Abstract
This paper introduces a methodology for examining finite-approximate controllability in Hilbert spaces for linear/semilinear -Caputo fractional evolution equations. A novel criterion for achieving finite-approximate controllability in linear -Caputo fractional evolution equations is established, utilizing resolvent-like operators. Additionally, we identify a control strategy that not only satisfies the approximative controllability property but also ensures exact finite-dimensional controllability. Leveraging the approximative controllability of the corresponding linear -Caputo fractional evolution system, we establish sufficient conditions for achieving finite-approximative controllability in the semilinear -Caputo fractional evolution equation. These findings extend and build upon recent advancements in this field. The paper also explores applications to -Caputo fractional heat equations.
MSC:
93B05; 34B15; 34B18
1. Introduction
In recent developments, there has been significant progress in the field of fractional derivatives, particularly in formulations involving derivatives with respect to another function. A noteworthy contribution is presented in [1], where a novel type of fractional derivative, known as the -Caputo fractional derivative, is introduced. This derivative incorporates an additional function and is designed to improve the accuracy of objective modeling. Advantages of the proposed -Caputo model lie in the flexibility to choose both the classical differential operator and the function. This implies that, based on the selected function, the classical differential operator can act on the fractional integral operator or vice versa. In a subsequent study [2], the authors explored the uniqueness/existence/stability of mild solutions for -Caputo fractional infinite dimensional differential systems.
We will highlight a few selected scientific articles that serve as motivating references for the study of approximate and finite-approximate controllability (reachability), recognizing the enormous amount of relevant literature in this article.
- Several approaches have been employed to establish conditions for approximate reachability in infinite dimensional systems. Zhou, in [3,4], utilized the sequential approach to derive conditions sufficient for the approximate reachability in nonfractional semilinear infinite dimensional systems. Mahmudov, as referenced in [5], employed the resolvent approach, initially introduced by Bashirov and Mahmudov in [6] for linear evolution equations. Later, this method is successfully applied to fractional semilinear evolution systems in the work of Sakthivel et al. in [7]. Thereafter, several researchers, Bora et al. [8], Kavitha et al. [9], Haq et al. [10], Aimene [11], Bedi [12], Matar [13], Ge et al. [14], Grudzka et al. [15], Ke et al. [16], Kumar et al. [17,18], Liu et al. [19], Sakthivel et al. [20], Wang et al. [21], Yan [22], Yang et al. [23], Rykaczewski [24] have used different methods to study approximate controllability for several fractional differential and integro-differential systems.
- Thereafter, several researchers, Vijayakumar et al. [25], Ding et al. [26], Bose et al. [27] studied the approximate reachability for different kind of -fractional systems.
- Variational approach initially employed by Zuazua [28,29] reachability of the heat equation has been adapted and extended by Li et al. [30], Mahmudov [31] to explore these concepts in the context of semilinear evolution systems. Subsequently, this method has been widely applied by various researchers to investigate the finite-approximate reachability of various kinds of evolution systems. Notable contributions include the works of Liu [32], Ding et al. [33], Wang et al. [34], Liu and Yanfang [35].
The potential impact of establishing finite-approximative controllability in the context of -Caputo fractional evolution equations could be significant in several areas: Control Design and Engineering Applications, Optimization of Control Systems, Robustness in Control, Advance in Fractional Calculus Theory, Cross-disciplinary Impact, and Technological Innovation. The concept of finite-approximate controllability implies a higher level of robustness in controlling systems with fractional dynamics. This robustness can enhance the stability and performance of controlled systems in the presence of uncertainties or disturbances. It opens up avenues for more effective and reliable control strategies in complex systems with fractional dynamics.
The paper addresses the concept of finite-approximative controllability, a more robust form of approximative controllability that incorporates simultaneous approximative controllability and finite-dimensional complete controllability. Notably, there is currently a gap in the literature regarding finite-approximative controllability, specifically for -Caputo fractional evolution equations. This study focuses on investigating the finite-approximative controllability of -Caputo fractional evolution equations.
Here are the notations used in the paper.
- .
- -Hilbert space.
- Hilbert space.
- is the Banach space of continuous functions with values in .
- —the Hilbert space measurable and of square integrable functions .
- with is strictly increasing with and for every ,
- – -Caputo fractional derivative of order ,
We investigate the finite-approximative controllability of the -Caputo fractional evolution semilinear system.
Here, is a closed linear operator generating -semigroup , , is a continuous linear map, , and .
We define the approximate reachability and finite-approximate reachability notions for the system (1).
Definition 1.
- (a)
- (b)
- Denoting by the orthogonal projection from onto a finite-dimensional subspace , the ν-Caputo fractional system (1) is considered finite-approximatively controllable on , if and it is also approximately controllable.
In this manuscript, we extend a variational method proposed in [36] to study finite-approximate reachability of the linear -Caputo fractional evolution equation. Moreover, we study finite-approximate reachability of semilinear -Caputo fractional evolution of systems. Here are the main contributions of this manuscript:
- We extend a variational method from [36] to explore the finite-approximative reachability of linear -Caputo fractional evolution equations. Our investigation establishes a criterion for the finite-approximative reachability of linear -Caputo fractional evolution systems. This condition is articulated in terms of resolvent-like operators, as specifically outlined in Criteria (iv) of Theorem 1. For , this condition coincides with that of [36].
- Additionally, we derive a closed explicit form of finite-approximative control that satisfies both the finite-dimensional complete reachability and the approximate reachability criterion, as shown in the Formula (8). This control plays a pivotal role in the proofs of Theorems 2 and 3. By utilizing the closed form of the finite-approximative control (8) and the Schauder Fixed Point Theorem, we investigate the finite-approximate reachability of the semilinear -Caputo fractional evolution system. This result is novel even for . It is important to highlight that in [36], we focused on the case and employed a linearization method under the assumptions of continuity and uniform boundedness of the Frechet derivative . Moreover, in [36], Theorem 4 assumes compactness and analyticity of , .
Section 2 provides preliminary remarks, setting the foundation for the subsequent discussions.
In Section 3, we present a variety of results related to parameter-dependent characteristics of positive linear compact operators. Our focus is on introducing resolvent-like operators for the linear fractional -Caputo evolution equation. In addition, we define essential conditions for finitely approximated controllability, expressed in the context of resolvent-like operators.
Moving on to Section 4, we establish a control operator, denoted as , and prove the existence of fixed points within this framework. Following that, we present the principal outcome related to the finite-approximative controllability in the context of semilinear -Caputo fractional evolution systems.
Finally, the article concludes with the presentation of two illustrative examples designed to underscore and elucidate our principal findings. We show that the heat equation is not only approximately controllable, but also finite-approximately controllable
2. Preliminaries
For the -Caputo type fractional derivative of order , is defined as follows
where , means the integer part of , is Gamma function, see for example [37].
We define family , of operators by
Lemma 1.
Operators , satisfies the following properties:
- (i)
- For any , , are linear and bounded operators, and
- (ii)
- , are compact, if is compact.
- (iii)
- , are strongly continuous.
Now, we present the following definition of mild solutions of -Caputo fractional semilinear evolution system (1).
Definition 2.
For a function is called a mild solution of (1) if
3. Linear Systems
Here, our focus is on exploring the finite-approximative controllability of a linear -Caputo fractional evolution system:
Finite-approximative controllability property was first studied in [28]. This property is characterized not only by the small distance between and the target but also by the coincidence of the projections of and onto M.
The resolvent operator has proven utility in investigating the approximative controllability characteristics of both linear/semilinear systems, as referenced in [6]. In light of this, we introduce a criterion for finite-approximative controllability applicable to -Caputo fractional linear evolution systems (2), which coincide with that of [36] for the case . This criterion is expressed in terms of a resolvent-like map . Our analysis establishes the equivalence between approximate controllability over the interval and finite-approximate controllability over the same interval for the -Caputo fractional linear evolution system (2). Additionally, we derive a closed explicit form for the finite-approximative control in terms of .
Firstly, we mention some properties of resolvent operators.
Lemma 2
([36]). Assume that , are linear positive operators.
- (a)
- Ifthen for a sequence converging to 0 as , we have
- (b)
- For any we have
Next lemma shows relationship between the resolvent operator and the resolvent-like operator
Lemma 3
([36]). If is a nonnegative linear operator, then is invertible and
where . In addition, if is a positive linear operator then
Following that, we introduce a criterion that determines finite-approximate controllability for the -Caputo fractional evolution Equation (2).
Bounded linear operator (controllability operator) defined by
Controllability Grammian is defined by
Theorem 1.
The following conditions are equivalent:
Proof.
The implications (a) ⇔ (b) ⇔ (c) are well known, see [6]. To show (c) ⟺ (e), for any , introduce the functional
is differentiable,
is monotonic strictly and so is convex strictly, as is positive. Hence, has minimum , which is unique, and calculated as:
Thus for , we obtain
Thus
That is, the system given by Equation (2) is approximately controllable within the finite interval . Therefore, condition (c) implies condition (e). The reverse implication ((e) ⇒ (c)) is straightforward, as finite-approximate controllability naturally implies approximate controllability. Now, to establish (c) ⇒ (d), assume that for any
From (4), for any
From
it follows that is continuous in as a function of Really,
By (7), property of and Lemma 2, we obtain
Therefore, converges to zero as The implication (c) ⇒ (e) follows from (6). □
Remark 1.
The control
provides approximate controllability and finite-dimensional exact controllability of (2).
4. Semilinear Systems
The Schauder fixed-point theorem is a result in functional analysis that guarantees the existence of fixed points for certain types of mappings. This theorem is named after the Polish mathematician Juliusz Schauder.
Here is a statement of the Schauder FPT:
Let be a non-empty convex, closed, and bounded subset of a complete normed vector space. Let be a compact map. Then, such that .
This theorem has applications in various areas of mathematics, including differential equations, variational inequalities, and nonlinear functional analysis. It provides a powerful tool for establishing the existence of solutions to certain types of equations and problems involving self-maps on Banach spaces.
We introduce the succeeding assumptions:
Hypothesis 1.
is compact -semigroup,
Hypothesis 2.
Function satisfies the Caratheodory conditions:
- (a)
- is continuous for any
- (b)
- is measurable for any
Hypothesis 3.
s. t. for all
By means of the control
for , define the following operator
Theorem 2.
Proof.
Set
Step 1: For an arbitrary , there is a s. t.
Indeed, the following two inequalities
and
These imply that for sufficiently large ,
Step 2: is continuous.
Consider a sequence such that in as . Given the hypotheses (H2) and (H3), we can express, for every ,
and
We have
We take limit as and use the Lebesgue dominated convergence theorem, to obtain continuity
Step 3: Now, we prove is an equicontinuous family on .
First we show that is equicontinuous in . For any and , we have
By Lemma 1, we have
Therefore, , as . Let be the arbitrary small positive, we write:
It follows that, as and . Using the similar procedure, we obtain that , and are tend to zero.
Step 4: We show that is relatively compact in .
Take then for any and define an operator on as follows
Now by compactness of , we have relatively compactness of
in . Moreover, for any we obtain
From and the absolute continuity of the integral, we obtain
A relatively compact set is arbitrarily close to the set for , implying, by the Arzelà–Ascoli theorem, that is itself relatively compact in . Hence, for all , is completely continuous operator on . Consequently, according to the Schauder fixed point theorem, possesses a fixed point within , representing the mild solution to the system referenced as (1). □
Now, we focus on the approximate controllability of the Equation (1).
Theorem 3.
Assuming that conditions (H1) to (H3) are satisfied and the function F is uniformly bounded, with the additional condition that the associated linear Equation (1) exhibits approximate controllability over the interval , it follows that (1) is finite-approximately controllable within the same interval .
Proof.
By Theorem 2 a fixed point of exists in and is a mild solution of (1) with
Thus
where
Using the identity we have
By the Dunford–Pettis theorem, ∃ a subsequence that convergent weakly to in . Consider
We have
Furthermore, approximate controllability of the system (2) implies
Hence, the system (1) is approximately controllable. On the other hand, applying to the both sides of (9) we obtain finite dimensional exact controllability:
□
5. Applications
Example 1.
We consider the ν-Caputo heat equation
where is the characteristic function of . Let , , and with We define the bounded linear operator by , and the operator F is bounded.
Set and denote by the operator of the orthogonal projection onto . Define
Subsequently, we attain
It is clear that as if
which holds whenever is an irrational number.
Example 2.
Define the differential operator by
where , and
Hence
Consider the following initial value/boundary value problem for a ν-Caputo fractional system in a bounded domain with a smooth boundary .
For any the Equation (11) has a unique solution v given by
Assuming , we derive the equation
on . According to Proposition 4.2 in [38], this implies that on , which is equivalent to the approximate controllability of the linear system associated with (11). Therefore, with the additional assumption of the uniform boundedness of F, the system (11) is finite-approximately controllable over the interval .
Example 3.
Let . Consider the following Sobolev type ν-Caputo fractional PDE:
Define by and by , where
and are defined as follows
respectively, where , is the set of eigenvalues. Moreover, for any we have
where and the Mittag–Leffler functions. Thus,
Next, define
for any and . If then there is s. t. for any . This is not possible, since
So, implies that which means approximate controllability of associated linear system of the problem (12) on .
Define by which is assumed to be continuous. Thus, under uniform boundedness of the system (12) is finite-approximately controllable on
6. Discussion and Conclusions
Finite-approximate controllability builds upon recent advancements in the study of fractional evolution equations by offering a more comprehensive understanding of the controllability aspects of systems described by Caputo fractional equations. Recent research may have explored various aspects of fractional calculus, but finite-approximate controllability specifically addresses the feasibility and methods for controlling these systems within finite-dimensional spaces. This contributes to the ongoing discourse by bridging the gap between theoretical developments in fractional calculus and practical control strategies for systems with fractional dynamics.
Possible directions for exploring finite-approximate controllability include: control strategies, optimal control approaches, sensitivity analysis, numerical simulations, stability analysis, and application in real-world problems. By exploring these avenues, researchers can deepen their understanding of finite approximate controllability in the context of fractional equations and contribute to the development of effective control strategies for systems exhibiting fractional dynamics.
The implications of finite-approximate controllability for numerical implementations are crucial to ensuring the practical feasibility and reliability of the proposed control strategies for systems governed by Caputo fractional evolution equations. The implication revolves around ensuring numerical stability, the accuracy of approximations, appropriate choice of numerical methods, consideration of discretization effects, efficient use of computational resources, and rigorous validation of the proposed methodology.
The methodology’s computational complexity and efficiency are significant considerations, especially for larger or more complex systems of fractional evolution equations. Discuss how the proposed controllability approach scales with the size and complexity of the system. Consider whether there are optimizations or computational techniques that can enhance efficiency. Addressing these concerns is crucial for the practical applicability of the methodology, especially in real-world scenarios where computational resources may be limited.
In our study, we investigated the finite-approximate controllability of -Caputo fractional differential equations using the fixed point method. The main results were obtained by applying semigroup theory, -Caputo fractional derivatives, and fixed point theorems. The practical relevance of these findings is illustrated through a specific application. In our upcoming research, we will focus on investigating the finite-approximate controllability of –Hilfer fractional differential systems. Additionally, we aim to explore the existence of –Hilfer fractional differential systems, considering both cases with and without delay. Our approach will involve the application of a fixed point method to address these aspects.
Author Contributions
Conceptualization, N.I.M.; formal analysis, M.A. and J.A.; methodology, N.I.M. and M.A.; writing—original draft preparation, M.A. and J.A.; writing—review and editing, N.I.M. All authors have read and agreed to the published version of the manuscript.
Funding
This work was supported by the Deanship of Scientific Research, Vice Presidency for Graduate Studies and Scientific Research, King Faisal University, Saudi Arabia (grant no. 5155). This study is supported via funding from Prince Sattam bin Abdulaziz University, project number (PSAU/2023/R/1445).
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Conflicts of Interest
The authors declare no conflicts of interest.
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