Abstract
Key Enabling Technologies (KET) support the adoption of Industry 4.0 (I4.0) and are also considered the main drivers of the Circular Economy (CE) transition. In this respect, the guidelines and real use cases to inspire enterprises and industry to lead the twin digital and green transition are still poor. This work is aimed at contributing to this matter, with twofold goals: on the one hand, to show a depth desk-research analysis of the key existing policies at European level that foster this twin digital and green transition; on the other hand, to review practical use cases and international projects where CE practices are boosted through the implementation of KET. From the analysis, a set of recommendations are suggested as a guide for policymakers, researchers, and industry managers on how to foster the CE through the implementation of I4.0 technologies.
1. Introduction
In the European Green Deal, the European Commission (EC) points out that we are currently facing significant environmental challenges because of the polluting and destructive activity of humans [1]. One of these challenges is making a transition from the current linear economic model, characterised by take-make-dispose, towards a circular model, which tries to maximise products and materials value as much as possible, closing both their technical and biological cycles [2].
In the meantime, industry is involved in the so-called fourth industrial revolution or Industry 4.0 (I4.0), characterised by the implementation of Key Enabling Technologies (KET) in the different industrial processes, which has facilitated smart systems and processes [3]. KET are Information and Communication Technologies (ICT) associated with high Research and Development (R&D) intensity, rapid innovation cycles, high capital expenditure, and highly skilled employment [4]. They are considered a key instrument for boosting the innovation and digital transformation in most of European industries, traditional sectors and society. They are characterised by their multidisciplinarity, covering many technology areas with a trend towards convergence and integration [5,6].
In the current European research and innovation funding programme 2021–2027, Horizon Europe, six KET are being prioritised: advanced manufacturing, advanced materials, life-science technologies, micro/nano-electronics and photonics, artificial intelligence (AI), and security and connectivity. However, KET also include many specific cutting-edge technologies, e.g., those included in Table 1, defined as the key pillars of the I4.0 transformation [7,8,9]. These technologies are clearly aligned with the KET’s definition, as advanced technologies that foster industrial innovation.
Table 1.
Key Enabling Technologies definition.
According to current product lifecycles, KET offer a new perspective on automated and more efficient production systems. Therefore, Industry 4.0 technologies are considered a driving force of the Circular Economy (CE) transition [10,11], with a clear effect on the reduction of the environmental impact of manufacturing industries [12,13]. There are many projects and solutions on the market focused on implementing I4.0 technologies with the aim of fostering the CE transition, modernising the industry with disruptive technologies, but at the same time, seeking a CE model, mainly due to their capacity to enable information to travel with a product, a critical aspect to maintain the value of a product for as long as possible [14]. Experts use different terms in scientific and policy papers for this new paradigm: “twin transition”, “twin digital”, “green transition”, “Circular I4.0”, or “Digital CE” [15].
At a European policy level, accelerating the twin digital and green transitions has been set a European priority, in line with the EU’s new growth strategy, the European Green Deal, that will be key to build a lasting and prosperous growth. In this way, the EC states that Europe must leverage the potential of digital transformation, which is a key enabler for reaching the Green Deal objectives. This idea is reinforced in the New Industrial Strategy for Europe [16] that gives special emphasis on the need of introducing new ways of thinking and working to lead both transitions, green and digital; and translated in the recently approved Horizon Europe Programme, the EU’s key funding programme for research and innovation, with a set of funding calls to accelerate the twin transition in specific industry sectors and technologies [17].
Nevertheless, besides all the recent efforts to boost and promote the necessary digital and green transition within the industry, there is a lack of information and examples on how KET could support the circular transition towards a smart and sustainable industry. Therefore, the goal of this paper is twofold: on the one hand, to analyse, at a European level, the existing policies that foster the twin transition, and on the other hand, to provide practical use cases and international projects where CE practices are boosted through the implementation of KET. From both analyses, a set of recommendations are suggested as a useful guideline on the necessary steps for a successfully twin transition.
The rest of the paper is organised as follows. Section 2 presents the adopted research method with the description of the research object. Section 3 presents the results obtained during the desk-research. Section 4 discusses the results, analysing the contribution of the different KET to the CE transition on different industry sectors. Finally, a set of recommendations are proposed to support the continuing fostering the twin transition.
2. Materials and Methods
This section details the methodology implemented in this research, summarize in Figure 1.
Figure 1.
Methodological flow.
In phase 1 it was established the basic elements for this research, i.e., its objective and methodology, through a preliminary research about the topic. This previous research highlighted the relevance of the proposed review, as it had not been analysed in detail how KET could act as enablers of CE practices, for instance exploring the most appropriated or used KET for such transformation, although it is one of the key priorities of different EU policies and strategies.
In phase 2, for the review bibliography process, the methodology that has been used is based on the UNE 166006 Technology Watch System [18], used by CETEM (work centre of three of the authors of this paper). CETEM is a pioneer in the implementation of Technology Watch and Competitive Intelligence systems, with their own certified system on April 2008, under the experimental UNE 166002 standard. Within this management system, Technology Watch and Competitive Intelligence stand out as sources of information for processes such as External Analysis of Information.
Following this methodology, a review of the bibliography, inventions, innovation activities, policies, etc. related with the twin digital and green transition, has been performed based on two systematic processes: search and analysis of the information in which it focuses the state of the art in our topic. Policies have been evaluated at three different levels: policy framework, directives, and regulations. The practical cases reviewed are a summary of those where CE transition has been boosted through the implementation of different I4.0 technologies, differentiated R&D projects, patents, and commercial solutions.
The most important and well-known databases have been used in the search process of this research:
- Multidisciplinary databases for the scientific papers research such as Web of Science [19] and Scopus [20] at an international level, and the databases of CSIC [21] and Dialnet Plus [22] in Spain. The keywords predefined for the systematic review of the state of the art are the combined parameters entered in those sources of information to perform our research; the following terms are included among those keywords: Key Enabling Technologies (KET); Circular Economy; Industry 4.0; Twin Transition; Artificial intelligence (AI); Big Data; Blockchain; Cloud computing; Dematerialisation; Circular economy; Digitalisation; Digitally-enabled solutions; Digital twins; Lifecycle assessments (LCAs); Internet of things (IoT) and connected devices; Machine Learning (ML); Online platforms; Radio-frequency identification (RFID); Sensors; 3D printing or additive manufacturing. Additionally, other scholar search tools have been consulted such as Google Scholar [23] or Academia.edu [24] to supplement the search and identify possible information gaps.
- Patent databases. At the level of technological innovation, the following databases have been determined as sources of information: The Spanish Patent Office, at a European level Espacenet [25], USPTO database in the US [26], the Japanese Patent Office JPO [27] and WIPO [28] at a global level. Apart from the predefined keywords, the International Patent Code has been used, with the focus on the following codes: B25J Manipulators; chambers provided with manipulation devices; B25J9/00 Programme-controlled manipulators; G06N 20/00 Machine Learning; B33 Additive manufacturing technology. Likewise, other open patent databases were consulted such as Google Patents [29] or Lens [30].
- Research projects databases: a compilation of the European projects facing the twin transition has been carried out, especially at the industry level. For this purpose, the most relevant project databases at a global level have been used such as: CORDIS [31], which provides information on all EU-supported R&D activities; Interreg Europe [32], which helps regional and local governments across Europe to develop and deliver better policy; Keep: a source for Interreg, Interreg-IPA cross-border [33], ENI-CBC and IPA-IPA cross-border since 2000 [34], updated on a daily basis; European Investment Project Portal (EIPP) [35]: The EU Matchmaking Portal; LIFE [36]; ERASMUS+ PROJECT RESULTS [37]; European Circular Economy Stakeholder Platform [38].
- Policies and current solutions databases: a search for information on the policies framework, directives, and regulations related to the twin transition in manufacturing and traditional industries in Europe. For this purpose, the most important databases at a European level have been consulted such as Eurostat [39], the official data base of the European Commission [40], EUR-Lex [41], and the official site of the Advanced Technologies for Industry [42].
The phase 3 of this systematized process has been the analysis of the extracted documents in relation with the twin transition in every identified document or result. The analysis evaluated the relation with the twin transition of identified projects, through a complete description of each of the identified initiatives.
In phase 4 it is identified which I4.0 technologies are used for supporting the CE transition and the different industry sectors where they are applied. This identification allows to classify KET regarding their knowledge/use to foster CE practices, and industry sectors regarding their level of twin transition implementation. In addition, it has been identified some initiatives that are focused on training on I4.0 towards a sustainable industry model.
Finally, in phase 5, it has been proposed a set of recommendations according to the result obtained in previous phases. Recommendations are classified in three operational categories: at the industry, technological, and knowledge levels. In addition, further actions of academic research are proposed to continue the work of this paper.
3. Results
3.1. European Policies for the Twin Digital and Green Transition
Policies play a crucial role in creating the enabling factors and paths towards a smart and sustainable industry. The EU policy agenda is broad and is covering a wide range of instruments and policy recommendations that spread across smart and sustainable economic development.
In relation with the promotion of a digital and green economy, the EU has launched a significant number of strategies, regulations, and directives to boost both transitions. In this way, the New Green Deal, that sets the EU objective to achieve a climate neutral society, outlined those digital technologies as critical enabler for attaining the sustainability goals. This is an ambitious and cross-cutting objective to all EU policies. Aligned with the Green Deal, different strategies and plans have been launched such as the Strategy on offshore wind, the “renovation wave” initiative for the building sector, or the Strategic Action Plan on batteries, among others [43].
From the point of view of the industry and digitalisation, the New Industrial Strategy [16] and the Digital Strategy [44] reflect the necessity to deploy technologies and reshape European industries towards a new reality, ensuring that it can become the enabler of this change.
Focusing on the CE aspect, the new Action Plan for the CE [45] includes measures for companies, public authorities, and consumers to adopt a sustainable model. It focuses on design and production and establishes the necessity to complement the circular transition through research, innovation, and digitalisation. The Action Plan is connected to four different strategies: chemicals, industrial, plastics, and zero pollution action plan. In the framework of these four strategies and the Action Plan for the CE, different policy frameworks have been launched, directives, and regulations that encompass the complete EU legislative framework of the CE at European level.
Table 2 summarises the existing legislative instruments classified in the different phases of the product production process from the raw materials extraction to the waste management process.
Table 2.
European legislative instruments for the twin digital and green transition.
Funding Instruments
The EU objectives and principles set in the different policy frameworks and policies regarding the necessity to boost the twin digital and green transitions have direct impact on all the different EU funding instruments. Thus, the key R&D funding instrument, the Horizon Europe Programme, set as one of its Key Strategic Orientations the “promotion of an open strategic autonomy by leading the development of key digital, enabling and emerging technologies, sectors and value chains to accelerate and steer the digital and green transitions through human-centred technologies and innovations”. Aligned with this, the Horizon Europe Work Programme 7 “Digital, Industry and Space” for the period 2021–2022 [46] encompasses different funding topics under the framework of a specific call for the twin digital and green transition with a total budget of 737.5 EUR million. In the framework of this specific call, it is expected that around 94 projects in these two years will be funded, which should be added to other topics of similar calls that also aim to foster the twin transition, such as some topics under the call “a digitized, resource-efficient and resilient industry”.
Additionally, the EC has recently launched the new Programme for the Environment and Climate Action, known as LIFE Programme [47], which includes, among its different specific goals, the development of innovative techniques, methods and approaches for reaching the EU environmental objectives, as well as to act as a catalyst for the large-scale deployment of successful technical solutions on this aim. The LIFE Programme is divided in four sub-programmes: (1) Nature and biodiversity; (2) Circular economy and quality of life; (3) Climate mitigation and adaptation, and (4) Clean Energy transition. The overall indicative amount devoted to grants for the period 2021–2024 is 2357.27 EUR billion [48].
Finally, a big funding instrument, financed with the revenues of the EU Emission Trading System (EU ETS), is the Innovation Fund [49]. The Innovation Fund, tailored for big energy companies, aims to bring to the market industrial solutions of innovation low-carbon technologies to support the Green Transition. It is estimated that it will provide around 20 EUR billion over 2020–2030 to fund highly innovative technologies and big flagship projects that can bring on significant emission reductions, focusing on energy-intensive industries; carbon capture, utilisation and storage technologies; renewable energies; and energy storage.
3.2. Twin Transition in the Industry: Practical Cases
In the next subsection, the analysed practical industrial solutions are classified on R&D projects, patents and current commercial solutions, all of them where KET have been implemented to boost CE practices.
3.2.1. R&D Projects
In the last years, several European projects co-funded by the EC through different funding programmes such as Horizon 2020, Erasmus+ or Interreg, have focused on boosting the twin transition through different ways of acting. R&D projects (Table 3) could be classified as projects that (1) act as Circular4.0 transition accelerator programmes (DigiCir and Circular4.0); (2) aim to research the industry skill gaps for the twin transition and develop a Joint Curriculum (DigiVIP, Single Market & Competition, and Sawyer); (3) are focused on new circular business models through the implementation of KET (C-SERVEES); (4) implement KET to support the monitoring and optimisation of different industry processes and energy use (SABINA, BIM2TWIN, and WASTE4think); and (5) R&D projects aimed at developing new solutions to enhance the sustainability of certain processes with the support of KET (SUSTAINair, BURBA and Rocycle).
Table 3.
R&D projects focused on the twin digital and green transitions.
3.2.2. Patents
From the desk-research, only a few non-European patents of solutions that join the use of KET and CE practices have been found, mostly in China. From the collected solutions (Table 4) most of them are focused on the implementation of IoT and Big Data technologies to develop smart systems that allow to increase the efficiency in different processes, such as logistic (AU2021101897A4) or energy monitoring and use (CN110138877A). Only one solution, CN103276910A, is about a different technology: a robot to process wallboard assembling for a more efficient and cleaner production.
Table 4.
Analysed patents related to the twin digital and green transition.
3.2.3. Commercial Solutions
There are many commercial solutions already on the market that use KET to foster CE practices in different industry sectors. The quick expansion of Big Data in several applications joined to the multiply possibilities that offered by the CC, has originated many applications that seek to make more efficiently industry processes, while prevent waste generation and energy use. This is the example of some analysed commercial solutions (Table 5) such as Circulor, SEGARA, or AEVAE. Nevertheless, other KET, such as AM, robotic, or AI are advancing in their implementation and are already present in different commercial solutions like Ohmie, RetourMatras, or RecySmart.
Table 5.
Commercial solutions that apply KET to implement CE strategies.
4. Discussion
R&D projects, patents and commercial solutions were classified according to the implemented KET and addressed industry sectors, obtaining that several projects were focused also on training for the twin transition, and not in technological development of new solutions.
The analyses show that five technologies (robotic, big data, AI, IoT, and AM) are applied to a greater extent as key enablers to achieve a twin transition than rest of KET technologies analysed in Table 1. Moreover, it has been detected that there are specific sectors where the twin transition has achieved a faster velocity of implementation than others. Moreover, it also has been identified some projects that are focused on up and reskilling workforce on how to implement I4.0 technologies to boost CE within the industry. Table 6 summarises the relation of all R&D projects, patents, and commercial solutions already mentioned with the I4.0 technologies applied, distributed by industry sectors, and also those focused on I4.0 training.
Table 6.
Analysed R&D projects, patents and commercial solutions classified per KET applied and industry sector, and those focused on training.
From the analysed it can be set that there are three I4.0 technologies most used as enablers of CE: Big Data, AI, and IoT, mainly implemented to monitor energy consumption and dynamic analysis to support CE energy management. Robotic is a I4.0technology also vastly implemented as CE enabler, mainly due to its capacity to facilitate waste sorting and assembling processes. Finally, AM has been identified as facilitator of eco-design practices incorporating new sustainable materials.
Regarding industry sectors, waste management sector is being transformed rapidly through the application of different technologies (Robotic, Big Data, AI, IoT) that allow to improve the efficiency of the different processes: collection, sorting, and processing of waste, being the sector where I4.0 technologies are most applied to achieve the circularity. From the analysed R&D projects, patents, and commercial solutions other identified industry sectors are automation and aviation, where two projects are focused on the improvement of the circularity of its value chain, reducing waste and improving its energy efficiency; the construction sector, with different R&D projects focused mainly on increasing energy efficiency through I4.0 technologies; the electrical and electronic sector, the implementation of Big Data and IoT as drivers to offer eco-innovative services has been studied; the mobility sector is clearly impacted by IoT and AI that allow drivers and traffic managers to find the best route, creating new opportunities for developing a sustainable and intelligent mobility system, and finally, other manufacturing sectors, such as furniture and textile, where IoT and AM has been used as enablers of eco-design principles and to reduce waste generation in production processes.
In addition, several solutions that are applied at a multisectoral level have been identified that aim to improve the circularity and efficiency of the different value chains. Through the implementation of AI and IoT technologies they improved the current techniques of life cycle, footprint and waste estimations and management.
Finally, several R&D projects are currently focused on improving competencies and skills in general twin transition concepts and techniques within SMEs, through different train and mentoring initiatives. These projects are aligned with different EU policies and strategies on re and up-skilling current and future workforce on digital and green competencies.
5. Conclusions
As conclusion of this research a set of recommendations for the improvement of the twin digital and green transition are proposed as a guide for policymakers, researchers, and industry managers on how to foster the CE through the implementation of I4.0, ensuring that the society reaches a sustainable and smart industry model. Recommendations, summarized in Figure 2, are classified according to three complemented levels of potential performance, following the three key aspects analysed in Table 6 as result of the R&D projects, patents, and commercial solutions analysis: industry sectors, KET, and training. Thus, final recommendations are classified at industry, technological, and knowledge level. For each operational category or level, it has been set two concatenated recommendations, allowing all actors to follow a logic order on their implementation.
Figure 2.
Recommendations to achieve a successful twin transition.
At the industry level, it has been established recommendations with two objectives: to boost the twin transition in those sectors where I4.0 technologies have been already introduced to a greater extent with green purposes, and to foster their implementation in those sectors less advanced. Thus, the two concatenated recommendations are:
- Set clear objectives of digitalisation and circularity for those advanced sectors (waste management, automotive and aviation, construction) to spread this process, and extend to the whole European system the already achievements.
- Establish new strategic plans and policies to foster the twin transition in manufacturing, energy, electrical and electronic, and mobility industry sectors, and set new specific funding programs for these sectors.
At the technological level, it has been detected that some I4.0 technologies are more implemented to achieve a more sustainable industry, reducing waste generation, and increasing energy efficiency. The following recommendations are intended to transfer these technologies across the industry system while exploring the green potential of other I4.0 technologies, with the goal of ensuring the development of the necessary technologies for an efficient twin transition.
- Support R&D activity on those technologies that already accelerate the circular transition (Big Data, AI, IoT, Robotic, and AM) with the aim to continue fostering the digitalisation of the industry while achieving sustainable goals.
- Analyse how other technologies currently not or less applied could support the circular transition in different industry sectors and foster them through strategic and funding plans.
At the knowledge level, different initiatives have been analysed that aim to improve the knowledge of workers and managers on the necessary digital and green skills for a successful twin transition. Following recommendations, aligned with analysed initiatives and EU industry policy [16], aim to guarantee a smooth twin transition, allowing all actors of the different industry value chains to acquire the necessary skills and competences,
- Launch new initiatives to provide the necessary skills and competencies to workers and managers of different industry sectors to understand and implement the necessary twin transition, through the application of I4.0 technologies and CE strategies.
- Foster synergies among the different training initiatives to increase their impact, for instance through a Centres of Vocational Excellence (CoVE) [77] focused on the twin transition.
Finally, aligned with detailed conclusions and recommendations, authors suggest that further actions should analyse how the different I4.0 technologies could foster CE practices, by a detailed research on each of the I4.0 technologies, and how to cover industry knowledge gaps and transfer the necessary knowledge through Vocational Education and Training (VET) and/or Higher Education (HE) programmes focused on twin digital and green transition, as currently most of the industry is not prepared for such transformation.
Author Contributions
Conceptualization, J.-J.O.-G. and M.-V.B.-D.; methodology, J.-J.O.-G. and J.G.-L.; software, M.-V.B.-D.; validation, G.C.-C. formal analysis, J.-J.O.-G.; investigation, J.-J.O.-G. and G.C.-C.; resources, J.-J.O.-G. and G.C.-C.; data curation, J.-J.O.-G. and M.-V.B.-D.; writing—original draft preparation, J.-J.O.-G. and M.-V.B.-D.; writing—review and editing, all authors; visualization, J.-J.O.-G.; supervision, J.G.-L. and M.-V.B.-D.; funding acquisition, G.C.-C., J.G.-L. and M.-V.B.-D. All authors have read and agreed to the published version of the manuscript.
Funding
This research has been partially co-funded by the Erasmus+ projects MAKING 4.0 (ref. 598783-EPP-1-2018-1-ES-EPPKA2-CBHE-JP), ALLVIEW (ref. 621192-EPP-1-2020-1-ES-EPPKA3-VET-COVE), and by the Spanish Ministry of Science, Innovation and Universities, under the project Go2Edge (ref. RED2018-102585-T). This publication reflects the views only of the authors, and the Commission cannot be held responsible for any use which may be made of the information contained therein.
Conflicts of Interest
The authors declare no conflict of interest.
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