1. Introduction
Direct burial cable installation is characterized by low construction and maintenance costs as well as high safety [
1], leading to its widespread adoption in photovoltaic power stations [
2], wind farms [
3], substations, and urban distribution networks [
4]. Consequently, accurately evaluating the cable ampacity is of significant importance. Firstly, an overestimated cable ampacity may result in the selection of an undersized cable cross-section, causing the cable to operate under prolonged overload conditions, which compromises cable safety and shortens its service life [
5]. Secondly, an underestimated cable ampacity may cause selection of an oversized cable cross-section, resulting in unnecessary investment and material waste [
6]. For power operation departments, there is an increasing need for precise management of the ampacity of underground cables [
7]. Traditional methods for evaluating cable ampacity in engineering practice include the correction factor method [
8] and the IEC 60287 analytical method [
9,
10]. However, no literature currently reports on the accuracy and applicability of these traditional methods under multiple environmental factors such as the thermal conductivity of surrounding media, cable burial depth, surface temperature, solar radiation intensity, wind speed, and proximity to adjacent conductors. Guided by this motivation, this paper systematically compares the calculation discrepancies between traditional methods and multiphysics finite element method (FEM) [
11,
12,
13] for the ampacity of direct burial cables under multiple environmental factors. Furthermore, from an engineering application perspective, the complex modeling process of FEM is difficult for general engineering technicians to master. Therefore, proposing an improved correction factor method based on FEM simulation results that simultaneously considers multiple environmental factors, which both ensures calculation accuracy and enables easy and rapid application, would greatly benefit engineering design.
The correction factor method calculates the permissible cable ampacity under actual conditions by multiplying the cable’s rated ampacity under standard conditions by a correction factor. This method is simple and practical, making it widely adopted by power design engineers. However, it suffers from inadequate consideration of environmental factors, leading to significant calculation inaccuracies [
14]. Research by Möbius et al. [
15] has confirmed that meteorological parameters significantly influence the accuracy of ampacity calculations, underscoring the importance of accurate meteorological data input.
The IEC 60287 analytical method analogizes heat transfer problems to electrical circuit problems by equating the hindering effect of the media surrounding the cable on heat flow to the resistance exerted by an electrical resistor on current. This analogy enables approximate calculation of temperature field distribution using Ohm’s law and Kirchhoff’s law. This method offers clear physical interpretation and accounts for the influence of thermal resistances from cable insulation, sheathing, and surrounding media on the thermal field distribution. Consequently, it facilitates quantitative analysis of the impact of cable structure and thermal characteristics of the surrounding media on the ampacity of cables [
11,
16]. However, the IEC 60287 analytical method faces challenges in addressing computational problems involving three-phase unbalanced loads [
17] or asymmetric cable structures [
18,
19]. Shabani and Vahidi [
20] contend that traditional IEC 60287 analytical method, which evaluate ampacity based on worst-case scenarios, can lead to overdesign. They therefore proposed a probabilistic approach for ampacity assessment.
FEM has become the most prevalent approach for simulating cable temperature field distribution and evaluating ampacity. Klimenta et al. [
21] employed an FEM model to investigate how solar radiation influences the current-carrying capacity of a 0.4 kV cable with different types of ground pavement layers. However, this study only examined the effects of surface solar absorption and heat emission rates on the ampacity of underground cables, and did not explain the basis for selecting the convective coefficient. Nie et al. [
22] employed the FEM model to calculate the thermal field and current of cables under different placement mode, and the results demonstrate the cable placement mode greatly affects the ampacity. However, the study neglected the influence of solar radiation on the current of direct-buried cables. Aras et al. [
23] used the FEM model to calculate the ampacity of a 154 kV XLPE direct-buried power cable under steady-state conditions and compared the results with those obtained by traditional analytical methods, and the findings demonstrate that the FEM offers superior computational accuracy when addressing complex installation environments. However, this model assumes a constant surface temperature of 20 °C and ignores the impact of air convection on heat dissipation, which inevitably compromises the accuracy of the calculations. Bustamante et al. [
8] utilized a FEM to investigate the effect of soil thermal resistivity and burial depth on the ampacity of medium-voltage direct-buried cables and compared it with the calculated values from the IEC 60287 analytical method. It was found that in very dry soil conditions, the IEC 60287 analytical method yielded values 7.53–10.49% lower than the simulated values. However, this model neglects the effects of solar radiation, wind speed, and adjacent circuits on the ampacity of the cable.
As evidenced by the above review, correction factor methods overlook certain environmental factors, resulting in limited computational accuracy and restricted applicability. The IEC 60287 analytical method employs simplifications in its calculations, making it suitable only for simple installation environments and inadequate for ensuring accuracy in complex scenarios, thus failing to meet the requirements for precise cable ampacity management. In contrast, FEM can fully overcome the limitations of traditional methods and accurately simulate the temperature distribution of cables, thereby enabling precise calculation of cable ampacity. However, the FEM models mentioned in the above literature do not comprehensively consider the impact of multiple environmental factors on cable ampacity. The main contributions of this paper are as follows:
An electric-thermal-fluid coupling FEM model has been developed which can simultaneously account for solar radiation, convective heat dissipation, and surface radiation, thereby enabling precise calculation of the ampacity of direct burial cables;
A quantitative analysis was conducted on the influence of multiple environmental factors (ambient temperature, cable burial depth, soil thermal resistivity, solar radiation intensity, wind speed) and proximity effects (number of circuits, circuit spacing) on the ampacity of direct burial cables, revealing the underlying patterns of influence;
A systematic analysis of the calculation discrepancy of traditional methods under multiple environmental factors was performed;
Based on the simulation results of the FEM model, an improved correction factor method that takes into account both multiple environmental factors and proximity effects has been proposed, which can greatly benefit engineering design.
This paper built an electro-thermal-fluid coupling model using COMSOL Multiphysics 6.2 to simulate the effects of multiple environmental factors and proximity effects on the ampacity of 35 kV YJLV22-26/35 3 × 400 mm
2 direct burial cables and analyzed computational discrepancies of traditional methods. The paper consists of four chapters.
Section 1 reviews current research progress and gaps in this field.
Section 2 details the principles of the correction factor method and the IEC 60287 analytical method, followed by the presentation of a modeling approach for the electro-thermal-fluid multiphysics FEM model.
Section 3 simulates in detail the effects of multiple environmental factors and proximity effects on the ampacity of direct burial cables, while analyzing the computational deviations of traditional methods.
Section 4 summarizes the main findings and contributions of this paper.
3. Results and Analysis
This study takes the aluminum-core directly buried cable YJLV22-26/35 3 × 400 mm
2 as an example. The ampacity is calculated using the three methods mentioned above, with differences compared and causes analyzed. The cable structural dimensions and material properties are listed in
Table 2. The soil thermal resistivity is set at 1 K·m·W
−1.
3.1. Influent of Ambient Temperature
When the influence of air convection and solar radiation are not considered, the ground surface temperature can be assumed to be equal to the ambient temperature. Assuming a single cable circuit, the cable ampacity under different ambient temperatures calculated by the three methods is shown in
Figure 5. When the surrounding ambient temperature warms from 15 °C to 50 °C, the ampacity calculated by both the correction factor method and the IEC 60287 analytical method decreases by 27%, whereas the FEM result shows a 22% drop, indicating that changes in ambient temperature have a noticeable influence on cable ampacity. The rated ampacity of the cable under reference conditions for the correction factor method can be found in the cable selection manual [
25]. The results indicate that the FEM calculated values are consistent with those obtained by the factor correction method, verifying the accuracy of the FEM calculations. The calculated values from the IEC 60287 analytical method are approximately 28% lower than the FEM results, suggesting that the analytical method may underestimate the cable ampacity.
The reason why the ampacity calculated by the analytical model is significantly lower than that obtained by FEM can be explained by examining the temperature field distribution, as shown in
Figure 6a. It is evident that the temperature is primarily concentrated in the soil, indicating that soil thermal resistance plays a decisive role in cable ampacity. The soil temperature obtained by the analytical method is 38% higher than that obtained by the FEM. This discrepancy occurs because the analytical method treats soil thermal resistance as a lumped parameter, thereby overestimating its effect, whereas the FEM considers it as a distributed parameter, yielding more accurate results. Consequently, the temperature differences in various parts of the cable calculated by the two methods become more pronounced. For instance, the temperature of the cable outer surface computed by the analytical method reaches 79.2 °C, while the FEM result shows only 64.4 °C—a difference of 14.8 °C, as illustrated in
Figure 6b. As a result, the cable ampacity calculated by the analytical method is substantially lower than that obtained by the FEM model.
3.2. The Influence of Cable Burial Depth
When the soil surface temperature is 25 °C, the impact of burial depth on cable ampacity is shown in
Figure 7a. It can be observed that the ampacity obtained by both FEM and the analytical method reduces with increasing burial depth, while the correction factor method neglects the impact of burial depth on ampacity. As the burial depth increases from 0.5 m to 1.2 m, the cable ampacity obtained by FEM decreases by 7%, whereas that obtained by the IEC 60287 analytical method decreases by 12%. The variation in burial depth has a more significant impact on the results calculated by the analytical method, which can be attributed to the overestimation of soil thermal resistance in this approach.
Taking the FEM calculation results as the benchmark, it can be observed that the computational error of both the correction factor method and IEC 60287 analytical method increase as the cable burial depth increases, as shown in
Figure 7b. With the increase in burial depth from 0.5 m to 1.2 m, the calculation error of the correction factor method rises from 0.1% to 7%, overestimating the ampacity, while the calculation error of the IEC 60287 analytical method increases from 24% to 28%, significantly underestimating the ampacity.
Taking a soil temperature of 25 °C and a burial depth of 0.8 m as the baseline conditions, the curves of ampacity correction factors versus burial depth for the FEM and IEC analytical methods are shown in
Figure 8. Through curve fitting, the expression for the FEM burial depth correction factor can be obtained as shown in (22), where
d represents the cable burial depth in meters.
3.3. The Influence of Soil Thermal Resistance
Soil thermal resistivity is influenced by factors including soil density, soil constituents, moisture content, porosity, and temperature and can vary within the range of 0.4–4 K·m·W
−1 [
12,
26,
27]. Using a ground surface temperature of 25 °C and a cable burial depth of 0.8 m as the baseline conditions, the correction factors
Kr obtained by the three calculation methods, as the soil thermal resistivity increases from 0.5 K·m/W to 3 K·m·W
−1, are shown in
Figure 9. It can be observed that the
Kr decreases as the soil thermal resistivity increases. At soil thermal resistivity below 1 K·m·W
−1, the IEC 60287 analytical method yields the highest
Kr value, while the
Kr values from the FEM and the correction factor method are close. At soil thermal resistivity exceeds 1 K·m·W
−1, the correction factor method yields the highest
Kr value, the IEC analytical method yields the lowest, and the FEM yields an intermediate value. Therefore, for cases where the thermal resistance is greater than 1 K·m·W
−1, the correction factor method tends to overestimate the cable ampacity, while the IEC 60287 analytical method tends to underestimate it. Specifically, when the soil thermal resistivity increases from 1 K·m·W
−1 to 3 K·m·W
−1, the correction factor method overestimates the ampacity by 14%, whereas the IEC 60287 analytical method underestimates it by 10%. Among the three methods, the IEC 60287 analytical method is most sensitive to soil thermal resistance. This is because it represents soil thermal resistance using lumped parameters, which overestimate the soil’s resistance to heat flow. Consequently, the higher the soil thermal resistivity, the lower the ampacity assessed by the IEC 60287 analytical method, indicating a greater margin of error.
Through curve fitting, the expression for the thermal resistance correction factor of the FEM can be obtained, as shown in (23), where
ρt represents the soil thermal resistivity coefficient in K·m·W
−1:
3.4. The Influence of Solar Radiation and Air Convection
From the ampacity calculation Formula (10), it is clear that the ground surface temperature is a critical factor limiting the ampacity of directly buried cables—the higher the surface temperature, the lower the ampacity. Therefore, for outdoor direct burial cable, the ampacity of cables is constrained by the ground surface temperature. The ground surface heats up after absorbing solar radiation, as illustrated in
Figure 10. At 25 °C ambient temperature, if the effect of solar radiation is neglected, the ground temperature will match the ambient temperature. However, when solar radiation is considered, the ground surface temperature increases with rising solar radiation intensity. Under natural convection conditions, the surface temperature can reach up to 54 °C when the maximum solar radiation intensity reaches 500 W/m
2, with a growth rate exceeding 116%. This demonstrates the significant impact of solar radiation on earth surface temperature.
The sharp increase in surface temperature, in turn, greatly reduces the cable’s ampacity. Consequently, previous models often neglected the influence of solar radiation, leading to substantial computational errors. When the surface temperature exceeds the air temperature, convection occurs, causing the surface temperature to decrease. In the case of solar radiation power at 100 W/m2, when the convection coefficient increases from 10 W·m−2·K−1 to 30 W·m−2·K−1, the surface temperature decreases by 9.4%. In the case of solar radiation intensity at 500 W/m2, the same increase in the convective coefficient produces a 28.7% drop of surface temperature. Evidently, the stronger the solar radiation, the more pronounced the cooling effect of convection becomes.
In the model, the choice of convective heat-transfer coefficient is critical, as it determines the accuracy of the simulation results. In the COMSOL-based simulation of three-phase cable temperature distribution, Hu et al. used a convection coefficient of 6.5 W·m
−2·K
−1 [
17]. Nie et al. adopted a value of 12.5 W·m
−2·K
−1 [
22]. Both Ocłoń et al. [
28] and Bustamante [
8] applied a coefficient of 10 W·m
−2·K
−1 in their FEM models. Klimenta et al. used 12.5 W·m
−2·K
−1 for dry grassland and 8 W·m
−2·K
−1 for paved surfaces [
21]. Wind speed significantly influences the convective heat transfer coefficient. Hens [
29], Laloui and Rotta Loria [
30], Kim et al. [
1], Lee et al. [
31] have proposed different relationships between the convection coefficient and wind speed, as shown in
Figure 11. This study adopts the relationship reported in [
30,
31], as shown in (24).
Through numerical simulation, the variation in cable ampacity under the combined impact as a consequence of solar radiation and wind speed can be obtained, as shown in
Figure 12.
It can be observed that the cable’s ampacity is lowest under conditions of maximum solar radiation and no wind. As the wind speed increases, the cable ampacity follows a logarithmic pattern of increase. When the wind speed exceeds 6.5 m/s, the influence of wind diminishes, and the cable ampacity tends to stabilize.
The above computational results indicate that solar radiation and wind speed are critical factors influencing the ampacity of directly buried cables. However, both the correction factor method and the IEC 60287 analytical method neglect the impact of solar radiation and wind speed on ampacity, leading to significant computational errors. When the FEM results are taken as the benchmark, the computational errors of the correction factor method and the IEC 60287 analytical method are shown in
Figure 13. From
Figure 13a, it can be found that the error of the correction factor method progressively increases with rising solar radiation intensity. This occurs because solar radiation reduces the actual cable ampacity, but the correction factor method fails to account for solar radiation effects, leading to an overestimation of the cable ampacity. Meanwhile, the ampacity error shows a decreasing trend as wind speed increases. The maximum ampacity error reaches 23% under conditions of
v = 0 and
Ps = 500 W/m
2. The above analysis demonstrates that the correction factor method, by neglecting solar radiation effects, significantly overestimates the actual ampacity of cables. This may lead to the dangerous practice of selecting undersized cable cross-sections, resulting in cables operating under overload conditions. For instance, in mountainous photovoltaic power plants, collector lines typically employ direct burial cables to transmit electricity from the PV array to the step-up substation. During midday in summer, when solar radiation is most intense and the power plant’s generation capacity peaks, the cable lines operate under high loads. If the cable cross-section is undersized, it can cause the operating temperature to exceed permissible limits. Over time, this could pose a threat to the safe operation of the cable lines.
From
Figure 13b, it can be observed that the error of the IEC 60287 analytical method gradually decreases with increasing solar radiation intensity. This occurs because the IEC 60287 analytical method inherently tends to underestimate cable ampacity. As solar radiation intensifies, the actual cable ampacity decreases, and the discrepancy between the analytical results and the actual values narrows. Simultaneously, the ampacity error shows an increasing trend with higher wind speeds. The maximum ampacity error reaches 34% under conditions of
v = 6.5 m·s
−1 and
Ps = 100 W·m
−2.
Taking zero solar radiation intensity as the baseline, the expression for the ampacity correction factor under different solar radiation intensities and wind speeds can be derived, as shown in Equation (25):
3.5. The Influence of Parallel Circuits
In the scenario of multiple directly buried cable circuits, each circuit is set to carry the same current load. When three circuits are buried in parallel, the central circuit exhibits the highest cable temperature, as shown in
Figure 14. Therefore, this study uses the temperature of the central circuit as the controlling condition for ampacity calculation. As soon as the central circuit temperature reaches 90 °C, the corresponding current is defined as the maximum permissible ampacity.
In the case of multiple cable circuits laid in parallel, the temperature fields between circuits interact synergistically, leading to a reduction in the allowable cable ampacity, which is known as the proximity effect. The proximity effect is influenced by the spacing between circuits. As the circuit spacing increases, the proximity effect diminishes, resulting in an increase in the allowable cable ampacity, as shown in
Figure 15, where
S stands for the circuit spacing.
Figure 15 further indicates that cable ampacity decreases as the number of parallel circuits increases. The reduction in ampacity becomes more pronounced when the circuits are spaced closer together.
For 35 kV directly buried high-voltage cables, it is uncommon to have more than three circuits laid in parallel. Therefore, this study considers a maximum of three circuits. Taking the ampacity of a single circuit as the benchmark, the ampacity correction factors
KN for two and three parallel circuits relative to circuit spacing are shown in
Figure 16. It can be observed that
KN increases logarithmically with the circuit spacing. This relationship can be expressed by (26), where
S represents the circuit spacing in millimeters, and
N denotes the number of circuits.
3.6. Discussion
From the above research, it can be observed that the traditional correction factor method does not account for the influence of cable burial depth on ampacity, limiting its applicability. The IEC 60287 analytical method overestimates soil thermal resistance, thereby exaggerating the impact of burial depth and soil thermal resistance on ampacity, resulting in conservatively low ampacity evaluations. Both methods neglect the effects of solar radiation intensity and wind speed on cable’s allowable ampacity, leading to significant errors when assessing the ampacity of outdoor directly buried cables. FEM, based on electro-thermal-fluid multiphysics coupling models, can adapt to diverse operating conditions and offers high computational accuracy, making it a better choice for practical engineering applications in cable ampacity assessment. Based on FEM simulation results, this paper analyzed the effects of ambient temperature, cable burial depth, soil thermal resistance, solar radiation, wind speed, and the proximity effect of parallel cables on cable ampacity, and formulated the influence factors. Compared to traditional methods, the novel approach proposed in this paper can comprehensively account for the influence of multitude environmental factors, demonstrating better environmental adaptability. Unlike the IEC 60287 analytical method, which employs lumped thermal resistance to calculate thermal field distribution, FEM calculates the thermal field distribution by discretizing thermal resistance into nodes, representing a more precise approach. The assessment of cable ampacity is carried out based on the condition that the conductor temperature does not exceed 90 °C. Therefore, the new method presented in this paper achieves higher computational accuracy. The new method expresses the influence of various environmental factors as correction coefficients, thereby eliminating the need for complex FEM modeling processes and lengthy computation times. Consequently, the new method is as easy to use as the traditional correction factor method. A comparison of performance between the proposed new method and traditional methods is summarized in
Table 3.
Overall, the novel method presented in this paper combines strengths of both the correction factor method and the FEM, ensuring both computational accuracy and ease of use, which is highly beneficial for engineering applications.
Although this paper only focused on analyzing the 35 kV YJLV22-26/35 3 × 400 mm
2 cable, the analysis in
Section 3.1 indicates that the temperature drop on the cable’s internal insulation is minimal compared to that in the soil. In other words, variations in the thickness of the internal insulation layer have a small impact on the cable’s ampacity. Therefore, the new evaluation method for direct burial cables proposed in this paper can be applied to other voltage levels.
4. Conclusions
This paper investigated the influence of multiple environmental factors and proximity effects on the ampacity of 35 kV YJLV22-26/35 3 × 400 mm2 direct burial cables using an electro-thermal-fluid coupling FEM model. The study shows that within the surface temperature variation range of 15 °C to 50 °C, the outcomes obtained by the correction factor method align with those of FEM, whereas the IEC 60287 analytical method underestimates the ampacity by approximately 28%. When the burial depth increases from 0.5 m to 1.2 m, the calculation error of the correction factor method rises from 0.1% to 7%, overestimating the ampacity, while the calculation error of the IEC 60287 analytical method increases from 24% to 28%, significantly underestimating the ampacity. As the soil thermal resistivity rises from 1 K·m·W−1 to 3 K·m·W−1, the correction factor method overestimates ampacity by 14%, whereas the analytical method underestimates it by 10%. With increasing solar irradiance, cable ampacity decreases significantly, whereas it shows an increasing trend with higher wind speed. Both the correction factor method and the analytical method neglect the effects of solar radiation and wind speed on ampacity, leading to maximum calculation errors of 23% and 34%, respectively. As the number of parallel circuits increases, the ampacity of the directly buried cable decreases, with the reduction rate being related to circuit spacing.
This study has made the following major contributions:
- (1)
The proposed FEM model simultaneously accounts for the effects of solar radiation, convective heat dissipation, and surface radiation on cable ampacity, thereby enhancing computational accuracy.
- (2)
It has identified the influence patterns of multiple environmental factors and proximity effects on the ampacity of direct burial cables.
- (3)
The computational errors of traditional methods were analyzed, revealing their applicable scope.
- (4)
Based on the simulation results of the FEM model, an novel correction factor method that takes into account both multiple environmental factors and proximity effects has been proposed, which can greatly benefit engineering design.
The present study is limited to homogeneous and isotropic soil conditions, without considering backfilling scenarios. A study on the impact of layered soil structures using high-thermal-conductivity backfill soil on the cable ampacity will be conducted in subsequent research.