Study on the Spatial Heterogeneity of Carbon Emissions and Low-Carbon Planning Strategies in Megacities in the Climate Transition Zone: A Case Study of Xi’an, China
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Area
2.2. Data Sources and Processing
2.3. Methodology
2.3.1. Spatial Autocorrelation Analysis
2.3.2. Multi-Scale Geographically Weighted Regression Model (MGWR)
2.3.3. Proxy Characterisation of Key Factors in Climate Transition Zones
3. Results
3.1. Spatial Heterogeneity of Carbon Emissions in a Climate Transition Zone
3.1.1. General Spatial Aggregation Characteristics
3.1.2. The “Single-Core, Multi-Point” Spatial Distribution Pattern
3.2. Differences in Emission Contributions Between Different Land Use Categories
3.2.1. Emission Contributions by Land Use Type
3.2.2. Carbon Use Intensity (CUI) by Functional Category
3.2.3. Spatial Mismatch Between Work and Residential Areas
3.3. Carbon–Heat Coupling and Positive Feedback from “Dry Heat Islands” in the Transition Zone
3.3.1. Spatial Correlation Characteristics of Carbon and Heat
3.3.2. Misalignment and Overlap of Spatial Clusters of CUI and LST
3.3.3. Positive Feedback Mechanisms Specific to Climatic Transition Zones
4. Discussion
4.1. The Impact of Morphological Factors on Carbon Emissions: Spatial Non-Stationarity and Drought Adaptation
4.1.1. Analysis of Spatial Non-Stationarity
4.1.2. Dual Impact of Floor Area Ratio in Climatic Transition Zones
4.1.3. Trade-Off Between Building Density (BD) and Ventilation Efficiency
4.2. The Non-Linear Mitigating Effect of Land Use Mix on Carbon Emissions
4.3. The Benefits of “Cooling and Carbon Reduction” in Blue–Green Spaces Within Transition Zones
4.3.1. The Evaporative Cooling Effect of NDVI
4.3.2. Contribution of the Water Body’s Thermal Sink Effect
4.4. Comparative Analysis of Mechanisms in Cities in the Climate Transition Zone and Humid Regions
- Differences in the strength of the influence of morphological factors: Studies in humid regions generally show that Floor Area Ratio (FAR) has a stable positive correlation with grid-level carbon emission, and the coefficient exhibits little spatial variation [70,71,72]. However, in this study, the local MGWR coefficient for FAR differs significantly between Xi’an’s old city and the High-Tech Zone. This discrepancy can be attributed to the mutual shading effect between super-high-rise buildings in the high-radiation environment of the transition zone. Under a humid and cloudy climate, this effect is significantly weakened. In other words, the linear perception in humid regions that “high FAR inevitably leads to high emissions” needs to be adjusted in Xi’an according to building height gradients.
- Comparison of the marginal efficacy of blue and green spaces: In dry, high-radiation environments, the marginal benefit of vegetation transpiration cooling is higher. The reduction in carbon emission intensity resulting from lower air temperatures is more pronounced under dry and hot conditions. This result supports the inference that “the drier and hotter the climate, the higher the return on investment for greening-induced cooling and carbon reduction” [73,74].
- Comparison of carbon–heat relationships: The bivariate Moran’s I coefficient for Xi’an reached 0.64. This result reflects the intensification of positive feedback in the “dry-hot island” phenomenon within the transition zone: low humidity weakens the capacity to dissipate latent heat, causing anthropogenic heat to become trapped within the urban fabric in the form of sensible heat, thereby creating a reinforced cycle of “emissions–warming–further emissions.” Cities in humid regions can mitigate the urban heat island effect relatively easily by increasing greening and water bodies, whereas cities in transitional zones such as Xi’an must simultaneously prioritise the provision of ventilation corridors to physically “blow” accumulated sensible heat out of the city. Otherwise, the additional energy consumption resulting from greening irrigation may offset the cooling benefits [75,76,77].
4.5. Low-Carbon Planning Strategies Based on Spatial Heterogeneity
- Old Town Renewal and Low-Carbon Guidance Zone (Core Area): The strategic focus is on “quality enhancement and decongestion.” Through micro-renewal measures, illegal structures are demolished, and “cool alleys” are designed to guide the prevailing summer winds through the high-density fabric, thereby alleviating the “heat traps” caused by historical development.
- Business Core Energy Efficiency Control Zone (High-Tech Zone, Economic Development Zone): The strategy focuses on “shade utilisation and façade management.” By controlling building height gradients to utilise mutual shading for cooling and mandating that high-rise office buildings adopt climate-adaptive shading façades, this strategy reduces carbon leakage from large-scale glass curtain walls under intense solar radiation.
- Ecological New District Collaborative Carbon Reduction Zone (Chanba, Qujiang): The strategic focus lies on “water–green–wind synergy.” A ventilation corridor system centred on rivers will be established. By enhancing the spatial permeability of blue and green spaces, an ecological compensation mechanism will be realised whereby “environmental cooling guides building energy reduction.”
5. Conclusions and Limitations
5.1. Conclusions
- Carbon emissions in Xi’an show a “double-peak” pattern centred on the old city and High-Tech District, with residential and commercial land accounting for nearly 60% of total emissions (peak CUI: 230.65 kgCO2/m2·year).
- A strong spatial coupling between carbon and LST confirms the “dry heat island” positive feedback: anthropogenic heat accumulates as sensible heat in low-humidity environments, reinforcing emissions-driven warming.
- Morphological factors suggest spatial non-stationarity: FAR exacerbates emissions in the old city but shows weaker effects in super-high-rise clusters due to mutual shading. BD reduces emissions only where ventilation is adequate.
- Land use mix and blue–green spaces show non-linear emission reductions. Mixed use enables complementary energy patterns, and evaporative cooling yields higher marginal benefits in arid–hot environments.
- Unlike humid-region strategies, low-carbon planning in transition zones should prioritise mutual shading, ventilation corridors, and water–green–wind integration.
5.2. Limitations and Further Works
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| CUI | Carbon Use Intensity |
| MGWR | Multi-scale Geographically Weighted Regression |
| FAR | Floor Area Ratio |
| BD | Building Density |
| LST | Land Surface Temperature |
| NDVI | Normalised Difference Vegetation Index |
References
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| Category | Item | Source | Accuracy/Format | Pre-Processing Operations |
|---|---|---|---|---|
| Basic Geographical Data | Building Outlines and Number of Storeys | OSM, POI, Baidu Maps | Shapefile | Topological cleaning, elevation estimation |
| Energy Emission Data | Energy Balance Sheets, Electricity Factors | Xi’an Statistical Yearbook | Statistical Data | Emissions inventory calculation |
| Remote Sensing Image Data | Night-time Lighting | NPP-VIIRS | 500 m grid | Downscaling and weighting simulation |
| Landsat-8, Sentinel-2 | 30 m grid | LST inversion, NDVI calculation | ||
| Planning Indicator Data | Land Use, etc. | Planning Bureau status map, OSM | Shapefile | Grid overlay |
| Metric | Value |
|---|---|
| Pearson correlation (r) | 0.73 |
| p-value | <0.001 |
| Number of grid cells (n) | 3517 |
| Variable | Minimum | Maximum | Mean | Median | Std. Dev. |
|---|---|---|---|---|---|
| CUI | 4.78 | 230.65 | 53.01 | 53.64 | 25.95 |
| FAR | 0.10 | 5.79 | 1.70 | 1.65 | 0.51 |
| BD (%) | 0.40 | 62.23 | 16.92 | 13.20 | 11.75 |
| Land use mix | 0.00 | 0.85 | 0.42 | 0.38 | 0.22 |
| NDVI | 0.05 | 0.68 | 0.31 | 0.28 | 0.14 |
| LST (°C) | 25.36 | 53.82 | 42.23 | 42.96 | 3.50 |
| Variable | Optimal bw | Coefficient (Original) | Coefficient (−10% bw) | Coefficient (+10% bw) | Change Range | R2 Change | Global VIF |
|---|---|---|---|---|---|---|---|
| FAR | 30 | −0.3961 | −0.3892 | −0.4015 | 0.0123 | +0.0015/−0.0012 | 2.1 |
| BD | 34 | 0.5005 | 0.4956 | 0.5062 | 0.0106 | +0.0009/−0.0009 | 2.5 |
| Land use mix | 42 | −0.1290 | −0.1265 | −0.1318 | 0.0053 | +0.0012/−0.0005 | 1.6 |
| NDVI | 30 | −0.0172 | −0.0168 | −0.0175 | 0.0007 | +0.0016/−0.0011 | 1.4 |
| Item | Number of Grid Cells | Minimum | Maximum | Mean | Standard Deviation |
|---|---|---|---|---|---|
| CUI (kg/(m2·year)) | 3517 | 4.78 | 230.65 | 53.01 | 25.95 |
| Land Use | Number of Grid Cells | Average CUI (kg CO2/(m2·year)) | Intensity Ranking | Coefficient of Variation |
|---|---|---|---|---|
| Public service | 660 | 51.79 | 4 | 0.46 |
| Commercial | 870 | 58.48 | 1 | 0.47 |
| Parks and green spaces | 232 | 53.91 | 3 | 0.45 |
| Industry | 256 | 41.37 | 5 | 0.53 |
| Residential | 1322 | 53.58 | 2 | 0.47 |
| Impact Factor | Mean | Minimum | Maximum | Standard Deviation | Significance Ratio | Scale of Effect |
|---|---|---|---|---|---|---|
| FAR | −0.3961 | −2.1263 | 0.3880 | 0.3867 | 35.4% | Local |
| BD | 0.5005 | −0.3032 | 2.3605 | 0.5304 | 41.2% | Local |
| Impact Factor | Mean | Minimum | Maximum | Standard Deviation | Adjusted R2 | Scale of Effect |
|---|---|---|---|---|---|---|
| Level of land use mix | −0.129 | −1.1820 | 0.7208 | 0.1758 | 0.8928 | Local |
| Impact Factor | Mean | Minimum | Maximum | Standard Deviation | Adjusted R2 | Scale of Effect |
|---|---|---|---|---|---|---|
| NDVI | −0.0172 | −1.2774 | 0.6107 | 0.1771 | 0.8956 | Local |
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Song, S.; Guo, R. Study on the Spatial Heterogeneity of Carbon Emissions and Low-Carbon Planning Strategies in Megacities in the Climate Transition Zone: A Case Study of Xi’an, China. Sustainability 2026, 18, 5820. https://doi.org/10.3390/su18125820
Song S, Guo R. Study on the Spatial Heterogeneity of Carbon Emissions and Low-Carbon Planning Strategies in Megacities in the Climate Transition Zone: A Case Study of Xi’an, China. Sustainability. 2026; 18(12):5820. https://doi.org/10.3390/su18125820
Chicago/Turabian StyleSong, Shiyi, and Ran Guo. 2026. "Study on the Spatial Heterogeneity of Carbon Emissions and Low-Carbon Planning Strategies in Megacities in the Climate Transition Zone: A Case Study of Xi’an, China" Sustainability 18, no. 12: 5820. https://doi.org/10.3390/su18125820
APA StyleSong, S., & Guo, R. (2026). Study on the Spatial Heterogeneity of Carbon Emissions and Low-Carbon Planning Strategies in Megacities in the Climate Transition Zone: A Case Study of Xi’an, China. Sustainability, 18(12), 5820. https://doi.org/10.3390/su18125820

