Autophagy–Proteasome Crosstalk in Neurodegenerative Diseases: Cellular Proteostasis, Neural Interactions, and Therapeutic Implications
Abstract
1. Introduction
- Rapamycin (Sirolimus): Rapamycin is an immunosuppressant drug that acts via activation of autophagy through inhibition of the mTOR pathway. This drug has been widely explored for its neuroprotective potential against various neurodegenerative dysfunctions [13].
- Trehalose: Trehalose is a natural disaccharide known to enhance autophagy. It has been explored for its ability to prevent protein aggregate accumulation via enhancing its clearance rate in neurodegenerative diseases [14].
- Lithium: Lithium, used as a drug for bipolar disorder, is reported to induce autophagy and has been explored to determine its neuroprotective potential in AD [15].
- Rolipram: It has been demonstrated that the phosphodiesterase-4 (PDE4) inhibitor rolipram improves autophagy and decreases protein aggregation in animal models of neurodegenerative disorders [16].
- Rilmenidine: Rilmenidine is an antihypertensive drug that has been reported to enhance autophagy and reduce the aggregation of proteins in in vivo models of neurodegenerative diseases [17].
- Nilotinib: Nilotinib is a tyrosine kinase inhibitor that is being explored for its potential to enhance autophagy and reduce toxic protein accumulation in neurodegenerative disorders like Parkinson’s disease [18].
- Bexarotene: This is a retinoid X receptor (RXR) agonist that has been studied for its effects on proteostasis and autophagy in AD models [19].
- Carnosine: Carnosine is a dipeptide that has anti-aggregation properties and may enhance autophagy to promote protein clearance in neurodegenerative diseases [20].
2. Overview of Neurodegenerative Diseases
2.1. Classification of Neurodegenerative Diseases
- Clinical signs based on the anatomical area exhibiting dysfunction of the neurons;
- Proteins that build up in neurons or glial cells (intracellularly), as well as in extracellular regions, and show a variety of biochemical alterations [27].
2.1.1. Clinical Classification
- (a)
- Neurodegenerative disorders are classified based on syndromic presentation and pathology. Major categories include: dementia-predominant (e.g., AD, frontotemporal lobar degeneration), movement disorder-predominant (e.g., PD, HD, multiple system atrophy), motor neuron diseases (e.g., ALS, spinal muscular atrophy), and atypical or mixed forms.
- (b)
- Movement disorders, which can also include hyperkinesia, hypokinesia, cerebellar, or motor neuronal dysfunction of the upper or lower region, involve lower motor neurons, including the spinal cord, thalamus, the basal ganglia, cerebral cortex, brainstem nuclei, and motor cortical areas [29].
2.1.2. Molecular Pathological Classification:
2.2. Prevalence and Impact of Neurodegenerative Disease
Common Neurodegenerative Diseases
- (a)
- Multiple sclerosis (MS): A condition in which the immune system assaults the coating that surrounds nerve fibers, which impairs the communication of the brain to other body parts.
- (b)
- Frontotemporal dementia (FTD): This is a state of mental illnesses that affect the frontal and temporal lobes of the brain over time, altering personality, behavior, and language.
- (c)
- Creutzfeldt–Jakob disease (CJD): A fatal, uncommon, degenerative brain illness brought on by prions
3. Autophagy: Mechanisms and Functions
Molecular Machinery of Autophagy
4. Crosstalk Between Autophagy and UPS in Proteostasis
- The inhibition of UPS (e.g., by oxidative stress or proteasome mutations) leads to the activation of autophagy via upregulating HSF1-mediated autophagic genes (e.g., LC3, p62) and AMPK-dependent mTOR suppression.
- The blockade of autophagy causes the overloading of UPS, as seen in ATG5 or ATG7 knockout mice, observed from the accumulation of ubiquitinated proteins before neuronal death.
- The sharing adaptors, such as p62/SQSTM1, NBR1, OPTN, etc., contain both LC3-interacting motifs (LIR) and ubiquitin-binding domains (UBA), allowing them to deliver ubiquitinated cargo to both the proteasome and autophagosome simultaneously.
- The autophagy mediated via chaperone (CMA) also plays a key role in UPS intersection via degradation of mutant or oxidized proteins, as demonstrated for mutant SOD1 in ALS and α-synuclein in PD.
- Thus, it can be concluded that neurodegeneration takes place due to the compromise of both systems simultaneously, resulting in proteostasis collapse.
5. Cell-Type-Specific Autophagy–Proteostasis Interactions
5.1. Autophagy Dysregulation in Neurodegenerative Diseases
5.2. Proteostasis
- Extreme heat or cold can denature proteins, leading to loss of function or aggregation.
- Oxidative stress: Reactive oxygen species can damage proteins and impair their functions.
- Genetic mutations: Mutations in protein-coding genes can lead to misfolded or dysfunctional proteins.
- Environmental toxins: Exposure to certain chemicals or toxins can disrupt proteostasis and lead to protein damage.
5.3. Protein Folding and Quality Control
- Protein Folding: In cellular protein synthesis, there is a specific 3-dimensional protein structure that the protein molecule must adopt, its so-called native conformation, so that the protein is able to effectively perform its functions. Protein folding is a complex and complicated process that depends a lot on the interactions of the amino acid residues in the polypeptide chain. The folding of protein is heavily dependent on the environmental conditions, such as temperature, PH, and the availability of specific molecular chaperons [53].
- Misfolding and Aggregation: Proteins might misfold sometimes because of genetic defects, cell stress, or environmental influences, despite the complex folding mechanisms. Mismatch proteins are not stable and more likely to create aggregates that can poison cells. Gradually, such aggregates can accumulate and lead to the development of several neurodegenerative disorders, such as AD, PD, and HD [54].
- Molecular Chaperones: Molecular chaperones are used by cells to prevent misfolding, as well as aggregation of proteins. Molecular chaperones keep the right folding of newly synthesized, as well as the refolding of misfolded proteins, in the original form. They act as protein custodians and are essential for the maintenance of proteostasis [55].
- Ubiquitin–Proteasome System: The system tags the misfolded or damaged proteins with ubiquitin molecules, which are recognized by a massive cellular protein complex called the proteasome, which destroys the proteins.
- Autophagy: Autophagy may be induced in instances involving the formation of aggregates or other larger protein structures. Autophagy is the abduction of non-functional proteins into specialized vesicles known as autophagosomes. The autophagosomes further merge with the lysosomes and cause the degradation and recycling of proteins.
5.4. Chaperone-Mediated Proteostasis
5.5. Ubiquitin–Proteasome System
- E2 Enzymes: Together with E1 enzymes, E2 enzymes transmit active ubiquitin from E1 to the substrate protein.
- E3 Enzymes: The transfer of ubiquitin from the E2 enzyme to the target protein is made possible by E3 enzymes, which are essential for substrate specificity. The cell contains hundreds of different E3 ligases, each of which recognizes a particular substrate.
- Proteasome: The huge protein complex known as the proteasome is in charge of actually breaking down ubiquitinated proteins. The 20S proteasome possesses proteolytic activity, which means it breaks down the target protein into smaller peptides by cleaving peptide links in it [61].
6. Disease-Specific Mechanisms
- Ubiquitination: The target protein is recognized and marked for degradation by the addition of multiple ubiquitin molecules, forming a polyubiquitin chain.
- Recognition and Unfolding: Ubiquitinated proteins are recognized by the 19S regulatory particles (also known as the 19S cap) of the proteasome. The 19S regulatory particle recognizes polyubiquitin and unfolds the substrate protein, making it accessible to the 20S proteasome.
- Proteolytic Degradation: The unfolded protein is translocated into the central chamber of the 20S proteasome, where its peptide bonds are hydrolyzed by the proteolytic activity of the 20S core, generating short peptide fragments.
6.1. Role of Proteostasis in Neurodegeneration
- Protein misfolding and aggregation: Certain proteins have a propensity to misfold and collect, generating insoluble clumps, in neurodegenerative disorders. Examples of proteins that can congregate include amyloid-beta and tau proteins in Alzheimer’s disease, alpha-synuclein in Parkinson’s disease, huntingtin protein in Huntington’s disease, and SOD1 in ALS. The course of the illness may be aided by proteostasis processes failing to remove these aggregates.
- Chaperones and folding machinery: A complex network of molecular chaperones and folding machinery is present in cells to aid in the correct folding and assembly of proteins. These chaperones may be overworked or defective in neurodegenerative illnesses, which causes an accumulation of misfolded proteins.
- Autophagy and lysosomal degradation: A cellular process called autophagy aids in the removal of damaged or misfolded organelles and proteins through lysosomal breakdown. Impaired autophagy can prevent the removal of protein aggregates, causing neurodegeneration.
- Ubiquitin–proteasome system: Unwanted or damaged proteins are destroyed by the ubiquitin–proteasome system. When this mechanism is dysfunctional, harmful proteins can build up and contribute to neurodegenerative processes.
- Oxidative stress and proteostasis: Proteins can be harmed, and proteostasis pathways can be upset by oxidative stress, which develops when reactive oxygen species (ROS) and antioxidant defenses are out of balance. Additionally, by causing protein misfolding and aggregation, this oxidative damage can also damage cells.
- Genetic factors: In some instances, mutations in genes encoding proteostasis-related proteins can enhance a person’s susceptibility to neurodegeneration. For instance, familial ALS is linked to mutations in the superoxide dismutase 1 (SOD1) gene.
6.2. Interplay Between Autophagy and Proteostasis and Co-Regulation
6.3. Impairment and Role of Autophagy and Proteostasis in Neurodegenerative Diseases
- To break down the cargo, autophagy, the generation of lysosome-fusing autophagosomes is involved. Neurodegenerative diseases may restrict the stepping-stone of autophagosome–lysosome merger and the degradation of dangerous proteins due to the lack of functionality of the lysosomes.
- A number of proteins and signaling pathways control autophagy. The malfunction or mutation of these regulators produces or interferes with the autophagic process, which in turn affects protein clearance.
- Autophagy decreases with age, and because neurodegenerative diseases are more common in older people, this age-related decline in autophagy might be part of the pathogenesis of neurodegenerative diseases.
6.4. Proteostasis Imbalance
- Genetic mutations can result in the generation of misfolded or aggregation-prone proteins in several neurological disorders.
- Oxidative stress, caused by an imbalance between free radicals and antioxidant defenses, can damage proteins and contribute to their misfolding.
- Molecular chaperones aid in the folding of proteins. Protein misfolding and aggregation could result from dysfunctional chaperones.
- Damaged and improperly folded proteins are destroyed by the proteasome. Protein buildup may result from the proteasome system being damaged.
- (a)
- Alzheimer’s Disease
- (b)
- Parkinson’s Disease:
- (c)
- Huntington’s Disease
- (d)
- Amyotrophic Lateral Sclerosis
- (e)
- Other Neurodegenerative Diseases
- Frontotemporal Dementia (FTD): The frontal and temporal lobes of the brain gradually degenerate in a set of illnesses known as FTD. Certain types of FTD, such as those brought on by mutations in the progranulin (GRN) gene, have been linked to impaired autophagy. The buildup of aberrant protein aggregates in the affected brain areas may be attributed to altered autophagy [86].
- Spinocerebellar Ataxias (SCAs): SCAs are a class of inherited neurodegenerative diseases characterized by progressive ataxia and cerebellar degeneration. The aberrant protein aggregation in neurons is linked to a number of SCAs. The buildup of these harmful protein aggregates in SCAs may be influenced by dysfunctional autophagy [87].
- Multiple System Atrophy (MSA): A combination of symptoms that resemble Parkinson’s disease and autonomic dysfunction characterize MSA, an uncommon neurodegenerative condition. Alpha-synuclein buildup in oligodendrocytes is a pathogenic feature of MSA. The aggregation of alpha-synuclein in MSA may be caused by the dysregulation of proteostasis and autophagy processes [88].
7. Therapeutic Strategies Targeting the Autophagy Proteasome Axis
7.1. Enhancing Proteostasis Pathways
7.2. Potential Therapeutic Strategies for Neurodegenerative Diseases
8. Challenges and Future Directions
Prospects for Therapeutic Advancements
9. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| S. No | Protein | Gene | Associated Disorders |
|---|---|---|---|
| 1 | Amyloid-β (Aβ) | APP (21q21.3) | Alzheimer’s disease |
| 2 | α-Synuclein | SNCA (4q22) | PD; MSA |
| 3 | Prion protein (PrP) | PRNP (20p13) | Prion diseases (CJD etc.) |
| 4 | Tau (MAPT) | MAPT (17q21) | AD; FTLD-tau |
| 5 | TDP-43 | TARDBP (1p36) | ALS; FTLD-TDP |
| 6 | FUS | FUS (16p11) | ALS; FTLD-FUS |
| 7 | Huntingtin | HTT (4p16.3) | Huntington’s disease |
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Passi, I.; Bansal, N.; Singh, T.G.; Kumar, B. Autophagy–Proteasome Crosstalk in Neurodegenerative Diseases: Cellular Proteostasis, Neural Interactions, and Therapeutic Implications. Biophysica 2026, 6, 12. https://doi.org/10.3390/biophysica6010012
Passi I, Bansal N, Singh TG, Kumar B. Autophagy–Proteasome Crosstalk in Neurodegenerative Diseases: Cellular Proteostasis, Neural Interactions, and Therapeutic Implications. Biophysica. 2026; 6(1):12. https://doi.org/10.3390/biophysica6010012
Chicago/Turabian StylePassi, Indu, Nisha Bansal, Thakur Gurjeet Singh, and Bhupinder Kumar. 2026. "Autophagy–Proteasome Crosstalk in Neurodegenerative Diseases: Cellular Proteostasis, Neural Interactions, and Therapeutic Implications" Biophysica 6, no. 1: 12. https://doi.org/10.3390/biophysica6010012
APA StylePassi, I., Bansal, N., Singh, T. G., & Kumar, B. (2026). Autophagy–Proteasome Crosstalk in Neurodegenerative Diseases: Cellular Proteostasis, Neural Interactions, and Therapeutic Implications. Biophysica, 6(1), 12. https://doi.org/10.3390/biophysica6010012

