Each generator capacity must be provided to run the stochastic model. This is a fundamental information since the system’s capacity to meet the load depends on its generators’ available power. Generators’ reliability model is used for defining the availability states of each generator. Probability states are assigned to the generators representing each operating condition. Transition rates between operating states need to be calculated to complete the generator’s model. Scheduled maintenance can reduce the available capacity of the system under a certain period of time and can also be taken into account in the model. Defining generators’ capacity and the stochastic model, the generation system is ready for the adequacy analysis.
The system’s loads are modeled based on the demanded power from the power system. The daily peak load is then used for generation adequacy analysis since the expectancy is that the generation system can meet the highest demand over the evaluated period.
2.1. Generation Modeling
The generator model consists of modeling each component of the system in terms of reliability [
1]. For this purpose, the four generators’ operational data obtained from maintenance records, operator’s registers and supervisory are used to determine the generator’s reliability.
Table 1 summarizes the obtained generations’ operational data, which are used to calculate the generation system’s reliability data presented in
Table 2.
The number of starts and time into operation was obtained from the generator’s supervisory. The failure to start data were obtained by the operator’s record. Available and unavailable time were calculated based on maintenance records and operator’s information.
In
Table 2, exponential failure density was considered as representative for calculating the mean time to fail (MTTF) and mean time to repair (MTTR) [
21,
22,
23]. According to Equations (1) and (2), where
and
are the transition rates between states 2 and 3 from the four states model presented in
Figure 3 [
1].
The option for the four states was due to the system’s operating characteristics that in some cases demand that one of the units operate under peaks of load.
This model for the generators consider the following states:
0 – Reserve Shutdown: in this state the machine is stopped waiting to be demanded;
1 – Forced out but not needed: in this state the machine is unavailable but the system does not require it;
2 – In service: in this state the machine is being demanded and is supplying the system;
3 – Force out in period of need: in this state the machine is unavailable for starting or was operating and failed during the operation. In this state, the system will not get all the loads supplied.
The generators’ model can be represented as a Markov process [
21], where the transition rates can be seen in
Figure 3, where:
: Probability of failure to start;
D: Average in-service time per occasion of demand;
T: Average reserve shutdown time between periods of need;
: Expected failure rate;
: Expected repair rate.
According to [
1], the probabilities of the components residing in each state in terms of the state transition rates are given by Equations (3)–(7).
The probability for the reserve shutdown state (
) is given by Equation (
3):
where
A is given by Equation (
4):
Equation (
5) gives the probability of Forced out but not needed state (P
):
For the in-service state (P
), Equation (
6) gives this state probability:
For the blueforce out in period of need state (P
), Equation (
7) gives this state probability:
For operational scenario 1, the actual generators’ operational and reliability data were considered, which are presented in
Table 3.
A second scenario was also simulated, in this case, a failure at the generator “C” that took 1528 h to be repaired was neglected, so this machine was considered in reserve shutdown during this period. In
Table 4, the probabilities of the new state for generator “C” are presented. The states probabilities for generators “A”, “B” and “D” remained the same as in scenario 1.
For both scenarios, the maintenance schedule for stopped machine was taken into account according to the maintenance plan defined by engineering team, since the planned maintenance reduces the system’s capacity and should be considered in the generator’s model. This maintenance is distributed over one year and represents on average 220 h/year per machine considered in this paper.
2.3. Risk Indexes
The determination of available generation capacity to guarantee an adequate energy supply is an important aspect in the planning and operation of the electrical system [
1,
25].
The interest for static generation capacity assessment lies in the calculation of indexes that measure system adequacy, i.e., the capacity meets the load in global terms. Thus, both generator and loads are concentrated in a single bus, in which the combination of mathematical models that represent the behavior of the generation system integrated with the load model form the basic method to obtaining adequacy indexes [
26].
The main objective of adequacy analysis is to evaluate the static capacity of the generation system, determining indexes that assess the risk of not meeting the system load, the frequency that it occurs and its duration [
27].
Risk indexes were calculated using a Monte Carlo simulation. In the case study for two scenarios, 100,000 iterations had been performed [
18]. For each iteration, PowerFactory® software generates a random value that corresponds to the generators’ states. The sum of the generators’ capacity corresponding to the selected state is made and at a random time point, the load of the system is selected. If the demand is higher than the generation the system will not meet the load. The difference between the system load and generation capacity is the demand not supplied. The ratio between the number of iterations that the system did not meet the load per the total amount of iteration is the loss of load probability (LOLP), given by Equation (
8):
where
is the number of iterations in which the demand exceeded the generation capacity; and
N is the total number of iterations.
Another system risk index is the expected demand not supplied (EDNS), which is the ratio between the sum of the demands that exceeded the generation capacity at each iteration in Monte Carlo simulation per the total amount of iteration [
18], as presented in Equation (
9):
where
is the demand not supplied at the iteration
i; and
i is the iteration index.
2.4. Frequency and Duration Methods
Frequency and duration parameters are linked to the determination of the frequency at which the system can be found in a given state and the average duration that the system resides in that state. Frequency and duration indexes are the most useful indexes to evaluate reliability for customer or load points. The creation of similar indexes for calculating the reliability of a generation system offers additional parameters for the system’s evaluation (such as the frequency of a given state of the system and its duration) [
1]. With the definition of the states of each system’s generator, it is possible to calculate the transition rates between states, as well as perform the calculation of the probability of finding the component in each state, as seen in
Section 2.1.
With the generation system’s components modeled, it is possible to evaluate the complete generation system in terms of the frequency and duration of its states using the capacity outage probability table (COPT).
Equation (
10) gives the frequency of finding the system in a given state
k:
where
is the probability that the system is in a certain state; and
is the transition rate for the exit from the state (in this case, represented by the failure rate
).
The multi-state models for generators are fully determined when its states are defined in terms of its capacities, probabilities and frequencies [
28], Equation (
11) represents those attributes:
where
G represents the generator,
i is the index that represents the generator,
C represents the generators’ states capacities vector,
p is the states probabilities vector,
f is the states’ frequencies and
k is the component’s state index.
A generation system composed of more than one generator can be represented by a combination of multi-state components, resulting in a multi-state system as well. Equation (
12) represents the combination of multi-states components creating a multi-state system.
where
Gsist is the representation of the resulting system.
The system states now created are represented as an individual component, i.e., in terms of their capacities, probabilities and frequencies [
29], according to Equation (
13):
where
j is the system state index.
For the four-state model for the generator shown in
Figure 3, or for a multi-state model, it is possible to combine the component’s states that have a similar impact on the behavior of the system [
1], being those states called cumulative states. The probability of finding a component in a cumulative state is equal to the sum of the mutually exclusive probabilities of each state. Since states are mutually exclusive, the probability of the cumulative state is the sum of the probabilities of each of the states that composes it is determined by Equation (
14):
where
is the probability of the cumulative state;
is the probability of state
i; and
is the probability of state
j.
The frequency of the cumulative states should include all the transitions frequencies, disregarding the transitions between the cumulative states—since they do not represent transitions outside the cumulative state. Equation (
15) is used for calculating the frequency of cumulative state:
where
is the frequency of the cumulative state;
is the frequency of state
i;
is the frequency of state
j; and
is the transition frequency between states
i and
j.
L.D. Arya et al. [
30] presented a methodology based on binomial distribution evaluation to calculate the system’s states probabilities and frequencies for four generation system, considering that all units are identical and have the same failure data. In this case, this methodology is applied only for particular conditions when all generating units have the same reliability data.
A.M..L. Silva [
28] presented an algorithm based on discrete convolution for a two generator system. In that paper, the authors modeled the system having three states with different capacities and another system having two states with different capacities. In this case, the cumulative states have not been considered when both systems were evaluated together.
System states probabilities are calculated through the discrete convolution between generators’ states probabilities, according to Equation (
16) in a four generator’s system:
where
is the vector with the system state probabilities;
to
are generators’ states probabilities vectors. For each term of the convolution cumulative states are grouped according to Equation (
18).
The system’s states frequencies are obtained summing the resulting vector from the discrete convolution between the states probabilities of systems’ generators and generators state frequencies, as presented in Equation (
17):
where
is the vector with the system state frequencies;
to
are generators’ states probabilities vectors and
are
the generators’ states frequencies vectors. For each term of the convolution cumulative states are grouped according to Equation (
19).
The system’s capacities are obtained by summing the generators’ capacities for each iteration when the calculation of the state probabilities and frequencies are done.
Cumulative states can also happen when the system states are calculated, so it must also be grouped to have the representation of a practical state, so their probabilities and frequencies are combined according to Equations (
18) and (
19).
With the vectors
Cj,
Pj and
Fj, it is possible to generate the COPT for the generation system, as presented in
Table 5.
The average duration of a particular capacity condition can be obtained by Equation (
20):
where
is the average state duration of the system.