1. Introduction
Power transformers are critical grid equipment, and the oil-immersed bushing—responsible for guiding high-potential current and providing insulation support—is among their most vulnerable components [
1,
2]. With the rapid development of new power systems characterized by abundant harmonics and frequent transient disturbances [
3,
4], bushing insulation is subjected to combined electrical, thermal, and mechanical stresses that significantly accelerate degradation [
5,
6]. As bushing failures have severe consequences and require prolonged repair cycles [
7,
8,
9], accurate condition assessment and early warning are essential for grid safety.
Considerable research has been devoted to bushing insulation evaluation. Offline characterization methods include polarization/depolarization current analysis extracting relaxation contribution coefficients [
10], temperature-corrected dielectric response curves [
11], and multi-source defect identification integrating dielectric spectroscopy, partial discharge, and thermography [
12]. These approaches rely on offline tests and cannot capture dynamic operating variations. For online monitoring, real-time perception of insulation degradation through multi-source parameters has become a prevailing direction [
13,
14]. Intelligent assessment methods have also emerged, including cloud models coupled with evidential reasoning [
15], deep-learning-based infrared image diagnosis [
16], and frequency-domain-spectroscopy-based moisture ingress evaluation [
17]. Nevertheless, these approaches either depend on offline testing or adopt a purely data-driven perspective, lacking physical interpretability.
Data-driven approaches represented by deep learning offer new solutions for equipment-condition assessment [
18,
19], yet their application to bushing evaluation faces three challenges: (1) fault samples with explicit state labels are extremely scarce due to the slow ageing process; (2) condition parameters span heterogeneous dimensions—electrical and non-electrical quantities—making scientific fusion difficult; and (3) purely data-driven black-box models may yield predictions that violate physical laws, limiting interpretability and extrapolation reliability.
Recent studies have explored these challenges from various angles. In ensemble learning, Ref. [
20] applied gradient-boosted decision trees to predict the condition of insulating paper and Ref. [
21] adopted stacked ensembles for transformer fault diagnosis, but the Stacking meta-learner relies on fixed-weight summation without dynamic credibility adjustment. For physics-informed approaches, Ref. [
22] embedded physical equations as soft constraints for power transformer thermal modeling; Refs. [
23,
24] provided mechanistic insights into moisture influence on partial discharge and temperature-dependent adsorption–desorption in oil–paper insulation; Ref. [
25] highlighted the lack of physical interpretability in data-driven models; Ref. [
26] applied PINN to bushing insulation parameter inversion; and Ref. [
27] noted that current physical constraints employ globally uniform weights without adaptive degradation-stage adjustment.
Regarding attention mechanisms, Ref. [
28] proposed cross-attention feature fusion for fault diagnosis, Ref. [
29] developed multi-modal fusion for multi-condition fault diagnosis, and Ref. [
30] introduced Transformer networks for DGA data reconstruction; however, none incorporated physical mechanisms to guide attention allocation. For early warning, Ref. [
31] developed a DGA-based fault early-warning model with deep learning, Ref. [
32] emphasized state-transition warning for fault risk reduction, and Ref. [
33] demonstrated the regularization effect of auxiliary tasks on main-task feature learning. Nevertheless, these studies each address a single dimension, and no framework yet integrates heterogeneous ensemble, physics-guided dynamic fusion, and dual-task early warning. Embedding physics-proxy residuals into cross-attention scores for bushing insulation assessment remains an open research gap.
To address these challenges, this paper proposes a physics-proxy-residual-regularized cross-attention ensemble neural network (PGAE-NN) for transformer bushing insulation assessment. LightGBM, 1D-CNN, and Transformer Encoder serve as heterogeneous base learners to extract statistical, local temporal, and global temporal features. A PGCA meta-learner introduces Arrhenius thermal ageing and Fick moisture-migration dual physics-proxy residual penalties into cross-attention scores for physics-guided dynamic fusion, with a piecewise regularization strategy (λ = 0.1–0.7) that adaptively strengthens constraints with degradation severity. A classification–precursor dual-task framework enables early warning 15 min before state transitions. The method is validated on 23,400 accelerated ageing samples from four 110 kV bushings under four typical defect types.
The main contributions of this paper are as follows:
A physics-proxy-residual-guided cross-attention (PGCA) meta-learner replaces the fixed-weight summation of Traditional Stacking with physics-proxy-residual-guided cross-attention, dynamically allocating inter-modal weights based on physical consistency and suppressing predictions that violate physical laws.
A piecewise regularization strategy based on Arrhenius thermal ageing and Fick moisture-migration dual physics-proxy residuals is constructed, with λ increasing from 0.1 (normal) to 0.7 (severe) to strengthen constraints under severe conditions and guide predictions toward mechanistic trends.
A classification–precursor dual-task framework simultaneously detects precursor signals 15 min before state transitions, enhancing early degradation identification through shared-feature complementary supervision.
Relative to existing cross-attention ensemble designs, the contribution of this paper is not the attention mechanism itself but its physics-guided conditioning: the PGCA meta-learner modulates cross-attention with dual physics-proxy residuals under a segmental schedule and is coupled with a classification–precursor dual-task objective, which remains largely unexplored for bushing insulation assessment.
3. Results
3.1. Experimental Setup
The experimental data were collected from 110 kV oil-immersed transformer bushing defect tests conducted at the Nanjing Electrical High-Voltage Test Hall. The test campaign (
Figure 4) comprised three stages: (a) accelerated ageing, (b) on-site testing with online monitoring, and (c) disassembly inspection. A total of 23,400 raw samples were acquired, of which 23,144 valid samples were retained after preprocessing.
To prevent data leakage from sliding-window overlap, the dataset was split strictly by temporal order for each defect type: the first 70% of the time series as the training set (16,201 samples), the middle 15% as the validation set (3471 samples), and the final 15% as the test set (3472 samples). This ensures that all test samples are temporally downstream of the training data, eliminating evaluation bias from future information leakage.
Model training employed a per-model optimization strategy: LightGBM used its built-in gradient-boosting framework (learning rate, 0.05); the 1D-CNN and Transformer Encoder used Adam [
44] (lr = 0.001, β
1 = 0.9, and β
2 = 0.999), batch size of 256, 100 epochs, with 15-round early stopping. Five-fold cross-validation was used solely for stability analysis, employing a time-block splitting scheme: each defect type’s temporal sequence was divided into five contiguous blocks with stratified state-level constraints, and a buffer of length, L, was inserted between training and validation folds to prevent sliding windows from crossing fold boundaries. The data-processing and leakage-prevention workflow is illustrated in
Figure 5.
3.2. Comparative Experiments
Five baseline methods were selected for comparison: (1) PSO-SVM; (2) Random Forest; (3) LightGBM (single model, to verify the necessity of heterogeneous ensemble); (4) conventional Stacking with the same base-learner pool (LightGBM + 1D-CNN + Transformer Encoder) but fixed-weight summation fusion and no physical constraint to validate the PGCA mechanism; and (5) Physics-Regularized NN, a homogeneous MLP with a single global Arrhenius constraint (λ = 0.3) and no precursor task to verify the advantages of the heterogeneous architecture and dual-physics segmental regularization. To ensure fairness, all ensemble methods (3, 4, and PGAE-NN) share the same base-learner pool and training/test split, differing only in meta-learner fusion and physical-constraint design. Precision, recall, and F1 in
Table 6,
Table 7 and
Table 8 are macro-averages over the four condition levels, whereas the overall metrics in
Table 9 are weighted averages. Classification performance on the test set (3472 samples) is given in
Table 6.
As shown in
Table 6, PGAE-NN achieves the best performance across all metrics. Three key observations are drawn:
Ensemble strategy. Conventional Stacking reaches 93.45% accuracy, exceeding single LightGBM by 1.58 pp, confirming that heterogeneous base-learner fusion captures more comprehensive spatio-temporal degradation features and compensates for single-model blind spots.
Physical-constraint mechanism. A notable paradox emerges: the Physics-Regularized NN (Method 5, 92.28% accuracy; 90.02% precision) underperforms unconstrained Stacking (93.45%; 92.31%) in accuracy and precision, yet achieves higher recall (93.15% vs. 92.88%). This “high-recall, low-precision” pattern reveals a typical pitfall of rigid physical constraints—a single global Arrhenius penalty on a homogeneous network over-sensitizes the model to abnormal/severe states, misclassifying many normal samples and producing a “over-correction” effect. In contrast, PGAE-NN disperses fitting risk through heterogeneous learners, uses PGCA to dynamically suppress modalities with large proxy residuals, and adapts constraint strength via segmental regularization, achieving simultaneous improvements in precision (96.26%) and recall (96.01%). This demonstrates that the physical prior is effectively transformed into actionable knowledge—accurately capturing anomalies while avoiding false alarms on healthy samples.
Computational efficiency. PGAE-NN achieves a single-sample inference time of 64 ms—well below the 10 s monitoring interval—and an AUC of 0.9835, confirming stable ranking across multiple decision thresholds and practical deployment feasibility.
3.3. Cross-Validation Analysis
Five-fold stratified cross-validation was employed to assess model stability and generalization. The results are given in
Table 7.
PGAE-NN achieves a mean accuracy of 96.36% (std 0.54%) and a mean F1 of 0.9586 (std 0.0059) across the five folds, with per-fold accuracy ranging from 95.88% to 96.98% (range = 1.10 pp). The small variance indicates that the model is insensitive to data partitioning and exhibits robust generalization stability.
3.4. Ablation Study
To verify the contribution of each innovative component, four ablation configurations were designed: (1) w/o PGCA—replacing cross-attention with fixed-weight summation; (2) w/o dual-physics segmental regularization—using a single global Arrhenius constraint (λ = 0.3); (3) w/o dual-task—retaining only the classification task; and (4) w/o all three—degrading to a controlled Stacking baseline. All configurations use the same train/test split as in
Table 6. Results are given in
Table 8.
Removing PGCA causes the largest accuracy drop (−1.82 pp), confirming that physics-guided cross-attention is the most impactful component and that dynamic, residual-aware fusion across heterogeneous modalities is more effective than fixed-weight summation. Removing the dual-physics segmental regularization (−1.46 pp) demonstrates the significant contribution of the Arrhenius + Fick joint constraint and segmental λ strategy. Removing the dual-task optimization (−1.11 pp) not only degrades classification accuracy but also eliminates the precursor-warning capability, indicating that multi-task joint optimization improves classification performance through regularization effects, in addition to providing transition early warning. Removing all three components degrades the model to Traditional Stacking (93.45%, −2.69 pp), confirming the necessity of joint optimization.
Notably, the sum of individual accuracy drops (4.39 pp) substantially exceeds the total gain over Traditional Stacking (2.69 pp), indicating strong coupling among the three components across the feature–physics–task dimensions. Each component reinforces the others—PGCA relies on physically consistent base-learner outputs, the dual-physics regularization benefits from attention-weighted fusion, and the dual-task provides complementary gradients that stabilize the shared feature layers—demonstrating that the joint design achieves synergistic gains beyond simple additive contribution.
3.5. Per-State-Level Recognition Performance
Figure 6 presents the confusion matrix on the test set. Misclassifications are predominantly bidirectional confusions between attention and abnormal (35 and 47 cases, totaling 82 or 61.2% of all errors), constituting the main performance bottleneck. No cross-level errors occur between normal and severe, confirming high reliability at both extremes of the degradation spectrum.
Per-level metrics are detailed in
Table 9. Both terminal states exhibit strong recognition: severe achieves the highest F1 (0.9884; precision, 99.23%; recall, 98.46%), as deep-degradation features—large-amplitude shifts in moisture, hydrogen, and partial discharge—provide the most discriminative separation; normal follows closely with F1 = 0.9837 (precision, 97.42%; recall, 99.34%), reflecting the stable, low-variance feature baseline of healthy insulation. The intermediate states yield lower F1 values (attention, 0.9411; abnormal, 0.9319), owing to the inherently ambiguous boundary between these two transition stages, where gradual feature shifts produce classification uncertainty. The slight recall gap between severe (98.46%) and normal (99.34%) reflects feature-space overlap at the early-severe/late-abnormal boundary—a physically expected transition ambiguity. Overall, all F1-scores range from 0.9319 to 0.9884, with no pronounced performance bottlenecks, confirming balanced and reliable performance across all degradation levels.
3.6. Precursor Warning Performance
The precursor-detection task evaluates the model’s ability to provide early warning of state transitions. Samples within a 15 min window preceding a state-level transition are labeled as positive (precursor signal; ≈90 samples at 10 s electrical-quantity sampling), and the remainder as negative. Across the full labeled corpus, 19 condition-level transition events occur. Because the test set comprises only the final 15% of each defect-type time series, by which point most degradation has already stabilized, only a subset of transitions falls within the test window, yielding 298 precursor samples. The evaluation is therefore conducted at the sample level; event-level aggregation is not adopted, as it would require an additional rule for grouping precursor windows by transition event, to which the resulting statistics would be sensitive. At this sample size, the achieved recall of 0.938 carries a 95% Wilson confidence interval of [0.905, 0.960], and the achieved precision of 0.908 carries an interval of [0.870, 0.936].
The precursor-detection module achieves precision of 90.82%, recall of 93.83%, and F1 of 0.923. Compared with the single-parameter-threshold warning method (F1 = 0.821), the F1 improvement of 0.102 confirms the effectiveness of the dual-task joint optimization framework for transition early warning. Notably, recall (93.83%) exceeds precision (90.82%), reflecting a conservative “better false alarm than missed alarm” strategy that is advantageous for equipment safety. A representative case from the moisture-ingress test illustrates this: the model issued a precursor warning during the stage where tan δ rose from 0.45% to 0.62%—still within the attention interval—approximately 15 min before the actual upgrade to abnormal, providing valuable lead time for maintenance response.
3.7. Effectiveness of Physical Constraint
The physics-proxy residual measures the consistency between model predictions and insulation ageing mechanisms; a lower value indicates better physical plausibility.
Table 10 compares the average dual-physics-proxy residuals of the unconstrained baseline (w/o dual-physics segmental regularization) and PGAE-NN across state levels, and
Figure 7 visualizes the comparison.
PGAE-NN achieves lower residuals than the unconstrained model at all state levels, confirming that the dual-physics segmental regularization effectively guides predictions toward the trends characterized by Arrhenius thermal ageing and Fick moisture migration. The improvement increases monotonically with degradation severity: only 0.7 pp under normal but 9.6 pp (44.9% relative reduction) under severe, consistent with the sevenfold increase in λ (0.1 → 0.7) designed in
Section 2.4.4. This validates the “deeper degradation, stronger constraint” strategy.
The physical rationale is clear: as degradation progresses, thermal-ageing accumulation and moisture-migration trends increasingly dominate state evolution, yet purely data-driven models—constrained by scarce severe-state training samples—tend to produce physically implausible predictions. The unconstrained model’s residual rises from 8.2% (normal) to 21.4% (severe), a 161% increase reflecting this tendency. PGAE-NN, through segmentally strengthened regularization, constrains all state-level residuals below 12%, effectively suppressing mechanism deviation under extreme conditions.
3.8. Per-Defect-Type Recognition Performance
Per-defect classification metrics and primary misclassification directions on the test set are summarized in
Table 11. Recognition performance varies across defect types, reflecting differences in feature saliency and sample availability.
Moisture ingress achieves the highest accuracy (97.62%, F1 = 0.9761), as large-amplitude variations in oil moisture and hydrogen provide highly discriminative features. Its 20 attention → abnormal misclassifications concentrate in the moisture-migration transition stage, where tan δ and capacitance variation fall within the attention/abnormal threshold overlap zone due to the gradual nature of Fick diffusion; the model’s conservative bias (overestimating by one level) aligns with the “better strict than lenient” principle in insulation assessment.
Porcelain inner-wall creepage (96.14%, F1 = 0.9605) develops slowly with gradual transitions, leading to attention/abnormal boundary confusion (15 cases, attention → abnormal). Conductor-rod surface defect (94.32%, F1 = 0.9428) relies primarily on electrical indicators (PD, tan δ), with the main error being abnormal → attention (30 cases)—a risk-underestimation pattern suggesting that future work should incorporate PD transient features to refine thresholds. Ground-shield loss yields the lowest accuracy (91.70%, F1 = 0.9177) due to the fewest training samples (253, 7.3% of the test set) and feature coupling between end-shield current/oil pressure and other defect types; its primary error direction (eight cases, abnormal → attention) also represents risk underestimation.
Notably, all misclassifications occur between adjacent state levels, with no cross-level dangerous errors (e.g., normal ↔ severe), confirming the model’s inherent safety characteristics for power-equipment-condition assessment.
3.9. Robustness of Assessment Outputs to Measurement Perturbations
The robustness of the assessment outputs to imperfect measurements was evaluated on the monitoring records of the four defect series described in
Section 2.3. The rule-based grading layer of
Section 2.2 was applied with its trained weights and normalization anchors, and each scenario in the perturbation grid was repeated 100 times: multiplicative Gaussian noise (σ = 5%, 10%, and 20%), random sensor dropout (10%, 20%, and 30%, with within-channel median imputation), and systematic calibration shifts (±5% and ±10%).
Table 12 and
Figure 8 summarize the results. Under realistic sensor noise (5–10%), fewer than 3% of the assignments change, and the mean absolute risk-index drift stays below 0.8% of the full range; even under the severe 20% noise, the flip rate is 7.69%, with a mean drift of 1.5% of the range. Sensor dropout is the dominant perturbation, producing flip rates of 6.39%, 12.03%, and 16.57% at 10%, 20%, and 30% missing values under median imputation, and calibration shifts yield 1.74–6.96%. Across all scenarios, the mean drift never exceeds 2.6% of the full range, and no assignment moves by more than one level, so the grading output degrades gracefully rather than discontinuously. The flips concentrate on records adjacent to level boundaries, and no single channel contributes more than 1.4% of flips under 10% noise, confirming that the grading stability does not hinge on any individual sensor.
The analysis targets perturbation-induced output stability rather than the absolute condition distribution.
To isolate the effect of the weighting scheme itself, the grading layer was additionally evaluated under alternative weighting vectors on the same records, with the normalization held fixed across schemes: equal weights and PCA-derived weights (loadings weighted by explained variance). Both alternatives shift the risk index by a mean of 2.0–2.6% of the full range, with re-assignments confined to boundary records and never exceeding one level, indicating that the grading output varies smoothly and boundedly with the weighting choice. The objective CV weighting is retained as the data-driven choice computed from training-set statistics only.
4. Discussion
From an engineering perspective, PGAE-NN’s advantages manifest in three aspects: multi-source parameter fusion, boundary-state discrimination, and precursor early warning. The PGCA meta-learner exploits complementarity among base learners to dynamically adjust fusion weights at attention–abnormal boundaries, while the dual-physics proxy residual imposes monotonic-degradation and moisture-migration trend constraints that suppress non-physical predictions under severe degradation where training samples are scarce.
It should be emphasized that the Arrhenius thermal-ageing and Fick moisture-migration terms constructed in this study are observation-based physical proxy trend constraints, rather than rigorous solutions of the internal temperature or moisture fields. Since no internal spatial temperature/moisture sensors were deployed, the proxy residual primarily reflects the consistency between model predictions and equivalent ageing trends. The relevant conclusion is therefore improved consistency with the physics-proxy constraints, rather than full verification of the underlying multi-physics mechanisms.
Furthermore, the experimental samples originate from accelerated ageing tests on four same-type bushings, with each defect type pre-set on a single specimen, so defect type and individual bushing remain partially coupled. Although temporal-order splitting and sliding-window isolation reduce data-leakage risk, adjacent sampling points retain strong temporal correlation, and the 23,400 samples should not be equated with 23,400 fully independent observations. As a preliminary external check beyond the four designed tests, an additional campaign was conducted 17 months after the training-data collection: 14 bushings from three further manufacturers (72.5–220 kV, covering finished, standard-reference, and prefabricated-defect specimens) were monitored for approximately 55 h with all quantities sampled at 20 s intervals (within-segment coefficients of variation: 0.10% for oil pressure, 0.17% for hydrogen, 0.96% for moisture). The framework was applied as trained, without retraining or re-calibration: the measured signatures of the terminal events, namely order-of-magnitude tail-current excursions, capacitance deviations, and dielectric-loss excursions, were consistent with the design intent of the indicator system, and the slow oil-state channels produced no false excursions, indicating preliminary transferability to independent tests and monitoring data. This campaign, however, provided no sample-level labels and no repeat experiments, and therefore does not constitute a full capability validation; systematic repeat-validation experiments on independent and in-service batches are planned as the immediate continuation of this work.
PGAE-NN relates to the physics-based and standalone transformer-based benchmark families in three respects. First, the physics-based assessment paradigm is embedded in the framework itself: the rule-based grading layer of
Section 2.2 implements the threshold logic of IEEE Std C57.104 and DL/T 596-2021 [
45], its stability under measurement perturbations is quantified in
Section 3.9, and the dual-confirmation labeling protocol (
Section 2.3.2) evaluates every sample under both the threshold paradigm and the learning-based paradigm, so the contrast between the two paradigms is inherent in the evaluation design. Second, the benchmark set of
Table 6 already includes a physics-regularized neural network (92.28%) as a head-to-head representative of the physics-based family. Third, PGAE-NN embeds a Transformer Encoder as one of its heterogeneous base learners, and the ablation study (
Table 8) quantifies its individual and combined contributions: removing the physics-guided cross-attention meta-learner causes the largest accuracy drop (−1.82 pp), confirming that the transformer component is realized through physics-guided fusion rather than through the architecture alone. A standalone Transformer classifier lacks both the physics-proxy regularization and the cross-learner attention fusion whose removal the ablation quantifies; benchmarking against such single-architecture methods on the present corpus is therefore largely covered by the ablation design, and expanded standalone benchmarks will be conducted once labeled in-service monitoring data become available.