A Self-Adaptive Framework for Sustainable Smart Cities
Highlights
- A holistic approach to the management of smart city infrastructure (social, economic, environmental) sustainability.
- An adaptive, intelligent framework to enforce overall urban sustainability through smart city infrastructure sustainability.
- The proposed solution and case study provide a methodology and a tool for urban planners to transition from static, siloed smart city deployments to adaptive and sustainable ones.
- The presented technique and process meet fine-grained urban sustainability requirements by acting on infrastructural metrics to address the operational targets of UN Sustainable Development Goal 11.
Abstract
1. Introduction
1.1. Why: The Environmental and Operational Conflict
1.2. What: The Multi-Dimensional Decoupling Approach
1.3. How: Edge-Constrained Cognitive Intelligence
2. Materials and Methods
2.1. State-of-the-Art and Paradigm Comparison
| Method Class | Specific Method | Reference | Algorithmic Optimization Pattern | Reported Edge/Architectural Constraints |
|---|---|---|---|---|
| Heuristics | Threshold-based rules | Bruneel (2025) [54] | Trivial execution of static if–then–else logical conditional branches. | Fails under non-linear urban dynamics; zero multi-objective adaptability. |
| Metaheuristics | MO-GA | Hu et al. (2013) [51] | Multi-objective load balancing and demand-side management schedules. | High centralized computational overhead; non-real-time scaling. |
| GA | Li et al. (2023) [47] | Latency-optimal scheduling for directed acyclic graph applications. | Reliant on task-offloading schemes to balance node capacity. | |
| Jyoti & Gokuldhev (2026) [49] | Probabilistic evolutionary search for task allocation routing. | Prohibitive convergence times (up to ∼10.8 s) under high iterations. | ||
| Odeh et al. (2026) [53] | Congestion-aware vehicle routing and flow optimization loops. | Intended for cloud-enabled ITS frameworks; runtime delays on constrained nodes. | ||
| GA/PSO | Molokomme et al. (2026) [48] | Iterative metaheuristic load balancing under heterogeneous task arrivals. | High local resource variability; requires emulated testing setups. | |
| Generic Metaheuristics | Mousavi-Ghasemlou et al. (2026) [52] | Sustainable energy deployment and macro resource distribution grids. | Restricted to centralized utility tiers; lacks low-power edge local autonomy. | |
| Control Theory | MPC | Fryganiotis et al. (2025) [55] | Solves a complex, constrained multi-variable optimization problem online at each step. | Intolerable mathematical and processing overhead on low-power embedded CPUs. |
| Tabular RL | Q-Learning | Terven (2025) [19] | Direct memory lookup and cell-coordinate extraction from a fixed multi-dimensional array. | Memory saturation; exponential table explosion; unable to generalize to unseen states. |
| Actor–Critic RL | PPO/A2C | Terven (2025) [19], Plaat (2022) [20], Oh et al. (2025) [24], Hady et al. (2025) [27] | Dual-network inference tracking: concurrent execution of separate Actor and Critic layers. | Redundant memory footprint allocation; inflated localized inference latency for discrete actions. |
| Deep RL (DRL) | DQN | This Work | Asymmetric profile: offline training vs. online localized inference. | Bypasses iterative loops via deterministic forward pass to be deployed on edge gateways (case study in Section 3). |
2.2. Methodology
2.2.1. Smart Urban Context
2.2.2. Sustainability Pillars and Metrics
2.2.3. DQN-Based Optimization
3. Case Study
3.1. Experimental Setup
3.2. DQN Verification and Validation
4. Results and Discussion
4.1. TCO Analysis
4.2. Trade-Off Alignment with UN SDG 11 Targets
4.3. Threats to Validity
4.3.1. Internal Validity
4.3.2. External Validity
4.3.3. Construct Validity
5. Conclusions and Future Directions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| A2C | Advantage Actor–Critic |
| AI | Artificial Intelligence |
| AIoT | Artificial Intelligence of Things |
| CAPEX | Capital Expenditure |
| CF | Carbon Footprint |
| CMs | Classical Methods |
| CPS | Cyber–Physical System |
| DC | Direct Current |
| DNN | Deep Neural Network |
| DRL | Deep Reinforcement Learning |
| DQN | Deep Q-Network |
| DT | Digital Twin |
| EU | European Union |
| GA | Genetic Algorithm |
| GW | Gateway |
| GWP | Global Warming Potential |
| ICT | Information and Communication Technology |
| IEC | International Electrotechnical Commission |
| IoT | Internet of Things |
| ISO | International Organization for Standardization |
| KPI | Key Performance Indicator |
| kWh | Kilowatt-hour |
| LLM | Large Language Model |
| LoRaWAN | Long-Range Wide-Area Network |
| LPWAN | Low-Power Wide-Area Network |
| MARL | Multi-Agent Reinforcement Learning |
| MO | Multi-Objective |
| MO-GA | Multi-Objective Genetic Algorithm |
| MPC | Model Predictive Control |
| MSBE | Mean Squared Bellman Error |
| OPEX | Operational Expenditure |
| PDR | Packet Delivery Ratio |
| PPO | Proximal Policy Optimization |
| PSL | Preliminary Setup Layer |
| QoS | Quality of Service |
| RL | Reinforcement Learning |
| RSSI | Received Signal Strength Indicator |
| SDG | Sustainable Development Goal |
| SL | Supervised Learning |
| SNR | Signal-to-Noise Ratio |
| SQuaRE | Systems and Software Quality Requirements and Evaluation |
| TCO | Total Cost of Ownership |
| UV | Ultraviolet |
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| Sustainability Pillar | SDG 11 Targets | Framework Contribution |
|---|---|---|
| Environmental () | 11.6 Environment | Minimizes the urban carbon footprint by mitigating traffic-related emissions. It dynamically regulates district resources to counter pollution peaks, ensuring a synergy between energy conservation and the overall environmental quality of the city area. |
| Economic () | 11.4, 11.5 Heritage, Resilience | Minimizes economic impact by deploying resilient monitoring networks for urban heritage and early-warning systems. It reduces financial losses and recovery costs from environmental disasters through proactive infrastructure management and efficient resource allocation. |
| Social () | 11.1, 11.2, 11.7 Housing, Transport, Public Spaces | Guarantees the necessary operational performance for smart mobility services, preventing service disruptions in urban transport infrastructures. It ensures that public transit and pedestrian spaces remain safe, accessible, and inclusive by maintaining reliable connectivity and real-time data flow. |
| Integrated () | 11.3 Urbanization | Orchestrates participatory settlement planning by adapting to dynamic “bio-social” demands through multi-objective optimization. |
| 11.a Regional Planning | Supports strong links between urban and rural areas, overcoming silo patterns. | |
| 11.b Integrated Policies | Internalizes multi-dimensional rewards to promote resource efficiency, climate change mitigation, and adaptive urban resilience. | |
| 11.c Sustainable Building | Provides municipalities with a dynamic instrument for “adaptive” city planning, focusing on sustainable infrastructure and resilient buildings. |
| Feature | CMs (LP/Heuristics) | SL | RL / DRL |
|---|---|---|---|
| Logic | Rigid pre-defined rules; requires precise closed-form models. | Historical pattern matching; handles predictive urban tasks [21,22]. | Goal-oriented optimization via active environmental feedback [23] and autonomous explore–exploit policies [24]. |
| Limits | Incapable of adapting to dynamic contextual shifts. | Demands massive, perfectly labeled training datasets. | Asymmetrical computational workload between training and inference cycles [14,25]. |
| Control | Open-loop execution. | Passive observation without active control loops. | Active closed-loop feedback and multi-agent distributed municipal coordination [26,27,28]. |
| Target | Fixed static thresholds. | Replicates historical patterns and biases [29,30]. | Dynamic Pareto balancing under multi-objective, non-linear physical infrastructure constraints [31,32]. |
| Scaling | Non-scalable to decentralized networks. | Restricted to centralized data aggregation structures [33]. | Leverages LLM feedback loops [34,35], DNN high-dimensional feature extraction [36], and federated wide-area learning [37]. |
| Edge Deploy | Lightweight but inflexible. | Memory-intensive for continuous field deployment. | Lightweight localized inference; DQN architectures successfully break the urban “curse of dimensionality” [38,39,40,41]. |
| Methodological Domain | Key References | Core Urban Focus | Open Research Gap/Limitations | Sustainability Pillars |
|---|---|---|---|---|
| Urban Planning | Park et al. (2025) [41] Alharbi (2026) [42] Abu et al. (2025) [13] | Top-down multi-objective city planning, macro-indicator tracking, and policy validation via digital twins. | Operate primarily on high-level aggregated data; lack a bottom-up, dynamic adaptation mechanism at the physical infrastructure layer. | Economic Environmental |
| Smart Energy & Grid Demand Response | Sajid et al. (2026) [43] Michailidis et al. (2025) [44] Mai et al. (2024) [45] Shafiullah et al. (2026) [14] | Prosumer community management, fast-timescale residential load balancing, and renewable energy optimization. | Siloed applications restricted strictly to power grids and building facilities; do not scale to generalized municipal ICT constraints. | Economic Environmental |
| Urban Mobility & Logistics | Agarwal et al. (2021) [46] Kim & Chan (2025) [21] Fatorachian et al. (2025b) [30] | Autonomous driving policies, pedestrian road-crossing safety alerts, and IoT-driven predictive logistics. | Highly specific vertical applications; do not account for the structural energy and communication trade-offs of the underlying network. | Social Economic |
| Data Collection & Smart Sensing | Kim et al. (2023) [39] Zhang et al. (2018) [40] Bibri & Huang (2025) [11] Ficili et al. (2025) [32] Beguni et al. (2026) [37] | Energy harvesting in sensor nodes, unmanned vehicle data routing, federated demand prediction, and real-time AIoT city brain architectures. | Focus mostly on localized data-gathering efficiency or single technical metrics (e.g., node battery lifespan) without holistic optimization. | Environmental Economic |
| Proposed Framework | This Work | Balancing Resource Constraints and Responsive CPSs for Adaptive and Sustainable Smart Cities. | Introduces a bottom-up, adaptive DQN control loop that explicitly models and resolves the non-linear operational trade-offs among all three pillars. | Integrated (Environmental, Economic, Social) |
| District/Pole | Coord. | Deployed Devices | Strategic Role |
|---|---|---|---|
| A | 1 Env., 1 Traffic, 1 Parking | Integrated Urban Sensing | |
| B | 1 Env., 1 Traffic | Telemetry & Flow Analysis | |
| C | 1 Env., 1 Traffic, 1 Parking, 1 GW | Network Backbone & Sensing | |
| D | 1 Traffic, 2 Parking | Mobility & Occupancy Hub | |
| E | 1 Parking | Localized Spot Monitoring |
| Typology | Hardware Platform | Num | Primary Function |
|---|---|---|---|
| Environmental (weather station) | Raspberry Pi 4 (12 V supply) | 3 | Ambient telemetry |
| Parking (optical sensor) | Nvidia Jetson Nano (5 V rail 1) | 5 | Optical occupancy sensing |
| Traffic (optical sensor) | Nvidia Jetson Nano (5 V rail 1) | 4 | Vehicle flow analysis |
| Network & Context Parameters | |||
| Protocol | LoRaWAN Class C, Spreading Factor 7, 125 kHz, Coding Rate 4/5 2 | ||
| Duty Cycle | (European EU 868 MHz regional frequency band) | ||
| Typology | Num | (W) | (kWh) | Num · (kWh) |
|---|---|---|---|---|
| Environmental (weather station) | 3 | 2.364 | 0.0567 | 0.1702 |
| Parking (optical sensor) | 5 | 3.395 | 0.0815 | 0.4074 |
| Traffic (optical sensor) | 4 | 4.460 | 0.1070 | 0.4281 |
| LoRaWAN gateway | 1 | 3.583 | 0.0860 | 0.0860 |
| Overall benchmark | 13 | - | 0.3312 1 | 1.0917 |
| Dataset | Metric | Measure | Impact |
|---|---|---|---|
| Weather | Ambient Temperature (∘C) | Hardware thermal stress and operational efficiency | |
| Relative Humidity (%) | Signal attenuation and link propagation quality | ||
| Ultraviolet (UV) Index | Seasonal fluctuations and weather-induced variability | ||
| Traffic | Flow Index | Real-time service urgency and prioritization | |
| Total Vehicle Count | Demand intensity and infrastructure load | ||
| Parking | Lot Occupancy Rate | Local urban activity density and utility demand | |
| LoRaWAN | Packet Delivery Ratio (PDR) | Network reliability and communication quality | |
| Latency () | Transmission delay and real-time responsiveness | ||
| RSSI (dBm) | Signal strength and transmission power efficiency | ||
| SNR (dB) | Link robustness and noise interference levels |
| Policy Profile | Primary Objective | |||
|---|---|---|---|---|
| Lazy () | 0.6 | 0.3 | 0.1 | Cost & hardware preservation |
| Balanced () | 0.3 | 0.4 | 0.3 | Nominal operational baseline |
| Responsive () | 0.1 | 0.3 | 0.6 | Fine-grained observability |
| Hyperparameter/Metric | Value/Operational Setting |
|---|---|
| Network Architecture | Fully Connected Multi-Layer Perceptron |
| Total Training Episodes | 1000 |
| Optimization Loss Criteria | MSBE loss, Huber loss |
| Optimization Algorithm | Adam Optimizer |
| Exploration Strategy | Exponential -greedy (Epsilon) |
| Initial Exploration Rate | 1.0 |
| Minimum Exploration Rate | 0.1 |
| Epsilon Decay Factor | 0.995 |
| Target Network Update Pattern | Hard Update (Every Episode) |
| Discount Factor | 0.99 |
| Mini-Batch Size | 64 |
| Learning Rate |
| Seasonal Scenario | Policy | Total Mismatch () | Under-Prov. () | Over-Prov. () |
|---|---|---|---|---|
| August | 5.40 () | 4.30 () | 1.10 () | |
| (Summer Peak) | 3.10 () | 0.90 () | 2.20 () | |
| 4.80 () | 0.10 () | 4.70 () | ||
| October | 5.85 () | 4.95 () | 0.90 () | |
| (Autumn Routine) | 2.65 () | 0.75 () | 1.90 () | |
| 5.15 () | 0.15 () | 5.00 () | ||
| January | 5.10 () | 4.50 () | 0.60 () | |
| (Winter Drop) | 2.35 () | 0.85 () | 1.50 () | |
| 5.90 () | 0.20 () | 5.70 () | ||
| March | 5.65 () | 4.85 () | 0.80 () | |
| (Spring Surge) | 2.45 () | 0.70 () | 1.75 () | |
| 4.95 () | 0.15 () | 4.80 () |
| Invariant KPIs | Predicted Traffic Inflation () | |||||||
|---|---|---|---|---|---|---|---|---|
| Scenario | Policy | Net Energy | Network | |||||
| Saving () | PDR | (Linear) | (Base) | (High) | (Severe) | (Limit) | ||
| August | +15.0% | 82.1% | +17.9% | +26.8% | +35.8% | +44.8% | +53.7% | |
| +10.5% | 96.2% | +3.8% | +5.7% | +7.6% | +9.5% | +11.4% | ||
| 0.0% (Base) | 99.6% | +0.4% | +0.6% | +0.8% | +1.0% | +1.2% | ||
| October | +17.1% | 79.4% | +20.6% | +30.9% | +41.2% | +51.5% | +61.8% | |
| +13.0% | 96.9% | +3.1% | +4.6% | +6.2% | +7.8% | +9.3% | ||
| 0.0% (Base) | 99.4% | +0.6% | +0.9% | +1.2% | +1.5% | +1.8% | ||
| January | +21.3% | 81.2% | +18.8% | +28.2% | +37.6% | +47.0% | +56.4% | |
| +17.5% | 96.5% | +3.5% | +5.2% | +7.0% | +8.8% | +10.5% | ||
| 0.0% (Base) | 99.2% | +0.8% | +1.2% | +1.6% | +2.0% | +2.4% | ||
| March | +16.7% | 79.8% | +20.2% | +30.3% | +40.4% | +50.5% | +60.6% | |
| +12.7% | 97.1% | +2.9% | +4.3% | +5.8% | +7.3% | +8.7% | ||
| 0.0% (Base) | 99.4% | +0.6% | +0.9% | +1.2% | +1.5% | +1.8% | ||
| Hardware State | Carbon-Emission Reduction Rate () vs. Lazy Baseline | ||||||
|---|---|---|---|---|---|---|---|
| Scenario | Policy | Profile (Ref) | |||||
| (Energy/PDR) | (Linear) | (Base) | (High) | (Severe) | (Limit) | ||
| August | +15.0%/82.1% | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | |
| +10.5%/96.2% | 78.77% | 78.73% | 78.77% | 78.79% | 78.77% | ||
| 0.0%/99.6% | 97.77% | 97.76% | 97.77% | 97.77% | 97.77% | ||
| October | +17.1%/79.4% | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | |
| +13.0%/96.9% | 84.95% | 85.11% | 84.95% | 84.85% | 84.95% | ||
| 0.0%/99.4% | 97.09% | 97.09% | 97.09% | 97.09% | 97.09% | ||
| January | +21.3%/81.2% | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | |
| +17.5%/96.5% | 81.38% | 81.56% | 81.38% | 81.28% | 81.38% | ||
| 0.0%/99.2% | 95.74% | 95.74% | 95.74% | 95.74% | 95.74% | ||
| March | +16.7%/79.8% | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | 0.0% (Base) | |
| +12.7%/97.1% | 85.64% | 85.81% | 85.64% | 85.54% | 85.64% | ||
| 0.0%/99.4% | 97.03% | 97.03% | 97.03% | 97.03% | 97.03% | ||
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
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Giacobbe, M.; Distefano, S. A Self-Adaptive Framework for Sustainable Smart Cities. Smart Cities 2026, 9, 117. https://doi.org/10.3390/smartcities9070117
Giacobbe M, Distefano S. A Self-Adaptive Framework for Sustainable Smart Cities. Smart Cities. 2026; 9(7):117. https://doi.org/10.3390/smartcities9070117
Chicago/Turabian StyleGiacobbe, Maurizio, and Salvatore Distefano. 2026. "A Self-Adaptive Framework for Sustainable Smart Cities" Smart Cities 9, no. 7: 117. https://doi.org/10.3390/smartcities9070117
APA StyleGiacobbe, M., & Distefano, S. (2026). A Self-Adaptive Framework for Sustainable Smart Cities. Smart Cities, 9(7), 117. https://doi.org/10.3390/smartcities9070117

