1. Introduction
The aging of critical infrastructure represents a major global challenge, especially in Europe, where a large portion of the transport network was developed during the industrial expansions of the nineteenth and early twentieth centuries. Masonry tunnels built during this period constitute a significant portion of the existing infrastructure network and now require systematic condition assessment, monitoring, and maintenance interventions. In fact, extended exposure of these structures to environmental and operational stresses frequently led to progressive degradation of the properties of the materials [
1]. Commonly observed degradation phenomena include water leakage, which facilitates the deterioration of mortar joints and the formation of saline or calcareous crusts. Additionally, these chemical processes are frequently accompanied by mechanical problems, such as spalling of brick portions and the development of complex crack patterns. Structural instability is often driven by an increase in external pressure [
2], which can be triggered by several factors, including hydrostatic loads from water infiltration, the influence of nearby modern excavations in urban contexts [
3], seismic events [
4], or long-term creep and squeezing deformations of the surrounding rock mass [
1,
2]. This is particularly true for older tunnels in masonry, which have reached their service life, but are still often part of complex infrastructure systems and are still active, which management is a multifaceted problem. For example, the Rhaetian Railway (RhB) in Switzerland oversees more than hundred tunnels from this era [
5]. Similarly, in Italy, the high density of historical tunnels, particularly within the complex country orography, has contributed to the development of rigorous safety protocols [
6,
7,
8,
9]. To address these challenges for road tunnels, Italy introduced the
2022 Guidelines for the Risk Classification and Management, Safety Assessment, and Monitoring of Existing Tunnels [
10]. This regulatory framework adopts a multilevel approach, in which the different levels do not represent maintenance classes, but progressive stages of knowledge, investigation, and structural assessment. The procedure starts from census information and visual inspections and then moves toward more detailed analyses according to the outcomes of the previous stages, the detected criticalities, and the strategic relevance of the infrastructure:
Level 0 to Level 2 concern the collection of census and document information, visual inspections, and the definition of an “Attention Class” based on hazard, vulnerability, and exposure parameters.
Level 3 is a preliminary structural assessment designed to identify potential structural criticalities and degradation phenomena through simplified analytical models, historical data, and available investigation results.
Level 4 is a more detailed evaluation with advanced numerical modeling (e.g., Finite Element Method or Discrete Element Method) to simulate the mechanical behavior of the lining and its interaction with the surrounding ground.
For Level 4 assessments, structural safety is typically evaluated with advanced numerical modeling, such as the Finite Element Method (FEM) or the Discrete Element Method (DEM) [
1,
3,
11]. These modeling approaches allow for a detailed simulation of the interaction between the masonry lining and the surrounding ground. However, they are subjected to significant uncertainties, which usually derives from the inherent variability of geotechnical parameters, complex hydrogeological conditions, and the mechanical properties of aged historical masonry [
11,
12]. Additionally, factors such as the viscosity of both the rock and the masonry, as well as the uncertainty related to construction stages, further complicate the analysis [
1,
2,
13]. Consequently, to achieve reliable results, these models often require complex nonlinear analyses and rigorous calibration based on in situ stress measurements, typically performed via flat-jack tests.
Several modeling strategies are currently available for the advanced assessment of masonry arched or vaulted structures. They can be classified into continuum, discontinuum, macro-element, and homogenized strategies, and they differ in terms of levels of accuracy achieved, computational cost, or the required input data [
14,
15]. Equilibrium-based methods, such as limit analysis and thrust-line or thrust-network approaches, provide efficient tools for assessing masonry arches and vaults under the assumptions of negligible tensile strength and compressive force transfer within the structural geometry [
16,
17,
18]. Discontinuum approaches, including DEM and related discrete macro-element formulations, are instead particularly suitable for reproducing cracks opening along the joints, rocking, sliding, and local separation mechanisms in arches and vaults [
19,
20]. These approaches can also account for the influence of masonry pattern and block arrangement, which may affect load-transfer mechanisms and the static response of vaulted masonry structures [
21]. However, their application to large historical masonry structures generally requires detailed knowledge of block arrangement, joint properties, contact laws, boundary conditions, and soil–structure interaction, which are often unavailable during preliminary assessments [
14,
15]. Therefore, the proposed Simplified Approach is not intended to replace these advanced methods, but to provide a rapid calibrated screening procedure for Level 3 assessment, aimed at identifying critical cross-sections where these advanced methods should subsequently be used for more in-depth analyses (Level 4).
During Level 3 (Expedient Verification), the application of such models is computationally and economically demanding and is often impractical and time-consuming. A single tunnel may require the analysis of dozens, or even hundreds, of cross-sections, making the modeling effort disproportionate to the available preliminary data and the associated uncertainties. Moreover, in current practice, theoretical assessments based purely on these standard cross-sections often prove unreliable because they cannot account for the long-term equilibrium and site-specific heterogeneity that have developed over decades of service. Additionally, a Level 3 evaluation method specifically designed for masonry linings is still missing. To address this gap, the present work proposes a Simplified Approach (SA) for the assessment of tunnels with masonry linings. This method is developed starting from the historical static principles and adapting them into a modern framework for a tailored rapid verification (requested by Level 3). The SA serves as an efficient screening tool to determine whether a more rigorous Level 4 assessment is necessary and to guide the preliminary design of reinforcement interventions. By integrating site-specific experimental data, this work demonstrates how revisiting empirical knowledge from the early twentieth-century can provide a robust tool for the large-scale management of aging masonry infrastructure.
In this paper, after reviewing the evolution of the historical calculation methods originally developed to design masonry tunnel linings, a modernized formulation is proposed for assessing the structural response of existing masonry linings. This procedure is based on an adaptation of historical analytical approaches [
22,
23], which are reformulated for assessment purposes and updated to account for modern safety requirements and site-specific experimental data. The novelty of the work lies in extending the historical formulations to the complete lining system, including the invert arch. Although the vault and sidewalls were treated by adapting the original historical procedures, an ad hoc solution was introduced for the invert arch. In addition, the governing load parameters were calibrated based on in situ stress measurements, allowing the model to reflect the actual structural conditions of the tunnel. The resulting stress state was then used for a preliminary Serviceability-Level assessment aimed at identifying the sections that require more refined and computationally advanced Ultimate Limit State analyses. The proposed method was calibrated and assessed through a well-documented case study, in which the actual stress states were measured by using flat-jack tests across six distinct cross-sections. This large dataset enabled the calibration of the primary model parameters, highlighting their spatial variability and uncertainty along the tunnel alignment. Finally, the proposed method was used to perform a detailed stress verification along the lining, showing its potential as a calibrated screening tool for the large-scale safety assessment of historical tunnels.
The study shows that revisiting and calibrating historical design methods can help bridge the gap between empirical knowledge of the twentieth-century and modern safety requirements, providing a first tool for large-scale management of masonry tunnels.
2. Historical Methods Used to Design Masonry Tunnel Linings
Despite existing rigorous regulatory frameworks [
10], performing detailed assessments of historical masonry tunnels remains complex due to significant uncertainties. In fact, for infrastructures built in the early 20th century, original design documentation is often scarce or entirely lost. Furthermore, construction practices of that period frequently relied on an adaptive approach: lining thickness and masonry types were modified during excavation to suit varying geotechnical conditions (e.g., different soils, presence of water, etc.), rather than strictly following a standardized blueprint. The historical design of masonry tunnels evolved alongside two interconnected issues: (i) the definition of the geotechnical thrust (the effective load acting on the structure) and (ii) the verification of the structural stability of the lining itself, which was governed by the principles of graphical statics and the theory of the arch-thrust line. The transition was marked by a shift in the approach to the ground, which was no longer viewed merely as a static weight, but was recognized as a complex medium that redistributes stress through soil arching and plastic equilibrium. However, determining the actual loads acting on a lining remains one of the most challenging problems in geomechanics. In fact, the magnitude and direction of forces depend on rock quality, sensitivity to weathering, and heterogeneous subsurface conditions including faults, folds, and sliding planes.
The late 19th century established a conceptual divide between geotechnical load evaluation and structural equilibrium. In particular, theories developed following a dual evolution between the quantification of the geotechnical thrust, and the verification of the structural response of the lining. In the late 19th century, a divide emerged between external load evaluation and internal structural equilibrium. Culmann (1866) [
24] applied graphical statics to solve the geotechnical problem; using Poncelet’s theory, he determined the thrust applied by a sliding soil wedge in shallow ground with no cohesion. Conversely, Curioni (1877) [
25] shifted the focus to the lining stability. By modeling the ground as a pseudo-fluid, whose density reflects the plastic state of the material, and incorporating the masonry’s self-weight into the equilibrium equations, he established a fundamental structural criterion by using the funicular polygon: the thrust line must remain within the central third (the core) of the masonry cross-section to ensure a state of total compression and prevent cracking.
As tunnel depths and geotechnical complexities increased, authors realized that the entire lithostatic column does not rest on the structure due to the arching effect. Heim (1878) [
26] introduced the distinction between hydrostatic “mountain pressure” (
Gebirgsdruck) and localized “rock pressure” (
Felsdruck) caused by excavation-induced relaxation. This led Ritter (1879) [
27] to formalize the “loading body” concept, a parabolic volume of soil that detaches from the mass to rest directly on the lining. Then, Gröeger (1881) [
28] refined this for practical applications. This theory found experimental validation in the work of Engesser (1882) [
29] and Janssen (1895) [
30], who demonstrated the arching effect: vertical pressure stabilizes once a critical height is reached, effectively “decoupling” the tunnel from the total overburden.
At the turn of the century, the focus turned to the rock mass’s internal stress state. Kirsch (1898) [
31] provided the first elastic framework for circular openings, demonstrating that stress concentrations could reach three times the uniform lithostatic state (
), explaining the phenomena of rockburst. Kommerell (1912) [
32] moved towards a displacement-based approach, linking the load to the measured crown subsidence (
a), and generalizing a method for evaluating the height of the loading body acting on the lining of the tunnel. He theorized that the load stabilizes when the volumetric expansion of the fragmented rock fills the voids of the initial subsidence created by excavation. The maximum height (
h) of the equivalent loading body is determined by the relationship
, where the total pressure acting on the masonry depends on the measured crown displacement and the characteristic expansion percentage of the specific soil or rock type. Kommerell’s theory was criticized by Corini [
33] and Giovannini (1936) [
34] for its sensitivity to the stiffness of the temporary supports, making the resulting load calculations and lining thickness largely arbitrary. Giovannini in particular, warned against Kommerell’s mathematical formulations, noting that in rock masses, measured subsidence often leads to exaggerated theoretical loads that are not empirically observed [
34]. Despite these critics, Kommerell’s method represented a first attempt to link theoretical design to empirical site data [
35].
In Italy, an evolution toward modern geotechnics was marked by Desimon [
22], who modeled the detached mass as an isolated elliptical nucleus strictly governed by friction and self-weight. This trajectory of improving empirical–analytical models eventually culminated with the work of Terzaghi [
36], who established a definitive framework for computing pressures in sandy soils and subsequently proposed the widely adopted Rock Load Classification [
36,
37]. Terzaghi’s Rock Load Classification standardized the equivalent loading body heights for various rock masses, providing the empirical–analytical method that defined tunnel design before the widespread adoption of modern numerical methods. Mid-20th-century advancements by Caquot and Kérisel [
38] proposed refined expressions for estimating tangential and radial pressures, introducing a crucial distinction between the behaviors of cohesive and cohesionless soils under plastic conditions. In parallel, technical critiques by authors such as Lotti [
39], emphasized that the reliability of these formulations is inherently tied to the quality of soil parameters. He argued that, while historical models offer acceptable estimates, the central role of experimental data, specifically cohesion and friction angles derived from in situ tests, remains fundamental for an accurate safety assessment of the lining. Finally, Falchi Delitala [
23] categorized these methodologies by soil type, acknowledging that while Ritter and Kommerell laid the groundwork, modern precision requires rigorous definition of geotechnical parameters through on-site testing. Historical masonry tunnel design should, therefore, be interpreted as a combination of both analytical and observational process rather than as a purely empirical practice. For the design, engineers used the graphical-static and analytical methods available at the time to estimate ground thrusts, verify the position of the thrust line, and define preliminary lining thicknesses (as documented for instance in Curioni’s works [
25]). During excavation, however, the design was frequently adjusted in response to observed ground conditions. The behavior of temporary timber or masonry supports, the occurrence of convergence or local instability, groundwater ingress, and variations in the geological formation provided essential information that could lead to modifications in the lining thickness, material, or construction sequence. This adaptive procedure was particularly important in complex geological contexts, where the actual load on the lining could differ significantly from the theoretical assumptions adopted in the preliminary calculations. The overview of the authors and theories here discussed (resumed in
Figure 1) reflects the prevailing technical and theoretical landscape in Italy between the late 19th and early 20th centuries. It is worth noting that Italy’s complex orography led to the early development of an extensive network of underground infrastructure, making Italy one of the countries with the highest density of tunnels in the world [
40,
41]. Consequently, the Italian school of engineering of the period played a fundamental role in refining tunnel design, successfully integrating Central European theories (such as those of Ritter and Kommerell) with original analytical advances (e.g., Curioni, Desimon, and Giovannini) specifically adapted to the country’s diverse and often challenging geotechnical conditions.
3. Simplified Approach
To evaluate the structural condition of the historical lining, this study presents a Simplified Approach (SA) [
42] based on the design method originally proposed by Desimon in 1939 [
43,
44]. Built upon the work of Giovannini (1936) [
34] and refined by Falchi and Delitala [
23], this methodology employs the principle of virtual work to determine the line of thrust and the consequent stress distribution in the lining. Through a combined graphical and analytical approach, the historical procedure is applied to the lining profile from the constrained crown down to the base of the sidewall (
Figure 2a). Subsequently, the invert arch is analyzed using an ad hoc equilibrium-based procedure proposed in the present section.
It is important to highlight that the proposed Simplified Approach is intended to be a fast procedure for preliminary large-scale assessment. Once the lining geometry and the material and geotechnical properties are available, the analysis of a single cross-section of the tunnel requires a negligible computational effort, as the method is based on analytical equilibrium equations and does not require nonlinear modelling of the soil–structure interaction. In its current implementation, the procedure can be run in a spreadsheet environment, making it particularly suitable for the rapid analysis of multiple cross-sections along a tunnel and for identifying those requiring more detailed Level 4 numerical assessment.
The method is governed by the following core assumptions:
The geometry, loads, and boundary conditions are assumed to be symmetric, which allows the analysis of a half-arch. This assumption should be interpreted as a first-level modeling hypothesis consistent with the simplified nature of the proposed approach and with the assumptions commonly adopted in historical design methods for ordinary tunnel sections.
The ground is considered homogeneous, and the lining may consist of two different materials.
The ground is subject to a lateral failure mechanism, where a wedge slides along a failure plane defined by the friction angle , resulting in a load-bearing solid separated from the rock mass.
Shear stresses at the soil-lining interface are considered negligible.
The masonry is assumed to have zero tensile strength. Consequently, if the line of thrust deviates from the middle third of the cross-section but remains within the thickness of the lining, the section undergoes partialization.
The proposed procedure is therefore intended for sections that can be reasonably represented by a symmetric scheme. In the case significant asymmetries are detected (e.g., relevant lateral deformation, asymmetric lining thickness, localized bulging, etc.), they should be considered warning indicators and the section should be analyzed through more detailed methods (Level 4) able to account for asymmetric geometry, loading, and boundary conditions.
The lining is discretized into
N trapezoidal segments (voussoirs) of area
. Specifically,
n represents the number of voussoirs forming the upper statically indeterminate arch, whereas the remaining
voussoirs constitute the lower invert arch. The total vertical load acting on the tunnel (
) consists of the weight of the lining itself (
) and the weight of the overlying soil (
) of specific weight
. The ground load follows a semi-elliptical profile with a vertical semi-axis
[
32] as shown in
Figure 3a. The horizontal semi-axis
a is determined by adding the half-width of the tunnel (
) to the horizontal distance defined by the intersection of the sliding plane with the horizontal tangent at the crown. This distance depends on the angle
that the failure plane forms with the horizontal; for significant soil depths,
is typically assumed as
.
a could be defined as follows [
22]:
For each segment at coordinate
(defined as the horizontal distance from the symmetry axis of the tunnel to the midpoint of the extrados of the voussoir), the total vertical load (
with
) acting on the arch from the crown to the base of the sidewall (
Figure 3b) is calculated as:
Horizontal thrusts (
Figure 3b) are derived by defining the sliding plane using Culmann’s method [
24] and applying graphical statics [
22]. The contributions of both the self-weight
of the soil and the superimposed load induced by the upper load ellipse
are determined, according to [
22] as follows:
where
is the height of the detached ground mass in
.
In soils with low friction angles (typically
), Desimon [
22] observed that the theoretical line of thrust deviates significantly from the middle third of the lining. This condition suggests a potential lack of stability due to the outward rotation of the sidewalls. To account for the stabilizing effect of the ground, which provides passive resistance and lateral confinement, an amplification factor
is applied to the total active horizontal forces
as follows:
According to Falchi Delitala [
23] and Desimon [
22], the amplification coefficient
f depends on the angle
, as indicated in
Table 1.
The arch and pier form a structure that is fixed at the base and constrained by symmetry at the crown. The two statically indeterminate variables at the crown (horizontal force
and moment
) are calculated using the principle of virtual work through the Ellipse of Elasticity theory [
23]. The elementary elastic weights are defined as
are applied at the centroids of the respective segments rather than at the antipoles of the partial ellipses. The redundancy is resolved by identifying the system’s elastic center (
G), which acts as the origin for the hyperstatic unknowns: the crown thrust (
) and the moment (
). These values are derived by imposing that the relative rotations and displacements at the symmetry axis (crown) are zero, using the following formulations:
where
is the static moment produced by external loads on the
i-th voussoir,
represents the elementary elastic weights, and
is the vertical distance from the segment’s centroid to the elastic center.
The resulting line of thrust is initialized at the crown and its position is defined by two specific eccentricities: , representing the offset relative to the elastic center G, and , which defines the physical offset of the thrust force relative to the geometric centroid of the crown section.
From this starting point, the construction of the thrust line proceeds downwards along the lining, segment by segment, upon a specific voussoir where the cumulative horizontal resultant of the applied loads exactly balances the crown thrust ().
After resolving the upper system, analysis of the invert arch is conducted by applying global translational and rotational equilibrium equations to the entire structure. The horizontal thrust in the invert () can be calculated as the difference between the sum of horizontal loads minus .
Furthermore, vertical translational equilibrium requires the appropriate transfer of loads to the ground. To account for the interaction with the ground, a redistribution coefficient () is introduced. This coefficient distributes the total vertical load () between the pier foundations and the invert:
Pier Reaction (): The ground reaction acting beneath the pier foundations is defined as a fraction of the total vertical load: .
Invert Reaction (): The remaining load, supplemented by the self-weight of the invert masonry (), is supported by the ground beneath the lower arch: .
The unknown redistribution coefficient
is determined by imposing the rotational equilibrium of the half-lining around pole
O (
Figure 3b), located at the invert crown (where the eccentricity is assumed to be zero). The equilibrium equation is formulated as:
where
and
represent the respective lever arms of the reactions relative to pole
O. Solving for
, allows for the definition of the ground’s reactive pressure distribution (
and
). These reactions enable the construction of the force polygon and the subsequent tracing of the line of thrust across the entire lining section.
6. Validation and Discussion of the Results
6.1. Best Fitting of Load Parameters
The stress state in the tunnel lining was investigated using the Simplified Approach, translating from theoretical design assumptions to a calibrated model reflecting the current structural state.
Historically, the load height
and the amplification factor
f were determined based on empirical design practices and verified during construction by means of thrusts measured on temporary supports. Specifically,
was often estimated as a function of the tunnel span and the ground quality, while
f was set to a standard value varying between 0 and 0.8 to account for lateral confinement (e.g.,
and
f = 0.8 for loosened claystone). However, applying these standard theoretical estimates (e.g.,
m and
) to existing historical structures typically results in calculated stress levels that are significantly higher than those measured experimentally. This discrepancy highlights the inadequacy of using original design loads for the assessment of old tunnels that have reached a long-term equilibrium with the surrounding rock mass. To address this problem, an inverse analysis was performed using an optimization procedure based on the Least Squares Method. This approach treats
and
f as variables, minimizing the error between the stresses calculated by the analytical SA model and the actual stresses measured in situ via flat-jack tests. The proposed methodology was applied to six sections of the case study reconstructed through endoscopy and measured laser scanner geometry. The two input variables
and
f were iteratively adjusted up to the best fitting by following the Nelder–Mead algorithm [
56]. The objective function was defined as the sum of squared errors (SSE) obtained as difference between the stresses computed by the analytical SA model and those measured in situ by flat-jack tests. A key constraint in the fitting procedure is having at least two in situ stress measurements for each analyzed section. This requirement ensured a robust calibration process, providing a sufficient number of data points to reliably determine the optimized governing parameters in the various investigated locations.
6.2. State of Stress in the Tunnel Lining
Figure 5 presents the results of the fitting analysis. The blue curve represents the stress distribution
within the lining at a depth of 15 cm from the intrados—corresponding to the measurement depth of the flat-jacks—plotted against the position
x along the tunnel profile (from the crown, through the arch and sidewall, down to the invert). The red crosses denote the local stresses recorded by the flat-jacks. Overall, the proposed approach yields an good fit to the in situ stress state across all studied configurations.
The fitting results are presented in
Table 3 which summarizes the post-fitting values for
and
f for each section, as well as the theoretical counterpart according to [
22,
23]. The same table shows the Sum of Squared Errors SSE, the coefficient of determination
, and the normalized chi-square error indicator
values for the analyzed cross-sections. The obtained
and
values indicate a satisfactory calibration for the intended purpose of the model. Notably, the calibrated parameters reveal a clear correlation with the structural response of the lining:
acts primarily as a scaling factor governing the overall stress magnitude, whereas the coefficient
f dictates the shape of the stress distribution, with higher values driving pronounced stress concentrations. Calibrated values
f that exceed the theoretical range in
Table 3 do not necessarily indicate unrealistic passive pressure, but reflect the inverse identification of an equivalent load configuration capable of reproducing the measured stress state. Since two model parameters are calibrated for each section, the fitting indicators
and
should be interpreted with caution, especially for sections where the number of available flat-jack measurements is limited. The calibration is therefore not intended as a statistical validation in a strict predictive sense but as an inverse identification of equivalent load parameters consistent with the measured stress state.
Based on the results of fitting, the analyzed sections can be subdivided into three distinct behavioral trends. The first trend (sections A, B, and E in
Figure 5a,b,e) exhibits lower stresses at the keystone and higher stresses toward the haunches and upper sidewall. Within this group, Sections A and B are subjected to significant overall loads and exhibit strong stress gradients. This is reflected in the highest
values (23.5 m and 16.3 m, respectively) and high
f coefficients (2.24 and 2.13). Conversely, Section E shares a similar stress-trend but is subjected to a much lower load; consequently, its stress profile is significantly flattened, which is accurately captured by a lower
(5.1 m) and a drastically reduced
f (0.54).
Meanwhile, in Sections C and F (
Figure 5c,f), where the stress in the keystone is higher than in the haunches, the general trend is quite different. Specifically, maintaining a high
f-factor (
) while varying the height
effectively reverses the stress pattern observed in Sections A, B, and E, shifting the peak stresses toward the keystone. Furthermore, a direct dependence between the
parameter and the maximum stress at the crown emerges: an increase in
corresponds to a proportional increase in the crown’s compressive stress. This is clearly demonstrated by comparing Section C and Section F, where the higher
value in Section C (14.6 m) dictates a greater overall load and higher crown stress than in Section F (7.5 m).
Section D (
Figure 5d) is characterized by uniformly low stress values throughout the entire profile. This absence of significant load and stress gradients is perfectly captured by minimal values for both
(1.9 m) and
f (0.11).
Figure 6 illustrates the stress distributions in the intrados and in the extrados along the tunnel profile (from the crown, through the arch and sidewall, down to the invert) for the analyzed sections. The stress results at the intrados (
Figure 6a) exhibit behavioral trends analogous to those previously shown in
Figure 5. Similar stress distributions on the upper surface can be seen in
Figure 6b. Sections A, B, and E, are characterized by high stresses along the lining. The intrados stress is concentrated at the lower haunches and upper sidewall (reaching up to 4 MPa in Section A as shown in
Figure 6a), while the extrados exhibits coupled peaks at the crown (up to 5.3 MPa) and the lower sidewall (up to 5.7 MPa in
Figure 6b). Section E mirrors this exact pattern (
Figure 6a), albeit at a much lower magnitude (stresses below 1.2 MPa). Notably, the intrados stress peaks at the sidewalls do not pose a critical threat, as their stone masonry construction inherently provides a higher compressive strength than the brick arch.
Conversely, the extrados stress profile of Sections C and F exhibits a reversed stress pattern. The entire compressive load is carried by the arch at the intrados, leaving the sidewalls largely unstressed. Consequently, the extrados profile shows relatively low stresses at the crown, with load peaks shifting toward the upper sidewall (ranging between 2.9 and 3.9 MPa).
Figure 7 shows how the normalized eccentricity (
) varies along the tunnel lining (from the crown, through the arch and sidewall, down to the invert) for the analyzed cross-sections. The analysis reveals that Sections A, C, D and E generally remain within the middle third along their entire profile, indicating a fully compressed state.
Conversely, the other sections experience localized partialization in specific regions. Section B exceeds the threshold of , reaching a limit of at the sidewall. Section F exhibits the most pronounced partialization, falling outside the middle third at two distinct locations: at the crown (falling below ) and at the upper sidewall (exceeding ). Finally, across all investigated sections, the eccentricity in the invert region remains largely within or very close to the middle third, ensuring a predominantly fully compressed condition at the base of the tunnel.
Direct comparison between the stress results at the intrados (
Figure 6a) and those evaluated at the fitting depth of 15 cm in
Figure 5 shows how the intrados stress follows a similar patterns to that obtained at the fitting depth, whereas the stress at the extrados may differ significantly. This difference is related to the lining thickness and to the eccentricity resulting from the analysis, as shown in
Figure 7.
A comparison of measured and calculated stress states highlights significant spatial variability in loading conditions along the tunnel. The discrepancies in stress distribution can be attributed to several interacting factors, including local fluctuations in soil properties, inherent irregularities in construction history—such as localized variations in lining thickness—the sequence of construction stages, the effectiveness of temporary propping, and the quality of the filling between the lining and the ground. Furthermore, the elevated and f values in some sections (A, B, C, and F) may also be explained by water pressure, which was omitted in the numerical model because of the lack of data.
6.3. Safety Assessment
For the serviceability limit state assessment, the computed stresses were compared with the admissible compressive stresses (
), which are 2.1 MPa for solid clay brick masonry and 7.5 MPa for stone masonry (
Section 4.2). The analysis shows that
is never exceeded in sections D and E. On the contrary, stresses in the brick masonry of sections A, B, C, and F exceed the admissible values.
It can be observed that is typically exceeded in two distinct ways. In the first case (sections A and B), is reached or exceeded at the keystone extrados (4–5.8 MPa) and at the upper arch–sidewall interface (4–4.2 MPa). The compressive strength is also exceeded at the interface between the invert and the sidewall (2.6–3 MPa). However, it should be noted that a concrete foundation block is present in this area and the stress state is not well represented by the simplified model. A second case is observed in sections C and F, where stresses reach 2.8–3.3 MPa at the keystone and 2.9–3.6 MPa at the sidewall-upper arch extrados interface.
It can be seen that stresses exceed the admissible value in several sections. This can be explained by observing that the admissible stress adopted of 2.1 MPa for good quality brick masonry is significantly lower than the value used by the original designers [
22] to dimension the solid clay brick masonry linings (3 MPa). To increase the admissible stress a more accurate evaluation of the masonry strength
is likely required, better accounting for corrective factors related to moisture effects and thickness of mortar joints. Moreover, the expression
appears conservative compared to historical design values. Exceedance of this limit does not necessarily imply insufficient ultimate capacity, but identifies sections requiring more refined investigation using more refined approaches.
It should be noted that high stresses do not necessarily correspond to visible defects in the tunnel sections. For example, sections A and B show no evidence of cracking, but only superficial moisture. In contrast, cracks are observed in sections E and F, in particular at the interface between the sidewall and the haunches, and mainly on one side of the section. These cracks are also associated with superficial moisture. This suggests that in these structures, asymmetric loads could be more critical than high, symmetric stress states.
7. Conclusions
This paper introduces a general simplified procedure for the rapid structural assessment of existing masonry tunnel linings. The objective is to address the current lack of a rapid evaluation method (Level 3) specifically designed for masonry linings. The proposed procedure, called Simplified Approach (SA), revisits and adapts historical design methods by Desimon [
22] and Falchi Delitala [
23], within a modern assessment-oriented framework. The SA combines graphical statics and the Principle of Virtual Work to determine the thrust line and the corresponding stress state in the lining. While the historical formulation is adapted to assess the vault and sidewalls, an ad hoc equilibrium-based procedure is introduced for the invert arch, allowing the complete lining system to be analyzed.
A key feature of the SA is the calibration of the governing load parameters, namely the height of the loading body () and the horizontal thrust amplification factor (f), against in situ stress measurements. This calibration allows the SA to move from historical design assumptions to an assessment procedure capable of reflecting the actual stress state of existing tunnel linings. The SA is therefore not limited to a specific case study, but can be applied to masonry tunnels with symmetric loading and geometry conditions, provided that suitable information on geometry, materials, ground conditions, and in situ stress measurements is available.
The SA was applied to an existing masonry tunnel built in the 1930s. The comparison between calculated stresses and flat-jack measurements showed that the calibrated model was able to reproduce the main stress trends observed in the investigated sections. The results also highlighted that the actual stress state of historical masonry tunnels may differ significantly from that predicted by original design assumptions. These differences may be attributed to construction irregularities, geometrical variations, long-term stress redistribution, changes in the geomechanical properties of the surrounding ground, and the influence of construction stages.
It should be emphasized that the proposed method performs a serviceability-oriented verification. The calculated stress state is compared to an allowable compressive stress defined from the compressive strength of the masonry, with the aim of limiting undesirable cracking, local crushing, and possible detachment of the masonry units during service conditions. Therefore, exceeding this threshold should not be interpreted as a direct indication of collapse, but as a warning condition requiring more refined investigation.
The SA is intended as a first-level screening tool for the large-scale assessment of existing masonry tunnels. Compared with nonlinear FEM or DEM analyzes, the SA does not require detailed constitutive laws, joint contact properties, mesh sensitivity studies, or staged excavation simulations. Once the geometry, material properties, geotechnical information, and calibration data are available, the procedure can be applied with limited computational effort to several cross-sections along a tunnel alignment. This makes it suitable for preliminary assessments (Level 3 according to [
10]), aimed at identifying the sections that require more refined investigations (Level 4 according to [
10]).
The main limitations of the method are related to its simplified assumptions. In particular, the SA does not explicitly account for nonlinear masonry behavior, progressive cracking, construction-stage effects, asymmetric loading conditions, or complex soil–structure interaction. Therefore, sections showing these features should be further investigated using advanced numerical models. Within these limits, the proposed method provides a practical and mechanically transparent tool for the preliminary assessment and large-scale management of historical masonry tunnel infrastructure.
Future developments will focus on comparing the proposed Simplified Approach with two- and three-dimensional nonlinear FEM or DEM models, with particular attention to construction-stage effects and soil–structure interaction. The application of the procedure to a broader set of masonry tunnels will also be necessary to further assess its robustness, range of applicability, and transferability to different structural typologies and regulatory contexts.