1. Introduction
With the rapid development of the semiconductor industry, this industry has increasingly higher requirements for the surface quality of semiconductor substrates [
1]. The substrate is the base of the semiconductor devices; its surface quality has a great impact on the growth of epitaxial layers and the processing, preparation, and performance of chips and optoelectronic semiconductor devices [
2,
3,
4,
5]. The substrate flatness or total thickness variation (TTV), which is used to describe the thickness variation at various locations on the substrate, is one of the main indicators to evaluate the surface quality of semiconductor substrates [
6]. In the fields of micro–nano processing and photolithography, the feature sizes are becoming smaller and smaller. When the feature size of photolithography reaches the nanometer scale, we will not be able to ignore the impact of the TTV on focusing during the photolithography processing. Exposure is a key step in photolithography processing; underexposure or overexposure will harm the pattern quality. If the TTV seriously exceeds the focal depth of the photolithography machine, the machine will become out of focus during the exposure process [
7]. To achieve a higher yield, we must conduct the high-precision detection of the TTV of semiconductor substrates. On the other hand, a higher surface quality will provide a better foundation for the subsequent processing of semiconductor devices. More importantly, the high-precision full-chip thickness measurement of semiconductor substrates can not only directly reflect its surface quality, but also reflect problems such as an uneven substrate support plate and non-uniform force during substrate processing, and ultimately guide the improvement of processing methods [
8].
Substrate thickness measurement techniques can be classified into contact and non-contact methods. Contact methods include the ultrasonic thickness measurement method [
9], mechanical thickness measurement method, etc. These methods are prone to damage the surface when detecting ultra-thin substrates and substrates with high surface quality requirements. Therefore, non-contact methods are more suitable for the thickness measurement of these semiconductor substrates. The following will introduce several currently commonly used non-contact methods. The double-beam laser interferometer method is a method that uses a single-frequency laser as the probe light. This method obtains the thickness by collecting the interference intensity of the upper and bottom surfaces of the substrate. Its measurement accuracy and efficiency are relatively high, but the measurement range of this method usually only reaches the micron level [
10]. The ellipsometry method obtains the thickness by detecting changes in the polarization state of the reflected light from the sample. Since the polarization state of the reflected light is highly sensitive to thickness changes, this method has nanometer-level measurement accuracy, but its measurement range usually only reaches a few microns. More importantly, since each measurement needs to be changed by a series of parameter conditions, the measurement efficiency of this method is low [
11]. The laser triangulation method is a common non-contact thickness measurement method. The measurement principle of this method is to use a laser to illuminate the substrate surface and the reference plane at a certain angle, and then use a photodetector to measure the offset of the reflected light on the two planes, which is proportional to the thickness of the substrate. This method can reach a centimeter-level measurement range and has high measurement efficiency, but it can only achieve micron-level measurement accuracy [
12]. The spectral confocal method utilizes the dispersion phenomenon of broadband light when passing through the lens. This method uses a dispersive lens to separate different wavelengths of light on the optical axis. When the light source is focused on the sample through the dispersive lens, different interfaces of the sample will reflect different wavelengths of light. We can calculate the sample thickness by detecting the wavelength of reflected light. This method has a millimeter-level measurement range, high measurement efficiency, and can reach nanometer-level measurement accuracy. However, this method belongs to intensity detection. When measuring non-highly transparent material, there is a problem in that the light intensity rapidly attenuates, and the signal is difficult to accurately analyze [
13].
To achieve high measurement efficiency, large thickness measurement, and nanometer-level measurement accuracy at the same time, this paper proposed to use spectral-domain optical coherence tomography (SD-OCT) combined with the Hanning-windowed energy center correction method (HnWECM) for the thickness measurement of semiconductor substrates. SD-OCT is a high-precision three-dimensional tomography technology based on the principle of low-coherence interference. This technology uses broadband light to detect the sample and obtains its internal structure information by analyzing the interference signals generated by the coupling of the detected beam and reference beam. Compared with the intensity detection method, this method has a higher signal-to-noise ratio, and the interference method can amplify weak signals, so this method is widely used in biomedicine, industrial non-destructive testing, and other fields. SD-OCT technology belongs to the second-generation version of optical coherence tomography technology. It relies on high-speed linear array charge-coupled devices (CCDs). The frame rate of the CCD is as high as tens of thousands of Hz. It has extremely high single-point measurement efficiency in thickness measurement. Therefore, this is a high-efficiency non-destructive testing method, and it has a millimeter-level measurement range, which can meet the thickness measurement needs of most semiconductor substrates [
14]. Combined with the HnWECM method, this technology can achieve nano-scale measurement accuracy, which was validated in our previous work [
15].
Sapphire (
) substrates have excellent properties such as high hardness, high melting point, good light transmittance, good thermal stability, and stable chemical properties. Therefore, it is widely used in manufacturing semiconductor substrates, optical windows, etc. In the semiconductor lighting industry, it has become the most suitable substrate material for manufacturing light-emitting diodes [
16]. In this work, we took a sapphire substrate as the example to research substrate thickness measurement.
2. Measurement Principles and Methods
In our work, we use SD-OCT technology to measure the full-chip thickness of the sapphire substrate.
Figure 1 shows the schematic diagram of fiber-optic SD-OCT system. The system consists of a super luminescent diode (SLD), fiber coupler (FC), probe arm (PA), reference arm (RA), grating spectrometer (GS), and computer.
The broadband light emitted by the SLD is divided into probe light and reference light by the fiber coupler. The reference light is collimated into parallel light by lens 1 (L1) and then focused on the upper surface of the fused silica glass 1 (FSG1) by lens 2 (L2). Then, the reference light will be reflected to the FC carrying the optical path information of the upper surface of the FSG1. Similarly, the probe light will return to the FC carrying the optical path information of the upper and bottom surfaces of the sapphire substrate. Here, the difference between the optical length from FC to FSG1 and the optical length from FC to S is within the interference range. Since the SLD has extremely high spatial and temporal coherence performance, the interference will occur when the returned probe light and reference light gather in the FC. Finally, the interference signal is collected by the GS and processed by the computer. Ignoring the scattering of the probe light in the sample, the interference spectrum of the probe light and the reference light can be expressed as follows:
where
is the wavenumber,
is the spectral density function of the light source,
is the amplitude of the reflected reference light,
is the amplitude of the reflected probe light at depth
,
is the optical path difference (OPD) between the reference light and the probe light at depth
, and
is the OPD of the probe light between depth
and depth
. In Equation (1), the first part is the self-coherence term of the reference light, and the second part is the mutual interference term between the reference light and the probe light reflected from different layers of the sample. The third part is the self-interference term between each layer of the sample.
A double-sided polished sapphire substrate was used as the measurement sample. The probe light is mainly reflected by the upper and bottom surfaces of the sapphire substrate. The interference between the reference light and the probe light reflected by these surfaces and the self-interference of the upper and bottom surfaces of the sapphire substrate are the main components of the interference spectrum. Thus, we can further simplify Equation (1) to the following:
where
is the OPD between the probe light reflected from the upper surface of the sapphire substrate and the reference light, and
is the OPD between the probe light reflected from the bottom surface of the sapphire substrate and the reference light. In Equation (2), the first term is the DC term, and the second term is the interference spectrum between the reference light and probe light reflected from the upper surface of the sapphire substrate, as shown in
Figure 2a. The third item is the interference spectrum between the reference light and the probe light reflected from the bottom surface of the sapphire substrate, as shown in
Figure 2b, and the fourth item is the interference spectrum between the probe light reflected from the upper surface and the bottom surface of the sapphire substrate, as shown in
Figure 2c. Finally, the interference spectrum we collected by the GS is the result of adding up the above parts, as shown in
Figure 2d.
The depth position information of different surfaces of the sapphire substrate is expressed as different OPDs between the reference light and the probe light. These OPDs are reflected in the interference spectrum as cosine components of different frequencies. Thus, we can calculate the physical thickness of the sapphire substrate by decoding the frequency of each component of the interference spectrum. Typically, one decodes these frequency components by performing the FFT on the interference spectrum, converted to the wavenumber domain. The FFT result of the Equation (2) can be expressed as follows:
where A is the FFT result of the spectral density function of the light source, ⊗ represents the convolution symbol, A ⊗ C, A ⊗ D, and A ⊗ E, respectively, represent the interference spectrum’s FFT results of the upper surface, bottom surface, and between the upper and bottom surfaces of the sapphire substrate.
The axial resolution and lateral resolution of the SD-OCT system can be calculated using the following equations:
where
and
represent the central wavelength and spectral bandwidth of the light source, d signifies the size of the input beam spot,
and
stand for the focal length of the focusing lens and collimating lens in the probe arm.
To accurately decode the position information of all surfaces, we need to perform further data processing on the interference spectrum. Since the GS collects the interference spectrum signal in the wavelength domain, the periodic intervals of the interference signal are nonlinear, which will cause spectrum broadening in the FFT results. Therefore, we need to perform a coordinate transformation of the interference spectrum signal from the wavelength domain to the wavenumber domain. After this operation, we will obtain the interference signal whose period intervals tend to be equal, as shown in
Figure 3a,b. Finally, we perform FFT operations on the interference spectrum signal after coordinate transformation and use the HnWECM method to accurately obtain the position values of each surface of the sapphire substrate.
Figure 3c shows the FFT result of the interference spectrum signal.
For broadband lights, the group refractive index is defined as the ratio of the group velocity of light in a vacuum and the one in a medium (group velocity refers to the propagation velocity of energy and information in the medium). It is a parameter related to the refractive index and dispersion of the medium [
17]. In the broadband optical interference system, the group refractive index parameter is used to describe the relationship between the optical path and the actual distance. To calculate the physical thickness of the sapphire substrate, we also need to measure the group refractive index of the sapphire substrate. We used the fiber-optic SD-OCT system to conduct three sets of experimental measurements on the sapphire substrate [
18]. Firstly, we place the fused silica glass FSG near the focus of the probe light, as shown in
Figure 4a. In this condition, the upper surface of the FSG is within the measurement range of the system. We collect the first set of interference spectrum signals and perform data processing on it to obtain the positions of the upper surface of the FSG. Secondly, we keep the position of the FSG unchanged and place the sapphire substrate above the FSG at a certain height, as shown in
Figure 4b. The upper and bottom surfaces of the sapphire substrate are outside the measurement range of the system. The system cannot obtain the upper surface and bottom surface positions of the sapphire substrate. However, because the refractive index of the sapphire substrate is different from the refractive index of air, inserting the sapphire substrate will introduce additional optical path length. This will increase the OPD between the reference light and the probe light that returned from the upper surface of the FSG. At this time, we collect the second set of interference signals and perform data processing. We will obtain the FSG upper surface positions after inserting the sapphire substrate. Finally, we move the probe arm up a certain distance so that the sample is within the measurement range of the system, as shown in
Figure 4c. At this time, we collect the third set of interference spectrum signals and process it. We obtain the bottom surface and upper surface positions of the sapphire substrate. To reduce measurement errors caused by environmental vibration, etc., we need to collect multiple sets of data, calculate the average of each surface position, and calculate the group refractive index of the sapphire substrate using the following equations:
where
is the group refractive index of the sapphire substrate, and
is the standard atmospheric refractive index under the current experimental environment. After obtaining the group refractive index, we also need to calculate the final sample thickness by the following equation:
4. Discussion
From the full-chip thickness map in
Figure 7b, we can observe the unevenness of the sapphire substrate and some features caused by processing. By analyzing these features, we can target and solve the problems that exist in substrate processing. In
Figure 7b, for example, we can observe that the bottom left part of the substrate is significantly thicker than the upper right part. Since the measurement method used in this paper is to obtain the thickness of the sample by the difference between the absolute positions of the upper and bottom surfaces of the sapphire substrate, we can easily obtain the three-dimensional morphology of the upper and bottom surfaces of the substrate with nanometer precision from the measurement data, as shown in
Figure 10. This figure allows us to analyze the substrate thickness distribution and processing characteristics more intuitively.
The sapphire substrate’s saddle-shaped thickness distribution is primarily due to the lack of cutting ability of diamond wire saws during the pre-slicing process, which causes the processing of residual stress to be larger and ultimately shows a saddle-shaped face shape. During the grinding stage, as the thickness of the substrate material removal increases, the shape of the substrate surface should gradually change from a saddle-shaped to concentric circle-shaped thickness distribution, which is thicker in the middle, and thinner around the edge. Uneven pressure exerted by the grinding disk on the substrate during the grinding process and insufficient grinding time may lead to the saddle-shaped surface topography shown in
Figure 10. At the same time, we can also observe that the thickness of the sapphire substrate is thinner at the edge. This is because when grinding the substrate, the abrasive liquid is more likely to enter the edge part of the substrate, resulting in a greater material removal rate at the edge of the substrate. On the other hand, the grinding fluid cannot easily enter the middle of the substrate, resulting in a smaller material removal rate in the middle of the substrate. This ultimately results in a substrate with features that are thicker in the middle and thinner at the edges [
19].
From the calculation results in
Table 2, we can see that there are certain differences between the results measured using our method and the C640. We analyze the reasons for this difference in the following ways. First of all, the C640 is a contact detection instrument. It determines whether it can start measuring the thickness of the sample by monitoring the pressure exerted by the detection head on the sample. Samples of different materials will have different deformations under the same pressure standard, which may lead to final measurement errors. On the other hand, our method uses optical measurement methods. The thickness we obtain is most accurate when the optical axis of the incident light is completely perpendicular to the sample plane. The angle between the optical axis of the probe light and the sample plane will change the thickness we measure. Although we designed a special sample fixture in the experiment to adjust the angle between the sample plane and the optical axis of the probe light, there is still a certain error due to the mechanical adjustment device. This is also the main reason for the difference between our measurement results and C640. Finally, another main reason for the measurement difference is environmental vibration. Since optical-based methods have a certain sensitivity to environmental vibrations, the vibrations of the environment will be reflected in our measurement results to a certain extent. However, we can reduce the measurement error caused by environmental vibration as much as possible by taking active or passive vibration isolation methods.