of remotely detecting information about a location or phenomenon ultimately employs remote sensing to some degree. Image pre-processing tasks are the common first steps in most remote sensing workflows, and while most pre-processing tasks rarely warrant much discussion in remote sensing journals, socio-ecological researchers increasingly rely upon some of these fundamental remote sensing workflows to produce spatially explicit data [12]. In interdisciplinary HEI research, it is common for remote sensing analysis to stop at the pre-processing steps, as imagery is often used only for support and validation, such as to verify the geographic accuracy of other data [13]. Many studies employ complex assessments of land use and land cover change (LUCC) and its impacts on water, biodiversity, land processes, or climate due to the important role of LUCC on socio-ecologic and socio-economic systems and associated tradeoffs with sustainability, food security, biodiversity, and human and environmental vulnerability to global change [3,14]. Vegetation productivity indices, such as the Normalized Difference Vegetation Index (NDVI), remain some of the most commonly employed remote sensing proxies that pertain to ecosystem health and land productivity in HEI studies [15,16].
The accuracy of LUCC or vegetation dynamics remote sensing analyses as widely-utilized proxies for ecosystem health and productivity, and the credibility of data interpretation largely depends on the quality and detail of land use and other contextual information included or needed in a study and may limit the conclusions that can be obtained. Human land use information is derived from a variety of sources and methods that range in their level of detail, reliability, and level of community or stakeholder engagement. The methods used to derive LUCC data in a study will be partially dependent on the researchers’ scientific background, i.e., social scientists and remote sensing scientists may both be using remote sensing data, but the complexity of the remote sensing analyses will vary between the two studies. For example, a more quantitatively complex remote sensing study aimed at analyzing land cover patterns and their associated land uses may rely on land use maps provided by a government agency or non-government organization (NGO) [17]. By contrast, a study undertaken by social scientists may use a LUCC remote sensing analysis to validate an in-depth analysis of in-situ land use data and local perceptions of environmental change obtained from community interviews [13,18,19,20]. Integrated models, such as agent-based models (ABM), more accurately represents complex socio-environmental systems because they begin with the smallest component of the system (i.e., humans) and allow agents to make autonomous decisions and interact with each other within a set of simple rules informed by observed social data (such as surveys or focus groups). Integrative modeling recognizes the role of individual decision-makers in effecting change on their resources and technologies through their decision-making process, and their ability to respond to cues from their environments and social, cultural, and economic contexts [21] and is frequently employed in remote sensing-HEI studies.
Given the increase in the role of remote sensing-HEI studies in global social and environmental decision-making, numerous advances to technology and methodology in the field, and the growing interdisciplinary nature of these studies in HDGC, we conducted a review of the last two decades of peer-reviewed literature to ascertain what the trends, direction, and developments in the field have been. Our primary objects were to: (1) conduct a bibliometric assessment of the literature based on search terms common to the field and analyze the results, and (2) review the body of literature to look at emerging themes, remaining challenges in integration, and opportunities in remote sensing of HEI, while assessing which critical research questions have yet to be answered. While our literature search was not exhaustive, we established a methodological search and analysis to elucidate general trends in the publication of remote sensing of HEI literature that pertains to HDGC. In our discussion, we assess the degree to which human systems and social data have been integrated into these studies and identify opportunities for further, much needed integration.

2. Literature Search Strategy

We conducted a search of the literature from 1999 (the year following the publication of People and Pixels [2]) until the end of 2018 using Web of Science. The key terms used in the search strategy included broad categories such as “human environment interactions”, “coupled natural human systems”, “global environmental change”, “people and pixels”, “population vulnerability”, and “socio-ecologic systems”. These broad categories were further narrowed to those that applied a remote sensing methodology by the terms “remote sensing” and “satellite.” The category of “global environmental change” was further restricted by applying the term “human” in order to eliminate a large number of articles that did not focus on human components or human dimensions of environmental change. We also found it necessary to restrict the “coupled natural human systems” category by limiting the search to LUCC studies, due to numerous publications that did not use remote sensing datasets, whether primary or derived, in the methodology. “Coupled natural human systems” combined with “remote sensing” or “satellite” did not return any results. We also tested if adding specific satellites that are highly utilized in the HEI field, such as Landsat, MODIS or Shuttle Radar Topography Mission (SRTM) into the search criteria did not add a significant number of publications (ten or less total). We chose not to include specific satellites or other collection platforms because including some satellites but not others could introduce bias into the search with results that leaned more towards publications that used those specific satellites.
After some initial exploratory searches to identify the most relevant keyword combinations, we formed one complete search phrase using Boolean operators (S1). Publications were identified in the search if one of the keywords appeared in the publication title, abstract, or author-identified keywords. We then gathered information from the bibliographies of relevant publications including title, author name and affiliation, year published, type of publication, and source (i.e., journal or book name). A complete reference list of literature used in our analysis is included in S2.
Using the corpus obtained from the Web of Science search, we assessed criteria including type of publication, author-identified research area, year of publication, journal title, and geographic distribution of authorship to support our first objective. We restricted our assessment of journal titles to (1) those previously identified as publication type “journal article,” and (2) those journals that published a minimum of two articles. When addressing geographic distribution of authorship, we examined author-designated affiliations within the publication itself. Many authors indicated affiliations with more than one country, thus the number of affiliations is higher than the total level of authorship. Additionally, we reviewed the abstract and papers themselves to identify trends in the spatial scale at which studies were undertaken, the countries that were studied, the type of remote sensing platform (satellite, UAV, etc.) utilized, and the type of sensor used (radar, multispectral, etc.) to elucidate emerging themes, challenges, and opportunities in remote sensing of HEI to support our second objective.

3. Bibliometric Analysis

Based on our search of Web of Science, a total of 101 unique publications were returned and included in our bibliometric assessment (S1). These include multiple types of publications including journal articles (77), proceedings papers (13), literature reviews (5), book chapters (3), as well as book reviews (2) and one editorial (1). The journal articles were published across 73 unique journals, with 55 journals publishing only one article and 18 journals publishing two or more articles (Table 1). The journal titles span a variety of disciplines including remote sensing, ecology, environmental sciences, geography, and geology. The MDPI open source journal Remote Sensing published the highest relative number of publications that address the integration of remote sensing and social data in support of HEI research over the twenty years surveyed.
Table 1. List of journals that have published two or more publications based on Web of Science search criteria.
Temporally, there was an overall increase in the rate of publication in remote sensing-HEI studies from 1999 to 2018 (Figure 1) based on our results. The first six years (1999 to 2004) show only 6 total publications (6%), with the following year (2005) returning four publications (4%). Almost half of all total publications were published in just a four-year timespan (from 2015 to 2018). Years 2015 and 2018 show the highest number of publications at 15 and 13, respectively (28%), indicating a steadily growing interest from researchers (and possibly expanded funding opportunities that explicitly reward interdisciplinary and integrative studies) in undertaking interdisciplinary work that bridges remote sensing and HEI applications. The significantly increasing rate of publication of remote sensing of HEI research over the last four years may also attest to growing methodological, technological and computational advances that are able to propel this type of work forward at faster rates.
Figure 1. Publication trends by year based on Web of Science search results.
Thematically, the publications included in our search corpus spanned a wide range of research areas, with most identified by authors through inclusion in keywords as having to do with environmental science and ecology, remote sensing, geology, geography, engineering, or imaging technology (Table 2). Multiple studies focused on applications of remote sensing for past HEI (i.e., archaeology and anthropology categories) rather than modern HEI (Table 2). We chose not to remove these studies as the methodologies are potentially transferable to, employ similar methodologies as, or have implications for, models and applications pertinent to research on coupled populations and environments. Interestingly, the thematic area of ‘remote sensing’ is the second most prevalent which may indicate more overall interest and need from the remote sensing community to integrate social and human systems data in analyses. It is possible that given that much of the remote sensing community consists of broadly trained geographers and environmental scientists, integration of social data into HEI studies that utilize remote sensing is facilitated more than in the opposite direction.
Table 2. Author-identified research areas of literature identified by Web of Science search results. Authors identified between one and five research areas; therefore, the total count is greater than the number of literature items identified in the search.
Geographically, most of the authors listed on the publications examined here are affiliated with countries in Europe, the United States, China, the United Kingdom, or Australia (Figure 2). Many times, authors indicated multiple country affiliations. Very few authors were affiliated with countries in Central and South America, Eastern Europe, the Middle East, or Africa. Overall, the world region with the most affiliations was Asia with 169 affiliations, followed by Europe (including Turkey) at 147, and North America (including Puerto Rico) with 107. There was a total of 63 publications where all authors were associated with only one country, 23 publications with authors associated with two countries, 11 publications having authors associated with three countries, four publications having authors associated with four countries, three publications having countries associated with five countries, and one publication having author affiliations in 13 countries.
Figure 2. Number of author affiliations by country. The number of affiliations is indicated by the label, with the color scale using shades of green for lower values, yellows for middle values, and oranges and reds for high values.
In terms of the spatial extent of the areas studied based on our search, most studies that identified a specific study area were either local or regional (Figure 3), with much fewer studies attempting to integrate at regional or national scales of analysis. There were nine studies conducted on a global level and five on a national level (Figure 3). Additionally, five studies were multi-level assessments, including local-national, local-regional, and regional-continental. These findings indirectly illustrate the relative ease of obtaining and integrating human and remote sensing data at sub-national (regional) and local scales compared to national or multi-scale assessments that require more comprehensive efforts at such integration.
Figure 3. Spatial scales at which studies were conducted. This excluded publications for which spatial scale was irrelevant or unidentifiable, such as literature reviews or those that described methodologies where no specific study area or spatial scale was identified.
We are also interested in understanding where, spatially-speaking, most HEI research has been conducted over the last two decades, so we have mapped the countries in which the location of study was defined by country, excluding global assessments and one regional-continental assessment (Figure 4). Southeast Asia (China and India) and the United States were home to most HEI research reported upon in a publication. Interestingly, even though there were relatively few authors affiliated with countries in South America and Africa (Figure 2), a larger number of studies focused on these continents were published on. Overall, there are few studies that have been conducted in the Arctic regions including Canada, Scandinavia, and Russia. Other world regions that are severely underrepresented in HEI studies include Eastern Europe, the Middle East, and many parts of Africa (Figure 4).
Figure 4. Number of publications by country studied. This map excludes one continental-regional level assessment of Africa and nine global-level studies, as well as studies that did not specify a study area such as methodological descriptions or literature reviews.
Technically, our assessment of the various remote sensing platforms utilized show that satellite imagery or derived products (such as land cover or land use maps derived from multispectral data or elevation models derived from radar data) are the most highly utilized remotely sensed derived products, though other sources such as aerial platforms or UAVs may be used in conjunction (Table 3). Most often studies will use only satellite imagery (70% of the studies surveyed in this work), but when analyzing the corpus for the number of platforms used, those that have utilized two kinds of remote sensing products most often combine aerial imagery with satellite imagery [10,22,23,24,25,26,27,28,29,30,31,32], though two studies combine satellite imagery with aerial LiDAR. For example, Ossola & Hopton [33] discuss the use of multi-temporal LiDAR to quantify urban tree loss; Vermeulen et al. [34] incorporate a LiDAR DEM in a geoarcheological assessment, Ning et al. [35] combined satellite and UAV imagery to assess land use change in China, Vermeulen et al. [34] utilized a combination of satellite, aerial, and UAV imagery, as well as imagery obtained with a helikite. McCoy [36] discusses the use of satellite imagery in conjunction with airborne and terrestrial LiDAR to document archeological sites in Polynesia, pointing to the overall growth in data fusion between electro-optical or passive and active remote sensing platforms to extract variables that can be utilized in more complex modeling exercises.
Table 3. Remote sensing platform types utilized in studies. Studies may have used data from more than one remote sensing platform, thus the total number of studies in this table is greater than in the analysis.
For the 83 studies which utilized satellite imagery (Table 3), the majority used more than one source (51 studies, Table 4) but some used as many at ten. Abou Karaki et al. [22] used a total of ten different sources of satellite data to analyze subsidence near the Dead Sea, while Keramitsoglou et al. [37] analyzed eight satellite-derived products for characterizing the urban thermal environment. In Table 5 we present a detailed assessment of the specific satellite platform/sensor combinations utilized by the studies returned in our bibliometric search. Expectedly, for passive remote sensing platforms, multispectral sources of data from Landsat TM, ETM+ and OLI lead the way with most utilization, followed by the ASTER, MODIS Terra and Aqua platforms, and AVHRR, while for active platforms, radar data obtained from the STRM mission is the most widely utilized type. EO-1 Hperion is currently the only source of hyperspectral data that has been leveraged for HEI applications, indicating there still exist significant limiting factors and barriers to incorporating hyperspectral data into integrative studies in the HDGC arena. Finally, an emerging trend appears to be the inclusion of Google Earth data in HEI studies and this may be the result of the relative ease and readiness for use of the high spatial resolution base and historic imagery present in Google Earth. Increasingly, studies report utilizing Google Earth Engine to perform basic or more advanced computations on deep stacks of imagery without the need to locally download, store and process data and this will likely continue to expedite the use of remote sensing datasets in more integrative HEI applications.
Table 4. Studies using multiple sources of satellite data.
Table 5. Frequency of satellites and sensors used in studies, with details on sensor type. Studies using Landsat (MSS, TM, ETM+, OLI) and LISS-111 are not listed due to the large number of studies utilizing this type of satellite imagery (with exception to a few studies indicated below). Refer to S2 for studies indicated in this table.
Similarly to our exploration of datasets used on the remote sensing side of HEI research, a survey of our complete bibliometric corpus revealed household survey/interview data to be the most widely utilized type of socio-economic data in HEI studies, followed by census, population and individual interview data. In Table 6 we present the specific studies which have utilized some form of socio-economic data, including census, population, interview or survey, participatory mapping, or other types. Only 27 total studies specifically used human social or economic data in conjunction with remote sensing analyses of the total number of studies included in our analysis.
Table 6. Frequency of use of socio-economic data in studies. Refer to Supplement 2 for studies indicated in this table.

5. Conclusions

The interdisciplinary use of remote sensing to study human–environment interactions in the human dimensions of global change field and growing international spectrum of collaboration are immediately apparent in the wide range of research areas, types of questions being addressed, and ever more complex methods of integration utilized. Moreover, increased collaborations to address these complex issues at the interface of humans and the environment extend far beyond interdisciplinary academic collaborations to include stakeholders and decisions-makers as evidenced by the frequency with which studies are undertaken with stakeholders in mind or directly in support of decision-making tools. The inclusion of ground reference data, especially as it pertains to human stakeholders, is crucial to ensuring relevancy of remote sensing of HEI studies in the development of policy and as decision-making tools in HDGC. There are several new methodologies and technologies that have yet to be fully exploited within this discipline, including novel sensors such as thermal and LiDAR, agent-based modeling, cloud computing, citizen science, and humans as sensors. Researchers who wish to utilize remote sensing in HEI studies should strive to include these promising new technologies to further develop our collective capacity to accurately align human social data to remotely sensed data and further drive the cutting-edge advantage of human–environment work in helping address complex societal problems within a changing global environment.

Supplementary Materials

The following are available online at https://www.mdpi.com/2072-4292/11/23/2783/s1, S1: Boolean search phrase used in Web of Science search and S2: Corpus from Web of Science Search used in bibliometric assessment.

Funding

This research received no external funding.

Acknowledgments

We would like to thank the guest editors for this special issue for inviting our submission and organizing a timely and much needed special issue on remote sensing of human–environment interactions. We would also like to extend a warm thank you to our anonymous reviewers who helped improved this manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

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