Modeling and Optimization of AI-Based Centralized Energy Management for a Community PV-Battery System Using PSO
Abstract
1. Introduction
1.1. Objectives of the Study
- Enhancement of the photovoltaic system with a centralized controller;
- A battery controller for managing the charging and discharging schedule of batteries;
- Particle Swarm Optimization for effective management of the system;
- Utilization of a centralized controller for the real-time control of the system.
1.2. Contributions of the Work
- Development of an AI-driven energy management system for a community-scale PV-BESS system that integrates forecasting, optimization and real-time dispatch in one control architecture;
- The integration of LSTM-based day-ahead load forecasting with residential demand that includes electric vehicles facilitates the modeling of novel community energy scenarios in India in a realistic way;
- Utilizing PSO-based optimization for the sizing and scheduling of photovoltaic systems and batteries and implementing real time centralized dispatch;
- Implementation of multi-level battery discharge strategies in order to assess flexibility, battery stress mitigation and evaluate grid dependence under various operational conditions;
- A comprehensive assessment of three operational scenarios (Generation = Load, Generation > Load, Generation < Load) which is not often carried out earlier;
- Validation of the proposed framework using Indian residential data, emphasizing its practical relevance for community energy planning.
2. Related Work
2.1. Use AI to Make Predictions in Smart Communities
2.2. Community-Based PV and Storage Systems (with a Focus on Case Studies from India)
2.3. Strategies for Managing and Controlling Energy in a Centralized Way
2.4. Optimization Techniques for Community-Based Systems
- LSTM is rarely employed for community-scale load forecasting with EVs, notably in Indian microgrids;
- Control Integration: No centralized controllers use AI-based forecasting and real-time optimization;
- EV Consideration: Most EMS frameworks ignore EV charging behavior changes, resulting in incorrect scheduling and low storage needs;
- Scalability: Most control solutions only work for small systems and not for communities over 50 dwellings.
- Adaptation to India: Few models contain KSEB pricing structures, solar irradiance patterns, or two-month consumption data.
3. System Architecture and Data
- PV generation equals demand, maintaining energy balance;
- PV generation exceeds demand, allowing surplus energy to charge the batteries; and
- PV generation is insufficient, prompting battery discharge or limited power import from the grid.
3.1. Assumptions in Modeling
3.2. Collection of Load and Solar Data
Bimonthly-to-Hourly Load Disaggregation
3.3. Energy Flow Model
4. Methodology and Optimization Using PSO
4.1. LSTM Architecture
- Mean Absolute Percentage Error (MAPE):
- 2.
- Root Mean Square Error (RMSE):
4.2. PV Sizing and Assumptions
4.3. Design Goals
4.4. Requirements of Load and Energy Generation
4.5. Assessment of Photovoltaic Capacity
5. PSO-Based Optimization Strategy
5.1. Mathematical Formulation of the Problem
- PV is prioritized to charge battery during 6 am–6.00 pm;
- State of Charge constraints: 0 ≤ SoC ≤ SoCmax;
- Battery discharge is permitted during 6.00 pm–10.30 pm.
5.2. Centralized Controller
5.3. Design of Power Allocation Logic
5.4. MATLAB Implementation
5.5. Simulation Setup
- Grid Energy Consumption refers to the quantity of energy procured from the grid.
- Peak Grid Demand refers to the maximum electricity consumption from the grid within a 24-h period.
- Battery utilization is the ratio of the actual discharge value of the battery to its overall capacity. It is articulated as a percentage.
- Energy self-sufficiency is quantified as a percentage. It denotes the power demand that may be satisfied without reliance on grid imports.
6. Results
6.1. Forecasting Using LSTM
6.2. Graphical Examination of Energy Dynamics and Performance Across Cases
- Generation equals load;
- Generation exceeds load, and
- Generation less than load.



- Grid Energy Consumption (kWh);
- Peak Grid Demand;
- Utilization of Battery (%), and,
- Energy Autonomy of the system (%).
6.3. Comparison of Cases
7. Model Validation
- The grid import reduction is improved considerably by applying Particle Swarm Optimization;
- The centralized AI controller enhances resilience under varying scenarios considered particularly for generation = load and generation < load scenarios;
- The proposed framework performs well with the TNEB load demands, confirming its applicability under Indian conditions.
Evaluation of Statistical Reliance and Uncertainty
8. Conclusions and Future Scope
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Sl. No. | Modeling Assumption | Details | Reference(s) |
|---|---|---|---|
| 1 | Number of Households | 50 residential households with PV, BESS, and EV charging infrastructure | [41] |
| 2 | Average Daily Power Usage per Household | 6.5–8.5 kWh/day | KSEB Billing Data, [42] |
| 3 | EV Charging Demand per Household | 7.5–10 kWh/day | [40] |
| 4 | PV Module Type and Efficiency | Polycrystalline; 16–18% efficiency | [43,44] |
| 5 | Solar Irradiation | Average GHI: 5–5.5 kWh/m2/day (Kerala-specific) | [42] |
| 6 | BESS Operation Window | Night peak: 6 PM–10:30 PM | Assumption for proposed work |
| 7 | BESS Round-trip Efficiency | 85–90% | [45] |
| 8 | Depth of Discharge (DoD) | 80% | [46] |
| 9 | State of Charge (SoC) Limits | 20–100% | [47] |
| 10 | Power Dispatch Hierarchy | 1. PV self-consumption → 2. Battery charging → 3. Grid import (last priority) | Assumption for proposed work |
| 11 | Forecasting Method | LSTM neural networks; 24-h prediction horizon | [48] |
| 12 | Optimization Technique | Particle Swarm Optimization (PSO) for battery and grid dispatch | [11] |
| Forecasting Model | RMSE (kWh) | MAE (kWh) | MAPE (%) |
|---|---|---|---|
| ARIMA | 1.05 | 0.82 | 9.6 |
| SVR | 0.94 | 0.71 | 8.2 |
| ANN | 0.88 | 0.66 | 7.8 |
| LSTM (Proposed) | 0.47 | 0.35 | 4.9 |
| Case | Optimizer | Grid Import (kWh) | ESS (%) |
|---|---|---|---|
| 2A (100%) | PSO | 239.06 | 61.70 |
| 2A (100%) | GA | 239.06 | 61.70 |
| 2A (100%) | GWO | 239.52 | 61.63 |
| 2B (75%) | PSO | 178.06 | 61.97 |
| 2B (75%) | GA | 178.06 | 61.97 |
| 2B (75%) | GWO | 178.93 | 61.78 |
| 2C (40%) | PSO | 94.61 | 62.11 |
| 2C (40%) | GA | 94.61 | 62.11 |
| Case | RMSE (kWh) | MAE (kWh) | MAPE (%) | SoC Deviation (%) | Grid Import Reduction (%) | PV Utiization. (%) | Peak Load Reduction (%) |
|---|---|---|---|---|---|---|---|
| Case 1–Baseline | 0.80 | 0.61 | 7.4 | ±3.0 | - | 72 | - |
| Case 2A–PSO | 0.59 | 0.43 | 6.1 | ±2.0 | 24 | 80 | 20 |
| Case 3A–PSO + AI (Gen = Load) | 0.47 | 0.35 | 4.9 | ±1.5 | 38 | 87 | 33 |
| Case 3A–PSO + AI (Gen > Load) | 0.52 | 0.38 | 5.6 | ±1.8 | 42 | 91 | 35 |
| Case 3A–PSO + AI (Gen < Load) | 0.58 | 0.44 | 6.4 | ±2.2 | 27 | 79 | 28 |
| Case/Scenario | Total Load (kWh) | PV Generation (kWh) | Grid Import (kWh) | Battery Utilization (%) | Energy Self-Sufficiency (%) |
|---|---|---|---|---|---|
| Case 1–Baseline | 624.22 | 624.22 | 284.45 | 30.00 | 54.43 |
| Case 2A–PSO (100%) | 610.94 | 1122.25 | 188.96 | 92.89 | 69.03 |
| Case 2B–PSO (75%) | 458.20 | 1122.25 | 138.52 | 25.77 | 69.78 |
| Case 2C–PSO (40%) | 244.37 | 1122.25 | 71.63 | 37.99 | 70.64 |
| Case 3A–PSO + AI (Gen = Load00%) | 610.94 | 1122.25 | 149.47 | 61.24 | 75.53 |
| Case 3B–PSO + AI (Gen = Load-75%) | 458.20 | 1122.25 | 110.69 | 41.70 | 75.84 |
| Case 3C–PSO + AI (Gen = Load-40%) | 244.37 | 1122.25 | 47.31 | 87.27 | 80.64 |
| Case 3A–PSO + AI (Gen > Load-100%) | 610.94 | 1346.70 | 186.04 | 34.79 | 69.55 |
| Case 3B–PSO + AI (Gen >Load-75%) | 458.20 | 1346.70 | 137.30 | 24.58 | 70.03 |
| Case 3C–PSO + AI (Gen > Load-40%) | 244.37 | 1266.12 | 71.31 | 31.53 | 70.82 |
| Case 3A–PSO + AI (Gen < Load-100%) | 610.94 | 897.80 | 192.95 | 92.89 | 68.42 |
| Case 3B–PSO + AI (Gen < Load-75%) | 458.20 | 897.80 | 140.97 | 25.77 | 69.23 |
| Case 3C–PSO + AI (Gen < Load-40%) | 244.37 | 897.80 | 72.43 | 37.99 | 70.36 |
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Sree Devi, S.L.R.P.; Krishnan, C.; Panikkar, P.P.K.; Santhi Bhavan, J. Modeling and Optimization of AI-Based Centralized Energy Management for a Community PV-Battery System Using PSO. Energies 2026, 19, 439. https://doi.org/10.3390/en19020439
Sree Devi SLRP, Krishnan C, Panikkar PPK, Santhi Bhavan J. Modeling and Optimization of AI-Based Centralized Energy Management for a Community PV-Battery System Using PSO. Energies. 2026; 19(2):439. https://doi.org/10.3390/en19020439
Chicago/Turabian StyleSree Devi, Sree Lekshmi Reghunathan Pillai, Chinmaya Krishnan, Preetha Parakkat Kesava Panikkar, and Jayesh Santhi Bhavan. 2026. "Modeling and Optimization of AI-Based Centralized Energy Management for a Community PV-Battery System Using PSO" Energies 19, no. 2: 439. https://doi.org/10.3390/en19020439
APA StyleSree Devi, S. L. R. P., Krishnan, C., Panikkar, P. P. K., & Santhi Bhavan, J. (2026). Modeling and Optimization of AI-Based Centralized Energy Management for a Community PV-Battery System Using PSO. Energies, 19(2), 439. https://doi.org/10.3390/en19020439

