Lithology-Dependent Evolution of Porosity and Permeability in Fault Fracture Zones: Implications for Sustainable Mine Water Hazard Mitigation and Groundwater Resource Protection
Abstract
1. Introduction
2. Experimental Plans
2.1. Experimental Materials
2.2. Experimental Equipment
- (1)
- High-strength seepage chamber: The dimensions comprise a radius of 5 cm and a height of 15 cm. It is made of special alloy steel, which can withstand axial loads of up to 50 MPa and remains without radial deformation.
- (2)
- Sealing and filtration assembly: The bottom of the chamber and the piston are provided with waterproof sealing rings to prevent fluid flow from overflowing from the side walls. Felts are also installed at both ends to prevent the loss of fine particles during the seepage experiment.
- (3)
- Water injection pump: It injects water into the chamber, providing a water injection pressure ranging from 0 to 10 MPa.
- (4)
- Data acquisition terminal: The axial load, displacement and strain data were continuously monitored and recorded using the control and data acquisition software of the MTS universal servo testing machine. The flow data were monitored using a measuring cylinder and a real-time recording balance. During each seepage stage, the raw data were continuously recorded, and the steady-state values were extracted for later analysis.

2.3. Experimental Procedure
- (1)
- Preloading stage: A preload of 0.1 MPa was applied to the broken sample in the chamber to ensure sufficient particle contact. Subsequently, the initial height was measured.
- (2)
- Incremental loading stage: The axial stress σz was set incrementally to 1, 3, 5, 7, and 10 MPa. Each level of axial pressure was run for 10 min until the displacement rate dropped below 0.01 mm/min, ensuring stabilization. The deformed height of the chamber was then recorded to calculate the instantaneous porosity of the sample.
- (3)
- Steady-state seepage stage: Under each axial stress level, water was injected in a top-down manner. The injection pressure was applied in five increments ranging from 0.5 to 2.5 MPa, and the steady-state volumetric flow rate was recorded. The steady-state seepage measurement was designed by referring to the constant-head permeability testing principle for granular materials, such as that in ASTM D2434. At room temperature, the water density and dynamic viscosity are taken as 1.0 × 103 kg/m3 and 1.01 × 10−3 Pa·s.
- (4)
- Post-test recovery stage: After completing unloading, the sample was retrieved, oven-dried, and re-sieved to quantify the evolution of the fractal dimension before and after loading.

2.4. Experimental Principle
3. Experimental Results and Analysis
3.1. Experimental Result Parameters
3.2. Seepage Characteristics of Broken Coal and Rock Masses
3.3. Effective Stress and Seepage Velocity
3.4. Porosity and Permeability
3.5. Fractal Dimension and Permeability
4. Conclusions
- (1)
- The seepage characteristics of broken coal and rock masses comply with the Forchheimer law. Through a non-linear regression analysis of the experimental data using the Forchheimer equation, it was found that the equation accurately characterizes seepage behaviors under different axial stress states. The non-linear effect factor E remains between 0.2 and 0.95 during the coupled loading–seepage process, which is higher than the critical threshold of 0.1 for the Darcy-to-non-Darcy flow transition.
- (2)
- The voids between broken coal and rock masses gradually become denser with the increase in effective stress, resulting in a decrease in porosity; the seepage velocity shows a monotonically non-linear decrease. As the compressibility of voids between broken coal and rock masses gradually decreases, the internal pores of the particles are poorly permeable, resulting in a gradual decrease in the reduction magnitude of seepage velocity and a flattening of the curve.
- (3)
- The porosity of broken coal and rock masses has an exponential negative correlation with axial pressure during the loading process. The porosity reduction rate is influenced by the strength of the rock lithology. This manifests as coal (97.52%) > coal–rock mixtures (63.11%) > sandstone (48.08%) > limestone (29.11%). The relationship between permeability and porosity shows lithological differences. Broken coal and coal–rock mixtures follow an exponential function variation relationship. Broken sandstone and limestone exhibit a quadratic relationship.
- (4)
- The fractal dimension D of broken coal and rock masses increases monotonically with the increase in axial pressure. It shows the characteristics of three stages: low axial pressure is stable, medium axial pressure increases sharply, and high axial pressure slows down. The permeability of broken coal and rock masses gradually decreases as the fractal dimension increases, and their relationship basically conforms to a linear negative correlation of a linear function.
- (5)
- The obtained lithology-dependent relationships among porosity, permeability, non-Darcy seepage behavior, and the fractal dimension provide useful indicators for mine water hazard prevention and control. In mines, areas with high hydraulic pressure, high fracture connectivity, and significant particle crushing should be regarded as potential water inrush risk zones. Methods including advanced geological probing, borehole water pressure monitoring, grouting reinforcement, and optimization of water-resistant pillars are recommended to reduce hydraulic connectivity and secure mine production.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Material Type | Density ρ (kg/m3) | Uniaxial Compressive Strength σc (MPa) | Elastic Modulus Ec (GPa) | Lithological Feature Description |
|---|---|---|---|---|
| Limestone | 2955 | 121.1 | 45.3 | It has a dense structure and high brittleness and produces particles with extremely sharp angularities after crushing. |
| Sandstone | 2980 | 85.4 | 32.8 | It has moderate particle cementation and produces a substantial volume of medium-sized particles after crushing. |
| Coal | 1300 | 21.6 | 2.5 | It has extremely low strength and high stress sensitivity and is highly susceptible to crushing. |
| Coal–rock mixtures | - | 42.5 (estimate) | - | It exhibits strong heterogeneity, with alternating soft and hard phases, and has complex stress transmission channels. The estimated UCS is calculated using the geometric mean model. |
| Sample | Axial Pressure/MPa | Porosity φ | Permeability k/m2 | Fractal Dimension D |
|---|---|---|---|---|
| Sandstone | 1 | 0.4828 | 9.91 × 10−12 | 2.08 |
| 3 | 0.3701 | 5.83 × 10−12 | 2.18 | |
| 5 | 0.3049 | 3.21 × 10−12 | 2.27 | |
| 7 | 0.2774 | 1.35 × 10−12 | 2.35 | |
| 10 | 0.2555 | 1.21 × 10−12 | 2.40 | |
| Limestone | 1 | 0.4806 | 8.94 × 10−12 | 2.04 |
| 3 | 0.4095 | 5.94 × 10−12 | 2.13 | |
| 5 | 0.3566 | 3.86 × 10−12 | 2.21 | |
| 7 | 0.3264 | 1.88 × 10−12 | 2.28 | |
| 10 | 0.3047 | 1.24 × 10−12 | 2.33 | |
| Coal | 1 | 0.1736 | 8.79 × 10−13 | 2.15 |
| 3 | 0.0854 | 6.81 × 10−13 | 2.27 | |
| 5 | 0.0473 | 4.82 × 10−13 | 2.37 | |
| 7 | 0.0059 | 1.85 × 10−13 | 2.45 | |
| 10 | 0.0043 | 9.75 × 10−14 | 2.52 | |
| Coal–rock mixtures | 1 | 0.3421 | 1.58 × 10−12 | 2.11 |
| 3 | 0.2232 | 1.18 × 10−12 | 2.21 | |
| 5 | 0.1895 | 8.94 × 10−13 | 2.32 | |
| 7 | 0.1526 | 8.52 × 10−13 | 2.40 | |
| 10 | 0.1262 | 6.64 × 10−13 | 2.45 |
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Huang, X.; Zhang, C.; Zhao, R.; Chen, Y.; Shi, X. Lithology-Dependent Evolution of Porosity and Permeability in Fault Fracture Zones: Implications for Sustainable Mine Water Hazard Mitigation and Groundwater Resource Protection. Sustainability 2026, 18, 7459. https://doi.org/10.3390/su18147459
Huang X, Zhang C, Zhao R, Chen Y, Shi X. Lithology-Dependent Evolution of Porosity and Permeability in Fault Fracture Zones: Implications for Sustainable Mine Water Hazard Mitigation and Groundwater Resource Protection. Sustainability. 2026; 18(14):7459. https://doi.org/10.3390/su18147459
Chicago/Turabian StyleHuang, Xuanhao, Cun Zhang, Ruihang Zhao, Yanhong Chen, and Xutao Shi. 2026. "Lithology-Dependent Evolution of Porosity and Permeability in Fault Fracture Zones: Implications for Sustainable Mine Water Hazard Mitigation and Groundwater Resource Protection" Sustainability 18, no. 14: 7459. https://doi.org/10.3390/su18147459
APA StyleHuang, X., Zhang, C., Zhao, R., Chen, Y., & Shi, X. (2026). Lithology-Dependent Evolution of Porosity and Permeability in Fault Fracture Zones: Implications for Sustainable Mine Water Hazard Mitigation and Groundwater Resource Protection. Sustainability, 18(14), 7459. https://doi.org/10.3390/su18147459

