A Review of AI Applications in Lithium-Ion Batteries: From State-of-Health Estimations to Prognostics
Abstract
1. Introduction
Contribution and Organization of This Review
2. AI-Based Methods for SoH Prediction
2.1. Definition of State of Health (SoH)
2.2. Traditional Machine Learning Methods
2.2.1. Support Vector Machines (SVMs)
2.2.2. Random Forest (RF)
2.3. Probabilistic Machine Learning and Digital Twin-Enhanced Prognostics
2.4. Deep Learning Methods
2.4.1. Multilayer Perceptron (MLP)
2.4.2. Recurrent Neural Networks (RNNs)
2.4.3. Long Short-Term Memory (LSTM) Networks
2.4.4. Transformer
2.4.5. Physics Informed Machine Learning and Physics Informed Neural Networks
3. Experiments
3.1. Overall Workflow
3.2. Benchmark Datasets
- NASA Battery Dataset:
- CALCE Dataset:
- Oxford Battery Degradation Dataset:
- Other Datasets:
3.3. Evaluation Metrics
4. Comparison and Evaluation of AI Prediction Methods
4.1. Traditional Machine Learning Methods
4.2. Multilayer Perceptron
4.3. Recurrent Neural Networks (RNNs) and Variants
4.4. Long Short-Term Memory (LSTM)
4.5. Hybrid Deep Learning Approaches
4.6. Transformer-Based Models
4.7. Comparative Evaluation
5. Conclusions
- Hybrid Models and Physics Integration: Hybrid approaches that incorporate physics-informed constraints or electrochemical knowledge into data-driven models can improve reliability, interpretability, and transferability. By bridging purely data-driven learning with physical understanding, such models offer a promising pathway toward more robust SoH prediction.
- Self-Supervised and Unsupervised Learning: Given the scarcity of labeled battery degradation data, self-supervised and unsupervised learning methods—such as contrastive learning, predictive pretext tasks, and phase-space modeling—can enable effective representation learning with reduced reliance on labeled data. These approaches can significantly lower annotation costs and support scalable model development.
- Lightweight and Edge-Optimized Models: Battery management systems typically operate on resource-constrained embedded platforms. Consequently, lightweight architectures employing techniques such as model pruning, quantization, knowledge distillation, and TinyML are essential. While such methods are well established in embedded AI, their systematic application to battery SoH models—particularly recurrent and attention-based architectures—remains limited and warrants further investigation.
- Multimodal Sensor Fusion: Beyond voltage and current, batteries generate additional informative signals, including temperature, pressure, acoustic emissions, and impedance measurements. Multimodal sensor fusion, combined with attention-based or cross-modal learning frameworks, offers the potential to enhance prediction robustness, fault sensitivity, and overall system reliability.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Dataset | Data Scale | Measured Signals | Advantages | Limitations |
|---|---|---|---|---|
| CALCE battery dataset | Multiple commercial Li-ion cell types (e.g., LiCoO2 and LiMn2O4) | Voltage | Diverse cycling protocols with wide variations in C rates and temperatures | Data format varies, requiring preprocessing |
| Dozens of cells | Current | Provides additional degradation indicators (e.g., resistance) | ||
| >1000 cycles in some cases under different rates and temperatures | Capacity Temperature Internal resistance (partial) | |||
| NASA battery dataset | 4 Li-ion 18,650 cells | Voltage Current | Benchmark for SoH/RUL prediction | Limited number of cells (only 4) |
| ~100–200 cycles per cell under different cycling conditions | Capacity Temperature (partial) | One of the earliest and most widely used public datasets | Low sampling frequency Relatively simple operating conditions | |
| Oxford battery degradation dataset | Dozens of commercial Li-ion cells | Voltage–capacity curves Current | High-quality, low-noise data | Limited number of cells |
| Systematic lifetime cycling until cell failure | Capacity degradation trajectory | analysis | Operating conditions relatively fixed (laboratory-controlled) |
| Model Type | Strengths | Limitations |
|---|---|---|
| Traditional ML | Efficient, interpretable, feature importance insights | Limited in automatic temporal dependency learning, static representations |
| MLP | Fast, simple, enhanced via feature optimization strategies | Limited temporal awareness, potential overfitting |
| RNN/GRU/IndRNN | Good temporal modeling, lightweight | Weak at long-term dependencies, parameter sensitivity |
| LSTM + attention | Strong sequence modeling, trend capture | High computational burden, less edge-friendly |
| Hybrid CNN–LSTM–Attention | High accuracy via spatial–temporal fusion | Complex design, high tuning requirement |
| Transformer variants | Data efficient, interpretable, modeling long dependencies | Heavy computational burden, less edge friendly |
| Model Type | Representative Studies | Architecture Highlights | Dataset | Performance |
|---|---|---|---|---|
| Traditional ML | Yang et al. [44], Wang et al. [45], Gotz et al. [46], Rout et al. [47] | CNN-RF fusion, IC curve features, second-life battery grouping, SVR and GPR variants | NASA, CALCE, custom 2nd-life | Improved robustness; effective with partial discharge; fast and interpretable |
| MLP | Lai et al. [51], Li et al. [52], Lei et al. [53], Bao et al. [14], Wang et al. [54] | PCA + optimization (GWO), patch-based MSPMLP, physics-informed MLPs, interpretable visual boundaries | NASA, CALCE | RMSE < 1.5%; MAE improved by ~42%; interpretable and robust |
| RNN/GRU/IndRNN | Venugopal et al. [55], Teixeira et al. [56], Chen et al. [57], Qaadan et al. [58], Wen et al. [59], He et al. [60] | GRU, IndRNN, BiGRU with search algorithms, MM-GRU for multi-input tracking | NASA, CALCE, Oxford | Adaptable to variable loads; real-time capable; moderately lightweight |
| LSTM & Hybrid Variants | Xu et al. [63], Yao et al. [64], Zhang et al. [66], Liu et al. [68], Tasnim et al. [69], Xiao et al. [70], Zhao et al. [72] | LSTM + attention, KAN–LSTM, CNN–LSTM–attention-FVIM, dual-stream BiLSTM | NASA, CALCE, Oxford | MAE ≈ 0.99%, RMSE ≈ 1.33%; robust to regeneration; high temporal fidelity |
| Transformer Models (Survey) | Guirguis & Ahmed [23] | General transformer architectures for SoH/SoC; survey-based | Multiple public datasets | Superior to traditional ML; interpretable attention maps |
| CyFormer (Transformer) | Nie [77] | Cyclic attention across inter/intra cycles | Custom cyclic degradation | MAE = 0.75% with 10% tuning data |
| Transformer–GRU Fusion | Chen et al. [24] | CEEMDAN + filtering + cross-attention + GRU | Oxford, ICC data | RMSE reduced by >60% vs baseline |
| Transformer–LSTM Fusion | Cai & Liu [25] | Transformer encoder + LSTM decoder + SoC/voltage/frequency fusion | 124 fast-charging LiFePO4 cells | Robust to protocol variability; high generalization |
| Real World Transformer | Nakano & Tanaka [86] | Transformer on raw EV driving signals (voltage, speed, SoC) | In-vehicle EV data | MAE = 1.31%, RMSE = 2.08%; attention aligned with driving conditions |
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Share and Cite
Ding, T.; von Jouanne, A.; Dong, L.; Fang, X.; Fang, T.; Rivas, P.; Yokochi, A. A Review of AI Applications in Lithium-Ion Batteries: From State-of-Health Estimations to Prognostics. Energies 2026, 19, 562. https://doi.org/10.3390/en19020562
Ding T, von Jouanne A, Dong L, Fang X, Fang T, Rivas P, Yokochi A. A Review of AI Applications in Lithium-Ion Batteries: From State-of-Health Estimations to Prognostics. Energies. 2026; 19(2):562. https://doi.org/10.3390/en19020562
Chicago/Turabian StyleDing, Tianqi, Annette von Jouanne, Liang Dong, Xiang Fang, Tingke Fang, Pablo Rivas, and Alex Yokochi. 2026. "A Review of AI Applications in Lithium-Ion Batteries: From State-of-Health Estimations to Prognostics" Energies 19, no. 2: 562. https://doi.org/10.3390/en19020562
APA StyleDing, T., von Jouanne, A., Dong, L., Fang, X., Fang, T., Rivas, P., & Yokochi, A. (2026). A Review of AI Applications in Lithium-Ion Batteries: From State-of-Health Estimations to Prognostics. Energies, 19(2), 562. https://doi.org/10.3390/en19020562

