1. Introduction
The purpose of this paper is to examine how a strict delay modifies the balance between nonlinear production and dissipation in a time-fractional diffusion equation. The source is evaluated at the delayed state , whereas the absorption is evaluated at the present state . This temporal separation has a direct effect on the estimates, since the source on a given delay interval is determined by values already prescribed or previously constructed.
A second memory effect comes from the Caputo derivative. Unlike in the classical parabolic case, the evolution cannot be restarted independently at the endpoints of the delay intervals. The Volterra memory generated by the Caputo operator remains tied to the whole past interval
, while the nonlinear source samples the single delayed time
. The analysis therefore keeps these two forms of memory separate: the continuous memory of the fractional derivative and the discrete memory introduced by the delay. This separation is used because the fractional time derivative determines the Volterra resolvent, the Mittag–Leffler kernels and the energy-decay scale used in the proofs.
Figure 1 schematically displays the two time dependencies.
The prototype considered below has the form
with a homogeneous Dirichlet boundary condition and a nonnegative history on
.
The projection method used here is inspired by the classical first-eigenfunction approach by Kaplan [
1] and by Fujita’s work on critical nonlinear parabolic behavior [
2]. The methodological connection is that projection onto the positive principal eigenfunction converts a PDE inequality into a scalar inequality, while Fujita’s work provides the classical semilinear diffusion context for nonlinear growth and blow-up behavior. In the present delayed problem, however, the source is evaluated at
rather than at the current time, so the classical same-time feedback is replaced by an interval-to-interval transfer. Standard background on semilinear parabolic problems is given in [
3,
4,
5]. For fractional equations, we use the frameworks in [
6,
7,
8]; the Mittag–Leffler scale, which replaces exponential decay in many fractional models, is discussed in [
9]. We also use comparison and maximum principle ideas from [
10,
11,
12].
The diffusion operator is the spectral fractional power of the Dirichlet Laplacian. Because this operator is defined through the Dirichlet eigenbasis, the first eigenfunction can be used consistently as a positive test mode in the scalar estimates below. This spectral realization should not be confused with the integral fractional Laplacian. In the present work, the exponent
s enters explicitly into the spectral gap
, the fractional energy form and the small-data decay condition. We refer to [
13,
14,
15] for fractional Sobolev and nonlocal-operator background, and to [
16,
17] for spectral fractional powers of elliptic operators. Recent works on time-fractional reaction–diffusion equations, including global existence, blow-up and critical behavior, include [
18,
19,
20,
21]. For a numerical analysis of Riesz space-fractional reaction–diffusion equations with one or several discrete delays, see [
22,
23]; these works concern a different spatial realization and an integer-order time derivative, but they provide a directly related numerical comparison for the space-fractional delay component.
Delay and memory have their own analytical tradition. Halanay’s stability estimate [
24], the theory of functional differential equations [
25], and the Volterra framework in [
26] provide background for the present setting. For recent delayed time-fractional reaction–diffusion equations and fractional Halanay estimates, see [
27,
28].
This combination arises in models in which transport is anomalous while the reaction is activated after a finite response time. Examples include hereditary diffusion with delayed control, maturation or incubation effects in population models, and thermal or viscoelastic media in which the constitutive memory is continuous but the feedback device acts after a prescribed lag. These examples motivate the coexistence of a Caputo memory kernel and a strict delay; the present article develops the analytical consequences of that coexistence rather than a calibrated model for one particular application.
The position of the main results relative to the related strands of the literature is summarized in
Table 1. The comparison is made at theorem level and is limited to the properties actually proved here.
The works cited above address different subsets of these features rather than their simultaneous occurrence. In this setting, the delay prevents the usual first-eigenfunction projection from producing a same-time nonlinear lower inequality. The resulting estimate is instead a transfer of lower bounds from one delay interval to the next. In the dissipative case, the argument is different and relies on smallness, spectral damping and a fractional Halanay estimate. Thus, this paper belongs to the fractional reaction–diffusion setting both through the time operator and through the spatial diffusion operator.
We study the problem
where
is a bounded, connected domain with
boundary,
,
,
,
,
and
. Connectedness ensures the simplicity of the first Dirichlet eigenvalue and allows the corresponding eigenfunction to be chosen strictly positive throughout
, as required by the first-mode arguments. The delayed power
is the production term. It is fed either by the prescribed history or by values of the solution that have already been constructed. The absorption
is not delayed. This is the basic asymmetry in (
1).
This asymmetry has a concrete consequence. If the source were , the first projection would feed on its own current value and yield a same-time lower scalar inequality. With the strict delay, the source is not allowed to use the current projection. On a given interval of length , it uses what was known on the previous interval. For this reason, the delayed-source case with leads to a stepwise lower-bound transfer estimate rather than to a same-time scalar blow-up criterion.
This analysis gives three main results. First, nonnegative histories in generate nonnegative mild solutions, and boundedness in the norm is the continuation criterion. Second, in the delayed-source case , the solution exists globally, remains bounded on every finite time interval, and exhibits a stepwise transfer of positive lower bounds for the first Dirichlet mode. Third, when , , and the history satisfies the explicit smallness conditions of Theorem 3, the present absorption and the spectral gap dominate the delayed feedback, giving global boundedness and convergence to zero in with a Mittag–Leffler-type decay estimate.
The numerical section has two clearly separated components. The scalar first-mode equation is used only as a heuristic surrogate and is not claimed to be a PDE comparison equation in the dissipative case. Independently, a sine spectral-Galerkin/L1 approximation of the original one-dimensional PDE is reported with temporal and mode refinements; this experiment illustrates the analytical regime but is not promoted to a fully discrete convergence theorem.
To fix the scope of the paper, we emphasize that attractors,
-limit sets, stationary states and a complete dynamical-system description of (
1) are outside the present study. The word “global” is used only in the sense of the global continuation or global boundedness of the solutions considered here. Likewise, “decay” always refers to convergence to zero as
, not to finite-time extinction.
This paper is organized as follows.
Section 2 fixes the spectral setting, the delayed trajectory and the basic inequalities.
Section 3 states the main results.
Section 4 proves local existence, positivity and continuation.
Section 5 derives the first-mode identities and delayed scalar estimates.
Section 6 handles the delayed-source case
.
Section 7 proves boundedness and asymptotic decay in the dissipative regime.
Section 8 records the Mittag–Leffler and spectral consequences.
Section 9 presents the heuristic reduced first-mode illustrations and an independent spatially resolved spectral-Galerkin/L1 PDE computation with refinement studies, and the
Section 10 concludes the paper.
2. Functional Setting and Preliminary Estimates
The purpose of this section is not to develop a general theory of spectral fractional operators, but to fix the precise framework needed for the delayed estimates used below. The notation is therefore chosen for the arguments to come. The first eigenfunction will be used to derive scalar lower estimates, while the delayed state specifies whether the source is evaluated on the prescribed history or on a previously constructed portion of the solution. The fractional character of the problem enters here through two independent objects: the Caputo memory kernel in time and the spectral fractional form associated with .
Let
be a bounded, connected domain with
boundary. We denote by
the Banach space of continuous functions on
that vanish on
, equipped with the supremum norm. We write
for the Dirichlet Laplacian in
, and denote its eigenpairs by
:
The eigenvalues are ordered by
and the eigenfunctions are orthonormal in
. We choose
in
and normalize it by
For
, the operator used in the paper is the spectral fractional power of
A. Thus, if
, then
The energy space attached to this operator is
Throughout the paper,
denotes the spectral fractional space associated with the Dirichlet Laplacian. The homogeneous Dirichlet condition is encoded through this spectral construction. This space should not be confused with the integral fractional Sobolev space defined by the Gagliardo seminorm. We use the form
so that
The following result collects the truncation and Caputo inequalities used later in the positivity and barrier arguments.
Lemma 1. Let , and , with . Assume thatandThen, for every , and belong to . Moreover,belong to and, in ,For a.e. t, the spectral Dirichlet form satisfiesConsequently, , and v are admissible tests in the weak inequalities used below. Proof. Let
be the Volterra derivative with zero initial trace, acting in
, and let
be its Yosida approximation. The standard regularization theory for abstract Volterra equations provides kernels
that are nonnegative and nonincreasing, satisfy
and give
strongly for
z in the domain of
B; see [
29,
30,
31]. Apply this construction to
.
For a convex
function
with Lipschitz derivative, the fundamental identity for the regular kernel gives, after integration over
,
in the distributional sense. The omitted remainder is nonnegative because
is nonincreasing and
is convex. Approximate the convex functions
by smooth convex functions with uniformly Lipschitz derivatives. The normal-contraction property of the spectral Dirichlet form implies that the corresponding derivatives belong to
V and that the contractions converge strongly in
. Since
in
, the
–
duality permits passage first in the smooth approximation and then as
. This yields (
2)–(
4) and the asserted
regularity of the scalar convolutions.
Finally, the form associated with
is a symmetric Dirichlet form. Its Markov property gives stability under normal contractions and Inequalities (
5)–(
6); see [
32,
33]. □
For a Banach-space-valued function
y, the vector-valued Caputo derivative used in the weak formulation is defined by Bochner convolution:
whenever the convolution belongs to the relevant Bochner–Sobolev space. For a continuous scalar function
z whose convolution belongs to
, we write separately
When
y is absolutely continuous, the vector-valued definition agrees with the classical formula
The lower limit is fixed at 0 in both notations; hence, the Volterra memory is never restarted at the endpoints of the delay intervals.
We also use the Mittag–Leffler functions
They are the kernels naturally associated with the linear Caputo equation and are used both in the lower first-mode estimates and in the decay bounds.
The past is prescribed on an interval, not only at one initial time:
We keep the compatibility condition
For positive times, the history is attached to the trajectory by
and the delayed state is
Thus,
At a time
t, the source therefore reads either the prescribed history or a value which has already been produced by the evolution.
For later use and to fix the notation for weak solutions, we rewrite (
1) as
Definition 1. Let , , and . A nonnegative function u is a weak solution of (
8)
on ifso thatand if . For every and a.e. ,Moreover, on and in . For later use, we also recall the mild representation associated with the linear Caputo equation. Define the operators
and
For bounded source terms, the associated mild formulation is
We shall also use Jensen’s inequality with the first eigenfunction as a positive weight.
Lemma 2. Let and let a.e. in Ω
. Then, Proof. Set
Then,
is a probability measure on
. Since
is convex on
, Jensen’s inequality gives
Multiplying by
yields (
10). □
3. Statement of the Main Results
We now state the main results. All notation is that of
Section 2. In particular,
denotes the spectral fractional Dirichlet Laplacian,
is the positive first Dirichlet eigenfunction normalized in
, and
The delayed state is
, where
is the historical extension associated with
.
The results below have complementary roles. The first one gives the local well-posedness and continuation framework for the Caputo–spectral fractional Volterra formulation. The second one describes the stepwise lower-bound transfer produced by the strict delay in the case . The third one gives global boundedness and fractional Mittag–Leffler decay when the delayed feedback is dominated by present absorption and spectral damping.
The term “delayed transfer” refers only to the propagation of positive lower bounds from the history window to the first spectral mode, and then from one delay interval to the next. It is not a finite-time blow-up statement.
We first record the local well-posedness and continuation framework.
Theorem 1. Assume thatThen, Problem (
8)
admits a unique maximal nonnegative mild solutionwhere . Moreover, for every , the restriction of u to satisfies the weak formulation of Definition 1. If , then This result provides the local well-posedness framework for the delayed Volterra formulation. The continuation criterion is used below to convert finite-interval bounds into global-in-time continuation.
The next result treats the case and gives the stepwise transfer of first-mode lower bounds.
Theorem 2. Assume that . Let u be the maximal nonnegative solution of (
8).
Then,Moreover, for every ,Furthermore, assumeLet and . Define recursivelyfor , andThen, the history satisfies on , and, for every ,In particular, the positive first-mode lower bound propagates recursively through every delay interval. The estimate on the first interval records the first transfer of historical mass into the solution. The second estimate shows how the same transfer repeats from one delay interval to the next. This is the precise sense in which the first-mode lower-bound transfer is delayed and stepwise.
The final main result gives global boundedness and decay under a dissipative smallness condition.
Theorem 3. Assume thatLet exist such thatSuch a choice of ε is possible by taking sufficiently small, since ; histories satisfying the barrier below are then admissible. If the history satisfiesthen the corresponding solution is global and satisfiesFurthermore,More precisely, letand let be the unique root ofThen, every is admissible and The two smallness conditions have distinct roles. The condition ensures the invariance of the barrier , since under this barrier the present absorption dominates the delayed source. The condition provides a dominant dissipative contribution in the energy inequality and allows the application of a fractional Halanay-type argument. The condition ensures that, near the origin, the delayed source is of higher order than the present absorption ; hence, it can be dominated under a sufficiently small invariant barrier. These conditions are sufficient and are not asserted to be sharp. Retaining the absorption term in the energy estimate may enlarge the stability region, but no closed estimate depending only on and its delayed supremum follows in general from the projection inequalities available here; optimization of the stability region is left open.
The two regimes described above are complementary. Without instantaneous absorption, the delayed source yields a stepwise transfer of lower bounds through the first Dirichlet mode. When the two smallness conditions of Theorem 3 hold, the delayed feedback is dominated by the spectral gap and the solution decays to zero.
5. First Eigenfunction Projection and Delayed Scalar Inequalities
This section converts the history-to-present lower-bound transfer into quantitative first-mode estimates. The first eigenfunction is used as a positive probe. It does not describe the whole solution, but it provides a scalar lower estimate for the first spectral component.
Let
u be a nonnegative weak solution of (
8) on
. We define the first projected mass by
and the delayed projected mass by
Using the historical extension of
u, we have
where
Since
and
, the function
m is continuous on
. The Caputo derivative of
m below is understood in the scalar weak sense obtained by testing the weak formulation with
.
Testing the weak formulation with the first eigenfunction gives the following scalar identity.
Lemma 4. For a.e. , the projected mass m satisfies Proof. We take
in the weak formulation in (
9). Since
is independent of time and the Caputo derivative is linear, pairing
with
gives the scalar Caputo derivative of
m:
Moreover, by the spectral definition of
,
Therefore,
Substituting these identities into (
9) gives (
18). □
The delayed source is bounded from below by applying the weighted Jensen inequality to the delayed state.
Proof. Since and , the historical extension is nonnegative; hence, for a.e. t. Applying Lemma 2 with and gives the result. □
Combining the first-mode identity with the delayed Jensen estimate gives the basic scalar inequality.
Proof. Combine Lemma 4 with Lemma 5. □
We record the sign difficulty caused by the absorption contribution in lower estimates.
Remark 1. The absorption contribution has a negative sign in (
19)
. Although Jensen’s inequality givesone cannot use this lower bound to obtain a lower closed inequality of the formThe inequality goes in the wrong direction after multiplication by . Therefore, in lower estimates, the absorption term must either be kept in integral form or handled by additional upper bounds. Because the delayed source and the absorption do not act on the same time level, this obstruction prevents a closed lower scalar inequality in terms of alone unless an independent upper estimate for the absorption term is available. When , the first-mode inequality closes as a scalar delayed inequality.
Corollary 1. Assume that . Then, in the scalar weak sense and for a.e. ,where The closed scalar inequality yields the following integral lower estimate.
Proposition 2. Assume that . Then, for every ,where a and b are defined by (
21)
. Proof. Let
. By (
20),
Consider the linear scalar Caputo problem
Its variation-of-constants formula is
Since
and
, the kernel is nonnegative for
. This follows from the complete monotonicity of
on the negative real axis and the positivity of the associated resolvent kernel
. The scalar comparison principle for Caputo equations gives
, which yields (
22). □
If
then, for
,
Indeed, this follows from the identity
which is obtained from
More generally, if, for some
and some
,
then, for
, one has
and therefore
. Hence, for every
,
The term
remains anchored at the initial time because the Caputo derivative is not restarted at the endpoints of the delay intervals.
10. Conclusions
We have studied a Caputo time-fractional semilinear diffusion equation driven by the spectral fractional Dirichlet Laplacian, in which the nonlinear source is delayed while the absorption acts at the present time. The aim was to isolate the delayed first-mode lower-bound transfer estimate and the small-data fractional decay regime, rather than to develop a complete dynamical-system theory. The fractional operators are central in the proof: the Caputo derivative gives the Volterra memory and Mittag–Leffler kernels, whereas the spectral fractional Laplacian provides the energy form and the damping scale .
The first part of the analysis established local existence, positivity and a continuation criterion for bounded nonnegative histories. In the delayed-source case , the solution can be continued globally, with boundedness on every finite time interval, and the first Dirichlet mode satisfies explicit lower estimates showing how positive lower bounds are transferred from one delay interval to the next. This delayed transfer is a stepwise lower-bound propagation, not a finite-time blow-up result.
In the dissipative case
, the smallness assumptions
ensure that small histories remain trapped below the barrier
. The absorption term is used to obtain this invariant barrier, and under the barrier the delayed source is small enough to be dominated by the spectral damping in the energy estimate. This yields global boundedness and convergence to zero in
, with a Mittag–Leffler-type estimate for the
-energy. This decay statement is fractional in nature: it replaces the exponential energy scale of the classical parabolic case by the Mittag–Leffler scale associated with the Caputo derivative.
The numerical section separates two levels of computation. The scalar equations remain explicitly heuristic first-mode surrogates and carry no PDE comparison claim in the dissipative case. Independently, a spatially resolved sine spectral-Galerkin/L1 computation of the original one-dimensional PDE was performed with temporal and mode refinements and a direct Mittag–Leffler envelope check. The computed norms and profiles decay, the reported energy remains below the stated Mittag–Leffler envelope on the computed grid, and the successive refinement discrepancies decrease. These observations do not substitute for a fully discrete convergence theorem.
An earlier, non-peer-reviewed version of this work was posted on Preprints.org on 16 July 2026 as Version 1,
https://doi.org/10.20944/preprints202607.1183.v1, (accessed on 2 August 2026). The present revised manuscript substantially changes that version, including the phase space, weak Caputo and truncation framework, continuation and Halanay arguments, and numerical scope. The preprint is disclosed as an earlier version and is not used as evidence for any result proved here.