A Novel Fractional-Order Scheme for Non-Linear Problems with Applications in Optimization
Abstract
1. Introduction
- These approaches are quite complex and may not necessarily result in closed-form solutions.
- Non-linearity further complicates the identification of exact solutions with fractional derivatives, resulting in new obstacles that do not exist in integer-order systems.
- Obtaining analytical solutions can be time-intensive, especially for equations involving fractional operators with Caputo and Riemann–Liouville derivatives, among other methods.
- Fractional derivatives bring with them memory issues, making traditional locality-based analytical procedures inapplicable.
- Analytical methods are inefficient for tackling multiple-dimensional, large-scale, and strongly linked systems.
- Problems involving memory effects or singularities have low precision.
- They are often characterized by low convergence rates, especially for stiff or highly non-linear systems.
- In most cases, iterative techniques diverge if the function’s derivative gets close to zero around the starting point.
- The local convergence behavior of iterative techniques may potentially result in divergence or inaccurate outcomes for non-linear complex fractional problems.
- They are sensitive to initial assumptions, resulting in divergence or convergence to undesirable roots.
- In practical applications, long-range dependencies are not captured.
- A fractional-order method of the highest convergence order is proposed. The performance of the method is examined against the existing methods for solving non-linear problems in operations research and engineering optimization.
- Generalised Taylor series are explored to conduct a local theoretical convergence analysis, proving that the fractional approach has a convergence order of , where . A fractal representation of the proposed technique is further developed, contributing to a better understanding of its structure and allowing for implementation in more complex application areas.
- The stability and robustness of the suggested scheme are investigated under various conditions and considering the percentage zones of convergence and divergence. A rigorous theoretical convergence order is targeted, based on which, a theoretical foundation for efficiency and reliability is established. Efficient method execution, which lowers iterations, is helpful for immense and memory-constrained problems. Numerous comparisons reveal that the proposed method outperforms the state-of-the-art in terms of accuracy, convergence rate, computational time in seconds, and percentage convergence.
- The applicability of the proposed approach is demonstrated using four numerical examples in operations research and engineering optimization. Findings are compared to existing numerical methods, considering account precision, stability, and computational efficiency.
2. Development and Analysis of Fractional Iterative Schemes
Convergence Analysis
3. Factorial Representations of the Convergence Behavior
- Basins of attraction define areas where a certain iterative scheme converges to specific roots of a non-linear solution when having an initial guess. Each basin corresponds to one root. The region of convergence for an iterative method varies along a defined boundary known as a separatrix.
- Symmetry or fractal-like features in the basin indicate intricate dependencies on the initial guess.
- Irregularities may indicate the need for better iterative formulations.
- Mapping computational time over the basins of attraction helps to select initial guesses for time-sensitive applications.
- Plotting iterative time in the basin improves the selection of guesses at their roots for time-critical applications.
- Near a root, the error decreases predictably (e.g., linearly, quadratically, cubically), but this indicates the order of convergence.
- The interaction of the function’s properties (e.g., steepness and local extrema) and the basin structure helps identify possible issues while solving highly non-linear equations.
- Visualizing basins helps to improve iterative methods by refining formulas, increasing convergence, and addressing divergence obstacles.
Analysis of Basins of Attraction
- The suggested algorithm has larger basins, indicating improved global convergence attributes.
- Symmetry within the basins ensures root stability, especially in multi-root designs.
- Smooth boundary curves in attraction areas indicate reduced sensitivity to perturbations, implying numerical stability.
4. Numerical Analysis
4.1. Applications and Practical Implementation
| Algorithm 1 Three-step fractional-order iterative scheme for solving |
| Require: Function , derivative , initial guess , fractional order , tolerance , maximum iterations N Ensure: Approximate root
|
- Inventory holding costs ()
- Order costs per restocking inventory ()
- Cost of penalties for back-orders ()
- Physical interpretation and practical relevance. Although the inventory optimization problem ultimately reduces to a scalar non-linear equation, the use of a fractional-order iterative framework is motivated by the intrinsic memory effects observed in real inventory systems, such as delayed demand adjustment, cumulative pricing influence, and historical stock imbalance. The fractional parameter introduces a controlled memory mechanism that enhances numerical stability and reflects realistic decision dynamics beyond classical memoryless solvers.
- Memory-driven demand adjustment: The fractional formulation captures delayed market responses, where current reorder decisions depend not only on instantaneous demand but also on past pricing and consumption trends.
- Stabilization of reorder dynamics: Fractional memory smooths abrupt changes caused by non-linear demand elasticity, leading to a stable convergence toward the optimal reorder quantity and preventing oscillatory inventory policies.
- Robust cost equilibrium behavior: The real root represents a physically meaningful equilibrium where holding, ordering, and back-order costs are balanced, while complex roots correspond to economically infeasible inventory states.
4.2. Computational Complexity and Scalability
- Improved convergence: The method achieves a convergence order of while requiring fewer iterations than existing schemes.
- Memory-Efficient Fractional Operators: These operators limit the expansion of memory by performing approximations to the Caputo derivative using efficient quadrature or convolution techniques.
- Scalability: The technique’s iterative structure makes it suitable for more complex and larger problems in engineering.
- Dimensional Extension: The scheme can be accelerated to higher-dimensional problems with acceptable complexity levels by utilizing sparse grid or domain decomposition techniques in conjunction with a recently developed technique.
5. Conclusions
- Higher Accuracy: The approach has a higher-order convergence rate, which allows for more accuracy in approximating solutions for non-linear problems, particularly in complex, memory-based systems (see Table 1, Table 2, Table 3, Table 4, Table 5, Table 6, Table 7, Table 8, Table 9, Table 10, Table 11, Table 12, Table 13, Table 14, Table 15, Table 16, Table 17 and Table 18).
- Enhanced Efficiency: The numerical findings showed that the method substantially reduces residual error Figure 3, Figure 5, Figure 7 and Figure 9, and the computational order of convergence and processing time Figure 4, Figure 6, Figure 8 and Figure 10 when compared to classical methods; this makes the developed method more viable for real-world applications.
- Robustness in Complex Domains: Traditional techniques fail to address problems with fractional derivatives, while our method performed better in applications like anomalous diffusion and viscoelasticity.
- Wide Applications: The method can be employed in a variety of domains, from engineering control systems to operations research, making it widely applicable for solving non-linear optimization problems.
- Sensitivity to Parameters: Choosing appropriate fractional orders and step sizes is essential to the method’s success. This can be challenging in practice.
- Adaptability: The method’s ability to handle large-scale or high-dimensional issues may be impacted by its increased computing complexity.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Appendix A
Appendix B
References
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| Metrics | |||||
|---|---|---|---|---|---|
| Total points | 640,000 | 640,000 | 640,000 | 640,000 | 640,000 |
| Per-convergence | 54.34% | 47.65% | 46.65% | 58.50% | 86.98% |
| Iterations | 25 | 24 | 23 | 24 | 19 |
| CPU-time | 3.454 | 4.343 | 2.3453 | 4.342 | 1.342 |
| Method | Steps | Memory Effect | Convergence Order | Order at | |
|---|---|---|---|---|---|
| [31] | Single-step | 2 | No | 2 | |
| [32] | Single-step | 2 | No | 2 | |
| [33] | Multi-step | 3 | No | 2 | |
| [34] | Multi-step | 3 | No | 3 | |
| (present) | Multi-step | 5 | Yes | 6 |
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| 3.4432 | ||||||
| 2.0768 | ||||||
| 2.4027 | ||||||
| 3.9570 | ||||||
| 1.6538 |
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| 3.5076 | ||||||
| 2.8576 | ||||||
| 2.4732 | ||||||
| 2.7657 | ||||||
| 1.6053 |
| Metrics | |||||
|---|---|---|---|---|---|
| Metrics | |||||
|---|---|---|---|---|---|
| Per-convergence | 45.76% | 34.76% | 49.76% | 61.65% | 89.67% |
| Iterations | 29 | 25 | 27 | 23 | 17 |
| CPU-time | 4.546 | 4.675 | 3.689 | 4.894 | 1.790 |
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| 4.5769 | ||||||
| 5.8766 | ||||||
| 3.2228 | ||||||
| 3.6070 | ||||||
| 2.6039 |
| Metrics | |||||
|---|---|---|---|---|---|
| Metrics | |||||
|---|---|---|---|---|---|
| Per-convergence | 43.12% | 41.89% | 51.06% | 57.96% | 87.03% |
| Iterations | 27 | 23 | 26 | 24 | 19 |
| CPU-time | 5.654 | 5.132 | 3.998 | 3.107 | 1.556 |
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| 5.576 | ||||||
| 5.876 | ||||||
| 4.432 | ||||||
| 4.657 | ||||||
| 3.653 |
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| 3.4570 | ||||||
| 3.8076 | ||||||
| 3.4002 | ||||||
| 3.3607 | ||||||
| 2.3603 |
| Metrics | |||||
|---|---|---|---|---|---|
| Metrics | |||||
|---|---|---|---|---|---|
| Per-convergence | 55.03% | 45.13% | 52.53% | 57.98% | 94.67% |
| Iterations | 31 | 21 | 26 | 27 | 21 |
| CPU-time | 5.576 | 5.005 | 4.119 | 4.654 | 2.765 |
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| 5.5436 | ||||||
| 3.8736 | ||||||
| 4.0042 | ||||||
| 9.0007 | ||||||
| 2.6634 |
| Scheme | = 0.1 | CPU-Time | ||||
|---|---|---|---|---|---|---|
| 5.576 | ||||||
| 5.876 | ||||||
| 4.432 | ||||||
| 4.657 | ||||||
| 3.653 |
| Metrics | |||||
|---|---|---|---|---|---|
| Metrics | |||||
|---|---|---|---|---|---|
| Per-convergence | 55.89% | 54.23% | 52.78% | 45.05% | 91.90% |
| Iterations | 23 | 29 | 21 | 20 | 15 |
| CPU-time | 3.675 | 6.098 | 5.876 | 2.554 | 0.986 |
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Share and Cite
Shams, M.; Kausar, N.; Pourhejazy, P. A Novel Fractional-Order Scheme for Non-Linear Problems with Applications in Optimization. Math. Comput. Appl. 2026, 31, 40. https://doi.org/10.3390/mca31020040
Shams M, Kausar N, Pourhejazy P. A Novel Fractional-Order Scheme for Non-Linear Problems with Applications in Optimization. Mathematical and Computational Applications. 2026; 31(2):40. https://doi.org/10.3390/mca31020040
Chicago/Turabian StyleShams, Mudassir, Nasreen Kausar, and Pourya Pourhejazy. 2026. "A Novel Fractional-Order Scheme for Non-Linear Problems with Applications in Optimization" Mathematical and Computational Applications 31, no. 2: 40. https://doi.org/10.3390/mca31020040
APA StyleShams, M., Kausar, N., & Pourhejazy, P. (2026). A Novel Fractional-Order Scheme for Non-Linear Problems with Applications in Optimization. Mathematical and Computational Applications, 31(2), 40. https://doi.org/10.3390/mca31020040

