1. Introduction
Currently, climate change is the most significant driver influencing the decisions in terms of energy acquisition and its efficient use. From that perspective, an important solution is a replacement of fossil fuels with renewables and improved energy efficiency in production processes [
1]. Amongst renewables, biomass is of special interest as it comes from many activities in agriculture and forestry. Therefore, biomass is expected to be a major contributor to the renewable energy targets [
2]. Agriculture is an important part of the economy in most countries. It delivers not only food to the market but also energy resources in different forms, including final products, substrates, by-products, and waste. In the world, in addition to crops themselves, large quantities of residues are generated every year, amounting to about 140 billion tons [
3]. In 2012, the total supply of biomass in the world amounted to 56.2 EJ; out of this, only 5.6 EJ was associated with the dedicated crops (3.5 EJ) or by-products (2.1 EJ) [
4]. For the future, however, the share of agricultural residues is predicted to grow significantly [
5]. The average global energy yield from the agricultural sector is projected at 64 EJ per year (in 2035) [
4], and most of this potential should be available at a relatively low costs in the range
$5–10 per GJ [
6] Moreover, from an environmental, economic, and social point of view, biomass acquisition should be in line with a circular bioeconomy which encompasses the production of renewable biological resources and the conversion of these resources and waste streams into value-added products, such as bio-based products and bioenergy [
7], as well as the limitation of waste generation [
8].
Agricultural residues include all the organic materials which are produced as by-products from agriculture activities. These residues constitute a major part of the total annual production of biomass and are an important source of energy both for domestic and industrial purposes. Agricultural residues can be divided into field-based residues and process-based residues (
Table 1). The biomass materials which are generated in the field are defined as field-based residues (e.g., straw). Residues generated during processing of agricultural products are called process-based residues (e.g., maize cob/husk) [
9].
Such classification is important, especially under the context of energy application, as the availability and accessibility of these sources critically depend on this attribute. The process-based residues are usually available in a relatively high concentration and may be used as an energy source for the same industry contributing to no or little transportation and handling costs. The availability of field-based residues for energy application is very often seasonal and might be limited, since collection for utilization is difficult and there are other alternative uses such as soil improvement and animal feed.
One of the field-based agricultural residues involves cut branches from regular permanent tree crop pruning, such as vineyards, olives, apples, etc. [
10,
11,
12]. Amongst permanent fruit crops in Poland, apple orchards cover the largest area, resulting in theoretical energy potential of 9.3 PJ per year [
13]. Although these agricultural residues might be used as fuel, large amounts are wasted via open dumping or open burning in the field and, therefore, are referred to as waste agricultural biomass [
14]. As such, use of these materials for energy applications would be an effective way of managing the waste, while becoming a useful resource rather than a waste material under conventional management practices (
Figure 1).
Apple production and related activities in the orchards requires the use of energy in the form of industrial inputs such as fuel and machinery. Energy is one of the most important factors for sustainability evaluation of agricultural production systems [
15]. Today, a considerable portion of energy is used to mechanize agricultural operations, and the additional costs are spent to provide the required power on agricultural mechanization.
Energy flow analysis in apple orchards allows determining the energy consumption in relation to the inputs used, and the efficiency of energy use during the production process [
16,
17], such as pruned biomass harvesting. Moreover, it helps in the management of the processes, as well as in decision-making based on the economy of energy resources, influencing the economic and environmental results [
18], such as saving fossil fuels resources and emission reduction of greenhouse gases [
19]. Concerning sustainable development in agriculture, Poland with the largest apple orchard area in Europe [
20] could play an important role in supporting the delivery of waste biomass to the energy market.
Unfortunately, in the case of pruning harvesting for energy purposes, additional fuel and dedicated machinery use are required. To the group of the harvesting machineries belong various models of chippers and balers, whose task is to pick-up the cut branches and convert them to the expected form (wood chips or bales) [
21]. However, the effectiveness of the harvesting machinery operation is limited due to technological restrictions, variable orchard characteristics, and the need to protect trees from damage of the machinery while passing. As a result, there are many parameters influencing the pruned biomass yield and harvesting losses and, thus, the energy balance.
One of the parameters influencing the pruned biomass yield is the pruning technique (manual, mechanized). Higher biomass yields were achieved in case of manual pruning of vineyards [
22]. In turn, Acampora et al. [
23] investigated the influence of the settings of the pick-up system of the machinery on the biomass properties and productivity. The authors revealed that a higher distance of the pick-up unit from the ground resulted in higher harvesting losses. Another issue is the problem of the topography of the permanent crop, which may also influence the biomass yield, especially in mountainous regions (higher slopes of the terrain). Research in vineyards performed by Spinelli et al. [
24] indicated an increase of harvesting losses in the case of greater slopes. Similar observations were formulated by Nati et al. [
25].
García-Galindo et al. [
26] pointed out that, although the built-in windrowers in the machinery facilitate branches conveying toward the harvesters’ inlet, the previous pre-alignment of pruned biomass in the inter-rows is more effective in reduction of losses and in the increase of speed during harvesting. Similar conclusions were formulated by Velázquez-Martí et al. [
27], who investigated the influence of various management strategies (pruning options, concentration methods of pruned biomass, harvesting technologies) on the performance of the selected systems. Generally, a concentration of the pruned materials before chipping or baling contributed to better results, as the machines operated in a fixed position. Pari et al. [
28] also indicated that the reduction of harvesting losses by a new harvester–chipper was probably a consequence of the interaction of the machine design and the efficiency of the pick-up system, which consists of a toothed roller with adjustable height from the control panel of the tractor. Dyjakon et al. [
29] revealed that the use of windrowers in an apple orchard led to a significant reduction of harvesting losses (from 40% to 20% on average). Moreover, the energy balance was improved, although more energy input was required during the operation of the baler with windrowers [
30]. In turn, in the report elaborated within the Europruning project [
31], attention was paid to the importance of good practices and proper management in the orchard to proceed the production in a sustainable way with energetic benefits.
However, no direct comparisons of biomass harvesting yields and energy balances in apple orchards oriented toward the use of pruning residues for energy purposes (pruning to energy strategy (PtE)) were found. These data seem to be very important not only from a scientific point of view, but also from a practical point of view, as they create a possibility to have a better insight into the energetic, environmental, and economic aspects of orchards management in terms of pruned biomass.
Considering the benefits of energy analysis in production systems and its role for producers in decision-making, this study aimed to determine the energy demand and the energy output of two different strategies of pruning management in an apple orchard during biomass harvesting with the use of baling technology, i.e., (i) the owner pruned the branches and left them scattered in the orchard, and (ii) the owner pruned the branches and scraped them in the middle of the inter-rows for further treatment. Additionally, the costs of biomass harvesting, and the process efficiency based on various performance indicators were analyzed.
4. Discussion
The theoretical pruning potential in the investigated apple orchard was 2.5 t FM·ha
−1. This value is below the average potential amount of 3.5 t FM·ha
−1 determined for this kind of permanent crop in Poland [
38]. However, the potential might still be sufficient if proper management is engaged. In this study, when the harvesting activity took place in the orchard with scattered pruning, PB was very low (0.76 t FM·ha
−1) with high harvesting losses reaching ca. 70%. This resulted from a large distance between the trees rows, which, in apple orchards, is usually not less than 3.2 m, in comparison to the working width of the round baler (1.8 m). As a result, the branches lying closer to the tree trunks could not be collected. Although it is possible to pass the rows twice with the machine to cover the entire available area in the inter-rows, such a solution is not practiced, because the height of the baler is ca. 2.0, and its housing elements can damage trees and cause losses in fruit production while driving next to the trees.
In the case of the windrowed pruning, the PB increased to 2.0 t FM·ha
−1 with the harvesting losses below 20%. The obtained value is satisfactory, and the coefficient of harvesting losses is close to that reported by Dyjakon et al. [
29], who revealed that the use of windrowers mounted to the baler caused a decrease in harvesting losses in apple orchards from 40% to 20%. Therefore, to increase the biomass yield, the farmer should focus firstly on the concentration of the biomass residues in the middle of the inter-row corridor. It should be marked, however, that the concentration of pruned biomass is a common practice in the case of the mulching process to get rid of most of the cut branches and leave the chipped material in the apple orchard. As this mandatory procedure is currently the most popular across the apple orchards [
14], the energy input and costs related to this activity (pruning concentration) were not taken into account.
The PB increase affects both the energy output and the energy input. The consequence of higher productivity in the windrowed orchard is an increased fuel consumption (7.73 dm
3·ha
−1 versus 5.32 dm
3·ha
−1 for the orchard with scattered pruning) and pruning capacity (1.81 SMH·ha
−1 versus 1.49 SMH·ha
−1 for the orchard with scattered pruning). More biomass collected from one hectare required more time spent to harvest, wrap, and unload the bales. Similar correlations were observed by Velazquez-Marti et al. [
27] during pruning, harvesting, and chipping.
Concerning the TO parameter in detail, the performed calculations revealed that the TE parameter in both cases represented the greatest share of TO, which is in line with the results obtained by other researchers during the pruning harvesting activities in different permanent crops [
11,
39]. A higher TE value for the orchard with scattered pruning resulted from a lower PB and fewer problems with the collection of cut branches. This correlation was confirmed by higher values of TA (including also delays) and TW (
Figure 6). In the case of windrowed pruning in the orchard, more bales were generated. Therefore, more time was spent to wrap the bales (13.5% versus 7.6%), as well as to overcome some technical difficulties occurring during machinery operation (16.3% versus 13.4%).
A larger number of pruned branches also forces a better matching of the passing speed in the orchard [
40] to maintain efficient harvesting and prevent unexpected stops and delays. The speed of the tractor should not exceed the speed of the pick-up and the feeding system of the baler. A lower velocity reduces the probability and the risk of blockage/clogging of the feed shaft chamber. PB also influenced the power demand. At a higher load of the baler, more energy is transferred from the tractor by PTO (the difference in fuel consumption in
Table 4). However, while relating the average unit fuel consumption to the production of one bale in the orchard, the indexes are much more favorable for greater PB values. The fuel consumption in the orchard with scraped branches was 1.00 dm
3∙bale
−1, which was much lower than that in the orchard with scattered pruning (1.69 dm
3∙bale
−1). The results of the research performed by Mathanker and Hansen [
41] also revealed that, although fuel consumption was directly correlated to miscanthus yield, the ratio between fuel consumption and unit mass of the harvested material was positive.
The pruning capacity significantly influenced the costs of the harvesting and baling process in the apple orchard. In relation to the orchard area of one hectare, the costs of a cumulative working hour in the orchard with windrowed pruning (€75.42 ha
−1) were ca. €15 higher than those in the orchard with scattered pruning (€60.26 ha
−1). However, referring the operation costs to one ton of harvested biomass, the costs for an orchard with windrowed pruning amounted to €36.97 t
−1 FM, ca. €40 cheaper than for the orchard with scattered pruning (€79.42 t
−1 FM). This indicates that PB is essential for harvesting costs and final economic indicators. Furthermore, an increase in PB reduces unit harvesting costs [
42]. For the considered management variants, the harvesting costs in the orchard with scattered pruning (very low PB) exceeded the potential profits from the pruned bale selling. Therefore, the balance of the harvesting costs and the selling price was −€19.8 ha
−1. Thus, improper management or low biomass potential can make the harvesting process economically unjustified. However, it should be noted that the costs of mulching one hectare would generate an even worse balance, as the unit cost of mulching is in the range of €35–50 SMH
−1 [
25,
36]. Assuming the operation time of a tractor with a mulcher in the orchard (1.49 SMH·ha
−1 for the harvester in this study, lowered by 30% for the mulching process time) and the unit cost of mulching in the amount of €40 SMH
−1, the total mulching process cost can be estimated at €41.7 ha
−1. As the mulching process does not provide any direct income, its economic balance is −€41.7 ha
−1. Thus, it is better to collect the pruning than to mulch it. Furthermore, if the costs of mulching in the orchard are assigned as avoided costs, the final balance could be determined as positive (ca. €22 ha
−1).
In the case of the windrowed pruning in the orchard, the financial balance was positive (€32.1 ha−1) regardless of the mulching costs. By additionally including the avoided costs of mulching, the profits rose to €83 ha−1. From a practical point of view and management strategy of the orchard, knowledge of the minimum PB is important, which ensures reimbursement of expenses (without consideration of the avoided costs of mulching). Using the obtained data, it can be concluded that positive economic results may be achieved at the minimal PB = 0.68 t DM·ha−1.
However, these values also depend on the labor costs, which vary across the EU countries. As shown in
Figure 7, for windrowed pruning in the orchard, a decrease in labor costs led to higher benefits for the owner. This resulted mainly from the high PB value achieved thanks to the effective harvesting procedure. It is important to note that, despite higher labor costs, the economic balance was beneficial. Unfortunately, if the orchard is not properly managed (scattered pruning), even a significant reduction in labor costs is not able to generate acceptable profits. The economic balance is only positive for labor costs in the range of €6–7 h
−1 (if the avoided costs of mulching are excluded). The main reason seems to be a small value of the PB parameter, resulting in low income from the sale of biomass residues.
The results must be treated with care, as the calculations are limited to the costs at the orchard gate, and the transportation/delivery costs to the final user are excluded from this analysis.
In the context of energy flow, both variants characterize positive results. However, there are significant differences in EOF and finally in energy balance (EB). For the windrowed pruning in the orchard, EB (20.74 GJ·ha−1) was almost three times larger than for the scattered pruning in the orchard (7.66 GJ·ha−1). Such a disproportion was caused mainly by high harvesting losses (69.33%) for scattered branches, reflected in the biomass yield accounting for only 0.76 Mg·ha−1 and a low EOF of 7.97 GJ·ha−1. In turn, for the windrowed pruning in the orchard, the harvesting losses were remarkably lower (19.17%), transforming into a high EOF of 21.17 GJ·ha−1. In order to emphasize the importance and energy efficiency of the pruned biomass acquisition from the orchard for energy purposes, the indicator EIS was specified, as well. For the scattered orchard, EIS = 3.90%, and it was roughly twice as large as that for the windrowed orchard (EIS = 2.05%). Consequently, if more energy input is required in the orchards with windrowed pruning and EIS is still lower, then it might be concluded that PB is the most important index influencing the energy performance. It proves that management of the orchard should focus on the creation of operation conditions facilitating the harvesting process and, thus, increasing EB.
Another issue is the assessment of the competitiveness of the two variants used alternatively to harvest the biomass residues in the orchards for energy purposes, namely pruned biomass baling and pruned biomass chipping. In the considered cases, EIFs amounted to 0.31 GJ·ha
−1 (the scattered pruning) and 0.43 GJ·ha
−1 (the windrowed pruning). These values are in line with the estimated EIF parameters during the pruning baling performed in other apple orchards, where EIF was in the range of 0.33–0.50 GJ·ha
−1 [
30,
36]. On the other hand, analyzing EB in an apple orchard where the chipping technology was applied [
25], EIF related to the harvesting and chipping only was 0.86 GJ·ha
−1. Thus, from a strictly energetic point of view, the baling process in the orchard is less energy intensive. The EB for the scattered pruning in the orchard (7.66 GJ·ha
−1) is even better for the baling technology than for the chipping (5.44 GJ·ha
−1) [
25].
However, the positive results arising from lower costs and higher EB on the baling technology side may turn out to be useless if there is no demand for such form of fuel (round bales) on the local energy market. The transportation of biomass and logistics issues should also be taken into account [
43]. In this context, a proper market analysis must be carried out in order to ensure the continuity of the logistics process and the implementation of the PtE strategy [
36].
5. Conclusions
The performed analysis and applied energy indexes revealed that the management strategy in the orchard has great importance in terms of energetic and economic consequences. The analysis concerned a specific orchard. The collection of pruning in a scattered orchard resulted in a very low productivity, low biomass yield, and high harvesting losses. In the case of pruning being windrowed to the middle of the apple tree corridors, higher productivity, higher biomass yield, and low harvesting losses were obtained. In both variants, the energy balance was positive. However, a positive economic balance was achieved only for the windrowed orchard.
In comparison to the mulching process, the results showed that, regardless of the orchard preparation, pruning harvesting can at least reduce the costs of orchard cleaning. With proper management, the income from biomass sale can be significantly higher, leading to a lowering of the total apple production costs.
This study highlights that orchard management is a critical parameter affecting energy recovery, as well as financial returns.
Further work should address important topics, such as the principles of best selection of the harvesting procedure in terms of the pruning methods, the width of the inter-rows, and the equipment and the settings of the machinery. Finally, there are still unsolved issues related to the management strategy, including the correlations between machine productivity, settings, harvesting losses, and fuel quality.