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Viruses 2018, 10(12), 688; doi:10.3390/v10120688
A Wake-Up Call: We Need Phage Therapy Now
Institute of Medical Microbiology, University of Zurich, 8006 Zurich, Switzerland
Max Planck Institute for molecular Genetics, 14195 Berlin, Germany
Department of Microbiology, Icahn School of Medicine at Mount Sinai, New York, NY 10029, USA
Department Trauma & Orthopedic Surgery, Septic & Reconstructive Surgery, Research and Treatment Center for Complex Combat Injuries, Military Hospital Berlin, 10115 Berlin, Germany
These authors contributed equally.
Received: 26 October 2018 / Accepted: 3 December 2018 / Published: 5 December 2018
The rise of multidrug-resistant bacteria has resulted in an increased interest in phage therapy, which historically preceded antibiotic treatment against bacterial infections. To date, there have been no reports of serious adverse events caused by phages. They have been successfully used to cure human diseases in Eastern Europe for many decades. More recently, clinical trials and case reports for a variety of indications have shown promising results. However, major hurdles to the introduction of phage therapy in the Western world are the regulatory and legal frameworks. Present regulations may take a decade or longer to be fulfilled. It is of urgent need to speed up the availability of phage therapy.
Keywords:phages; phage therapy; Helsinki declaration; regulation; magistral preparation
Phages are attracting increasing attention for therapeutic approaches against antibiotic-resistant bacterial infections . They exert therapeutic effects by killing bacteria and have been applied successfully against various bacterial infections since their discovery about 100 years ago. However, no phage therapeutic approach has been approved for human use in the United States (US) or the European Union (EU). Serious adverse events by phage therapy have not been reported to date, which justifies their use against antibiotic-resistant bacterial infections . Phages are biologicals and cannot fulfil the strict regulations for chemical antibacterial agents with respect to standardization and reproducibility. The Centers for Disease Control have warned about the present time as “post-antibiotic era” . A group of commonly multidrug-resistant bacteria have been designated as ESKAPE, an acronym of Enterococcus faecium, Staphylococcus aureus, Klebsiella pneumoniae, Acinetobacter baumannii, Pseudomonas aeruginosa, and Enterobacter species . Phage therapy could provide a promising adjunct to existing antibiotic treatments to combat multidrug-resistant infections.
2. History of Phage Therapy
Phages are the most abundant organisms on Earth. They amount to about 1031 particles on our planet and are distributed over all ecosystems such as the oceans and freshwater, the air up to the stratosphere, and surfaces inside and outside of the human body . Depending on the environment, phages can be about 10- to 100-fold more abundant than their prokaryotic hosts . In 2005, virologist Curtis Suttle illustrated their vast abundance by concentrating hundreds of liters of ocean water and presenting the phages in electron micrographs or by fluorescent DNA staining [7,8]. Earlier, in 1989, Norwegian scientists had described up to 250 million phages per milliliter of marine water using transmission electron microscopy, changing in numbers as a consequence of the seasons . These numbers were unexpected and 103–107 times higher than those described before, which were based on counting plaque-forming units on various host bacteria. Recently, thousands of new phages have been identified in the oceans with genes influencing carbon, sulfur, phosphorous and nitrogen cycles, amongst others [10,11].
In 2017, the Institut Pasteur in Paris celebrated the centennial of the publication of a manuscript on “invisible antagonists” of bacteria isolated from patients with dysentery, published by Félix d’Herelle (1873–1949). The Franco-Canadian self-taught scientist with no university education was not highly respected by his academic fellow researchers. In 1917, he isolated the agents which he termed “bacteriophages” from human feces and used them to kill bacteria under laboratory conditions . Two years earlier and independently of d’Herelle, the British bacteriologist Frederick Twort (1877–1950) discovered a “bacteriolytic agent” in the filtrate of bacterial cultures .
After finding that avian typhoid in chickens could be cured by phage cultures, d’Herelle’s findings were quickly applied to humans . In 1921, patients at a children’s hospital in Paris were cured from toxic dysentery by oral phage application within one day. In Alexandria, Egypt, d’Herelle treated four patients suffering from bubonic plague by injecting phages directly into the infected lymph nodes . All four patients recovered. This was a remarkable success and widely reported in French medical journals. During a cholera epidemic in India in 1927, d’Herelle treated patients with phages, reducing the mortality rate from 63% of untreated patients to 8% of phage treated patients.
In India, the English bacteriologist Ernest Hankin (1865–1939) had already detected the antibacterial activity of water from Indian rivers, without knowing about the agent . While unboiled river water from the Junma river efficiently killed Vibrio cholerae, boiled water did not (Figure 1). It is debated if the antibacterial activity of the river water was due to phages or caused by a volatile compound. Abedon and colleagues  argued against phages as cause. However, since the exact experimental conditions remain unknown, some of the effects observed by Hankin could possibly have been due to phage activity. During the history of medicine animal dung was used to treat bacterial infections [17,18,19,20]. The cures were later on considered as myths. Yet, since feces contain up to 1010 phage particles per gram dry weight , some of the curing effects may have been due to phages.
The treatments performed by d’Herelle were not always easily reproducible by his colleagues . He tried to overcome their criticism by combining different phages, demonstrating that cocktails increased the probability of combating diverse bacterial infections. Phage cocktails, combinations of phages, are still in use today and commercially available, for instance, in Russia . This already indicated the high degree of specificity of phages towards their hosts. In 1923 d’Herelle, together with George Eliava (1892–1937), founded the Eliava Institute for Phage Therapy in the Republic of Georgia that still exists.
Phage therapy was massively implemented during the Winter War between the former Soviet Union and Finland (1939–1940), with 6,000 Soviet soldiers treated against open wounds with streptococcal or staphylococcal infections, which prevented amputations . The wounds were topically treated, for example, with mixtures of streptococcal and staphylococcal phages or with pyophage (“PYO”) cocktail that contains phages to a wide variety of bacteria including streptococci, staphylococci, Shigella, Salmonella, Escherichia coli, Pseudomonas aeruginosa and Proteus . Thereby, mortality due to gangrene was reduced to a third . German companies such as Behring and Eli Lilly in the US produced phage preparations against streptococci, staphylococci and Escherichia coli. During World War II in Africa, the German army under general Erwin Rommel, as well as allied forces, applied phage therapy against dysentery .
In 1928, modern antibiotics were discovered and were first used on a large-scale during World War II . The definitive abandonment of commercial phages in the 1980s was marked by the destruction of phage collections of the Pasteur Institutes in Paris and Lyon —to the disappointment of many researchers today.
3. Fecal Microbiota Transplantation of the “Zurich Patient”– a Therapy against Clostridium difficile Infection Involving Phages
In 2008 a patient in Zurich came into the Institute of Microbiology, and asked for help in her case of chronic diarrhea caused by C. difficile infection resulting from antibiotic therapy for a jawbone infection. Against the original refusal by members of the medical faculty of the University Hospital of Zurich the patient insisted and in 2010 received fecal microbiota transplantation (FMT) from her sister as donor, under normal laboratory conditions (not a surgery unit) as one of the first patients in Central Europe to receive such a treatment. The patient was cured within a few days . We have followed changes in the microbiome and virome for now eight years [29,30,31]. The patient recovered within days, even though the microbiota composition changed but remained distinct even after seven months. Interestingly, the intestinal phage population of the patient quickly became similar to that of the donor (Figure 2). Indeed, FMT could be regarded more as a phage therapy than a bacteriotherapy, as phages are by far the most abundant entities in human feces [32,33,34]. The patient’s bacterial population eventually became donor-like within four years as well [30,31].
In May of 2013, the US Food and Drug Administration stated that an investigational new drug administration was required to perform FMT, following the reporting of some initial case studies of this procedure . This restriction was put into place because of theoretical safety concerns of transmission of diseases and the lack of standardization and testing. Only one month later, opposition from affected patients with recurrent C. difficile infection with no other therapeutic options and the convincing efficacy and safety data caused the FDA to reverse its stance and approved FMT for this indication . FMT is by no means a new treatment – the first records date back to the China of the 4th century, where stool diluted with water and perhaps fermented, called “yellow soup”, was used against food poisoning and diarrhea . The procedure is easy, cheap, has not been linked to any serious adverse events in over a century of applications, including these more well-documented recent cases, and shows an impressive cure rate of about 90% against recurrent C. difficile infection [37,38]. Consequently, FMT has gained acceptance within the medical community within a few years, and may also be effective against other indications such as inflammatory bowel disease (IBD), obesity, possibly even mental disorders, and others .
Analysis of the Zurich patient’s fecal virome revealed a relatively low complexity after recovery. Only about twenty different phage types were identified . The relatively low abundance of phages in the cured patient may have been an indicator of a healthy microbiota. Indeed, inflammatory conditions associated with obesity and IBD lead to an expansion of phage populations [40,41,42,43]. In the case of the Zurich patient we identified a core phage population that was highly similar between donor and patient and therefore likely transmitted during FMT. In addition to these highly abundant core phages, individual phages of low abundance are likely present, but more difficult to identify. Similar to this analysis, viral populations in various sites of the oceans exhibited a core virome shared among samples from different sites, along with less abundant phages specific for certain environments .
Microbiota studies on the effects of FMT have largely focused on bacterial populations. However, it is likely that successful FMT is also attributable to the phages present in feces (the “phagebiota”), not to bacteria alone. Along this line, it has been demonstrated that FMT can cure C. difficile infections even when bacteria are removed by filtration, leaving phages as the only transmitted biological species . Additionally, confirming the findings in the Zurich patient, it has been shown that transfer of phages during FMT correlates with success of treating C. difficile infections . Thus, phages alone may be sufficient to exert therapeutic effects. This, however, needs to be confirmed with more patients. In the future, FMT may be replaced by microbiota-targeting therapies using defined combinations of microorganisms instead of complex and poorly defined donor stool specimens . It can be envisioned that such combinations of microorganisms will benefit from including specific phages that can help establish a healthy microbiota in the patient. In the case of C. difficile infections, for example, it may also be useful to supplement microbiota-targeting therapies with a cocktail of C. difficile-specific phages . The apparent importance of the phagebiota suggests that phage-based therapies may be efficient also against other intestinal diseases characterized by altered microbiota, such as IBD, type II diabetes (T2D), and obesity. Indeed, significant alterations in the phageomes of patients with IBD  and T2D  have been described, and phages adhering to intestinal mucus have been shown to provide protection against bacterial infections and regulate local inflammation [50,51]. These findings suggest that specifically manipulating phage populations may provide new avenues for curing these and related diseases.
Mouse studies have shown that obese mice feeding on the feces of co-caged lean mice can become lean . Obese mice, on average, have less complex microbiota with reduced diversity and richness, perhaps because the rich nutritional milieu provided by a high caloric diet, causes overgrowth of a limited number of specialized bacteria [53,54,55]. Thus, obese mice may replenish their microbiota with the diverse microorganisms in the feces of lean mice. Low bacterial richness may also be linked to obesity in humans, which is apparently not easily reverted by patients . It has been recently shown that a low diversity of intestinal bacteria predisposes to later weight gain, suggesting a causal role of microbiota in the development of obesity . The role of the phageome, however, remains to be studied in human subjects.
4. Recent Developments in Phage Therapy
The fear of multidrug-resistant bacterial infections of hospitalized patients has led to recent efforts to investigate phage therapy by medical doctors, funding from the EU, and various companies. The Eliava institute in Tbilisi, Republic of Georgia, as well as hospitals in Novosibirsk, Russia and Wroclaw, Poland, have continuously published case reports on the positive effects of phage therapy and thereby helped to keep this approach alive [58,59,60,61,62]. Results from the first placebo-controlled, double-blind human clinical trial (Phase I/II) on therapeutic phages were published in 2009 . Phages against P. aeruginosa infections in chronic otitis resulted in reduced bacterial counts and significantly improved symptoms compared to a placebo group, in the absence of treatment-related adverse events.
Most striking was the recent well-documented case of Tom Patterson who was infected with a multidrug-resistant Acinetobacter baumannii strain during a trip to Egypt. His wife, the physician Steffanie Strathdee, initiated a phage treatment. Patterson was transferred to California and remained in a coma for three months. The phage therapy was made possible through a combined effort by doctors, researchers, the US Navy and health authorities. The phages were isolates from sewage water and environmental samples. About 100 phages were screened for lytic activity against the patient’s A. baumannii strain and the most active phages were combined in cocktails of four. Three originated from the US Navy phage library at Texas A&M University, and one from AmpliPhi Biosciences, CA, and were applied through percutaneous catheters and intravenously, which was rather unusual but permitted under these life-threatening conditions. The treatment was well tolerated and the patient recovered . Other nosocomial outbreaks of A. baumannii have been reported recently [65,66,67,68,69,70]. Phages may be able to contain such outbreaks and reduce mortality in the future.
Meanwhile, Strathdee wrote a book on how phage therapy saved her husband from a deadly superbug (to be published in 2019), and together with Robert Schooley became Codirector of University of California’s Center on Innovative Phage Applications and Therapeutics (IPATH) in San Diego, CA. Schooley, an infectious disease physician at the university, was the first author on the manuscript about Patterson’s cure . Several compassionate trials on patients are forthcoming.
The Nestlé company started a large effort on phage therapy several years ago, described by the phage researcher Harald Brüssow. His group selected T4-like phages against E. coli induced diarrhea in children in Bangladesh. The orally applied phages were well-tolerated. However, the children did not have sufficient numbers of E. coli in their intestine to allow for amplification of the phages. Consequently, there was no significant therapeutic effect [71,72].
In 2013 the European Commission started a therapeutic trial for the treatment of burn wounds under the 7th Framework Program called PhagoBurn. The multicentered randomized clinical trial comprising eleven clinical EU partners from France, Belgium and Switzerland aimed at treating P. aeruginosa infected burn wounds with Good Manufacturing Practice (GMP) produced phages . The topically applied phages successfully reduced the bacterial burden, but at slower pace than the standard of care treatment, sulfadiazine silver emulsion cream. The phages, however, caused fewer side effects than the standard of care treatment , highlighting the potential of phage therapy against open wounds. As part of the PhagoBurn trial, the French company Clean Cells was the first to achieve GMP-like production of phages.
In addition, efforts made in Germany by Phage4Cure, a joint project involving the Leibnitz Institut Deutsche Sammlung von Mikroorganismen und Zellkulturen (DSMZ) and the Fraunhofer Institute for Toxicology and Experimental Medicine in Braunschweig as well as the Charité Berlin with funding from the Ministry of Education and Research (BMBF) aim at identifying phages against P. aeruginosa, and test them in preclinical and clinical trials in the upcoming four years.
A significant reduction of a contamination with pan-resistant P. aeruginosa was achieved by surgeons of the German Military Hospital, Berlin, while treating a war-injured patient with a mixture of phages from the Eliava Institute, antibiotics and other detoxifying agents. The authors stress the importance of combining phages with antibiotics and even discuss antimicrobial peptides or photodynamic therapies in combination with phages . Phages may increase the uptake of antibiotics into bacterial cells. Therefore, phage therapy is likely most effective when combined with antibiotics [74,75,76,77,78]. In this effort Jean-Paul Pirnay from the Queen Astrid Military Hospital in Brussels, Belgium, also participated, who is an advocate of phage therapy and published a proposal for guidelines on how phage therapy can be implemented today .
Another strong advocate of phage therapy, Elizabeth Kutter, is promoting phage treatment of diabetic foot ulcers that are often infected with MRSA strains or other multidrug resistant bacteria. The results of nine patients with MRSA infection and poor response to antibiotics that have been successfully treated topically with a staphylococcal phage have been published recently . In addition, phage therapy shows promise against the second most frequently implicated bacterium in diabetic foot infections, Klebsiella pneumoniae . In the US, about 100,000 foot amputations result from diabetic foot ulcers and osteomyelitis every year , many of which may be preventable by phage therapy.
In vitro studies performed in collaboration with the University Hospital of Zurich and the Eliava Institute on the PYO phage cocktail that is commercially available and registered in Russia identified a potential to cure urinary tract infections (UTIs) . The laboratory results will be applied in a clinical trial to about 80 UTI patients who will be treated at the Tsulukidze National Center of Urology in Tbilisi, Republic of Georgia . Phages will be prepared at the Eliava Institute. Pilot studies found that treatment of UTIs with the phage cocktails substantially decreased bacterial titers in six out of nine patients, with no adverse events reported .
The survey on phage therapy, as presented and discussed during the 2018 workshop Viruses of Microbes in Wroclaw, supported by the European Molecular Biology Organization (EMBO) and with over 500 participants, made it clear: phage therapy is not within close reach; it will likely take ten to fifteen years. Many of the participants had experienced desperate pleas and calls from patients with chronic infections facing an amputation as the only option. Others reported on family members who died of sepsis—without any explanation as to how this came about, such as hospital infections. Sepsis is a severe condition, however, it is not always life-threatening and therefore such patients do not comply with the rules of the Helsinki Declaration: “In the treatment of an individual patient, where proven interventions do not exist or other known interventions have been ineffective, the physician, after seeking expert advice, with informed consent from the patient or a legally authorized representative, may use an unproven intervention if in the physician’s judgement it offers hope of saving life, re-establishing health or alleviating suffering. This intervention should subsequently be made the object of research, designed to evaluate its safety and efficacy. In all cases, new information must be recorded and, where appropriate, made publicly available.” .
As opposed to antibiotics, phages are self-dosing and self-limiting (Figure 3), and formation of resistance is typically lower [86,87,88]. Throughout more than one hundred years no serious adverse events caused by phage therapy have been reported [2,89]. However, there is still a need to develop or follow measures that can mitigate potential safety concerns. One of the challenges is that phage preparations will inevitably contain some amount of endotoxin or other harmful bacterial components. This is especially important if the phages are applied intravenously. Thus, before intravenous application, endotoxin levels need to be determined and the phage preparations diluted accordingly to meet the FDA-recommended limitation of 5 endotoxin units per kg of body weight per hour . This issue can be overcome by using highly purified phage preparations . Another safety concern is the potential rapid release of endotoxin due to bacterial lysis . A strategy to avoid this is to genetically engineer non-replicating phages to inactivate the host bacteria without lysing them . However, a recent study found that, although phages kill pathogenic E. coli faster than β-lactam antibiotics, phages released fewer endotoxin when directly compared .
Bacterial resistance to therapeutic phages has been observed. However, the potential for inducing resistance is considerably narrower than for antibiotics because of the restricted host range of most phages, as well as due to the fitness cost for the bacterium associated with altering surface receptors [82,83]. Since there is usually no cross-resistance with antibiotics, a combination of phages with antibiotics may be the best measure to preclude resistance formation .
The potential problem of introducing harmful genes such as virulence factors or those conferring antibiotic resistance can be overcome by using fully sequenced phages. Phage banks should only include well-characterized phages that do not carry potentially harmful genes.
Within the narrow time frame of approximately 36 h to treat septic patients, it is necessary for the physician to perform a “phagogram”, similar to an antibiogram, that will determine which phages the bacterial pathogens are susceptible to . Of note, the results obtained from a phagogram are generally obtained within the same time frame as are antibiograms, within 18 h, using commercially available kits [1,93]. Selected phages can then be amplified and purified on-site within a time frame of 18 h .
5. The Magistral Approach
The costly and time-consuming requirements for the production of phages under current guidelines in the US and the EU are not easily fulfilled . As a consequence, Belgium is currently implementing a pragmatic framework on phage therapy that centers on magistral preparation of individual therapeutic phages by pharmacies, whereby non-authorized ingredients (the phages) may be included, provided they have a certificate of analysis from a Belgian Approved Laboratory . Although the final products will not fully comply with the European requirements for medicinal products for human use (Directive 2001/83/EC), such magistral phage preparations can be used to treat patients in Belgium. This approach provides an example of how to accelerate the implementation of phage therapy.
In contrast to conventional medicinal products approved under the present regulatory framework of the EU, which distributes responsibilities for safety between the prescriber, the pharmacist, the marketing authorization holder and regulatory authorities, a magistral formula prescription puts most of the liability on the prescribing physician and the pharmacist . As a long-term solution to this problem, it has been suggested that novel EU regulations need to be implemented which allow for “Biological Master Files” (BMF), similar to procedures already existing for chemical drugs but not for biologicals such as phages. Similar to an Active Substance Master File (ASMF), the currently recognized term in the EU, a BMF for phages could cover manufacturing processes, quality control measures and compliance, as well as safety issues (including, for instance, endotoxin levels). The finished product could then be prepared as a magistral formula. In this scenario, liability would be shared more evenly between manufacturers, regulatory bodies, prescriber and pharmacist.
6. The Future of Phage Therapy
What is essential to accelerate the availability of phage therapy?
1. We need interim regulations by authorities with reduced stringency until the demands for present-day guidelines can be fulfilled, which may require many years.
2. We need well-characterized phages that are pure, sequenced and have a defined host specificity. Information on phage banks should become available to physicians. A phage bank with well-characterized phage stocks needs to be able to supply phages for fast amplification and treatment within 36 h—the time some septic patients spend in intensive care units before succumbing. Such a treatment would probably be in agreement with the Helsinki Declaration. However, physicians and patients need to be informed about phage therapy, informed consent is required and phages should be made available. For these phages, one or several authorized storage places are required. Characterization, purification, sequencing and storage of one phage can be achieved at a cost of about € 500. Storage under qualified conditions is available, for instance, in Bern, Switzerland. Large phage collections already exist in Brussels, Belgium, Tbilisi, Republic of Georgia, Novosibirsk, Russia, Braunschweig, Germany, Zurich, Switzerland, Helsinki, Finland, and Quebec City, Canada. They are, however, currently, not easily available.
Many phages are required, because multiple phage types may be needed to treat different strains of one bacterial species. Furthermore, several bacterial strains are often present in an infection. Phage therapy is a form of individualized or personalized medicine. Thus, therapeutic phages need to be tested for effectiveness against the patients’ pathogens (phagogram) and phage cocktails be individually prepared. This may not be attractive for industries, but is necessary.
3. The preparation of phages “in the spirit of GMP” should be performed with the help of magistral preparations by pharmacies as recommended in a concept paper by Pirnay and colleagues . In the magistral approach, phage therapeutics are formulated on demand by selected authorized pharmacies.
4. Politicians need to be alerted to support such a combined effort, preferably at the European level. A fast interim solution is urgently needed and requires political decisions to be made.
This proposal was initiated during the Viruses of Microbes workshop in Wroclaw, 2018, by a consortium of several phage researchers, asking all participants for support of phage therapy. Around two hundred participants, including many phage experts, agreed. The names of the consortium members are listed on the petition page shown below (Figure 4). Additional information can be found on www.phage-initiative.org, including references about ongoing research under “About Us”. To support the proposal, please send an e-mail saying “yes” to [email protected].
Many supporting signatures arrived. Almost all participants of the phage meeting signed, but more signatures will be required to convince political authorities. They will be approached with the list of signatures.
We should remember that a global effort was made to successfully combat HIV/AIDS. Similar mechanisms are required to help to proceed with phage therapy. The need is of similar urgency, the number of people suffering from multidrug-resistant infections will be much higher in the near future.
K.M. and F.B. thank Prof. Peter Palese for his generous support. F.B. acknowledges financial support by the German Academy of Sciences Leopoldina through a postdoctoral stipend.
Conflicts of Interest
The authors declare no conflict of interest.
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Figure 2. Dynamics of bacterial (top) and phage (bottom) populations in a C. difficile patient successfully treated by fecal microbiota transplantation (FMT). Data adapted from .
Figure 3. Population dynamics of bacteria and phages during phage therapy. The figure does not show actual data but represents typical growth curves observed experimentally. Phages are self-dosing (i.e., amplifying in the presence of the host bacterium) and self-limiting (i.e., cleared once the host bacterium is eliminated). PFU, plaque-forming units; CFU, colony-forming units.
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