Artificial Intelligence for Predictive Maintenance and Performance Optimization in Renewable Energy Systems: A Comprehensive Review
Abstract
1. Introduction
- (1)
- A novel dual-axis framework that classifies AI techniques by both algorithmic paradigm and functional role (diagnostic, predictive, prescriptive), enabling a structured comparison across energy domains.
- (2)
- A data-centric synthesis that explicitly incorporates data readiness into the evaluation of AI models, aligning methodological rigor with deployment realities.
- (3)
- An integrated analysis of existing literature to identify research gaps, assess deployment maturity, and critique methodological limitations. By bridging domain-specific, algorithmic, and data-centric perspectives, this work offers a unified, pragmatic foundation for scalable, transparent, and trustworthy AI integration in renewable energy systems.
2. Methodology and Literature Review
2.1. Methodology
2.2. Literature Review
3. Dual-Axis Framework
3.1. Data Readiness Index (DRI)
- Sampling frequency (): Measured in Hertz (Hz), distinguishing between low-frequency supervisory data (e.g., Hz for some hydropower SCADA systems) and high-frequency condition monitoring data (e.g., kHz for vibration analysis in wind turbine gearboxes).
- Number of verified, labeled fault events (): The total count of annotated failure instances available for model training. This parameter directly constrains supervised learning feasibility, ranging from sparse scenarios (e.g., for critical hydropower failures) to abundant ones (e.g., for common inverter faults in solar PV systems).
- Modality index (): A categorical representation of data source diversity and complexity, scaled from for homogeneous time-series (e.g., electrical measurements alone) to for highly heterogeneous data fusion (e.g., combining SCADA, vibration, infrared imagery, acoustic emissions, and maintenance logs in cyber-physical energy systems).
- Data quality score (): A composite measure of signal-to-noise ratio, missing data proportion, sensor calibration status, and temporal consistency.
3.2. Functional Ambition Level (FAL)
- FAL 1 (Diagnostic): The AI model identifies current or past system states. This is typically a classification or anomaly detection task, formally represented as , where is a vector of sensor measurements at time and is a fault class or an anomaly score.
- FAL 2 (Predictive): The AI model forecasts future system states. This is a sequence forecasting or regression task, formalized as , where is a historical sequence of observations and is the predicted sequence over a future horizon . RUL estimation is a key example in which the output is a scalar RUL value.
- FAL 3 (Prescriptive): recommends or autonomously executes optimal actions as a sequential decision-making problem where the AI learns a policy that maps system state to an action , i.e., . The policy is learned to maximize a cumulative reward function. , which encodes operational objectives such as cost minimization and reliability maximization.
4. AI Techniques for Predictive Maintenance in Renewable Energy Systems
4.1. Supervised Learning Techniques
4.2. Unsupervised Learning and Clustering
4.3. Deep Learning Architecture
4.4. Reinforcement Learning for Maintenance Scheduling
4.5. Hybrid and Ensemble Models
4.6. Emerging Paradigms: Federated Learning (FL) and Explainable AI (XAI)
5. Functional Role Mapping of AI Techniques in Predictive Maintenance
6. AI Techniques for Performance Optimization in Renewable Energy Systems
6.1. Forecasting and Load Prediction
6.2. Energy Dispatch and Control Optimization: Bridging the Simulation-to-Deployment Gap
6.3. Battery Energy Storage System Optimization: Integrating Data-Driven and Physics-Based Intelligence
6.4. Grid Integration and Stability Enhancement: Balancing Performance, Privacy, and Trust
7. Discussion
7.1. Domain-Specific Applications
7.2. Comparative Analysis Across Energy Domains: A Data-Centric Framework
7.3. Challenges and Limitations of AI in Renewable Energy Systems
7.4. Future Research Directions
8. Conclusions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Screening Stage | Criteria Applied | Action Taken | Corpus Size |
|---|---|---|---|
| Stage 1: Deduplication and language filtering | Removed duplicate entries and non-English publications | Automated filtering and manual verification | 831 |
| Stage 2: Title and abstract screening | Excluded studies focused on fossil fuels, non-technical content, or unrelated AI applications | Manual relevance screening | 663 |
| Stage 3: Full-text review | Included studies that: (i) apply AI to PdM in RES, or closely related performance optimization tasks directly supporting PdM objectives (e.g., forecasting for maintenance-informed dispatch, battery energy storage optimization for asset reliability, grid integration for fault-resilient operation) in RES. (ii) describe model architecture and validation, (iii) report empirical results | Detailed content analysis and methodological assessment | 168 |
| Criterion | Weight | Description and Scoring Guidelines (1–5 Scale) |
|---|---|---|
| Problem Formulation | 20% | Clarity and relevance of research objectives. 1 = vague; 5 = explicit and highly relevant to RES PdM |
| Technical Depth of AI Methodology | 30% | Detail and rigor of AI techniques described. 1 = superficial; 5 = comprehensive with pseudocode/equations |
| Validation Strategy and Rigor | 30% | Robustness of evaluation (metrics, datasets, cross-validation). 1 = none; 5 = multiple real-world datasets |
| Relevance to RES Domains | 10% | Direct applicability to solar/wind/hydro/hybrid. 1 = tangential; 5 = domain-specific insights |
| Reproducibility | 10% | Availability of code/data, detailed hyperparameters. 1 = none; 5 = open-source repository |
| Functional Role | AI Paradigms Commonly Used | Representative Applications | Indicative TRL Range | TRL Justification (Per NASA/EU Horizon Definitions) |
|---|---|---|---|---|
| Fault Detection | Supervised Learning (SVM, RF), Deep Learning (CNN, LSTM), Unsupervised Learning (Autoencoders, Clustering) | Classification of inverter faults in PV systems; blade damage detection in wind turbines using CNNs; SCADA-based clustering in wind farms. | 7–8 | Widely validated in operational environments; integrated into commercial SCADA analytics platforms; field-proven performance. |
| Anomaly Classification | Unsupervised Learning (PCA, VAE), Deep Learning (Autoencoders), XAI | Detection of abnormal states in hydropower and smart grids; anomaly scoring with VAE; interpretability via SHAP for anomaly attribution. | 6–7 | Demonstrated in pilot or field test environments; moderate validation under real operational data. |
| RUL Estimation | Supervised Regression (SVR), Deep Learning (LSTM, GRU), Reinforcement Learning | Turbine wear prediction using GPR; adaptive RUL estimation via RL; degradation modeling in batteries. | 5–6 | Proven in laboratory and pilot-scale studies; limited real-time deployment; subject to data drift. |
| Performance Forecasting | Deep Learning (CNN-LSTM, Transformer), Supervised Learning (GBM), Hybrid Models | Solar irradiance prediction; wind speed forecasting; ensemble models for hybrid systems. | 6–7 | Validated in extensive simulation and pilot deployments; partial field integration in centralized monitoring systems. |
| Dispatch Optimization | Reinforcement Learning (DQN), Federated Learning (FL), Multi-Agent Systems (MAS) | RL-based scheduling in smart grids; FL-enabled decentralized optimization in hybrid microgrids. | 3–5 | Primarily validated in simulation environments; early pilot demonstrations with limited field deployment. |
| Control | Reinforcement Learning, Deep Learning (RNN), Emerging Paradigms (Digital Twins, XAI) | Fault-tolerant inverter control; dynamic voltage regulation in CPES; explainable control strategies for operator trust. | 3–4 | Concept validation and simulation-based demonstration; requires safety verification before operational use. |
| AI Technique | Data Requirement | Interpretability | Accuracy | Computational Cost | Indicative TRL | Typical Application |
|---|---|---|---|---|---|---|
| SVM (Support Vector Machine) | Moderate—requires labeled features | High | High (for linearly separable data) | Moderate | 7–8 | Fault classification, condition monitoring |
| RF (Random Forest) | Moderate—structured datasets | Moderate–High | High | Moderate | 7–8 | Fault detection, feature ranking |
| CNN (Convolutional Neural Network) | High—large, labeled datasets | Low | Very High | High | 5–6 | Image-based fault recognition, PV array diagnostics |
| LSTM (Long Short-Term Memory) | High—sequential and time-series data | Low | Very High | High | 5–6 | RUL estimation, performance forecasting |
| RL (Reinforcement Learning) | Very High—simulation or live feedback | Low | High (in simulated environments) | Very High | 3–4 | Autonomous optimization, adaptive control |
| FL (Federated Learning) | Distributed—heterogeneous multi-source data | Moderate | Moderate–High | High (due to communication overhead) | 3–5 | Decentralized PdM, privacy-preserving collaboration |
| XAI (Explainable AI) | Variable—depends on integrated model | High | Moderate | Moderate | 5–6 | Post hoc interpretability, safety validation |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Apata, O.; Munda, J.L.; Migabo, E.M. Artificial Intelligence for Predictive Maintenance and Performance Optimization in Renewable Energy Systems: A Comprehensive Review. Energies 2026, 19, 536. https://doi.org/10.3390/en19020536
Apata O, Munda JL, Migabo EM. Artificial Intelligence for Predictive Maintenance and Performance Optimization in Renewable Energy Systems: A Comprehensive Review. Energies. 2026; 19(2):536. https://doi.org/10.3390/en19020536
Chicago/Turabian StyleApata, Oluwagbenga, Josiah Lange Munda, and Emmanuel M. Migabo. 2026. "Artificial Intelligence for Predictive Maintenance and Performance Optimization in Renewable Energy Systems: A Comprehensive Review" Energies 19, no. 2: 536. https://doi.org/10.3390/en19020536
APA StyleApata, O., Munda, J. L., & Migabo, E. M. (2026). Artificial Intelligence for Predictive Maintenance and Performance Optimization in Renewable Energy Systems: A Comprehensive Review. Energies, 19(2), 536. https://doi.org/10.3390/en19020536

