1. Introduction
In the XIX century, Ernst Abbe considered in [
1] the problem of ultimate spatial resolution granted by a microscope to a grating of point scatterers with a small period
between them. Due to the diffraction caused by the microscope objective lens, the minimal resolved gap between the scatterers turned out to be finite and equal to the effective radius of the so-called
Airy disk, i.e., the spot of intensity in the image plane granted by the same lens to a point dipole. This spot, resulting from the diffraction of the dipole radiation by a thin lens, was previously studied by G.B. Airy in [
2]. Later, the results of [
1] were revised in work by Lord Rayleigh [
3], who, instead of a grating illuminated by a plane wave, considered a pair of point dipole sources. Rayleigh deduced that the ultimate resolution
equals the radius of the Airy disk
(Abbe’s result for his grating) when two dipoles radiate in phases. Here,
n is the refractive index of the medium filling in the space between the object and the microscope (usually, it is free space, i.e.,
), and
is the angle between two straight lines connecting the center of the dipole pair with the center of the objective lens and with its edge, respectively. If two dipoles are not mutually coherent, the ultimate resolution is slightly finer than the Airy disk radius:
. Rayleigh’s results can be considered a slight correction of [
1] and can also be referred to as the Abbe ultimate resolution [
4].
If the objective lens with a large aperture is located at a small distance from a microscopic object, one may assume
. Then, we come to the ultimate resolution of two non-coherent scattering points
and to that of two in-phase scattering points
. One often unites these two results and calls the interval
= (0.5–0.6)
the
Abbe diffraction limit. Some modern authors refer to this estimate for
as the Rayleigh diffraction limit (see, e.g., [
5,
6,
7]). The Abbe limit (below, we will use this name) was originally deduced for a particular imaging system that was electromagnetically linear and did not comprise other bodies but the object and the microscope located in the far zone of the object. It is implied that the image was visualized directly, without post-processing of the recorded intensity distribution. It was clear that the Abbe limit (0.5–0.6)
was deduced for two scenarios of object illumination in a particular imaging system. However, the optical community treated this particular result as a fundamental limit of the resolution caused by diffraction (see, e.g., [
4]). Was this a simple misunderstanding?
No, it was not. The logic of opticians believing in the fundamental nature of the Abbe limit was as follows. A direct acquisition of a far-field image of a tiny object obviously demands its magnification, which can only be achieved through a lens. Therefore, any direct imaging system must comprise a lens. If we consider the spatial spectrum of the far field produced by the object, the lens acts as a low-pass filter for spatial frequencies (components of the wave vector
orthogonal to the optical axis of the imaging system). Large spatial frequencies (i.e., plane waves strongly tilted to the axis) are scattered by the lens in lateral directions and do not contribute to the image; therefore, the lens worsens the optical signal and puts a limit on the resolution. This resolution (0.5–0.6)
is achievable only for the simplest imaging system, which was considered by Airy, Abbe, and Rayleigh. The presence of additional bodies near the object may only worsen the ultimate resolution since any body produces an additional diffraction, especially if the body is located near the object [
8]. This insight can be referred to as the conventional paradigm of direct optical imaging.
The rise of
scanning near-field optical microscopy (SNOM) in the 1970s stimulated the scientific community to recall that the Abbe diffraction limit makes no sense in near fields [
9]. In SNOM, images with a resolution of
(usually called
super-resolution) result from the scanning of a cantilever tip of subwavelength thickness, which either collects or emits photons. In the first case, the tip transfers the optical signal created by a subwavelength part of the object to the receiver. In the second case, the tip excites a subwavelength part of the object, and the scattering of this part is measured in the far zone. In both cases, the imaged part of the object is distanced maximally by dozens of nm from the apex of the tip [
10]. Therefore, the field involved in SNOM imaging is the so-called
near field, in which evanescent waves dominate over the propagating waves. Super-resolution in SNOM does not contradict the opinion that the Abbe limit obviously holds in linear, direct far-field optical imaging.
This point of view was shared by John B. Pendry, who suggested in [
11] that the Abbe limit in the far zone of the object should be beaten by transmitting the near fields there. In that paper, it was proven that the evanescent spatial spectrum of the near field around a point source could be exactly reproduced at an optically substantial distance using the so-called
Veselago pseudo-lens. The Veselago pseudo-lens is a layer of a hypothetical medium, the so-called
left-handed metamaterial, whose relative permittivity
and permeability
are both equal to
. V.G. Veselago showed in [
12] that such a layer should focus without aberrations on rays diverging from a point source into a point located at the same distance from its rear interface as the distance between the source and front interface. In accordance with [
11], the evanescent waves existing around the point source are transferred by this layer at the same image point without distortions because they are uniformly amplified across the layer, and this amplification exactly compensates for their decay in free space. So, the ray image and the near-field image occur at the same point, and the Veselago pseudo-lens turns out to be a perfect lens, granting the perfect image of a point source [
11].
Since 2000, all attempts to validate this claim numerically and check it experimentally have failed for two reasons. First, the target values
for evanescent waves are not achievable in principle due to the unavoidable granularity of the metamaterial and electromagnetic loss. Meanwhile, even small deviations from the target values are critical for the subwavelength resolution. Second, it was theoretically shown that perfect imaging implies singularity: infinite reactive power stored in a metamaterial layer. The detection of such a singular image would demand the full absorption of the light at the image point. In a continuous absorber, such as a sheet of photoresist, the image of a luminescent point cannot be point-wise and cannot even be a subwavelength spot. The necessity of absorption makes further research in this area impossible. More details on this issue and relevant references can be found in [
13].
However, [
11] played a great positive role in the development of imaging. First, it attracted the attention of researchers to metamaterials, i.e., effectively continuous composites with unusual and useful optical properties. Scientists studying metamaterials created a class of novel imaging structures called
magnifying metamaterial superlenses or
hyperlenses [
14,
15,
16]. Although these structures were expensive and challenging to fabricate, they granted the linear, direct image in the far zone of the object together with object magnification. They allowed one to see and record the subwavelength details of the objects (see, e.g., [
13,
17]). Second, besides the idea of the perfect lens, [
11] also comprised the idea of the so-called
poor man’s superlens (PMSL). PMSL is simply a submicron-thick nanopolished layer of silver. This layer is thicker than the skin-depth of silver, i.e., it is practically impenetrable for propagating waves, but at the wavelength of the so-called
plasmon resonance, the TM-polarized evanescent waves created by a closely located object are uniformly amplified across it. This uniform amplification results in the transfer of the near field image through the PMSL and grants the ultimate resolution of the order of
= (0.2–0.3)
to a scanning probe located behind the layer at the same distances. This idea offers the beneficial decoupling of the scanning probe of an SNOM from the object (in the usual SNOM, their coupling is often destructive for the object). Moreover, the PMSL was successfully applied for the commercial replication of ultraviolet diffraction gratings (see, e.g., [
13]).
Abundant investments in nanotechnologies in the early 2000s stimulated the rise of other far-field imaging methods for which the Abbe diffraction limit is not applicable. In some of these methods, a microscope is used, but either nonlinear or parametric photonic processes are involved, which disable the Abbe limit, such as Raman scattering by the object surface and fluorescence from it. In 1994, the imaging method utilizing fluorescent labels (organic dye molecules or quantum dots) covering the object in combination with the so-called
confocal dark-field microscope was suggested in [
18]. In the 2000s, this method was called
stimulated emission depletion (StED) imaging and has been practically developed so well that the ultimate lateral resolution
was achieved. In 2014, its main authors (E. Betzig, S. Hell, and W. Moerner) were awarded a Nobel Prize.
In addition to StED, several methods granting super-resolution due to fluorescent labels covering the object have been developed. Among them, the reversible saturated fluorescence transition method, photo-activation localization method, and saturated structured illumination method have granted resolution of the order of
∼
(see, e.g., [
19]).
Meanwhile, linear optical imaging (without nonlinear labels) still remains of prime importance for biomedical investigations. Far-field label-free subwavelength imaging (LFSI) does not demand the introduction of labels, which may cause harm to the object. LFSI is implied as linear imaging, which introduces no restrictions to biomedical applications in which the sub-cellular structures are directly visualized in vivo. All of the known methods of LFSI are reviewed below. Here, we will prove that the Abbe limit is not applicable to them.
The general drawback of LFSI is subtle scattering in cases when the nanostructured object is not resonant. It results in rather low image contrasts compared to the images obtained with the use of nonlinear physical processes. This low contrast makes the problem of super-resolution tightly related to the problem of the limited photon budgets offered by unstained nanostructured objects. Both of these problems are resolved in smart LFSI methods via a sufficient set of optical measurements and their post-processing. The accumulation of measured data allows one to reimburse the lack of contrast, and one obtains a reliable image of a weakly scattering object with super-resolution. However, it is achieved by the price of the finite time resolution. Really, if the image is visualized on the display after post-processing of the measured data, a certain amount of time is required for this visualization. This time delay may not be convenient for the imaging of moving or transforming objects.
A direct method of LFSI was suggested in 2011 in [
20]. This work revealed the capability of a simple glass microsphere to offer the far-field lateral super-resolution of flat nanostructured objects. A set of such objects was located in a tiny crevice formed by the nanostructured substrate and the microsphere touching the substrate at a point of rest. The object was illuminated by a laser light with variable frequency. The spheres studied in [
20] had radii in the limits
R = (2–9)
and refractive indices of
and 2. These spheres offered super-resolution in all cases under study. Of course, the microscope cannot resolve subwavelength details without magnification; its objective lens forms an image of a virtual object created by the sphere, in which the real object is magnified
M times. This virtual object is located behind the real object in the substrate. A resolution of
was achieved in cases where the magnification was as high as
M = 7–8.
The authors of [
20] claimed that these virtual objects were the same as those predicted by geometrical optics (GOs) in all cases, as the microspheres were usual macroscopic lenses of spherical shape. Since it is commonly believed that GOs have no predictive power for this case (the distance
d between the object and the lens is smaller than
, and the lens size is comparable with
) due to diffraction, the reason for the correct prediction of
M by the GO was not explained in [
20].
This amazing method of imaging is called microsphere-assisted nanoscopy (MAN) or microsphere-assisted microscopy (MAM). It has been extended to microcylinders (microfibers), which grant 1D super-resolution and 1D magnification [
21,
22,
23]. Nowadays, the abbreviation MAN can be understood as microparticle-assisted nanoscopy, implying that both glass microsphere and microfiber are microparticles (MPs). Experiments have shown that the 1D ultimate resolution offered by glass microfiber is nearly the same as the 2D lateral resolution granted by a glass microsphere, although the magnification is lower (
M = 2–3 versus 3–10 granted by the spheres in the known experiments). Over the past decade, works about MAN have formed a body of literature, and the main achievements of MAN are reviewed almost annually, e.g., in [
17,
21,
23,
24,
25,
26,
27,
28,
29].
Two different names (MAN and MAM) are utilized in the literature for the same method of LFSI and can be explained as follows. Optical imaging in visible light is usually referred to as
nanoscopy (or nanoimaging) if the resolution is below 100 nm. It corresponds to the case when the resolution is as fine as
∼
or finer. The super-resolution
is referred to as slightly subwavelength. Corresponding imaging techniques are usually referred to as subwavelength optical microscopy. Glass MPs (microfibers and microspheres) may offer either slight or deep super-resolution depending on their parameters and those of the substrate. Therefore, both MAN and MAM can be used equally for this imaging method. Below, only the name MAN is used for certainty. It is probable that the main practical achievement of MAN is two techniques that allow one to image all tiny objects in a macroscopic area via the displacement of MPs over the substrate [
21,
22]. Another important achievement results from the combination of a glass MP with the so-called Mirau interferometer. In this way, one can achieve a 3D deep super-resolution for bulk nanostructured objects [
30].
However, during the first decade after the publication of [
20], optical theorists suggested only a few very particular and not very convincing explanations of MAN. Most of the experimental results remained unexplained until 2020, when a hypothesis of the underlying physics of MAN was suggested by the author of the present overview in [
31]. This hypothesis was based on the dipole source pattern having the exact zero on the dipole axis. Due to this feature, the diffraction effects are suppressed for a radially (with respect to the MP) polarized dipole in the paraxial region of the wave beam created by this dipole behind the MP. This suppression makes the GO applicable, and the magnification granted by the MP can be correctly explained in terms of rays. The main goal of the current overview is to present the main theoretical results confirming this hypothesis. However, to better elucidate the unique features of MAN, the author felt it was necessary to show its place in the set of known LFSI methods. Therefore, practical achievements of all LFSI methods, not only those of MAN, are reviewed below. This review is educational and strongly differs from the review of LFSI presented in the recent roadmap article [
19]. At the end of the present paper, three main action points which may revolutionize MAN are formulated.
5. Super-Resolution Enabled by Creeping Waves
From the inspection of these early attempts to explain MAN, it should be clear that the commonly adopted assumption about the direction of the object polarization needs to be revised. In 2014, both possible object polarizations, tangential and radial, were studied in [
92]. However, it was not a simulation of a realistic MAN system. In this theoretical work, the imaging beam was formed by two glass MPs, a microsphere with radius
and a hemisphere with radius
, which were coupled by near fields.
The structure simulated in [
92] also comprised a thin lens which formed the image inside a box formed by perfectly matched layers. This lens was a 20
m wide (
thick) segment of a glass sphere of radius
. The gap
between the hemisphere and the microsphere was variable. The super-resolution was obtained only in the case when
. For these simulations, the authors developed a homemade software based on the system of boundary integral equations, which was solved using the finite elements method. The convergence of simulations was possible because the whole box was not macroscopic. The maximal dimension of the structure depicted in
Figure 5a was 80
m (
). In these simulations, the finite-size dipole of length
was oriented either radially so that its end touched the glass or tangentially so that its center touched the glass. The physics underlying the simulated super-resolution was not discussed in [
92].
In accordance with the studies of our group, in this imaging system, the super-resolution results from the generation of the so-called
creeping waves, also called
circulating waves (see, e.g., [
85,
93]). If an individual MP with
is excited by a closely located dipole, these waves are obviously excited and circulate around the MP. Whispering gallery resonance corresponds to the case when only one creeping wave dominates and forms a resonant pattern with an integer number of wavelengths around the MP. Beyond these resonances, creeping waves form a continuous spatial spectrum, and some of them eject from the lateral edges of the MP, forming a wave beam with oscillating angular distribution of both intensity and phase. In the case of the sphere, this beam is close to the so-called
Bessel beam, which experiences very small diffraction spread propagating in free space [
85]. In the case of a cylinder, this beam is close to the so-called
cosine beam, a 2D analogue of the Bessel beam, which was wrongly called the Mathieu beam in [
31] (in fact, the
Mathieu beam is a 3D beam strongly different from the Bessel beam but characterized by the similar level of the diffraction spread).
If
in the imaging system of [
92], the creeping waves excited in the microsphere by the dipole source tunnel through this tiny gap into the glass hemisphere. This tunneling can be guessed in the color map of the light intensity in the case when the super-resolution is achieved (
Figure 2b of this paper). The imaging beam with the pronounced but finite-size phase center is formed in the transmission region of the hemisphere. The spread phase center of the imaging beam is the VS located beneath the dipole source, and its enlarged distance from the MP grants a magnification
. In accordance with [
92],
for both tangential and radial dipoles. The ultimate resolution numerically obtained in this work for a pair of tangential dipoles is equal to
, and for the pair of radial dipoles
.
In [
31], the formation of a magnified virtual object consisting of two Hertz dipoles separated by a lateral gap
due to the ejected creeping waves was rigorously simulated for a single MP (microcylinder). In this work, the dipole sources were mutually coherent, and their phase shift
was assumed to be equal
, which corresponds to the lateral illumination of two identical nanoscatterers by laser light. For such an object, the ejection of creeping waves results in the imaging beam, which in the far zone consists of two nearly cylindrical waves with two spread phase centers treated as VSs. It was numerically shown that for the tangential object polarization, the effective size of these VSs is too large for super-resolution, whereas for the radial polarization, this size allows the resolution to be heuristically estimated as
.
However, work [
31] does not explain MAN. In this study, the gap
between two simulated VSs (corresponding to the creeping waves bouncing off the MP) was proportional not directly to the real gap
between the dipole sources but to the phase shift
between them. If this phase shift was smaller than
, our simulations did not show the super-resolution. Meanwhile, MAN covers the case of non-coherent scattering, and for mutually coherent sources, MAN covers the case of their in-phase scattering. Both were unexplained in [
31].
Below, we will see that the creeping waves are a parasitic factor in MAN. Further simulations have shown that they destroy MAN for some specific values of the refractive index. For a cylinder, these values lie in the interval n = 1.4–1.44. We have proved that MAN is enabled by the paraxial rays emitted by a radially polarized object and transmitted through the MP towards the microscope.
6. Super-Resolution Due to the Suppression of Diffraction
6.1. Conventional Scenario of MAN
As already mentioned in several papers on MAN (e.g., in [
20,
21,
22,
26]), the location of the VSs was calculated using the simplistic GO approach, i.e., treating the MP as a lens. Assume that MAN can be explained via ray tracing through the MP. Then, for an object consisting of two point dipoles
and
, both magnification and resolution are illustrated in
Figure 5b. Since the distance
between
and
comprises the large factor
, the real sources S1 and S2 are resolved even if
. If the VSs were point-wise, the ultimate resolution would be equal
. In reality, the resolution is restricted by to the finite effective size of each VS. The larger
M is and the smaller its size, the finer the ultimate resolution.
Indeed, the GO treats the VS as a point and cannot be used to evaluate its effective size. In the above-cited theoretical works, M was predicted more or less correctly (because, for M, the wave theory fits the GO approximation), but the non-resonant subwavelength resolution was obtained in none of these works. In all cases (resonant and non-resonant), the sizes of the simulated VSs were too large to fit the theory and the experiment. A natural question arises: maybe the sizes of these VSs were overestimated in all these works because, in all of them, the polarization of the object was wrongly assumed to be tangential to the surface of the MP. Maybe for the dipole with the radial polarization, the size of the corresponding VS is smaller.
In theoretical paper [
93], the author proved the applicability of the GO approximation for the transmitted wave beam created by a radially polarized dipole located on the surface of a low-index (
) dielectric sphere with large size parameters
. In that study, the field of the wave beam transmitted through the sphere was separated from the field of creeping waves circulating around the sphere and bouncing off. It was shown that the GO correctly predicts the fields in the paraxial (with respect to the direction of the dipole moment) region of the transmitted wave beam on the rear surface of the sphere. This beam is, indeed, radially polarized with respect to its axis and has the exact zero on this axis. The field distribution in the paraxial region corresponds to the commonly-known dipole pattern that qualitatively remains in the presence of a sphere because this diffraction problem is axially symmetric. Only the axial component of
may be nonzero on this axis, but this component is negligibly small in the far field, which consists of propagating waves polarized transversely.
Indeed, the field created by a radial dipole experiences some diffraction by a microsphere, and this diffraction is harmful. It results in the ejection of the creeping waves which create the side-lobes in the transmitted beam, which are partial wave beams propagating under substantial angles to the axis of our dipole. However, we should distinguish the diffraction of the dipole field by a body, which is the same as scattering, and the diffraction of the transmitted (imaging) wave beam in free space, which is the same as the wave beam spread.
The physics of wave beam diffraction was described by T. Young (see the discussion and references in [
94]). It is a diffusion of the wave energy along the wavefront, which results in both the reshaping of this front and the spread of the whole beam versus its optical path along the axis. In the side-lobes of the transmitted beam, the diffraction is significant. In the case of a tangential dipole moment of a nanoscatterer, nothing restricts this diffraction, even on the axis connecting the nanoscatterer with the center of the objective lens. For a radial dipole moment of the nanoscatterer, this axis is also the direction of its dipole moment. The diffraction is zero on this axis because the value of the electromagnetic field is predefined (zero). As a result, there is a drastic difference between the tangential and radial dipoles. In the first case, the phase front of the imaging beam continuously reshapes over the path of this beam towards the microscope. In the second case, the energy diffusion is zero on the beam axis and, therefore, remains small in the whole paraxial region of the imaging beam.
The COMSOL Multiphysics and Triton supercomputer allowed our group to simulate the evolution of many 2D light beams produced by both tangentially and radially polarized dipole lines parallel to the axis of cylindrical MPs and located at the small distances
from their surfaces. For both radial and tangential dipole sources, we studied the evolution of imaging beams up to the distance
. The main results of these studies were reported in [
95,
96,
97]. They convincingly confirmed the hypothesis about the diffraction suppression in the imaging beam produced by a normally oriented dipole source located on the surface of a glass MS.
It may be thought that the annular wave beams corresponding to the radial dipole source being focused by an objective lens experience stronger diffraction than a usual spherical wave, i.e., offer worse resolution than usual wave beams, having the maximum intensity on their axes. However, in accordance with works [
98,
99], the situation is the opposite. Propagating in free space, an annular wave beam with radial (with respect to the beam axis) polarization of
transforms to a nearly spherical wave (in the 3D case) or a nearly cylindrical wave (2D case) similar to a usual Gaussian wave beam. Its evolution into a wave with a nearly circular front occurs at the distances of the order of
, the so-called
Rayleigh range. For a sphere,
, and for a cylinder,
[
85]. Of course, the phase center of the wave resulting from this beam evolution is not a point (line) because the phase front of the wave beam resulting from the diffraction spread is not ideally spherical (cylindrical). However, the nearly spherical (cylindrical) waves are especially tightly focused by lenses with short focal distance, namely in the case when the angular pattern of intensity is annular. The focal spot has an intensity maximum at its center where the electric field is polarized longitudinally with respect to the beam axis [
98]. In this focal spot, the conversion of propagating-to-evanescent waves occurs like in the waist of a resonant PNJ; the effective radius of this spot turns out to be slightly smaller than
[
99]. For two dipoles located in free space so that their dipole moments point out to a tightly focusing lens, the Abbe diffraction limit is beaten even in the absence of the glass MP [
99]. The MP only increases this effect due to the magnification of the gap between these dipoles.
In
Figure 6, two typical intensity distributions produced by a radially polarized dipole line located on top of a glass microcylinder with
, and two values of
R are shown. The area of the imaging beam in both cases is marked in these maps. The sidelobes of the transmitted wave beam at very large distances strongly spread up and overlap so that the intensity beyond the imaging beam becomes nearly uniform versus the tilt angle. Meanwhile, the imaging beam spreads weakly, and its phase fronts reshape slightly. This result fits the results of our work [
93].
Our group numerically studied the phase front reshaping in the range of distances
(1–20)
. In
Figure 7, one may see two instantaneous wave pictures in the right half (
) of the imaging beam transmitted through a weakly refractive MP with
and
. Here, we inspect two ranges of distances
from the source, both much larger than
, though comparable to it. At these distances in the paraxial region (in the present case, it is the interval
m), the phase front is nearly circular.
Figure 7a corresponds to the first range of distances
(167–190)
m. Two sufficiently distant phase fronts,
and
, deviate (in the paraxial region of the imaging beam) from two ideally circular arcs maximally by
m and the centers of the two mean circles corresponding to these arcs deviate from one another by
m. This range of distances is not yet suitable for locating the VS. For distances
(248–268)
m, the maximal deviation of two similar phase fronts that forms circular arcs is
m, and the centers of these phase fronts are distanced by
m. These deviations remain the same if we increase the distances. Therefore, this range of distances allows us to find the VS. Its coordinate is the mean center of two phase fonts, PF1 and PF2, corresponding to
Figure 7b. This coordinate is denoted
because the replacement of the imaging beam by an ideally cylindrical wave is the same as the approximation of the GO applied to this beam.
Indeed, this is an advanced application of the GO because this is calculated not via the GO applied to the MP but via the GO applied to a rigorously simulated wave beam transmitted through the MP. The maximal deviation in the centers of different phase fronts corresponding to the distances larger than m may be treated as an effective longitudinal size of the VS, centered by the point . In the large-area plots of the light intensity, looks as a point from which the imaging beam diverges.
A simplistic application of the GO for finding the VS (the treatment of an MP as a usual lens) is illustrated in
Figure 8, where it is shown how treating the MP as a lens, we find another estimate denoted
Y for the axial coordinate of the VS. Continuations of all rays with small tilt angles
cross at a point distanced from the MP by
Y. Nonzero
Y for a dipole source located at point
, i.e., on the surface of the MP implies the magnification because
. Using only the Snell law for the paraxial region (
and
), we obtain the following:
In (3), it is assumed that
(for all glasses). In the case presented in
Figure 8, the magnification
is close to the maximal achievable one for a cylindrical MP with the index
. The comparison of this analytical calculation with numerical simulations shows that the distance
Y calculated in accordance with (3) almost coincides with
for the interval of size parameters
= 3–20 when the refraction indices are in the interval
. Indeed, this simplistic application of the GO cannot be used to find the effective sizes of the VS, though it properly predicts its location for low-index MPs.
Similar simulations were also carried out for the case of a tangentially polarized dipole source. In this case, the axial size of the VS found via the deviations of the imaging beam phase center turns out to be comparable with the diameter of the MP (by one order of magnitude larger than that calculated for the radial dipole source). These results confirmed our insight that non-resonant super-resolution cannot be achieved when an object is polarized tangentially to the MP.
Our insight into super-resolution granted by an MP to two radially polarized dipoles is illustrated in
Figure 9. The formation of virtual sources (VS1 and VS2) corresponding to a pair of point-wise radially polarized dipoles (3D case) or dipole lines (2D case) with a magnified gap
holds at a substantial distance
in front of the MP. The super-resolution occurs when
is sufficient enough to resolve the two finite-size VSs. It is evident that
. If VS1 and VS2 are point-wise, they will be resolved by a microscope if
. However, in reality, the VS is spread in space, and the GO approach allows one to find only its axial coordinate but not its lateral size. Below, we will familiarize ourselves with a method which will allow us to estimate this lateral size and, consequently, the resolution of MAN.
6.2. Novel Scenario of MAN
We numerically found that the approximate equivalence of two distances, Y and , does not hold when . In this case, a GO is applied to an MP to find if Y gives no meaningful result. Paraxial rays cross out at a point located on the axis y behind the MP, forming a spurious VS (this VS is prohibited by the exact zero of the electromagnetic field on the axis y), whereas non-paraxial rays still diverge, and the crossings of their continuations give an extended VS in front of the MP.
If , most of the rays transmitted through the MP are nearly parallel to the axis y, which implies , whereas the paraxial rays deliver the spurious VS located at a large distance behind the MP. So, for , the simplistic GO model becomes fully inadequate, and the Formula (3) is not applicable. The GO approximation applied to the rigorously simulated imaging beam at very large distances makes sense when , but this method cannot be as straightforward as described above because the simulated imaging beam turns out to be collimated behind the MP and only starts to diverge at large distances from the MP.
In [
95], the evolution of the imaging beam for microcylinders with
was studied up to a distance of
. These distances were insufficient to reliably evaluate the VS, but this study allowed us to reveal a novel scenario for MAN. This scenario is schematically presented in
Figure 10. The previous imaging scheme (that illustrated by
Figure 9) in our terminology corresponds to the conventional scenario of MAN. The ray picture for the transition case between the conventional and novel scenarios is presented in
Figure 11.
If n lies in the range of 1.45–1.75 (we have not studied the case of higher n), the initially collimated imaging beam at a certain distance from the source (smaller than but comparable with it) sharply diverges. At distances of ∼, its wavefront resembles a cylindrical wave. In the 3D case, it should be a spherical wave. So, the imaging beam of a dipole source located in front of our MP in this new scenario transmits through the MP as a set of parallel rays and, after a certain path, transforms into a diverging wave having the annular pattern with the exact zero on the beam axis. The phase center of this diverging wave is nothing but the novel VS, which is now located behind the MP at a substantial distance, , from it. The coordinate of this point can also be denoted as () because, treating this phase center as a point, we replace the diverging part of the imaging beam with a set of diverging rays, i.e., apply the same ray tracing approach as it was described above. For the ultimate spatial resolution, we have the following scenario: . Here, is the minimal distance between the centers of two VSs when they are still resolvable.
In the simulations reported in [
96], we studied the evolution of imaging beams until
and found ranges of
n and
, which offer both conventional and novel scenarios of MAN. The conventional scenario for microcylinders holds for
n = 1.01–1.40 and
= 3–20. In these intervals, the simplistic approach (when the GO is applied to the MP treated as a usual lens) allows us to quite accurately find the axial location
Y of the VS. For
n = (1.41–1.44), the GO approximation does not work even when being applied to the rigorously simulated imaging beam. The reason is the interference of the transmitted rays with the rays corresponding to creeping waves bouncing off the MP. These waves, in case
, are present inside the area of the imaging beam, and the VS cannot arise in the wave beam impinging on the microscope objective.
The novel scenario of MAN holds when n = 1.45–1.75 and = 3–20. For the most values of parameters lying in these intervals, the GO approximation applied to the diverging beam is suitable to find . When = 4–6 and n = (1.45–1.75), the distance of the VS from the center of the MP is maximal and is rather close to . Since , we have . In accordance with this estimate, in the novel scenario, the magnification may attain 12, even for a cylinder. If and , the distance D gradually decreases versus . Therefore, for larger R, the predicted magnification is also equal to 10–12. Recall that the known experiments with glass microcylinders operating in the conventional regime M = 2–3. Therefore, the novel regime promises nearly five-fold improvement. A glass microsphere offers magnification of M = 3–8 in the conventional non-resonant regime. Assume that the new scenario offers the same improvement as it grants for a microcylinder and microsphere. Then, we will obtain non-resonant magnification of M = 20–50 in this scenario. This amazing magnification may open new gates for biomedical investigations.
6.3. Bounds of Non-Resonant Ultimate Resolution for Microfibers
In the novel scenario, simulated in
Figure 12, the imaging beam initially collimated after transmission through the MP sharply diverged at a distance of
from the source and transformed into a nearly cylindrical wave. However, this method, as already noticed, does not allow us to find the transversal size of the VS. Therefore, in [
96], we developed a method based on imaging beam inversion. Let us take the phase front
S of the imaging beam at such a big distance that
on this surface would be practically tangential to it (the magnetic field vector
is tangentially polarized in our 2D simulations everywhere). We may treat the electromagnetic field distribution simulated over
S as the distribution of the Huygens sources. Using Green’s formula and neglecting the field outside the relevant area
S, we may reconstruct the virtual past of the imaging beam in which there was neither a source nor an MP, but there was the wave beam incoming from
. To calculate this virtual beam, we invert the magnetic field (
), keeping the same
on
S, and calculate the inverted (backward) beam in free space.
Since the phase front S is not ideally circular and is not ideally tangential to it, our inverted beam does not converge into a point. It forms a waist of effective width in a certain plane , where its phase front becomes flat. Behind this plane, the backward beam diverges again and travels towards . Indeed, the zero field remains at the center of the waist point . If we now invert the magnetic field of the backward beam in this waist plane and apply Green’s formula once more, we will obtain exactly the same imaging beam created by the dipole source and the glass MP.
The waist of the inverted beam can be interpreted as the VS because only in the plane the wavefront of this beam is flat, and two halves of the piece may be treated as two opposite-phase finite-size Huygens elements. The electric dipole moments of these Huygens’ sources are oriented along x and are proportional to and the magnetic dipole moments are proportional to and are oriented along z. This anti-symmetric pair of Huygens’ elements creates nearly the same imaging beam as that created by our radial dipole and the glass MP. So, this pair of finite-size Huygens’ elements is our VS.
This approach works very well if the wavefront
S is selected so that
is really tangential to it. In
Figure 12, all wavefronts corresponding to
are suitable for simulating the backward beam, and a further increase of the distance does not reduce the width
of the virtual source. Indeed, the field distribution in the backward beam is qualitatively different from that in the imaging beam propagating forward. It is not surprising that the Green formula demands the integration of the Huygens sources over a closed surface, whereas, when calculating the backward beam, we skip the area located beside the imaging beam. However, in MAN, if the objective lens develops, namely the imaging beam, the side-lobes completely spread and form a uniform background before they attain the microscope. Our method allows us to determine the VS that is maximally close to that seen with the microscope.
Indeed, this method is applicable to both conventional and novel scenarios. In the conventional scenario (when
and the VS is formed in front of the MP), this method and the method based on the GO mutually validate one another because we numerically obtained
. Moreover, if the radius of the MP is sufficiently large,
and
. In other words, the VS estimated treating the MP as a spherical lens nearly coincides with that obtained by our full-wave method for sufficiently large MPs. In
Figure 13, we present an illustrative example of such simulations. Here, the phase front of the imaging beam becomes nearly circular when
exceeds
. We have chosen the line
S in the region when
. In this case, the backward beam has the waist
in front of the MP and
.
Now, let us estimate the ultimate lateral resolution, which corresponds to the given magnification
M. Unfortunately, the method of calculating it via the distribution of the light intensity in the imaging beam created by the VS at macroscopic distances (like it was done in [
84,
86]) cannot be applied. This method is elaborated for wave beams of the Gaussian type, i.e., those having the maximum intensity on the beam axis. However, our imaging beam is annular. Therefore, in our studies, we only evaluated the pessimistic and optimistic bounds of the ultimate resolution and compared them to the known experimental values for the glass microfiber. We saw that these values always lie in between these extremities.
In accordance with the Rayleigh criterion, two wave beams are resolved if the distance between their axes equals their effective widths defined at the level of 70% to the maximum. However, this criterion was elaborated only for the case when the intensity distributions of two beams are taken in the same plane. Since we cannot calculate the point-spread function in the microscope image plane, we have to resolve two VSs corresponding to two imaging beams with non-parallel axes. Respectively, the two VSs are defined in two different planes. Their mutual overlapping may not be so important for the resolution simply because they produce two wave beams which diverge from one another on the path towards the microscope. However, for a pessimistic estimate of the ultimate resolution, we may neglect this divergence. In this estimation, two VSs are assumed to be created in the same plane. Then, they are distinguished if their cross-sections overlap not critically, i.e., so that the null of one beam is not yet veiled by the maximum of another one. The analysis of the intensity distribution in the waist of the backward beam shows that this pessimistic ultimate resolution (that we denote below ) corresponds to the case when . Then, we have .
In the optimistic estimation, we neglect the finite size of the VS. As already discussed, in this estimation, two VSs are resolved if the distance
between them is equal to
or larger. Therefore, the optimistic estimate for the ultimate resolution is
. The bounds of ultimate resolution for four sets of parameters of a microcylinder are given in
Table 1. Size parameters and refraction indices for this table were chosen to enable both scenarios of super-resolution and to avoid the resonances of the MP.
Experimental data for the ultimate resolution granted by glass microfibers are known only for a conventional scenario, which is implemented with the help of the liquid host medium. For example, in [
22], the super-resolution
was granted by a microfiber of silica (
) with a radius of
submerged into a drop of acetone into which the objective lens was also submerged. In the acetone, the relative index of silica reduces to
, and the experimental result of [
22] turns out to be close to the lower bound of the interval
that we obtained for
and
. In our theory, much better resolution arises without acetone in the novel scenario, but the authors of [
22] tuned their microscope only for the conventional scenario when the VS is located below the real source.
Treating the value in the middle of the interval as the true ultimate resolution, we revealed an important feature of the novel scenario of MAN. When the radius of the MP increases starting from the optimal value , the ultimate resolution worsens gradually. In the case , it achieves when . Meanwhile, when R is decreased compared to R = (3–4) (the exact value depends on n), the spatial resolution worsens sharply. The possible reason for this difference will be discussed below.
6.4. Mechanism of the Object Radial Polarization
Now, let us consider the origin of the radial (with respect to the MP) polarization of an object in the case when it is illuminated by a normal incidence plane wave like in [
20]. If the object area is illuminated by daylight or the obliquely incident laser light, the radial component of the electric field has the same order of magnitude as the tangential component. Due to the strong diffraction spread, the imaging beam produced by the tangential polarization represents a parasitic luminescent background, which should not veil the subwavelength image created by the radial polarization.
However, if the object is illuminated by a normal incident light, as shown in
Figure 14, the incident electric field is horizontal, and its radial component is very small. In MAN, the area in which super-resolution is achieved represents a circle of micron radius centered by the touch point of a sphere (for a cylinder, it is a strip whose width is equal to 2–3
m). If the radial polarization is very small, the subwavelength image will be veiled by the parasitic spread image created by the tangential polarization.
Let us qualitatively consider two nanoscatterers located in the crevice beneath the MP, as shown in
Figure 14. Let a nanoscatterer located in the left part of the crevice and characterized by the central angle
rad be closer to the MP rest point
than the other one located in the right part of the crevice and characterized by the central angle
rad. Let both nanoscatterers be illuminated by the laser light normally incident on the substrate interface from the bottom. Our simulations have shown that for nanoscatterers located at
rad, a strong cross-polarization effect arises, and for
, this effect is absent.
Without the cross-polarization effect, the radial component of the dipole moment of the left scatterer would be equal to , where p is the absolute value of its dipole moment and is the “geometric” radial component corresponding to the horizontal orientation of the dipole . Due to the cross-polarization effect, the radial dipole moment turns out to be much larger than . For and , the corresponding area may be determined as mm. For and mm, the area of strong cross-polarization was determined as . Below, we call the region of such strong cross-polarization the object area.
For the right nanoscatterer in
Figure 14, which is located beyond the object area, the impact of the crevice shape is not important, and its dipole moment
remains practically horizontal. The radial polarization of this nanoscatteter is purely geometric
, i.e., for angles
, we have
. For larger angles,
approaches
, but the distance from the nanoscatterer to the MP becomes large, and the near-field coupling disappears. This is the reason why super-resolution cannot be achieved beyond a narrow object area.
Numerical simulations reported in [
97] revealed that the cross-polarization of nanoscatterers located in the object area arises mainly due to two physical effects. The first effect is the near-field coupling of the nanoscatterer and the MP. In the zero approximation, the radial polarization of the nanoscatterer is equal to
, which is nonzero everywhere besides the MP rest point. This small radial dipole creates the radially polarized near field. Though a dipole does not radiate along its axis, its near field is maximal, namely in the axial direction. Therefore, a small part of the MP located in front of the radial dipole turns out to be radially polarized. The interaction of two collinear dipoles across the nanogap amplifies both these dipole moments compared to their values taken in the zero approximation. This effect is basically the same on which the metal-enhanced fluorescence is based (see, e.g., [
100]). In nanophotonics, this effect results in the so-called
photon tunneling, i.e., the enhanced transmission of evanescent waves polarized normally to the dielectric-vacuum interfaces across the vacuum nanogap between two dielectric media. It is the key physical effect on which the operation of the so-called
near-field thermophotovoltaic systems is based [
101]. The second effect, also resulting in cross-polarization, may either enhance radial polarization or completely suppress it. This is the effect of the MP touch point, which reflects the electric field created by the nanoscatterer back to the crevice.
In
Figure 15a, we show the simulated structure in which the nanoscatterer is a silver nanocylinder of diameter 10 nm located in the object area (marked by red) on the silicon substrate. The coordinate
x of its center is counted from the touch point of the microparticle.
Figure 15b depicts the results for
as a function of
for
and four different values of
n. The interplay of the photon tunneling and the reflection from the touch point results in the spatial oscillations of the radial polarization. If
n = 1.6–1.7, the cross-component of the electric field attains the maximum at
= (0.1–0.2)
, where the 30-fold enhancement of
compared to
is achieved. For
n = 1.4–1.5, there is a deep minimum in the region
x = (0.7–0.8)
. Thus, for MPs with small indices, the cross-polarization effect may be destructive for the radial polarization (in a part of the object area). If
, the constructive effect for the cross-polarization prevails in the whole object area (
). This result was confirmed by a set of simulations into which the substrates of different thicknesses and refractive indices were studied.
Simulations of [
97] have shown that the significant radial component of the object polarization in MAN arises in most parts of the object area, even in the case when the object is illuminated normally by coherent light. The simulations were carried out for microcylinders but the physics, indeed, remains the same for microspheres. So, we have completed the quantitative explanation of MAN and may start the general discussion.
7. Discussion of Our Theoretical Results
The initial experiments reported in the seminal paper [
20] have shown that the GO correctly describes the formation of a magnified virtual object by a dielectric microsphere with modest values of the refractive index. Namely, the location of virtual sources forming the virtual object was adequately predicted when the microsphere was treated as a usual macroscopic spherical lens. In this work, the unexpected predictive power of the GO was not explained, and in further works on MAN, it was treated as an occasional coincidence because the GO should not have worked for spheres whose radius was comparable with
especially if the distance
d between the object and the sphere was much smaller than
.
The author of the present paper assumed that it was not a coincidence but resulted from two factors. Th first factor is the critical suppression of the diffraction in the wave beam transmitted through a glass microsphere or a microcylinder. The second factor is the photon tunneling, which effectively unites the luminescent object and the microparticle. Both these effects demand the radial (with respect to the MP) polarization of the object. For a tangentially polarized dipole source, nothing restricts the diffraction spread of the wave beam transmitted though the sphere, and the photon tunneling is weaker. After publishing this guess in [
31], the analytical study [
93] was found whose main message was namely, the unexpected predictive power of the GO for the wave beam created by a radially polarized dipole behind a dielectric sphere whose radius was larger than
but comparable with it. Since the photon tunneling was already well studied, the only question left to explain MAN was as follows: is the reduction in the diffraction in the case of the normally polarized source sufficient for super-resolution?
So, to answer this question, the group of the author in 2020–2022 performed extensive numerical simulations using the COMSOL Multiphysics software and a supercomputer. We simulated and thoroughly analyzed the evolution of the 2D imaging wave beam for both tangentially and radially polarized dipole line sources in the case of the glass microparticle being a microcylinder. In general, these studies confirmed the author’s hypothesis. Let us now discuss the important details of MAN we have revealed.
If the refractive index of the MP is small (), the GO can be applied in a simplistic way, treating the MP as a cylindrical lens. As well, in papers about spherical MAN where the same approach is successful when , this approach allows one to predict the location of the virtual source corresponding to a point dipole line in a broad range = 3–20. The diffraction effects are responsible for the effective size of this VS but do not change the estimate of its location.
In the case of a tangential dipole, the size of the VS resulting from the diffraction and estimated through the deviations of the wave fronts in the imaging beam from the concentric circles is much larger than . It does not offer the super-resolution in spite of the magnification granted by the glass MP. However, if the dipole located near its surface is polarized radially, the size of the virtual source turns out to be of the order of . Together with the magnification M = 3–4, this size enables the super-resolution in the case and R = (3–20).
However, in the most interesting case, when , the treatment of a glass microcylinder as a usual lens becomes meaningless. For n = 1.40–1.44, the super-resolution is not possible for any size parameters of the microcylinder due to the interference pattern caused by the ejection of creeping waves into the paraxial region. If n = 1.45–1.75, the super-resolution again becomes possible for glass microcylinders with R = (3–20). In this case, the VS is formed not in front of the MP but at a large distance D behind it, which is still smaller than the Rayleigh range but comparable with it. The imaging beam corresponding to a dipole source located on the surface of the MP keeps collimated until this distance and then sharply diverges. This diverging beam has a spread phase center that represents the VS in this novel scenario of MAN, existing up to now only in our theory. Indeed, the effective size of this VS is much larger than ; it is of the order of R, but the distance D is much larger, and the super-resolution in our calculations is maximal, namely in this new scenario. To estimate this size, we have elaborated a new method which allowed us to obtain the pessimistic and optimistic bounds for the size of the VS. If we identify the middle of this interval with the true size of the VS, the novel scenario of MAN grants a magnification which is 4–5 times higher than that in the conventional scenario and may attain .
An important physical mechanism that enables MAN when the illumination of the object is normal to the substrate surface is the constructive cross-polarization of the object. It results in a drastic increase in the radial (with respect to the MP) polarization of the object. The main underlying physics of the effect is photon tunneling.
Now, let us discuss two important issues: (1) the intervals of size parameters and refractive indices suitable for MAN and (2) the possibility of MAN for distant objects.
When , the rays inside the MP are not formed, and the GO cannot describe the imaging beam for any n. There is no magnification for a set of dipole sources composing the object. Indeed, without a magnification, two radial dipoles cannot be resolved if the gap between them is deeply subwavelength because in the imaging beam, the zero of one dipole pattern is veiled by the nonzero radiation of another dipole in the same direction. This is why, for the super-resolution, there is a short-wave threshold of the size parameter . For example, and in our simulations correspond to the absence of magnification and super-resolution, whereas and correspond to the magnification and resolution .
The size parameter grows compared to this optimal value at which the super-resolution would sharply disappear. The resolution worsens gradually versus and exceeds within the interval = 8–20 (the corresponding value of the size parameter depends on n).
Now, let us discuss the imaging of the objects substantially distant from the MP. Indeed, a formula similar to (3) can be easily derived for nonzero distances d from the dipole to the MP. However, if , this formula is not needed. In this case, the photon tunneling tightly couples the radial dipole to the microparticle, and the imaging beam is formed in the same way as if the dipole was located exactly on the surface of the glass.
When
d∼
, it is not so. Experiments in [
22] showed that the MPs separated from the objects by a micron layer of a lubricant do not grant the super-resolution. The most probable reason for this is that
is comparable with
R, though smaller. Applying the simplistic GO approach to the case when
d is comparable with
R, we obtain two VSs: one corresponding to paraxial rays, which is located in front of the microparticles, and the other one is either inside it or behind it, depending on
n. This ambiguity means that the GO approach does not work. In this situation, the suppression of the diffraction on the imaging beam axis is hardly helpful for the resolution. It means that the conventional scenario of MAN for substantially distant objects is not possible. As to the novel scenario, this question is open. In our simulations, we have not really studied the case when
because the first simulation has shown that in this case, the cross-polarization effect (necessary in the case when the illumination is normal to the substrate) is practically absent. However, the illumination may be oblique, and the object may be polarized radially even when substantially distanced from the MP. This case needs further investigation.