Abstract
Topical anesthesia is widely used in dentistry. However, its clinical effectiveness remains controversial. This study conducted a bibliometric analysis of the most cited clinical dentistry articles on topical anesthesia, identifying the most studied drugs, research trends, leading authors, geographic distribution, funding sources, and study characteristics. A structured search was conducted in the Web of Science using defined descriptors and Boolean operators, with citation comparisons in Scopus and Google Scholar. The search, conducted without language or publication year restrictions, extended until October 2023. Out of 4892 articles, the 30 most cited were selected, collectively accumulating 953 citations between 1992 and 2017. Most highly cited and funded studies originated from the United States. Journals focusing on periodontics, general dentistry, and oral surgery published the majority of these articles, with lidocaine being the most studied anesthetic. Despite their widespread use, topical anesthetics have garnered relatively few citations. Our findings suggest a research preference for studies with immediate clinical impact over those focusing on pain management, particularly in the field of topical dental anesthesia. This highlights the need for further research and progress in this important field.
1. Introduction
Fear and anxiety commonly associated with needles and injections can prevent patients from seeking regular dental treatment [1]. The pain associated with injections, particularly in areas such as the hard palate and or during regional block and intra-ligamentary techniques, can be quite intense [2,3,4,5,6]. When associated with anxiety, patients often report higher levels of pain [7]. To provide greater comfort to patients during local anesthesia, dentists commonly use topical anesthetics.
Topical anesthetics are semi-solid formulations used in various healthcare fields, including dentistry. They differ from injectable “local anesthetics”, which consist of injectable liquid formulations used to promote local or regional anesthesia during dental procedures. In contrast, topical anesthetics in dentistry act on the oral mucosa, aimed at reducing discomfort at the injection site of local anesthetic solutions. Furthermore, these not only reduce pain during puncture but also alleviate discomfort caused by periodontal treatment, mucosal lesions, biopsies, restorative procedures, placement of orthodontic bands, or even simple tooth extractions [8,9,10,11].
Just like injectable local anesthetic solutions, topical anesthetics in semi-solid formulations contain amide or ester-type local anesthetics. The most commonly used in medicine and dentistry are lidocaine and prilocaine (amides), as well as benzocaine, tetracaine hydrochloride, and butamben (esters). Some formulations also include dyclonine hydrochloride, a compound that does not belong to either the amide or ester class, and is instead classified as an atypical (ketone-type) local anesthetic due to its distinct chemical structure [12,13,14,15]. Combination formulations are also frequently used, including mixtures of benzocaine, butamben, and tetracaine, or the eutectic mixture of lidocaine and prilocaine (EMLA®), originally developed for cutaneous application but increasingly studied for dental use on the oral mucosa [14,16].
Topical anesthetics are applied directly to the oral mucosa but still require tissue permeation to reach their site of action and produce anesthesia. Unlike injectable anesthetics, which are delivered via needle directly to the neuronal target, topical formulations must overcome the epithelial barrier, which can limit their effectiveness. Moreover, factors such as the integrity of the epithelium and the continuous presence of saliva, constantly washing the application site, further compromise drug retention and absorption. As a result, the clinical effectiveness of topical anesthetics remains under investigation and is still considered controversial [16].
Commercially available formulations include gels, ointments, solutions, and adhesive patches [1,16,17,18]. When topically applied to the oral mucosa, they typically produce anesthesia in the superficial 2–3 mm of tissue [19]. However, the effectiveness of existing formulations varies in the literature, prompting research into the development of new pharmaceutical formulations to enhance efficacy and minimize toxicity [20,21,22,23,24,25,26,27,28].
Historically, topical anesthetics emerged in the late 19th century, beginning with cocaine [29,30]. Cocaine, an alkaloid derived from the coca leaf, found in Peru and Bolivia, was isolated by chemist Niemann in 1859 and was later introduced as an anesthetic by Koller in 1884 [29]. However, the use of cocaine quickly became limited due to its toxicity and the risk of acute dependence [1]. The development of safer local anesthetics was relatively slow. After 20 years, Alfred Einhorn developed procaine, a synthetic and safer local anesthetic, in 1904. Nearly 30 years later, tetracaine was discovered in 1932, followed by the first non-ester, widely considered the safest and gold-standard anesthetic, lidocaine, in 1943, which was introduced in the market as Xylocaine in 1949 [31]. Today, benzocaine and lidocaine are the most commonly used local anesthetics in dentistry, representing the ester and amide types, respectively [1].
Considering this context, we conducted a bibliometric analysis to identify the most cited clinical studies on topical anesthesia in dentistry. The analysis encompasses the most researched drugs, active research groups, authors, and institutions in terms of citations, the global distribution of studies, journals with the highest publications, funding involvement, publication period, evolution of topics on anesthesia over the years, as well as specific characteristics of studies related to the effectiveness of the tested anesthetics. A bibliometric review of existing studies on topical anesthesia is an important task in this context. Analyzing the characteristics of published articles can provide insights into relevant research questions, identify key researchers, and map the geographic distribution of research [32]. This, in turn, can guide future investigations in the field.
2. Results
A search key yielded 4892 articles from which the 30 most cited articles were selected. Table 1 presents the titles of the selected articles, authors, publication year, and number of citations (including self-citations). The publications listed in this work cover a period of 25 years, with numbers of citations ranging from 21 to 70, according to data provided by WoS-CC. Citation counts were reported in other databases (Table 1). Together, the 30 most cited articles accumulate 974 citations in WoS-CC, 1215 in Scopus, and 2093 in Google Scholar. Figure 1 shows the number of articles published per year and the number of citations per year based on the thirty selected articles.
Figure 1.
Number of publications and citations per year based on the Web of Science, Scopus, and Google Scholar platforms. (A) Total publications per year. (B) Total citations per year.
The clinical studies varied in their objectives, tested substances, and findings. Table 2 summarizes some parameters and methodological criteria, as well as the central results of each study. The most cited article in the three databases searched is about the effectiveness of an orthodontic wax containing benzocaine released over time in a controlled manner in reducing pain related to trauma resulting from the friction of orthodontic appliances on the oral mucosa [33]. The article with the highest citation density, according to WoS-CC and Scopus, describes a liposomal lidocaine for topical use on the oral mucosa. It includes results from the development stage to a clinical trial evaluating anesthetic efficacy in volunteers [23]. However, according to Google Scholar, the article with the highest citation density is about the comparison between natural clove and benzocaine as a topical anesthetic in reducing pain during puncture [34].
The most cited papers originated from countries in the Americas (36.7%) and Europe (36.7%). The geographical distribution of the corresponding authors of the publications, the main institutions, journals, funding, as well as characteristics of the articles, such as number of authors and year of publication, are presented in Figure 2 and Table 3. Based on the co-authorship analysis (Figure 3), research groups in Brazil, the United States, England, Japan, Canada, Belgium, and Denmark dominate the field. Additionally, Table 4 presents the bibliometric characteristics of the 10 most cited authors. In total, 133 authors were listed in the 30 articles.
Figure 2.
Distribution of articles by country, based on the corresponding authors’ affiliations. Each color denotes a continent, and darker shades indicate countries with a higher number of articles and citations among the 30 most-cited publications. For countries with only one citation, there is no difference in color shade.
Figure 3.
Co-authorship map showing dominant research groups. Larger circles indicate greater prominence of groups in Brazil, the United States, England, Japan, Canada, Belgium, and Denmark. Each point on the density map is colored according to the concentration of items in that region: the higher the number and weight of nearby items, the closer the color is to red; conversely, fewer and lighter items result in colors closer to blue.
Among the studies, lidocaine was the most researched drug (42.9%), with prilocaine (26.5%) and benzocaine (14.3%) following closely behind (Figure 4). It is worth mentioning that several studies examined combined anesthetics in formulations, such as EMLA® and Oraqix® (both containing a eutectic mixture of lidocaine and prilocaine). Among the combinations assessed in the 30 articles, EMLA® was featured in 7 studies, totaling 23.3% of the studies, followed by Oraqix®, which was evaluated in 4 studies, totaling 13.3%.
Figure 4.
Local anesthetics most frequently investigated in the cited articles.
Finally, in the keyword analysis, a total of 83 keywords were identified across the studies. Notably, lidocaine emerged as a frequently cited anesthetic, often linked with other medications like prilocaine. Terms such as periodontal disease, analgesia, mucositis, and liposomes have also gained attention in recent research (Figure 5). Keywords including ‘lidocaine’, ‘local anesthesia’, ‘clinical trials’, ‘prilocaine’, ‘liposome’, ‘mucositis’, and ‘benzocaine’ were highlighted for their density, indicating frequent occurrence across the articles (Figure 6).
Figure 5.
Overlay map showing the 83 identified keywords over the years of publication.
Figure 6.
Density map of the 83 identified keywords. Warmer colors (closer to red) indicate a higher number of articles using that keyword, while fewer articles result in colors closer to blue.
Table 1.
Thirty most cited articles on topical anesthesia in Dentistry according to Web of Science Core Collection and comparison with other databases.
Table 2.
Methodological characteristics of the studies cited, and main results found. The order of articles was defined based on the number of citations (from the most cited article to the least cited).
Table 3.
Institutional characteristics, journals, funding, authors, and publication years of the articles cited more than twice among the 30 most cited.
Table 4.
Bibliometric indicators of the 10 authors with the highest number of articles among the 30 most cited.
3. Discussion
In this review, we compiled the 30 most cited clinical studies on topical anesthetics in Dentistry, presenting information on citation counts, main research areas, tested anesthetic agents, key findings, and bibliometric indices, including leading authors and research groups, funding sources, journals, geographic distribution, and keyword evolution. We opted to select articles with at least 20 citations, resulting in 34 articles that met this criterion. Given that there is no established rule for the minimum or maximum number of articles to be included in a bibliometric study, we decided to include the 30 most cited articles. In broader fields of dentistry, studies often include a high number of papers, such as 100 [54,55], 300 [56,57], or even more than 3000 [58]. However, specific topics typically include fewer papers, such as the top 30 [59] or top 50 [60].
Interestingly, topical dental anesthesia exhibits a much lower citation rate compared to other dental fields, such as Cariology [54], Endodontics [60], Periodontics [61,62], Dental Materials and Restorative Dentistry research [63], among others. In the present bibliometric analysis, the most cited article achieved 70 citations in the WoS database. In contrast, some articles in these other areas have exceeded 3000 citations. For example, a study in periodontics by Socransky received 3247 citations [64], and a study in implantology by Adell et al. received 3155 citations [65], according to WoS data.
A bibliometric study identified the 100 most cited articles in Dentistry [66], at the time of its publication, included articles ranging from 326 to 2050 citations (ISI Web of Knowledge). Among the top 10 most cited, notable works are in the areas of restorative Dentistry/dental materials [67,68], implantology [65,69,70], periodontology [64,71,72], and surgery/pathology [73,74]. Many of these articles are considered classics in dental literature and are relatively older. In Dentistry, research in public health, pediatric dentistry, restorative and adhesive dentistry, as well as implantology, has been among the most researched topics in recent decades [58]. None of the listed articles is related to dental anesthesia.
Although older publications have a greater opportunity to accumulate citations over the years [66], this trend was not observed in the present study. The oldest study among the top 30 was published in 1992 (Rank 17) and accumulated 26 citations [42], whereas the most recent study, published 25 years later in 2017, received a similar number of citations (24 citations, Rank 22) [46]. This can be attributed to the latter’s theme, which involved a capsaicin pain model.
Regarding the drugs used, the studies varied in their investigations. Lidocaine was observed to be the most studied local anesthetic, followed by prilocaine and benzocaine. However, other anesthetics were also tested, including ropivacaine, evaluated for its efficacy in reducing needle pain [25,26], bupivacaine and its efficacy in the symptomatic treatment of burning mouth syndrome [22], tetracaine in polymeric films for the treatment of radiation-induced oral mucositis [20] and dibucaine for relief of pain due to oral erosion [47]. Other classes of drugs with anesthetic properties were also investigated. These include dyclonine for patients with burning mouth and taste alterations [35], mebeverine for oral pain conditions such as traumatic ulcers [39], clove oil for reducing needle pain [34], and capsaicin for evaluating pain models to test the efficacy of topical anesthetics [44,46].
In addition to the evaluation of individual anesthetics, the inclusion of technological strategies to improve the penetration of topical anesthetics was also employed, including Transcutaneous Electrical Nerve Stimulation (TENS) combined with topical application of EMLA® [40,48], and nanocarriers such as liposomes [23,26,27]. These studies aimed to test new active ingredients and to enhance the efficacy of existing anesthetic drugs.
Lidocaine has a long-established history in topical anesthesia, with reports dating back to the 1950s [16,75,76]. In the present bibliometric analysis, this local anesthetic was the most frequently investigated drug in concentrations ranging from 2 to 60% [9,23,38,39,42,44,49,50,51]. It was investigated for its efficacy in reducing needle pain [9,23,38,49,51], reducing pain with argon laser stimulation [42], controlling discomfort from oral ulcers [50], performing scaling and root planing procedures [51], and for comparing different concentrations [42]. Its efficacy was also assessed when encapsulated in drug delivery systems [9,23]. Additionally, lidocaine has been used as a comparison group in tests involving other substances [38,39] and in a study that tested models developed to verify the reliability of experiments related to topical anesthesia with capsaicin [44,46]. These results corroborate the keyword analysis, as the word “lidocaine” appears among the most frequent keywords and is highly interconnected with other terms.
Benzocaine is also one of the most widely used topical anesthetics in Dentistry and was the second most frequently evaluated for its ability to reduce puncture pain in the oral cavity [25,34,38,48,51]. It has been studied for performing scaling and root planing procedures [51] and even for relieving pain due to the use of orthodontic appliances [33].
Prilocaine, commonly used in injectable solutions for infiltration and block techniques (prilocaine 3% associated with felypressin 0.03 IU/mL), began to be extensively studied in topical anesthesia in Dentistry when it was combined in a eutectic mixture with lidocaine, such as the dermatological composition EMLA®, in the mid-1990s [77,78,79,80,81]. Subsequently, a prototype of EMLA® for use in the oral cavity was developed, known as Oraqix®. Its effectiveness began to be evaluated almost 10 years later [36,45]. In the present study, it was found that this combination of anesthetics was the most studied, employing both formulations, EMLA® and Oraqix® [2,21,23,26,36,37,40,41,43,45].
The majority of studies that evaluated eutectic mixtures aimed to investigate the anesthetic effects, onset, and duration of anesthesia of this formulation during clinical procedures such as scaling and root planing [2,21,36,37,43], reduction in needle puncture pain [23,26,27], reduction in pain during local anesthetic injection [23,26,40], induction of pulp anesthesia [27], duration of anesthesia in soft tissue [27], gum anesthesia [41], and plasma profiles of local anesthetics after application in periodontal pockets [45].
These research focuses may explain why studies on this topic are predominantly published in periodontology journals, with the Journal of Periodontology and Journal of Clinical Periodontology being the most frequent journals. A recent bibliometric analysis that evaluated papers published in the field of periodontology and implantology showed that the Journal of Clinical Periodontology, Journal of Periodontology, and Periodontology 2000 were among the top 10 most cited journals in Dentistry between 2015 and 2019 [62]. Furthermore, the journal Periodontology 2000 stood out with a large number of citations [61].
In the present review, there is a predominance of publications and citations in the Americas, led by the United States, followed by Europe, Asia, Africa, and Oceania. These results align with a recent bibliometric review that compiled 3300 articles in Dentistry [58]. In that study, the United States also emerged as the leading country in publications. Other studies have also reported that research conducted in the United States is among the most cited [55,63,82]. Furthermore, the majority of funded research originated from the Americas. Notably, only one article from Africa and one from Oceania are among the top 30 most cited, and both lacked funding. The co-authorship analysis conducted in this study highlights that the research groups from Brazil, the United States, England, Japan, Canada, Belgium, and Denmark are the leading contributors in the field.
4. Materials and Methods
4.1. Search Strategy and Determination of Search Terms
A search strategy with the definition of descriptors and the use of Boolean operators was devised using the advanced search field and the Science Citation Index tool of the Institute for Scientific Information (ISI) in the “Core Collection” section of the Web of Science (WoS-CC) database. WoS-CC was chosen as the primary database for this study to reduce citation bias. The search keys were divided into three main topics of interest: (1) keys related to anesthesia and drugs used; (2) keys related to topical anesthesia; (3) keys related to clinical studies in humans. The search key used was: TS = (anesthesia OR anaesthesia OR anesthetic OR anaesthetic OR anesthetics OR anaesthetics OR cetacaine OR procaine OR EMLA OR lignocaine OR lidocaine OR benzocaine OR xylocaine OR tetracaine OR ropivacaine OR liposomal OR liposome OR dibucaine) AND TS = (topical OR “topical local anesthetics” OR “topical efficacy” OR “topical effect” OR “topical effects” OR “topical application” OR “topical applications” OR needle OR puncture OR injection OR toxicity OR pain) AND TS = (clinical OR “clinical trial” OR “clinical trials” OR human OR humans OR “case report” OR “case reports” OR “case series” OR volunteer OR volunteers OR children OR child OR “randomized clinical trial” OR “randomized clinical trials” OR “randomized” OR RCT OR adult OR adults OR patient OR patients) AND TS = (dentistry OR dental OR “oral medicine” OR “dental surgery” OR periodontal OR periodontology OR odontopediatric OR “pediatric dentistry” OR “paediatric dentistry” OR pedodontic OR pedodontics OR “mini implant” OR “mini implant” OR orthodontics OR “restorative dentistry” OR “dental prothesis” OR endodontology OR implantology OR odontology OR mouth OR tooth OR teeth OR gingiva OR gingival OR facial OR maxilla OR maxillary OR maxillae OR mandible OR mandibular OR “oral mucosa” OR “mouth mucosa” OR intraoral OR “soft tissue” OR “soft tissues” OR pulpal). The search was conducted on 20 October 2023 (citation counts in WoS-CC are updated daily).
The selection of articles was carried out by reading the title, abstract, and, when necessary, the full text by a team composed of three evaluators. After the initial selection, all articles were read in full to verify the selection and collect data. Any discrepancies between evaluators were resolved through discussion and consensus. The methodology is summarized graphically in Figure 7. Citation counts were cross-checked with Scopus and Google Scholar for comparison.
Figure 7.
Graphical summary of the methodology used for data extraction.
4.2. Inclusion and Exclusion Criteria
This study included clinical articles on topical anesthesia in dentistry. Documents containing only abstracts, editorial documents, conference articles, letters, and comments, even if related to the proposed theme, were excluded from the analysis in order to avoid duplicate data.
4.3. Data Extraction
Data were exported from WoS in TXT and Excel formats. The extracted data included the title, authors, number of citations, average number of citations per year, year of publication, titles of scientific journals, DOI and number of authors. Additional data were extracted from full-text reading and WoS searches, including keywords, abstracts, methodological information, funding, and corresponding author details. Demographic data were inferred from the corresponding authors’ affiliations. The number of citations in Scopus and Google Scholar was also collected and included in the citation counts and citation density as described below.
In the event of a tie in the number of citations for the studies, they were ranked according to the following criteria: (1) WoS-CC citation density = number of WoS-CC citations/(2022 − year of publication); (2) Number of citations in Scopus; (3) Scopus citation density = number of Scopus citations/(2022 − year of publication).
4.4. Data Analysis
Co-authorship networks and keyword analysis were constructed using the VOSviewer software (https://www.vosviewer.com/). Additional graphs, figures, and tables were generated using Canva, Excel, and MapChart (available at mapchart.net).
5. Conclusions
Based on the bibliometric review conducted, we observed that studies in the field of topical anesthesia, although relevant, still show a relatively low citation impact. These studies are predominantly concentrated in developed countries. Moreover, there is limited research funding in this area, particularly in Africa and Oceania, where no funded articles were identified among the 30 most cited. Lidocaine remains the most extensively investigated topical anesthetic, whether alone, in combination with other agents, or as a reference compound for efficacy testing of alternative substances. These findings underscore a sustained and growing effort to improve topical anesthetics used in Dentistry, focusing on formulation development, enhanced effectiveness, and reduced toxicity. Benzocaine appears as the second most used topical anesthetic. We also highlight the need for increased financial support and broader global recognition to foster progress in this field, including advances toward needle-free local anesthesia.
Author Contributions
Conceptualization: M.F.-M.; data curation: H.C.G.d.S., I.T.C.d.S., A.M.P., A.A.C.B. and A.L.M.L.; formal analysis: P.A.M.-J.; funding acquisition: M.F.-M.; investigation: H.C.G.d.S., I.T.C.d.S., A.M.P., A.A.C.B. and A.L.M.L., methodology: H.C.G.d.S., I.T.C.d.S., A.M.P., A.A.C.B. and A.L.M.L.; project administration: M.F.-M.; resources: M.F.-M.; supervision: M.F.-M.; validation: M.F.-M. and P.A.M.-J.; statistical analysis: P.A.M.-J.; visualization: H.C.G.d.S., I.T.C.d.S., A.M.P., A.A.C.B., A.L.M.L., M.F.-M. and P.A.M.-J.; writing—original draft: H.C.G.d.S. and I.T.C.d.S.; writing—review and editing: M.F.-M. and P.A.M.-J. All authors have read and agreed to the published version of the manuscript.
Funding
We acknowledge the research funding provided by the São Paulo State Research Foundation (FAPESP), under grant number #2020/03786-9. I.T.C. acknowledges the scholarships provided by FAPESP (grant #2022/11768-6). A.M.P. and A.A.C.B. acknowledge the scholarships provided by the Coordenação de Aperfeiçoamento de Pessoal de Nível Superior —Brazil (CAPES—Code 001); A.L.M.L. acknowledges the scholarships provided by FAPESP (grant #2023/03561-5), and H.C.G.S. acknowledges the scholarships provided by PIBIC/UNICAMP (Conselho Nacional de Desenvolvimento Científico e Tecnológico, Scientific Initiation Scholarship Program from UNICAMP). M.F.-M. acknowledges the research productivity fellowship from the Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq, Brazil), grant #311687/2025-3.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
No new data were created. Data sharing is not applicable to this article.
Acknowledgments
We acknowledge Ian Boyd for his English revision and proofreading of the final version of the manuscript.
Conflicts of Interest
The authors declare no conflicts of interest.
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