Management System Standards in Records and Archives Management: Addressing Proliferation and Integration Challenges
Abstract
1. Introduction
- Administrative services (facilities management, procurement, and office support).
- Human resources (employee lifecycle management).
- Information technology (infrastructure, cybersecurity, and digital services)
- Records and archives management (the systematic control of organizational information assets).
2. Materials and Methods
2.1. Theoretical Positioning
- Open systems perspective: support functions continuously exchange information, resources, and feedback with the broader organizational environment and with one another.
- Subsystem interdependence: changes or misalignments in one support domain (e.g., RAM standards proliferation) inevitably affect others (e.g., IT governance or HR compliance).
- Equifinality: organizations can achieve desired outcomes (such as effective information governance or regulatory compliance) through multiple pathways, making flexible, harmonized approaches like Management System Standards (MSSs) particularly valuable.
- Hierarchy and emergence: higher-level system performance and organizational effectiveness emerge from the quality of integration among lower-level subsystems.
2.2. Materials
- ISO Standards Documentation: Standards and committee information were retrieved from the official ISO website for the two technical committees most relevant to records and archives management—TC 46/SC 11 (Archives/Records Management) and TC 171 (Document Management Applications) [10,11]. Additional data on standards volumes in comparator domains (e.g., IT via Joint Technical Committee 1 and HR via TC 260) were drawn from corresponding ISO committee pages to enable cross-domain comparison.
- MSSs Adoption Statistics: Global certification data were obtained from the 2024 ISO Survey of Certifications, accessed via the International Accreditation Forum (IAF) CertSearch database [12]. This survey provides validated figures for major MSSs, including ISO 9001 [13], ISO 14001 [14], ISO 45001 [15] and ISO/IEC 27001 [16], allowing the assessment of adoption trends and revealing the comparatively low uptake of the ISO 30300 [17] series (i.e., ISO 30300 [18], ISO 30301 [19], and ISO 30302 [20]) for RAM [9].
2.3. Methods
- Cataloging and Quantification of Standards Proliferation: Standards were systematically cataloged by technical committee. Published standards and those under development were counted for TC 46/SC 11, TC 171, and selected comparator committees [10,11]. This step quantified the scale of standards across domains.
- Structural Analysis of MSSs: The Plan–Do–Check–Act (PDCA) cycle and High-Level Structure (HLS) were examined across key MSSs (ISO 9001 [13], ISO 14001 [14], ISO 45001 [15], ISO/IEC 27001 [16] and ISO 30301 [19]). Common clauses and integration potential were mapped to identify how these shared elements could support cross-functional alignment within a systems perspective.
- Trend Analysis and Gap Identification: Adoption data from the 2023–2024 ISO surveys were reviewed to assess relative uptake and impact. Thematic analysis focused on patterns of proliferation, integration opportunities and barriers in support functions, and implications for organizational system performance.
3. Results
3.1. Standards Proliferation Across Domains
3.2. Management System Standards: PDCA and High-Level Structure as Integrative Mechanisms
3.2.1. The Plan–Do–Check–Act (PDCA) Cycle
- Plan: identify improvement opportunities, set priorities, map the current process using robust data, determine root causes, and devise potential solutions.
- Do: implement the action plan, record essential information, and note unexpected events, lessons learned, and new insights.
- Check: assess results from previous actions through comparisons to verify improvements and goal achievement.
- Act: embed effective changes via standardized processes; subsequently, restart the cycle for further optimization or initiate a new effort.
3.2.2. The High-Level Structure (HLS)
3.3. Adoption Trends and Implications for Support Functions
4. Discussion
4.1. Standards Proliferation as a Source of Systematic Complexity
4.2. MSSs as Enablers of System-Level Integration
4.3. Adoption Disparities and Barries to Integration
4.4. Implications and Limitations
5. Conclusions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| GST | General Systems Theory |
| HLS | High-Level Structure |
| HR | human resources |
| IAF | International Accreditation Forum |
| ISO | International Organization for Standardization |
| IT | information technology |
| JTC | Joint Technical Committee |
| MSSs | Management System Standards |
| PDCA | Plan–Do–Check–Act |
| RAM | records and archives management |
| TC | technical committee |
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| Subject Domain | ISO Technical Committee | Standards Published | Standards in Development |
|---|---|---|---|
| Aircraft | TC 20 [22] | 691 | 100 |
| Biotechnology | TC 276 [23] | 44 | 48 |
| Buildings and civil engineering works | TC 59 [24] | 144 | 31 |
| Cosmetics | TC 217 [25] | 51 | 8 |
| Dentistry | TC 106 [26] | 198 | 66 |
| Education and learning services | TC 232 [27] | 9 | 4 |
| Environmental management | TC 207 [28] | 73 | 22 |
| Ergonomics | TC 159 [29] | 166 | 33 |
| Financial services | TC 68 [30] | 80 | 15 |
| Fire safety | TC 92 [31] | 159 | 36 |
| Fisheries and aquaculture | TC 234 [32] | 13 | 4 |
| Health informatics | TC 215 [33] | 244 | 61 |
| Human resource management | TC 260 [34] | 32 | 8 |
| Information technology | JTC 1 [26] | 3677 | 563 |
| Mining | TC 82 [35] | 69 | 17 |
| Nanotechnologies | TC 229 [36] | 116 | 35 |
| Aircraft | TC 85 [37] | 254 | 56 |
| Nuclear energy, nuclear technologies, and radiological protection | TC 67 [38] | 230 | 74 |
| Oil and gas | TC 299 [39] | 33 | 22 |
| Robotics | TC 171 [40] | 328 | 50 |
| Steel | TC 72 [41] | 135 | 0 |
| Textile machinery | TC 38 [42] | 448 | 40 |
| Textiles | TC 20 [22] | 691 | 100 |
| Quality Management | Environment Management | Information Security | Occupational Health Safety | |
|---|---|---|---|---|
| Initial incorporation of the PDCA cycle |
|
|
|
|
| Evolution of the PDCA integration |
|
| Clause | Title of Clause | Content Includes |
|---|---|---|
| 1 | Scope |
|
| 2 | Normative references |
|
| 3 | Terms of definitions |
|
| 4 | Context of the organization |
|
| 5 | Leadership |
|
| 6 | Planning |
|
| 7 | Support |
|
| 8 | Operation |
|
| 9 | Performance evaluation |
|
| 10 | Improvement |
|
| Quality Management | Environment Management | Information Security | Occupational Health Safety | |
|---|---|---|---|---|
| Initial introduction of HLS | ISO 9001 adopted it in 2015 [13]. | ISO 14001 introduced it in 2015 [14]. | ISO/IEC 27001 incorporated it in 2013 [16]. | ISO 45001 adopted in 2018 [15]. |
| Development of HLS over time | New edition is expected in 2026. | Most recent edition was published in 2026. | Most recent iteration was published in 2022. | New edition is expected in 2027. |
| Subject Domain | Total Valid Certificates | |
|---|---|---|
| ISO 9001:2015 [59] | Quality management | 1,474,118 |
| ISO 14001:2015 [60] | Environmental management | 676,232 |
| ISO 45001:2018 [64] | Occupational health and safety | 542,527 |
| ISO/IEC 27001:2013 [65] and 2022 [66] | Information security management | 96,709 |
| ISO 22000:2018 [67] | Food safety management | 59,521 |
| ISO 13485:2016 [68] | Quality management for medical devices | 31,215 |
| ISO 50001:2018 [57] | Energy management | 38,482 |
| ISO 20000-1:2018 [69] | IT service management | 27,332 |
| ISO 37001:2016 [70] | Anti-bribery management | 9952 |
| ISO 22301:2019 [71] | Business continuity management | 4595 |
| ISO 39001:2012 [72] | Road traffic safety management | 1880 |
| ISO 55001:2014 [73] | Asset management | 687 |
| ISO 28000:2022 [74] | Security and resilience in the supply chain | 322 |
| ISO 20121:2012 [75] | Sustainability management for events | 154 |
| ISO 44001:2017 [76] | Collaborative business relationship management | 110 |
| ISO 29001:2020 [61] | Quality management for the petroleum, petrochemical, and natural gas industries | 26 |
| Subject Domain | No. of Certificates in 2023 | No. of Certificates in 2024 | |
|---|---|---|---|
| ISO 9001:2015 [59] | Quality management | 837,978 | 1,474,118 |
| ISO 14001:2015 [60] | Environmental management | 300,410 | 676,232 |
| ISO 45001:2018 [64] | Occupational health and safety | 185,166 | 542,527 |
| ISO/IEC 27001:2013 [65] and 2022 [66] | Information security management | 47,291 | 96,709 |
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Katuu, S. Management System Standards in Records and Archives Management: Addressing Proliferation and Integration Challenges. Standards 2026, 6, 21. https://doi.org/10.3390/standards6020021
Katuu S. Management System Standards in Records and Archives Management: Addressing Proliferation and Integration Challenges. Standards. 2026; 6(2):21. https://doi.org/10.3390/standards6020021
Chicago/Turabian StyleKatuu, Shadrack. 2026. "Management System Standards in Records and Archives Management: Addressing Proliferation and Integration Challenges" Standards 6, no. 2: 21. https://doi.org/10.3390/standards6020021
APA StyleKatuu, S. (2026). Management System Standards in Records and Archives Management: Addressing Proliferation and Integration Challenges. Standards, 6(2), 21. https://doi.org/10.3390/standards6020021

