Spatiotemporal Patterns of Soil Moisture Drought Across Different Soil Layers and Their Relationships with Ecosystem Water Use Efficiency and Resilience in the Three-North Shelterbelt Forest Program Region
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Area
2.2. Data and Processing
2.2.1. Soil Moisture Drought Index
2.2.2. Vegetation Characteristics
2.3. Methods
2.3.1. Trend Analysis
2.3.2. Lagged and Cumulative Associations Between Drought and Vegetation
2.3.3. Ecosystem Resilience Analysis
2.3.4. Uncertainty Quantification
3. Results
3.1. Variations in Soil Moisture Drought and Ecosystem Carbon–Water Cycle Components
3.1.1. Spatiotemporal Coupling and Divergence of Soil Moisture Drought Across Layers
3.1.2. Spatial–Temporal Variations in Annual ET, GPP, and WUE
3.2. Divergent Responses of Ecosystem WUE to Soil Moisture Droughts
3.3. Lagged and Cumulative Associations Between Soil Moisture Drought and WUE
3.3.1. Lagged Associations Between Soil Moisture Drought and WUE
3.3.2. Cumulative Associations Between Soil Moisture Drought and WUE
3.4. Ecosystem Resilience Under Soil Drought Stresses
4. Discussion
4.1. Spatiotemporal Coupling Relationship Between Soil Drought and Ecosystem WUE
4.2. Lagged and Cumulative Associations Between Soil Moisture Drought and WUE
4.3. Vertical Variations in Ecological Resilience to Soil Moisture Drought
4.4. Limitations
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Appendix A
| Vegetation Types | Type of SSMI | Area Percentage (%) | ||||
|---|---|---|---|---|---|---|
| Rmax_Lag | Lagged Months | |||||
| Positive | Negative | Short Term | Medium Term | Long Term | ||
| (1–4 Months) | (5–8 Months) | (9–12 Months) | ||||
| NF | SSMI-1 | 10.028 | 89.972 | 19.767 | 78.682 | 1.550 |
| SSMI-2 | 63.225 | 36.775 | 35.112 | 34.730 | 30.158 | |
| SSMI-3 | 32.033 | 67.967 | 21.846 | 48.923 | 29.231 | |
| BF | SSMI-1 | 25.977 | 74.023 | 34.318 | 65.617 | 0.065 |
| SSMI-2 | 30.016 | 69.984 | 34.673 | 47.528 | 17.799 | |
| SSMI-3 | 44.155 | 55.845 | 23.645 | 44.819 | 31.536 | |
| MF | SSMI-1 | 27.430 | 72.570 | 30.139 | 69.453 | 0.408 |
| SSMI-2 | 34.118 | 65.882 | 25.272 | 37.012 | 37.716 | |
| SSMI-3 | 49.808 | 50.192 | 24.301 | 48.534 | 27.164 | |
| SHR | SSMI-1 | 6.793 | 93.207 | 88.449 | 11.394 | 0.157 |
| SSMI-2 | 16.564 | 83.436 | 37.683 | 31.126 | 31.190 | |
| SSMI-3 | 18.750 | 81.250 | 51.940 | 15.476 | 32.584 | |
| SAV | SSMI-1 | 21.347 | 78.653 | 40.838 | 57.630 | 1.533 |
| SSMI-2 | 26.821 | 73.179 | 37.683 | 31.126 | 31.190 | |
| SSMI-3 | 56.293 | 43.707 | 31.002 | 22.116 | 46.882 | |
| GRA | SSMI-1 | 21.107 | 78.893 | 44.388 | 42.288 | 13.324 |
| SSMI-2 | 39.808 | 60.192 | 26.834 | 54.816 | 18.351 | |
| SSMI-3 | 75.952 | 24.048 | 15.388 | 23.693 | 60.919 | |
| CRO | SSMI-1 | 26.435 | 73.565 | 31.939 | 60.705 | 7.356 |
| SSMI-2 | 29.490 | 70.510 | 54.153 | 34.235 | 11.612 | |
| SSMI-3 | 87.143 | 12.857 | 14.900 | 11.379 | 73.721 | |
| Vegetation Types | Type of SSMI | Area Percentage (%) | ||||
|---|---|---|---|---|---|---|
| Rmax_Cum | Cumulative Months | |||||
| Positive | Negative | Short Term | Medium Term | Long Term | ||
| (1–4 Months) | (5–8 Months) | (9–12 Months) | ||||
| NF | SSMI-1 | 7.521 | 92.479 | 73.538 | 19.499 | 6.964 |
| SSMI-2 | 55.292 | 44.708 | 52.939 | 34.433 | 12.628 | |
| SSMI-3 | 40.947 | 59.053 | 69.638 | 19.499 | 10.864 | |
| BF | SSMI-1 | 36.641 | 63.359 | 68.467 | 30.913 | 0.620 |
| SSMI-2 | 52.416 | 47.584 | 51.968 | 34.475 | 13.557 | |
| SSMI-3 | 44.332 | 55.668 | 55.736 | 30.636 | 13.628 | |
| MF | SSMI-1 | 21.077 | 78.923 | 74.846 | 23.103 | 2.051 |
| SSMI-2 | 40.136 | 59.864 | 56.403 | 28.699 | 14.898 | |
| SSMI-3 | 53.243 | 46.757 | 52.059 | 40.479 | 7.462 | |
| SHR | SSMI-1 | 3.321 | 96.679 | 93.297 | 5.888 | 0.815 |
| SSMI-2 | 36.814 | 63.186 | 59.905 | 21.065 | 19.030 | |
| SSMI-3 | 16.033 | 83.967 | 91.214 | 0.483 | 8.303 | |
| SAV | SSMI-1 | 26.614 | 73.386 | 79.595 | 19.070 | 1.335 |
| SSMI-2 | 46.178 | 53.822 | 64.401 | 13.129 | 22.469 | |
| SSMI-3 | 45.543 | 54.457 | 59.801 | 19.253 | 20.946 | |
| GRA | SSMI-1 | 14.570 | 85.430 | 81.809 | 16.695 | 1.496 |
| SSMI-2 | 49.982 | 50.018 | 60.052 | 20.645 | 19.303 | |
| SSMI-3 | 74.501 | 25.499 | 51.918 | 9.868 | 38.215 | |
| CRO | SSMI-1 | 45.775 | 54.225 | 50.608 | 46.543 | 2.849 |
| SSMI-2 | 48.379 | 51.621 | 64.082 | 27.637 | 8.280 | |
| SSMI-3 | 77.099 | 22.901 | 69.320 | 7.634 | 23.046 | |


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| Vegetation Types | Type of SSMI | Lowest-SSMI Year | Mean SSMI for the Lowest-SSMI Year | WUEd | WUEm | Rd (Mean ± 95% CI) | Ecosystem Resilience |
|---|---|---|---|---|---|---|---|
| NF | SSMI-1 | 2007 | −0.843 | 1.814 | 1.906 | 0.951 (0.942–0.960) | Slight non-resilience |
| SSMI-2 | 2008 | −1.267 | 1.866 | 1.885 | 0.990 (0.981–0.999) | Slight non-resilience | |
| SSMI-3 | 2008 | −1.506 | 1.918 | 1.884 | 1.018 (1.002–1.034) | Resilience | |
| BF | SSMI-1 | 2008 | −0.523 | 1.780 | 1.863 | 0.955 (0.945–0.965) | Slight non-resilience |
| SSMI-2 | 2008 | −0.731 | 1.840 | 1.857 | 0.991 (0.982–1.000) | Slight non-resilience | |
| SSMI-3 | 2008 | −0.957 | 1.850 | 1.860 | 0.995 (0.986–1.004) | Slight non-resilience | |
| MF | SSMI-1 | 2007 | −0.614 | 1.785 | 1.844 | 0.968 (0.958–0.978) | Slight non-resilience |
| SSMI-2 | 2008 | −0.829 | 1.834 | 1.827 | 1.004 (0.958–0.978) | Resilience | |
| SSMI-3 | 2008 | −1.152 | 1.846 | 1.833 | 1.007 (0.998–1.016) | Resilience | |
| SHR | SSMI-1 | 2009 | −0.534 | 1.852 | 1.841 | 1.006 (0.996–1.016) | Resilience |
| SSMI-2 | 2007 | −0.584 | 1.560 | 1.540 | 1.013 (1.003–1.023) | Resilience | |
| SSMI-3 | 2010 | −0.943 | 1.822 | 1.856 | 0.982 (0.973–0.991) | Slight non-resilience | |
| SAV | SSMI-1 | 2007 | −0.938 | 1.677 | 1.740 | 0.964 (0.954–0.974) | Slight non-resilience |
| SSMI-2 | 2008 | −1.066 | 1.722 | 1.712 | 1.006 (0.996–1.016) | Resilience | |
| SSMI-3 | 2008 | −1.354 | 1.743 | 1.728 | 1.008 (0.998–1.018) | Resilience | |
| GRA | SSMI-1 | 2006 | −0.387 | 1.570 | 1.526 | 1.029 (1.019–1.039) | Resilience |
| SSMI-2 | 2007 | −0.382 | 1.482 | 1.517 | 0.977 (0.967–0.987) | Slight non-resilience | |
| SSMI-3 | 2011 | −0.337 | 1.513 | 1.541 | 0.982 (0.972–0.992) | Slight non-resilience | |
| CRO | SSMI-1 | 2008 | −0.522 | 1.599 | 1.619 | 0.988 (0.978–0.998) | Slight non-resilience |
| SSMI-2 | 2008 | −0.758 | 1.115 | 1.141 | 0.992 (0.982–1.002) | Slight non-resilience | |
| SSMI-3 | 2009 | −0.905 | 1.613 | 1.621 | 0.995 (0.985–1.005) | Slight non-resilience |
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Share and Cite
Hu, E.; Wang, R.; Yuan, L.; Zhang, H. Spatiotemporal Patterns of Soil Moisture Drought Across Different Soil Layers and Their Relationships with Ecosystem Water Use Efficiency and Resilience in the Three-North Shelterbelt Forest Program Region. Sustainability 2026, 18, 7771. https://doi.org/10.3390/su18157771
Hu E, Wang R, Yuan L, Zhang H. Spatiotemporal Patterns of Soil Moisture Drought Across Different Soil Layers and Their Relationships with Ecosystem Water Use Efficiency and Resilience in the Three-North Shelterbelt Forest Program Region. Sustainability. 2026; 18(15):7771. https://doi.org/10.3390/su18157771
Chicago/Turabian StyleHu, Ercha, Rui Wang, Limin Yuan, and Haidong Zhang. 2026. "Spatiotemporal Patterns of Soil Moisture Drought Across Different Soil Layers and Their Relationships with Ecosystem Water Use Efficiency and Resilience in the Three-North Shelterbelt Forest Program Region" Sustainability 18, no. 15: 7771. https://doi.org/10.3390/su18157771
APA StyleHu, E., Wang, R., Yuan, L., & Zhang, H. (2026). Spatiotemporal Patterns of Soil Moisture Drought Across Different Soil Layers and Their Relationships with Ecosystem Water Use Efficiency and Resilience in the Three-North Shelterbelt Forest Program Region. Sustainability, 18(15), 7771. https://doi.org/10.3390/su18157771
