1. Introduction
This article investigates the following critical fractional Choquard–Kirchhoff equation with
p-Laplacian operator on the Heisenberg group:
where positive parameters
are, respectively, represented as the overall stiffness of the system and the non-local coefficient in the Kirchhoff-type equation;
is represented as the fractional
p-Laplacian in
;
represents the order of the fractional-order operator;
,
,
is a real parameter; and the homogeneous dimension
Q of
is equal to
, and the critical exponent
according to the Hardy–Littlewood–Sobolev inequality. For any
, one has
where
r is the Korányi norm. More details about the Heisenberg group can be found in [
1,
2]. Moreover, the weight function
h needs to satisfy the following conditions:
- ()
for , and with , where is the Lebesgue measure in , and , with .
At the beginning of this paper, we first point out the features of the paper:
- (i)
since the Heisenberg group possesses both the topological structure of Euclidean space and the analytical properties of non-Euclidean space, it is necessary to redefine the basic analytical concepts;
- (ii)
the emergence of the
p-Laplacian operator and perturbation terms makes Equation (
1) more complex and interesting, which enables us to observe more meaningful phenomena;
- (iii)
due to the unboundedness of the domain, the critical nonlinearity brings about an absence of compactness, which causes the failure of standard critical point theory;
- (iv)
the proofs combine some refined estimates and some analysis techniques, including extension, topological and variational tools.
In recent years, the Heisenberg group has demonstrated its unique value and broad application prospects in the field of quantum theory, theta function theory, uncertainty principle, number theory, and commutation relations. For further physical insights, see Cherfils and Ilýasov [
3]. On the other hand, the
p-Laplacian is widely used in nonlinear problems. For example, such an operator can effectively characterize the state of fluid dynamics, where the fluid exhibits dilatant, pseudoplastic, or Newtonian behavior when the parameter
p satisfies
,
, or
, respectively.
Meanwhile, we have noticed that an increasing number of researchers are turning their attention to the Choquard equation in Euclidean space. The general form of the Choquard equation is
where
is a potential function. This equation was first proposed by Pekar [
4] to describe the ground state of polarons in 1954. In quantum mechanics, it is used to describe the behavior of quantum particles in non-local potential fields, and it has applications in various fields such as plasma physics, condensed matter physics, and astrophysics. Lieb [
5] and Lions [
6] pioneered the research on the existence and symmetry of solutions to the Choquard equation. Some related results can be referred to in [
7,
8,
9,
10].
For
, Liang and Pucci [
11] were interested in the following Choquard–Kirchhoff type equations:
where
,
,
with
, the real parameters
, and
is the critical exponent in the sense of the Hardy–Littlewood–Sobolev inequality,
, with
if
and
if
. They obtained multiplicity solutions for the problem through variational methods. Moreover, Goel [
12] conducted an in-depth investigation into Brézis–Nirenberg type results pertaining to the Dirichlet problem involving Choquard type nonlinearity, employing the mountain pass theorem, the linking theorem, and related methodologies. Sun et al. [
13], based on the limit index theory and the concentration-compactness principle, systematically explored the noncooperative Choquard–Kirchhoff problem.
As
, Pucci and Xiang [
14] made a contribution to resolving the following Schrödinger–Choquard–Kirchhoff type with the fractional
p-Laplacian:
Under appropriate assumptions, by applying the Ekeland variational principle and the mountain pass theorem, the existence of nonnegative solutions for the above equation in both sublinear and superlinear cases were obtained. Subsequently, Wang et al. [
15] proved that there exist infinitely many solutions for the fractional
p-Laplacian equations by applying the concentration-compactness principle and Kajikiya’s symmetric mountain pass lemma in the fractional case. Later, Liang et al. [
16] established the concentration-compactness principle for the Choquard equation involving
p-Laplacian on the Heisenberg group, together with the mountain pass theorem and the Krasnoselskii genus theory, they obtained the existence of multiple solutions for a class of critical Choquard–Kirchhoff equations involving the
p-sub-Laplacian equation in both the nondegenerate and degenerate cases. Other results for this topic can be found in [
17,
18,
19]. Differently from the methods used in the present literature, Liu and Perera [
20] obtained the existence and a multiplicity of solutions for
-Laplacian equations involving subcritical and critical growth using an abstract critical point theorem proposed by Perera [
21]. For some other related results, please refer to [
22,
23,
24,
25].
In Euclidean space, the study of nonlinear equations with critical growth terms typically employs embedding theorems to address compactness issues. However, the introduction of the Heisenberg group structure fundamentally alters the geometric and measure-theoretic properties of the space, rendering the compactness compensation techniques effective in Euclidean space inapplicable. The inherent non-locality within the Heisenberg group further exacerbates these challenges, as the presence of critical nonlocal nonlinear terms may lead to the loss of compactness in the energy functional across the entire space, thereby presenting substantial obstacles to the identification of critical points. Moreover, the Heisenberg group possesses distinctive algebraic structures and geometric characteristics, notably its distance function and measure, which differ significantly from their Euclidean counterparts. Consequently, when investigating equations involving the fractional p-Laplacian operator on the Heisenberg group, it becomes imperative to reexamine fundamental aspects such as the definition of function spaces, the validity of embedding theorems, and the efficacy of the variational framework. These inherent distinctions render the techniques and results commonly utilized in Euclidean space potentially ineffective within the Heisenberg group context, thereby introducing novel complexities that are unattainable in the Euclidean setting.
Inspired by the aforementioned literature, this paper studies the existence and multiple solutions of nontrivial solutions for the critical fractional Choquard–Kirchhoff equation with
p-Laplacian on the Heisenberg group. It is worth noting that the nonlinearity parameters
and
p play a crucial role in determining the behavior of solutions to Equation (
1). As
, the critical exponent
, which is the critical Sobolev exponent on the Heisenberg group without the convolution term. In this case, the equation reduces to a fractional
p-Laplacian equation with a critical Sobolev nonlinearity. This scenario has been extensively studied in [
14], and our results can be seen as an extension of these studies to include the Choquard-type convolution term. When
, the fractional
p-Laplacian operator becomes the fractional Laplacian, and the Equation (
1) reduces to a Choquard–Kirchhoff-type equation with a critical nonlinearity in the sense of the Hardy–Littlewood–Sobolev inequality. This case was considered in [
11] for the Euclidean setting. Our work connects to these existing results by providing a more general framework that includes the Heisenberg group geometry and the fractional
p-Laplacian operator. Moreover, in different cases of perturbation terms, i.e.,
,
and
, we will systematically discuss their influence on nontrivial solutions of Equation (
1).
Next, we present the main results of this paper. Firstly, we present the results in the case of , which are given as follows:
Theorem 1. Let . If is satisfied, then there exists such that if problem (1) has a sequence of nontrivial solutions , with and as . Next, for the case of , we obtain the following result.
Theorem 2. Let and be satisfied, then there exists a positive constant such that for all and , problem (1) has at least n pairs of nontrivial solutions. Finally, for the case , the main results of this paper are as follows:
Theorem 3. Assume . Let be satisfied and for every , then there exists such that problem (1) has m pairs of positive energy solutions for all . In this paper, the proof of our results is based on variational and topological methods. Compared with previous literature works, the exploration of Equation (
1) is more interesting and challenging, since the combined effect of the
p-Lapalcian, critical nonlinearity, and the non-local term occurs simultaneously. The main contributions are focused on the following three aspects:
First, the present paper uses different critical point theorems to prove the existence and multiplicity of nontrivial solutions of problem (
1) involving
p-Laplacian in the general case
Our inspiration mainly stemmed from [
11,
13,
16,
26,
27]. However, we are not simply repeating the method presented in the papers mentioned above. Indeed, for the cases
and
, the operator
is nonlocal and nonlinear, which gives it some distinctive properties that are different from
. In addition, the solution space we are studying is not a Hilbert space. Therefore, some advantageous properties of Hilbert spaces cannot be utilized. In certain estimations, we are forced to adopt a distinct approach, and some properties that are valid for the classical Laplacian, specifically when
, do not necessarily hold in the general case where
. Hence, a precise estimation is required.
Next, in this paper, the essential step is to verify that the condition is true. The condition means that for sequences with energy level c, there exists a convergent subsequence. This is a crucial tool in nonlinear functional analysis for verifying the minimax principle. Due to the interaction between the nonlocal term and the critical nonlinearity, a loss of compactness occurs in the entire Heisenberg group. To solve this difficulty, we decided to employ the concentration compactness principle to recover the compactness.
Finally, this paper reveals the influence on nontrivial solutions of problem (
1) under different perturbation terms. In particular, it seem to be the first time that Perera’s critical point theorem (Theorem 2.1 of [
21]) has been applied to the critical fractional Choquard–Kirchhoff equation on the Heisenberg group. It should be noted that even though this idea has been employed in other problems, adapting it to this paper is not an easy task. Due to the presence of the nonlocal term, we have to re-evaluate this problem and require more precise estimates.
The structure of this paper is as follows: In
Section 2, we introduce some useful notions and preparatory knowledge. In
Section 3, we determine the
condition under certain specific energy levels. In
Section 4, we establish the proof Theorem 1 by employing a new version of the symmetric mountain pass theorem proposed by Kajikiya. In
Section 5, we study the existence and multiplicity results of the solutions to problem (
1) when
. In
Section 6, we complete the proof of Theorem 3.
Notation 1. For the convenience of the readers, we adopt the following notations:
denotes a real sequence, such that as .
⇀ means weak convergence and → means strong convergence.
According to the content of the paper, C is denoted by different normal numbers.
S denotes the best Sobolev constant given in Section 2. denotes the best constant of Hardy–Littlehood–Sobolev inequality.
2. Some Basic Lemmas and Compactness Conditions
In this section, we will prove a crucial factor of the variational problem, i.e., the compactness condition. To this end, we initially review some of the basics of the Heisenberg group. The Heisenberg group is represented by
. If
, then the operation of this group is defined as
the inverse is given by
, so that
.
We denote by
r the Korányi norm, defined as
where
and
is the the Euclidean norm in
The natural group of dilations on
is defined as
for any positive number. Hence,
. For all
, it is readily demonstrable that the determinant of the Jacobian matrix for the dilatations
is constant and is equivalent to
, where the natural number
is designated as the homogeneous dimension within the scope of
. The gauge norm can be defined as
Hence, the homogeneous degree of the gauge norm is equal to 1, in terms of dilations
Define the left-invariant distance
on
as
The Heisenberg open ball of radius
R centered at
is defined as follows:
To put it simply, we shall denote
as the open ball with radius
R centered at 0, where
is the natural origin of
. Consequently, we obtain
Let
be the basis of the Heisenberg orthogonal transformation with respect to
, which is constructed from the real Lie algebra associated with the horizontal left-invariant vector field:
Therefore, we obtain that
A vector field in the span of
is called horizontal. The horizontal gradient of a
function
is defined by
Obviously,
. In span
, we define the natural inner product by
where
and
. The inner product
yields the Hilbertian norm
for the horizontal vector field
. The Heisenberg gradient on
is
For any horizontal vector field function
,
of class
, we take into account the horizontal divergence of
X given by
Similarly, on the
, it is coequal to the horizontal Laplacian or the Kohn Laplacian, expressed as
By Hörmander’s Theorem in (Theorem 1.1 of [
28]), we obtain that operator
is hypoelliptic, and
A well-known generalization of the Kohn–Spencer Laplacian is the horizontal
p-Laplacian on the Heisenberg group, where
, denoted as
Then, we denote the usual
-norm by
Let
and
and define the fractional Sobolev space
as the completion of
endowed the norm:
Meanwhile, the horizontal gradient of the fractional
of every
is expressed as
In addition, we may define the horizontal gradient of a function
a.e. in
and
by Tonelli’s theorem.
Moreover, if
, by Folland and Stein [
29], there exists the continuous embedding
. Moreover, there exists a constant
such that
Furthermore, from Jerison and Lee [
30], based on the
function
, the best Sobolev constant can be obtained and expressed as
Since Equation (
1) contains a convolutional term, the following famous Hardy–Littlewood–Sobolev inequality is often needed.
Proposition 1 (see Folland and Stein [
29]).
Let and with There exists a sharp constant , such thatwhere and . If
, then
where
is the usual Gamma function. Equality is achieved in (
5) if and only if either
or
v is identically equal to a constant, and
for some
,
,
and for all
,
can be defined by
Proposition 1 guarantees that the integral
is well defined in
if
for some
such that
, that is
. From the Folland–Stein inequality (
3), it follows that only under the condition
, (
6) is meaningful for
; that is,
has to satisfy
, where
Consequently, it is rather intuitive to refer to
as the lower critical exponent and
as the upper critical exponent on the Heisenberg group. Hence, Proposition 1 indicates that
being
Now, we define the best constant of the Hardy–Littlewood–Sobolev inequality as
where
From Proposition 1, we have
where
S represents the best Sobolev constant mentioned in (
4).
In what follows, we define the Euler–Lagrange functional
associated with problem (
1) as follows:
Furthermore,
and for all
, the Fréchet derivative of
shows that
In the following, we shall prove that the energy functional
corresponding to problem (
1) satisfies the
condition.
Lemma 1. Let , and . Then, there exists small enough such that for any the functional satisfies the condition.
Proof. Let
be a
sequence of the functional
, i.e.,
By the Hölder inequality and the Sobolev embedding theorem, we have
To this end, we shall verify that three claims hold.
Claim 1. We claim that is bounded in .
Since by (11), we have thatwhich implies that is bounded in . Take a subsequence, according to the concentration-compactness principle (Theorem 1.3 of [27]), we assume that for some which are in the sense of measures of , andFurthermore, taking the same arguments as (Theorem 3.1 of [13]), we can obtain the concentration-compactness principle at infinity. Thus, Claim 2. We claim thatIn fact, by contradiction, we assume that Let and take a smooth cut-off function Fix such that and supp. Choosing and putting Clearly, is bounded in . Therefore, by (10), we have that as ; that is,where Furthermore, let be an arbitrary and fixed value. Utilizing the boundedness of in and the Young inequality, we obtain thatTaking the same arguments as (Lemma 4.4 of [31]), we have thatTherefore, passing the limit as and
in (17), we havesince is arbitrary. Note thatandMoreover, by (13) and we have thatThus, from (16)–(22), we obtain that . Together with (14), we have thatUsing (11) and the Young inequality, we haveIf the latter holds, we obtainHence, we can find small enough such that the right-hand side of (24) is greater than zero for each , which is impossible. Therefore, we obtain that .
Then, we verify that . By contradiction, we assume that . Similarly, in order to ascertain the mass concentration at infinity, we define a cut-off function and such that andTake and set Clearly, is bounded in . Therefore, from (10), we have that as ; that is,where Furthermore, let be an arbitrary and fixed value. Utilizing the boundedness of in and the Young inequality, we also obtain thatTaking the same proof as (18), we obtain thatTherefore, passing the limit as and in (28)
, we obtain thatbecause of the arbitrariness of . Additionally, we obtain that andSimilarly to the analysis of (24)
, if , we can find small enough such that this situation is impossible. Therefore, we obtain that .
Based on the above discussion, for any ,
where , then we have Claim 3. Together with and , we deduce that According to Vitali convergence theorem, we draw the conclusion thatThus, we obtain thatSince for any by (
13)
, we obtain thatTherefore, by (33)
and (34)
with , we obtain that This implies that in . Therefore, we complete the proof of Lemma 1.
□
3. Proof of Theorem 1
The main content of this section is to verify that Equation (
1) has infinitely many solutions approaching zero when
. Therefore, we adopted the new version of the symmetric mountain pass theorem proposed by Kajikiya in (Theorem 1 of [
32]) to address this issue.
Lemma 2. Let be an infinite-dimensional Banach space and . If the following conditions hold:
- ()
is even, has a lower bound in , , and satisfies the local condition;
- ()
there exist for any such that and is a genus of , where
Then, there exists a sequence of critical points determined by the function such that for any n, , , and as .
Let
be the functional defined in (
8). Then, based on (
11) and the Hardy–Littlewood–Sobolev inequality, we can obtain
where
are some positive constants. Suppose that
Then, for any
, we choose
small enough such that there exist
,
, with
and
Obviously,
. By using the same method as in reference [
33] to consider the truncation function
of
and defining for all
by
where
and
is a non-increasing
function such that
when
and
when
. Clearly,
and
is bounded from below in
.
Based on the above argument and in accordance with all the assumptions stated in Theorem 1, we can draw the following conclusion:
Lemma 3. Let be the functional introduced in (35). Then, the following properties hold:
- (i)
Suppose that , then and .
- (ii)
Let . Then, there exists small enough such that for all , satisfies the condition.
Next, we will once again review the content of Theorem 1 and begin the proof.
Theorem 1: Let
. If
is satisfied, then there exists
such that if
, problem (
1) has a sequence of nontrivial solutions
, with
and
as
.
Proof. Obviously, , and is a function belonging to , which is even, coercive, and has a lower bound.
Select n mutually disjoint open sets , let hold, where and is the nonempty open set mentioned in Theorem 1. Now, we take for all , with . Suppose that .
Hence, for each
, let
, and we obtain
where the constants
are positive. This is because in the finite dimensional space
, every norm is equivalent. If
is small enough and
, then
. Thus, there is such a conclusion:
By Chang [
34], we have
Meanwhile, by referring to Krasnoselskii’s discussion in [
35] about the monotonicity of the genus
, we obtain
Assuming
, then we have
and
. Moreover, given that
constitutes a real infinite dimensional Sobolev space, all the prerequisites stipulated in Lemma 2 are fulfilled. Consequently, there exists a sequence
in
such that
when
and for any
n,
. At the same time, we also obtain
as
.
By Lemma 3, choose a sufficiently large
n such that
is small; thus, the infinite number of nontrivial functions
are solutions to Equation (
1). □