Bacterial-Derived Immunomodulators as a Preventive Strategy for Viral Respiratory Tract Infections and Associated Wheezing or Asthma in Children: A Targeted Narrative Review
Highlights
- Four bacterial-derived immunomodulators (OM-85, PMBL, MV130, and CRL1505) share convergent mechanisms involving epithelial barrier reinforcement, innate immune activation, and adaptive immune modulation relevant to pediatric respiratory infection prevention.
- Clinical evidence varies substantially across products, with OM-85 demonstrating the most extensive support (showing 26–36% reduction in respiratory tract infections across multiple RCTs and meta-analyses), while data for PMBL, MV130, and CRL1505 remain more limited.
- Bacterial-derived immunomodulators represent a promising complementary strategy for reducing recurrent respiratory infections and associated wheezing in young children, alongside standard preventive measures.
- Significant knowledge gaps persist regarding optimal treatment duration, patient selection, and comparative efficacy, highlighting the need for well-designed head-to-head trials with standardized outcomes.
Abstract
1. Introduction
- Outline the features of the immature immune response in pediatric populations and the pathophysiological mechanisms involved in RTIs and asthma;
- Describe the immunological mechanisms by which bacterial products influence epithelial barrier function, innate and adaptive immunity, and inflammation regulation;
- Summarize their clinical efficacy and safety in reducing RTI incidence and preventing wheezing or asthma outcomes in children;
- Identify remaining evidence limitations and future research priorities to optimize host-directed immunomodulation in pediatric respiratory health.
2. Materials and Methods
2.1. Selection of Immunomodulators
2.2. Literature Search Strategy
2.3. Study Selection and Inclusion Criteria
2.4. Data Synthesis
2.5. Study Design Considerations
3. Immunopathophysiology of RTIs and Asthma
3.1. Pediatric Immune Vulnerabilities
3.2. Viral Infection and Dysregulated Host Response
3.3. Mechanisms of Chronic Inflammation and Asthma Development
3.4. Airway Remodeling and Structural Changes
3.5. Microbiome and Susceptibility to RTIs and Asthma Development
3.6. Genetic and Environmental Factors
3.7. Implications for Immunomodulatory Strategies
4. Immunomodulation Agents and Mechanisms of Action
- Chemical lysis through alkaline treatment generates bacterial lysate enriched in bioavailable protein, peptide, lipoteichoic acids, and detoxified lipopolysaccharides, compounds approaching metabolic end-products [46].
- Mechanical lysis through high-pressure disruption or sonication generates bacterial lysate containing structural fragments and soluble components, bacteria protein, and antigen structures, while ensuring the absence of viable bacteria [47].
- Live strain formulations maintain viability and colonization capacity [49].
4.1. Polyvalent Chemical Lysate: OM-85
- Epithelial barrier modulation: In human bronchial epithelial cells, OM-85 enhances mucosal defense through multiple pathways. First, it strengthens antiviral immunity by increasing production of IFN-β and IFN-γ while reducing viral-induced cell death [50,51]. Second, OM-85 interferes with viral entry mechanisms. It prevents the increase in ICAM-1 expression [50,51] and reduces angiotensin-converting enzyme 2 (ACE2) and transmembrane serine protease 2 (TMPRSS2) expression [81,82], thereby limiting viral adhesion while increasing β-defensin, enhancing mucosal protection against pathogens [50,51]. Additionally, in human sinonasal epithelial cells, OM-85 increases nitric oxide production (NO) [52] and ciliary beat frequency [52], supporting mucociliary clearance, and enhances transepithelial resistance (TEER) in human bronchial epithelial cells [53], collectively strengthening epithelial barrier integrity. In murine asthma models, oral OM-85 also prevents airway remodeling by reducing goblet cell hyperplasia and mucus hypersecretion, key indicators of epithelial dysfunction, thereby restoring normal mucosal architecture [54,55].
- Innate immunity activation: In human blood immune cells, OM-85 activates DCs and macrophages through PRR, predominantly TLR4 and TLR2, with contributions from TLR7 and TLR9 [57,58]. This stimulation triggers a MyD88-dependent activation of key innate signaling pathways, including nuclear factor kappa B (NF-κB), TANK-binding kinase 1 (TBK1), mitogen-activated protein kinases (MAPKs), and mammalian target of rapamycin complex 1 (mTORC1), leading to the secretion of major pro-inflammatory and antiviral cytokines such as TNF-α, IL-6, IL-12p70, and IFN-β [57,58]. OM-85 also induces the production of chemokines such as CXCL8, CCL2, and CCL20, facilitating the recruitment and activation of innate immune cells [57,58]. In murine bone marrow-derived macrophages, OM-85 also induces NO production together with NF-κB nuclear translocation, confirming macrophage activation and antimicrobial effector induction [56]. In parallel, DCs exposed to OM-85 also increase the expression of major histocompatibility complex class II (MHC-II), cluster of differentiation 80 (CD80), CD86, and CD83, enhancing antigen presentation capacity and subsequent T cell activation [57,59,60].
- Adaptive immunity modulation: OM-85 promotes a Th1-oriented immune response [56], increasing IFN-γ-producing cluster of differentiation 4 (CD4)+ T cells and virus-specific CD8+ T cells [60,61,62,63]. Simultaneously, it prevents the secretion of Th2 cytokines (IL-4, IL-5, IL-13) [54,56]. OM-85 also enhances polyclonal B cell activation, boosting the production of immunoglobulin A (IgA) and immunoglobulin G (IgG) antibodies [56,60], which provide enhanced humoral immunity against respiratory pathogens.
- Inflammation control: OM-85 activates protective immune pathways while preventing excessive inflammasome activation [17]. Following oral administration, OM-85 induces tolerogenic dendritic cells and promotes Treg accumulation in the lungs [54,55], contributing to IL-10-mediated immune homeostasis and decreased eosinophilic inflammation [54,55]. In intranasal administration models, OM-85 specifically modulates the epithelial IL-33/ILC2 axis, further contributing to reduced type 2 inflammation [53].
4.2. Polyvalent Mechanical Lysate (PMBL)
- Epithelial barrier modulation: PMBL directly targets airway epithelial cells, enhancing mucosal barrier integrity. In primary human bronchial epithelial cells, PMBL markedly increases E-cadherin, a tight junction protein critical for maintaining epithelial integrity, amphiregulin, an autocrine growth factor supporting epithelial repair, and β-defensin-2, an antimicrobial peptide conferring direct bacteriostatic activity against pathogens [64]. PMBL also increases ICAM-1 expression [64], which acts as an adhesion molecule mediating leukocyte recruitment and strengthening epithelial–immune crosstalk [64]. Additionally, PMBL stimulates epithelial secretion of IL-23, which in turn triggers type 3 innate lymphoid cell (ILC3)-dependent IL-22 production, a pathway responsible for epithelial repair and antimicrobial peptide release [64], supporting mucosal barrier maturation.
- Innate immunity activation: PMBL activates innate immunity through engagement of PRR on DCs and macrophages, triggering NF-κB signaling in myeloid differentiation primary response 88 (MyD88)-dependent manner [65]. This initiates a transient pro-inflammatory transcriptional program involving cytokines, chemokines and alarmins (CXCL1, CCL20, IL6, TNFA, S100A9, LCN2) that recruit innate effectors to mucosal sites [65]. At the cellular level, PMBL drives maturation of monocyte-derived DCs, increasing the expression of CD80, CD86, CD83, and MHC-II [47]. DCs stimulated with PMBL markedly enhance the secretion of IL-12p70, activate NK cells, and amplify their IFN-γ production and early antimicrobial cytotoxicity [47,66].
- Adaptive immunity modulation: PMBL treatment induces robust IL-12p70 secretion driving Th1 polarization [47], enhancing IFN-γ and IL-2 secretion. In parallel, PMBL upregulates CD25 expression on B cells, CD4+ and CD8+ T cells, amplifying IL-2/IL-2R signaling pathways essential for lymphocyte proliferation and effector differentiation [67]. This synergistically supports B cell activation, class switching, and plasma cell differentiation [67], culminating in enhanced mucosal IgA secretion [47], which serves as a critical first-line barrier against respiratory pathogens.
- Inflammation control: PMBL balances immune activation with regulation, preventing pathological hyperinflammation. In vitro, PMBL-primed CD4+ T cells exhibit a predominantly Th2 profile with markedly elevated IL-4 and IL-10 production, and CD8+ T cells adopt a cytotoxic Th1 phenotype (IL-2, IFN-γ), indicating balanced Th1/Th2 activation [67,68]. The protective effect of PMBL occurs independently of neutrophils, IL-17A, or caspase-1, suggesting engagement of multiple parallel effector pathways that prevent over-reliance on single inflammatory axes prone to immunopathology [65].
4.3. Heat-Inactivated Whole Bacteria: MV130
- Epithelial barrier modulation: MV130 reduced barrier disruption markers in bronchoalveolar lavage, increased the expression of tight-junction proteins such as occluding and zonula occludens-1 (ZO-1), and prevented mucus hypersecretion. These effects were associated with decreased airway resistance and smooth muscle thickening, indicating protection of the epithelial barrier [69].
- Innate immunity activation: MV130 triggers dual PRR signaling in myeloid cells, including macrophages and dendritic cells, through TLR/MyD88 and NLR/RIPK2 (receptor-interacting protein kinase 2) pathways, leading to NF-κB activation and the subsequent release of IL-12p70, TNF-α, IL-6, IL-1β, and IL-23 [70]. MV130 has been characterized as a trained-immunity-based vaccine [48], capable of inducing long-term functional reprogramming of myeloid progenitors in the bone marrow. This training is associated with epigenetic remodeling that increases chromatin accessibility at inflammatory genes and metabolic rewiring toward enhanced oxidative phosphorylation (OXPHOS) and glycolysis in an mTOR-dependent manner [48]. These adaptations heighten responsiveness to secondary stimuli, resulting in broad, nonspecific protection. In vivo, trained innate responses induced by MV130 enhance resistance to respiratory viral infections and improve the immunogenicity of unrelated vaccines [71]. Epigenetic characterization of MV130-induced trained immunity is based predominantly on adult and murine models; dedicated pediatric immunophenotyping data on the durability of these changes are currently lacking.
- Adaptive immunity modulation: MV130-activated DCs drive CD4+ T cell differentiation toward Th1 (IFN-γ-mediated antiviral) and T helper type 17 (Th17) (IL-17-mediated antibacterial) phenotypes, together with the induction of IL-10-secreting Treg, supporting a balanced and protective adaptive profile [70]. Following intranasal administration, MV130 enhanced mucosal adaptive responses, characterized by increased airway secretory IgA and a Th1-associated antibody profile, reflected by an elevated IgG2c/IgG1 ratio [71]. These effects are consistent with an innate immune reprogramming environment in which trained macrophages and dendritic cells display enhanced responsiveness to secondary challenges, thereby promoting durable mucosal protection [48].
- Inflammation control: MV130 establishes balanced immune responses by activating pro-inflammatory pathways while simultaneously inducing IL-10-dependent regulatory mechanisms [48,70]. This dual action leads to a controlled inflammatory response that resolves once the pathogen threat subsides, while imprinting long-term functional reprogramming of innate immune cells that enhances responsiveness to future challenges. In experimental asthma models, MV130 administered intranasally reduced allergen-specific immunoglobulin E (IgE), attenuated Th2-associated cytokines and eosinophilic infiltration, and prevented airway remodeling, consistent with a protective modulation of allergic inflammation [69]. Additionally, human mesenchymal stromal cells exposed to MV130 promoted macrophage polarization toward an anti-inflammatory M2 phenotype and the generation of regulatory dendritic cells, supporting tissue repair and immune homeostasis [72].
4.4. Probiotic: Lactobacillus rhamnosus CRL1505
- Epithelial barrier modulation: CRL1505 strengthens epithelial integrity at both intestinal and respiratory levels through coordinated mucosal crosstalk. Oral administration enhances the intestinal barrier and stimulates immune mediators that influence distant mucosal sites, illustrating a functional gut–lung axis [73,74,76]. This bidirectional communication promotes the production of cytokines such as IL-10 and IFN-β, supporting epithelial repair and IgA secretion in both tissues [73,76]. In the respiratory tract, CRL1505 or its purified peptidoglycan (PG) reduces bronchoalveolar barrier permeability, as shown by lower protein leakage and preserved epithelial morphology in viral-like inflammation models [77].
- Innate immunity activation: Oral CRL1505 enhances respiratory innate antiviral defenses through the activation of intestinal and pulmonary dendritic cells (DCs) and macrophages. In the gut, CRL1505 stimulates DCs to upregulate MHC-II, CD86, and IL-12p70, promoting Th1-oriented responses that extend to the respiratory mucosa via gut–lung immune communication [73,74,76]. In the lungs, macrophages primed by CRL1505 increase the production of type I interferons (IFN-α/β) and IFN-γ, creating an interferon-centered antiviral program that accelerates viral clearance while limiting excessive inflammation [78,79,86].
- Adaptive immunity modulation: CRL1505 strengthens adaptive immune responses in the respiratory tract by promoting Th1 polarization and enhancing mucosal antibody production. Oral administration increases intestinal and pulmonary CD3+CD4+IFN-γ+ T cells through IL-12p70-producing dendritic cells, leading to a Th1-oriented environment that supports antiviral protection [73,74,76]. In parallel, the purified PG derived from CRL1505 enhances B cell recovery and mucosal IgA production, amplifying the humoral arm of adaptive immunity [77,79]. Together, these effects demonstrate that CRL1505 reinforces both cellular and humoral responses essential for long-term protection of the respiratory mucosa.
- Inflammation control: Although CRL1505 activates strong mucosal immune responses, it simultaneously maintains inflammatory balance through the induction of IL-10 in both the lung and systemic compartments [73,74]. This regulatory cytokine counteracts excessive production of pro-inflammatory mediators such as TNF-α, IL-6, and CCL2, thereby limiting tissue injury while preserving efficient pathogen clearance [76,78]. In models of viral and pneumococcal infection, the concurrent upregulation of IFN-γ and IL-10 is associated with reduced lung inflammation and improved survival [73,79]. These findings indicate that CRL1505 promotes a well-orchestrated immune response, combining antiviral efficacy with controlled inflammation to sustain mucosal homeostasis.
5. Pediatric Clinical Evidence
5.1. Evidence from Clinical Studies
5.1.1. Extensive Evidence Supporting Clinical Integration: Polyvalent Chemical Lysate (OM-85)
5.1.2. Preliminary Evidence Requiring Expansion: PMBL (Ismigen) and MV130 (Bactek/Bacmune)
5.1.3. Strong Mechanistic Rationale, Limited Clinical Data: Lactobacillus rhamnosus CRL1505
5.2. Ongoing Research and Future Directions
- The phase III study NCT05063149 includes 500 moderate–late preterm infants aged 6 to 10 weeks who will receive OM-85 until 12 months after birth. This study evaluates the efficacy of OM-85 in the reduction in RTIs and wheezing in the first years of life. This study will also contribute to determining the correlation of biological markers with respiratory symptoms, immune protection and treatment effect [120].
- The multicenter phase II study NCT05857930 assesses the efficacy and safety of daily OM-85 treatment as an adjunct to standard care versus placebo in reducing wheezing/asthma-like episodes (WEs) over a 6-month period in children aged 6 months to 5 years with a history of recurrent WEs [122].
- The ORBEX trial (NCT02148796) evaluates whether OM-85 can increase time to first wheezing lower respiratory tract illness (WLRI) episode in high-risk infants. The study enrolled 822 children aged 6–18 months who received treatment for 2 consecutive years, followed by a 3-year observational phase off therapy. This large-cohort study will provide valuable long-term efficacy data in a high-risk population [123].
6. Discussion
7. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| ACE2 | Angiotensin-converting enzyme 2 |
| ALRI | Acute lower respiratory infection |
| CCL | Chemokine (C-C motif) ligand |
| CD4 | Cluster of differentiation 4 |
| CD8 | Cluster of differentiation 8 |
| CFU | Colony-forming units |
| COPD | Chronic obstructive pulmonary disease |
| CRL1505 | Lactobacillus rhamnosus CRL1505 |
| CXCL | Chemokine (C-X-C motif) ligand |
| DC | Dendritic cell |
| G-CSF | Granulocyte colony-stimulating factor |
| hMPV | Human metapneumovirus |
| hPIV | Human parainfluenza virus |
| HR | Hazard ratio |
| ICAM-1 | Intercellular adhesion molecule 1 |
| IFN-β | Interferon beta |
| IFN-γ | Interferon gamma |
| IFV | Influenza virus |
| IgA | Immunoglobulin A |
| IgE | Immunoglobulin E |
| IgG | Immunoglobulin G |
| IL | Interleukin |
| ILC2 | Group-2 innate lymphoid cells |
| ILC3 | Type 3 innate lymphoid cells |
| IQR | Interquartile range |
| LRTI | Lower respiratory tract infection |
| MAPK | Mitogen-activated protein kinases |
| MD | Mean difference |
| MHC-II | Major histocompatibility complex class II |
| mTORC1 | Mammalian target of rapamycin complex 1 |
| MV130 | Mucosal vaccine 130 |
| MyD88 | Myeloid differentiation primary response 88 |
| NF-κB | Nuclear factor kappa B |
| NK | Natural killer |
| NO | Nitric oxide |
| OXPHOS | Oxidative phosphorylation |
| PG | Peptidoglycan |
| PMBL | Polyvalent mechanical bacterial lysate |
| PRR | Pattern recognition receptor |
| RCT | Randomized controlled trial |
| RIG-I | Retinoic acid-inducible gene I |
| RIPK2 | Receptor-interacting protein kinase 2 |
| RR | Relative risk |
| RSV | Respiratory syncytial virus |
| RTI | Respiratory tract infection |
| RV | Rhinovirus |
| SARS-CoV-2 | Severe acute respiratory syndrome coronavirus 2 |
| SCFA | Short-chain fatty acids |
| TBK1 | TANK-binding kinase 1 |
| TEER | Transepithelial resistance |
| Th1 | T helper type 1 |
| Th2 | T helper type 2 |
| Th17 | T helper type 17 |
| TLR | Toll-like receptor |
| TMPRSS2 | Transmembrane serine protease 2 |
| TNF-α | Tumor necrosis factor alpha |
| Treg | Regulatory T cell |
| TSLP | Thymic stromal lymphopoietin |
| URTI | Upper respiratory tract infections |
| WLRI | Wheezing lower respiratory tract illness |
| ZO-1I | Zonula occludens-1 |
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| Products | Numbers of RCT | Total Number of Patients in RCT | Numbers of Meta-Analyses | Refs |
|---|---|---|---|---|
| Polyvalent chemical lysate (OM-85) | 18 | 2116 | 7 | [87,88,89,90,91,92,93,94,95,96,97,98,99,100,101,102,103,104,105,106,107,108,109] |
| PMBL (Ismigen) | 5 | 420 | 1 | [19,110,111,112,113,114] |
| Heat-inactivated whole bacteria (MV130) | 1 | 120 | 0 | [102] |
| Probiotic (CRL1505) | 0 | 0 | 0 |
| Products | Trial ID | Phase | N | Population | Primary Endpoint | Duration | Status | Refs |
|---|---|---|---|---|---|---|---|---|
| OM-85 | NCT05677763 | IV | 525 | Children aged 6 months to 5 years with multiple RTIs | Rate of RTIs | 12 months, and 6 months of observation | Active, not recruiting | [119] |
| OM-85 | NCT05063149 | III | 500 | Preterm children aged 6 to 10 weeks | Total LRTIs and wheezing episodes in first years of life | 12 months after birth | Recruiting | [120] |
| OM-85 | NCT05064631 (BLIPA) | IIb | 173 | Children aged 3 to 12 months with severe bronchiolitis | Presence of wheezing | 19 and 24 months | Active, not recruiting | [121] |
| OM-85 | NCT05857930 | II | 288 | Children aged 6 months to 5 years with recurrent wheezing | Rate of wheezing/asthma-like episodes | 6 months | Active, not recruiting | [122] |
| OM-85 | NCT02148796 (ORBEX) | II | 822 | Children aged 6 to 18 months at risk of wheezing and asthma | Time to the first WLRI episode in the observation period after two consecutive years of therapy | 5 years | Completed | [123] |
| CRCL1505 | NCT07154992 | NA | 268 | Healthy children aged 3 to 12 years | Reduction or prevention URTIs | 12 weeks and 4 additional weeks post-treatment | Recruiting | [124] |
| PBML | No registered pediatric trials identified | |||||||
| MV130 | No registered pediatric trials identified |
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Soto-Martinez, M.E.; Feleszko, W.; Moeller, A. Bacterial-Derived Immunomodulators as a Preventive Strategy for Viral Respiratory Tract Infections and Associated Wheezing or Asthma in Children: A Targeted Narrative Review. Children 2026, 13, 737. https://doi.org/10.3390/children13060737
Soto-Martinez ME, Feleszko W, Moeller A. Bacterial-Derived Immunomodulators as a Preventive Strategy for Viral Respiratory Tract Infections and Associated Wheezing or Asthma in Children: A Targeted Narrative Review. Children. 2026; 13(6):737. https://doi.org/10.3390/children13060737
Chicago/Turabian StyleSoto-Martinez, Manuel E., Wojciech Feleszko, and Alexander Moeller. 2026. "Bacterial-Derived Immunomodulators as a Preventive Strategy for Viral Respiratory Tract Infections and Associated Wheezing or Asthma in Children: A Targeted Narrative Review" Children 13, no. 6: 737. https://doi.org/10.3390/children13060737
APA StyleSoto-Martinez, M. E., Feleszko, W., & Moeller, A. (2026). Bacterial-Derived Immunomodulators as a Preventive Strategy for Viral Respiratory Tract Infections and Associated Wheezing or Asthma in Children: A Targeted Narrative Review. Children, 13(6), 737. https://doi.org/10.3390/children13060737

