Structural Evaluation Procedure for Heavy Haul Railway Tracks Using Field Instrumentation and Numerical Back-Analysis
Abstract
1. Introduction
2. Literature Review
2.1. Numerical Modeling
2.2. Field Monitoring and Non-Destructive Testing for Track Assessment
2.3. Resilient Modulus (RM) and Permanent Deformation (PD) in the Structural Evaluation
2.4. Field Instrumentation for Validation of Computational Models
3. Materials and Methods
3.1. Study Area and Sampling
3.2. Physical and Geotechnical Characterization of the Materials
3.2.1. Particle Size Distribution
3.2.2. Consistency Limits
3.2.3. Compaction Characteristics
3.3. Laboratory Tests
3.4. Numerical Model and Simulations
3.5. Field Instrumentation
3.6. ModelCalibration (Back-Analysis Using LVDT Deflections)
4. Results and Discussions
4.1. Resilient Modulus (RM)
4.2. Permanent Deformation (PD) Behavior
4.3. Numerical Simulation Results
4.3.1. Model Calibration and Validation Using LVDT Deflections
4.3.2. Stress and Displacement Results for Structural Components
5. Conclusions
- High stiffness of the ballast layer, as evidenced by the back-analysis of field-measured deflections;
- High susceptibility to PD of the underlying soil layers.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Test | Standard |
|---|---|
| Particle size distribution | NBR 7181 [51] |
| Liquid limit | NBR 6459 [52] |
| Plastic limit | NBR 7180 [53] |
| Compaction test (Proctor) | NBR 7182 [54] |
| Specific gravity of soil particles | NBR 6558 [55] |
| Sample | Gravel (%) | Sand (%) | Silt (%) | Clay (%) | ||
|---|---|---|---|---|---|---|
| Above | Coarse | Medium | Fine | 0.05–0.002 | Below | |
| 4.8 mm | 4.8–2.0 mm | 2.0–0.42 mm | 0.42–0.05 mm | mm | 0.002 mm | |
| 4 | 0.36 | 1.46 | 18.37 | 66.44 | 9.29 | 4.08 |
| 5 | 0.88 | 1.77 | 50.54 | 29.94 | 10.02 | 6.84 |
| 6 | 0.11 | 1.24 | 41.02 | 46.46 | 9.34 | 1.82 |
| Sample | Trench | Depth Range | Consistency Limits (%) | ||
|---|---|---|---|---|---|
| LL | PL | PI | |||
| 4 | PI-02 | 0.50–0.80 m | 30.3 | 26.5 | 3.8 |
| 5 | 0.80–1.10 m | 33.7 | 21.7 | 12.0 | |
| 6 | 1.10–1.72 m | 34.3 | 29.0 | 5.3 | |
| Sample | Trench | Depth Range (m) | OMC (%) | MDD (g/cm3) |
|---|---|---|---|---|
| 4 | PI-02 | 0.50–0.80 | 21.07 | 1.62 |
| 5 | 0.80–1.10 | 23.47 | 1.65 | |
| 6 | 1.10–1.72 | 20.73 | 1.63 |
| Sample | Trench | Depth Range (m) | Confining Stress (kPa) | Deviator Stress (kPa) | Principal Stress (kPa) | Stress Ratio |
|---|---|---|---|---|---|---|
| 4 | PI-02 | 0.50–0.80 | 70 | 210 | 280 | 4 |
| 4 | PI-02 | 0.80–1.10 | 40 | 40 | 80 | 2 |
| 5 | PI-02 | 0.80–1.10 | 80 | 240 | 320 | 4 |
| 5 | PI-02 | 0.80–1.10 | 80 | 80 | 160 | 2 |
| 5 | PI-02 | 0.80–1.10 | 40 | 120 | 160 | 4 |
| 5 | PI-02 | 0.80–1.10 | 120 | 360 | 480 | 4 |
| 6 | PI-02 | 1.10–1.72 | 80 | 240 | 320 | 4 |
| 6 | PI-02 | 1.10–1.72 | 80 | 80 | 160 | 2 |
| 6 | PI-02 | 1.10–1.72 | 120 | 120 | 240 | 2 |
| 6 | PI-02 | 1.10–1.72 | 120 | 360 | 480 | 4 |
| 6 | PI-02 | 1.10–1.72 | 40 | 40 | 80 | 2 |
| 6 | PI-02 | 1.10–1.72 | 40 | 120 | 160 | 4 |
| Element | Description | |
|---|---|---|
| Rails | • Gauge: 1600 mm | • Elastic modulus: 210 GPa |
| • Section: TR-68 | • Poisson’s ratio: 0.30 | |
| • Steel density: 7850 kg/m3 | ||
| Sleepers | • Wooden sleepers | • Length: 2.80 m |
| • Height: 54 cm | • Width: 54 cm | |
| • Spacing: 0.54 m | • Elastic modulus: 13 GPa | |
| • Poisson’s ratio: 0.40 | • Density: 1400 kg/m3 | |
| Ballast | • Crushed stone | • Thickness: 40 cm |
| • Shoulder width: 40 cm | • Slope (H:V): 1:1 | |
| • Cross slope: 3% | • Density: 1900 kg/m3 | |
| • Linear elastic model (equivalent in situ stiffness) | • MPa | |
| (back-analysis; see Section 3.6) | • Poisson’s ratio: 0.10 | |
| Subballast | • Thickness: 30 cm | • Shoulder width: 2.00 m |
| • Slope (H:V): 1.5:1 | • Cross slope: 1% | |
| • Composite RM model: | • ; ; | |
| • Density: 1400 kg/m3 | • Poisson’s ratio: 0.20 | |
| Reinforcement layer | • Soil reinforcement layer | • Thickness: 30 cm |
| • Shoulder width: 1.00 m | • Slope (H:V): 1.5:1 | |
| • Composite RM model: | • ; ; | |
| • Poisson’s ratio: 0.20 | ||
| Subgrade | • Thickness: 62 cm | • Shoulder width: 1.00 m |
| • Slope (H:V): 1.5:1 | • Cross slope: 1% | |
| • Composite RM model: | • ; ; | |
| • Poisson’s ratio: 0.20 | ||
| Loading | • Hopper wagons | • Total wagon load: 120 t |
| • 2 bogies | • Axle load: 30.0 t/axle | |
| • Axle spacing: 1.70 m | • Bogie spacing: 13.945 m | |
| • Applied axles: 2 | • Load per wheel: 15.0 t | |
| • Reference position: midpoint between sleepers | • Transverse symmetry: yes |
| Sample | Trench | Depth Range | Average RM (MPa) |
|---|---|---|---|
| 4 | PI-02 | 0.50–0.80 m | 79 |
| 5 | 0.80–1.10 m | 114 | |
| 6 | 1.10–1.72 m | 47 |
| Sample | Trench | Depth Range | (kPa) | (kPa) | Final PD (mm) |
|---|---|---|---|---|---|
| 4 | PI-02 | 0.50–0.80 m | 70 | 210 | 9.933 |
| 5 | 0.80–1.10 m | 40 | 40 | 1.367 | |
| 5 | 0.80–1.10 m | 80 | 240 | 4.661 | |
| 5 | 0.80–1.10 m | 80 | 80 | 1.128 | |
| 5 | 0.80–1.10 m | 40 | 120 | 1.280 | |
| 5 | 0.80–1.10 m | 120 | 360 | 8.150 | |
| 6 | 1.10–1.72 m | 80 | 80 | 0.496 | |
| 6 | 1.10–1.72 m | 80 | 240 | 1.825 | |
| 6 | 1.10–1.72 m | 120 | 120 | 2.061 | |
| 6 | 1.10–1.72 m | 120 | 360 | 15.268 | |
| 6 | 1.10–1.72 m | 40 | 40 | 0.496 | |
| 6 | 1.10–1.72 m | 40 | 120 | 1.280 |
| RAILS | ||||||
|---|---|---|---|---|---|---|
|
Axial Force
() |
Horizontal Load
() |
Vertical Load
() |
Horizontal Moment
() |
Vertical Moment
() |
Vertical Displacement
() | |
| Maximum value | 0.88 kN | 0.01 kN | 101.32 kN | 0.01 kN·m | 22.10 kN·m | −0.40 mm |
| Longitudinal position | 5.300 m | 3.770 m | 2.870 m | 5.030 m | 2.910 m | 5.300 m |
| SLEEPERS | ||||
|---|---|---|---|---|
| Axial Normal Stress () | Vertical Normal Stress () | Shear Stress () | von Mises Stress () | |
| Maximum value | 111.32 kPa | 360.07 kPa | 833.45 kPa | 1800.56 kPa |
| Transverse position | 0.800 m | 1.000 m | 0.800 m | 0.800 m |
| Element | 686 | 696 | 685 | 685 |
| Node | 1026 | 842 | 829 | 829 |
| Minimum value | −1779.43 kPa | −1076.95 kPa | −802.24 kPa | 64.31 kPa |
| Transverse position | 0.600 m | 0.800 m | 0.800 m | 1.000 m |
| BALLAST | |||||||
|---|---|---|---|---|---|---|---|
| Maximum value | 151.2 kPa | 178.7 kPa | 69.0 kPa | 82.8 kPa | 136.6 kPa | 132.6 kPa | 332.4 kPa |
| Longitudinal position | 5.300 m | 2.480 m | 3.020 m | 3.260 m | 3.020 m | 2.720 m | 3.020 m |
| Transverse position | 1.200 m | 0.800 m | 0.600 m | 1.400 m | 0.800 m | 1.000 m | 0.800 m |
| Vertical position | 0.000 m | −0.576 m | 0.000 m | 0.000 m | 0.000 m | −0.200 m | 0.000 m |
| Element | 2787 | 199 | 823 | 1038 | 845 | 698 | 845 |
| Node | 3583 | 445 | 1012 | 1450 | 1024 | 843 | 1024 |
| Minimum value | −249.8 kPa | −233.1 kPa | −185.7 kPa | −65.5 kPa | −117.0 kPa | −114.5 kPa | 13.8 kPa |
| Longitudinal position | 2.720 m | 2.180 m | 3.020 m | 2.480 m | 2.720 m | 3.020 m | 2.600 m |
| Transverse position | 0.600 m | 1.400 m | 0.800 m | 1.400 m | 0.800 m | 0.800 m | 0.000 m |
| Vertical position | 0.000 m | 0.000 m | −0.294 m | 0.000 m | 0.000 m | 0.000 m | −0.300 m |
| SUBBALLAST 50–80 cm | |||||||
|---|---|---|---|---|---|---|---|
| Maximum value | 6.6 kPa | 20.6 kPa | 5.7 kPa | 2.6 kPa | 23.7 kPa | 40.7 kPa | 92.4 kPa |
| Longitudinal position | 2.180 m | 2.180 m | 2.060 m | 3.680 m | 3.800 m | 2.180 m | 2.720 m |
| Transverse position | 3.456 m | 3.456 m | 2.616 m | 3.187 m | 0.600 m | 2.242 m | 0.888 m |
| Vertical position | −0.684 m | −0.684 m | −0.522 m | −0.504 m | −0.582 m | −0.707 m | −0.733 m |
| Minimum value | −19.7 kPa | −51.3 kPa | −84.5 kPa | −4.7 kPa | −3.1 kPa | −8.6 kPa | 6.7 kPa |
| Longitudinal position | 5.180 m | 2.060 m | 2.480 m | 3.680 m | 3.260 m | 2.060 m | 5.300 m |
| Transverse position | 0.000 m | 2.616 m | 0.666 m | 2.330 m | 2.616 m | 4.607 m | 4.330 m |
| Vertical position | −0.900 m | −0.522 m | −0.737 m | −0.530 m | −0.522 m | −0.854 m | −0.470 m |
| REINFORCEMENT LAYER 80–110 cm | |||||||
|---|---|---|---|---|---|---|---|
| Maximum value | 76.7 kPa | 171.3 kPa | 13.9 kPa | 0.7 kPa | 14.1 kPa | 24.7 kPa | 229.0 kPa |
| Longitudinal position | 2.180 m | 2.180 m | 2.060 m | 3.800 m | 3.260 m | 2.060 m | 2.060 m |
| Transverse position | 0.000 m | 0.494 m | 4.901 m | 4.607 m | 0.488 m | 2.842 m | 0.494 m |
| Vertical position | −1.200 m | −1.195 m | −0.851 m | −0.854 m | −0.895 m | −0.872 m | −1.195 m |
| Minimum value | −61.3 kPa | −18.3 kPa | −91.7 kPa | −18.5 kPa | −4.7 kPa | −20.1 kPa | 5.1 kPa |
| Longitudinal position | 5.300 m | 2.060 m | 2.060 m | 3.680 m | 4.880 m | 2.060 m | 5.300 m |
| Transverse position | 0.000 m | 3.581 m | 0.494 m | 2.111 m | 0.000 m | 3.581 m | 5.345 m |
| Vertical position | −1.200 m | −1.164 m | −1.195 m | −1.179 m | −1.200 m | −1.164 m | −1.147 m |
| SUBGRADE 110–172 cm | |||||||
|---|---|---|---|---|---|---|---|
| Maximum value | 1.0 kPa | 0.8 kPa | 4.7 kPa | 0.0 kPa | 0.6 kPa | 0.3 kPa | 65.6 kPa |
| Longitudinal position | 2.180 m | 2.060 m | 2.060 m | 2.180 m | 4.100 m | 2.060 m | 2.060 m |
| Transverse position | 6.308 m | 6.678 m | 6.345 m | 0.252 m | 0.000 m | 2.550 m | 0.000 m |
| Vertical position | −1.397 m | −1.133 m | −1.137 m | −1.457 m | −1.200 m | −1.434 m | −1.720 m |
| Minimum value | −17.9 kPa | −15.4 kPa | −81.1 kPa | −0.4 kPa | −0.2 kPa | −1.9 kPa | 0.1 kPa |
| Longitudinal position | 4.640 m | 2.180 m | 2.060 m | 3.680 m | 3.020 m | 2.060 m | 5.300 m |
| Transverse position | 0.252 m | 0.247 m | 0.000 m | 2.282 m | 0.000 m | 3.663 m | 7.447 m |
| Vertical position | −1.457 m | −1.198 m | −1.460 m | −1.697 m | −1.460 m | −1.423 m | −1.646 m |
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Guimarães, A.C.R.; Santos, W.W.d.; Buzatto, L.M.; Schlogel, C.V.; Nascimento, G.d.C.; Monteiro, S.N.; Coelho, L.M. Structural Evaluation Procedure for Heavy Haul Railway Tracks Using Field Instrumentation and Numerical Back-Analysis. Infrastructures 2026, 11, 125. https://doi.org/10.3390/infrastructures11040125
Guimarães ACR, Santos WWd, Buzatto LM, Schlogel CV, Nascimento GdC, Monteiro SN, Coelho LM. Structural Evaluation Procedure for Heavy Haul Railway Tracks Using Field Instrumentation and Numerical Back-Analysis. Infrastructures. 2026; 11(4):125. https://doi.org/10.3390/infrastructures11040125
Chicago/Turabian StyleGuimarães, Antônio Carlos Rodrigues, William Wilson dos Santos, Lucas Marinho Buzatto, Caio Vinícius Schlogel, Gabriel de Carvalho Nascimento, Sergio Neves Monteiro, and Lisley Madeira Coelho. 2026. "Structural Evaluation Procedure for Heavy Haul Railway Tracks Using Field Instrumentation and Numerical Back-Analysis" Infrastructures 11, no. 4: 125. https://doi.org/10.3390/infrastructures11040125
APA StyleGuimarães, A. C. R., Santos, W. W. d., Buzatto, L. M., Schlogel, C. V., Nascimento, G. d. C., Monteiro, S. N., & Coelho, L. M. (2026). Structural Evaluation Procedure for Heavy Haul Railway Tracks Using Field Instrumentation and Numerical Back-Analysis. Infrastructures, 11(4), 125. https://doi.org/10.3390/infrastructures11040125

