Reliability-Adaptive Control of Aerospace Electromechanical Actuators with Coupled Degradation via Stochastic MPC
Abstract
1. Introduction
- A hierarchical mission-to-control architecture that translates high-level mission requirements into dynamic health constraints.
- A stochastic MPC formulation that explicitly handles turbulence (process noise) and fatigue uncertainty via chance constraints. Unlike standard approaches, we employ a conservative constraint-tightening mechanism motivated by the Cantelli inequality to robustly handle non-Gaussian degradation tails.
- A multi-component case study with physics-based coupled degradation models (gearbox–ball screw interaction), demonstrating the efficacy of the proposed method in a realistic flight control scenario.
2. Related Work
2.1. From PHM to Health-Aware Flight Control
2.2. Stochastic MPC for Aerospace Reliability
2.3. Coupled Degradation in Electromechanical Actuators (EMAs)
3. Problem Formulation
3.1. Coupled EMA Dynamics
3.2. Physics-Based Degradation Models
- Gearbox (Fatigue): This is modeled using Paris’s law [22] for crack propagation in gear teeth:where a is the crack length, is Paris’s law coefficient, and is the stress intensity factor, driven by maneuver loads and vibration.
- Ball Screw (Wear): This is modeled using Archard’s Law [23] for sliding/rolling wear:where V is the wear volume, is Archard’s wear coefficient, F is the axial load (aerodynamic force), v is the sliding velocity, and is hardness.
- Thermal–mechanical Coupling: The temperature rise due to ball screw friction reduces lubricant viscosity inside the gearbox, increasing contact stress:
3.3. Optimization Objective
- Slow-Time Scale (Reliability Planning): Determine a feasible health reference trajectory that satisfies the chance constraint .
- Fast-Time Scale (Performance Maximization): Maximize instantaneous performance subject to tracking this reference:where is a slack variable allowing for short-term optimal deviations.
3.4. The Reliability Paradox: Why Derating Increases Sortie Generation
4. Methodology
4.1. Hierarchical Mission-to-Control Architecture
4.1.1. Decision and Planning Level
- Demand Layer (Goal Setting): Defines the high-level mission profile (e.g., “Complete 1000 cycles”) and reliability constraints. It serves as the reference input.
- Translation Layer (Prescription): This layer serves the role of a Reference Governor [11] by actively converting high-level mission reliability checks into feasible state trajectories. It computes a Target Health Trajectory compatible with the system’s physical degradation limits, ensuring that the control targets are not only probabilistically safe but also physically reachable.
4.1.2. Control and Estimation Level
- Algorithm Layer (Execution): Executes the stochastic MPC to compute optimal control actions that minimize the deviation between predicted health and the translated reference trajectory.
- Model Layer (Prediction): Contains the physics-based coupled degradation models. It predicts future state distributions based on current estimates.
- Data Layer (Perception): Fuses raw sensor data to estimate unobservable health states via state estimation (e.g., extended Kalman filter). This layer bridges the physical measurements to the model-based prediction.
4.1.3. Physical Level
- Physical Layer (Plant): The multi-component EMA (motor–gearbox–ball screw) executing deflection commands and generating sensor measurements.
4.2. Stochastic Model Predictive Control
- Process Noise (Turbulence): High-frequency aerodynamic load variations ( of nominal load).
- Model Mismatch: Aleatoric uncertainty in material properties and epistemic uncertainty from unmodeled dynamics (e.g., actuator backlash).
| Algorithm 1 Reliability-Adaptive SMPC |
| Require: Current health , target trajectory , horizon H, confidence |
| Ensure: Optimal control |
|
4.3. Parametric Multi-Objective Optimization
5. Case Study
5.1. Setup
5.2. Implementation Details
5.3. Results
- Phase I (Conservative, ): Early in life, when components are healthy and degradation rates are inherently low, the controller operates conservatively (low control inputs). This preserves health margins for later phases when coupling effects will accelerate wear, effectively “banking” reliability budgets for future use.
- Phase II (Ramp-Up, ): As the mission progresses, the controller gradually increases operating intensity. It balances the need to generate performance against accumulating degradation, carefully monitoring the coupling feedback between gearbox vibrations and ball screw wear.
- Phase III (Aggressive, ): In the final phase, the controller operates at near-maximum capacity, spending the remaining health budget before the target time. This “spend-down” strategy ensures that the health investment made in early phases is fully utilized, rather than wasted as unused margin at mission end.
5.4. Baseline Comparison
- Fixed-Gain Control: Open-loop strategy operating at 80% rated capacity—a common industrial practice that prioritizes throughput over longevity. This represents the “run-to-failure” mentality where operators lack real-time health feedback.
- PID Health Tracking: Closed-loop reactive controller using only instantaneous health observations. Critically, the PID has no knowledge of the mission duration and must estimate degradation rates online, representing practical limitations of feedback-only control.
- Deterministic MPC: Predictive controller using the same horizon () and physics-based degradation model as the SMPC but without stochastic uncertainty handling. This isolates the contribution of predictions from stochastic health awareness.
6. Discussion
6.1. Computational Complexity
6.2. Computational Trade-Off: Gaussian vs. Sampling Methods
6.3. Recursive Feasibility and Stability
7. Extended Validation
7.1. Benchmarking Control Strategies
- Fixed-Gain: Operates at constant 80% rated capacity, representing common industrial practice without health feedback.
- Reliability-Adaptive MPC: The proposed stochastic controller with chance constraints and physics-based degradation awareness.
7.2. Value of Coupling Knowledge
8. Conclusions
Future Work
Supplementary Materials
Funding
Data Availability Statement
Conflicts of Interest
Appendix A. Formal Proofs
Appendix A.1. Proof Sketch for Theoretical Motivation 1 (Value Function Monotonicity)
Appendix A.2. Proof of Proposition 1 (Recursive Feasibility)
- The target trajectory is monotonically decreasing and continuous.
- The minimum-degradation action always exists (compact ).
- Under , the health decay rate is minimized, ensuring that the state remains above
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| Parameter | Symbol | Value |
|---|---|---|
| Mission Duration | 8000 cycles | |
| Env. Noise Std. Dev. | 0.15 | |
| Paris’s Law Coeff. | ||
| Paris’s Exponent | m | 2.8 |
| Archard Coeff. | ||
| Vibration Coupling | 0.8 | |
| MPC Horizon | H | 10 steps |
| Chance Constraint | 0.95 |
| Strategy | Lifetime | Performance | Terminal | Target |
|---|---|---|---|---|
| (Cycles) | (Units) | Health | Error | |
| Fixed-Gain Control | 0.00 (Dead) | +39.5% (Fail) | ||
| PID Health Tracking | 8000 | 0.73 | <0.1% | |
| Deterministic MPC | 0.00 (Dead) | +39.5% (Fail) | ||
| Reliability-Adaptive MPC | 8000 | 0.53 | <0.1% |
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Qi, L. Reliability-Adaptive Control of Aerospace Electromechanical Actuators with Coupled Degradation via Stochastic MPC. Mathematics 2026, 14, 737. https://doi.org/10.3390/math14040737
Qi L. Reliability-Adaptive Control of Aerospace Electromechanical Actuators with Coupled Degradation via Stochastic MPC. Mathematics. 2026; 14(4):737. https://doi.org/10.3390/math14040737
Chicago/Turabian StyleQi, Le. 2026. "Reliability-Adaptive Control of Aerospace Electromechanical Actuators with Coupled Degradation via Stochastic MPC" Mathematics 14, no. 4: 737. https://doi.org/10.3390/math14040737
APA StyleQi, L. (2026). Reliability-Adaptive Control of Aerospace Electromechanical Actuators with Coupled Degradation via Stochastic MPC. Mathematics, 14(4), 737. https://doi.org/10.3390/math14040737

